K Number
K191598
Date Cleared
2019-07-18

(31 days)

Product Code
Regulation Number
888.3020
Reference & Predicate Devices
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The AOS ESTM Retrograde Femoral Nail is intended for use in intramedullary fixation of fractures of the femur to include the following: open and closed femoral fractures, pseudoarthrosis and correction osteotomy, pathologic fractures, impending pathologic fractures, and tumor resections, supracondylar fractures, including those with severe comminution and intra- articular extension, ipsilateral femur fractures, bone lengthening, fractures proximal to a total knee arthroplasty or prosthesis, fractures distal to a hip joint, nonunions and fractures resulting from osteoporosis.

Device Description

The AOS Extended Short™ (ES) Retrograde Femoral Nail is a single use, open reduction and internal fixation device, for the intramedullary fixation of fractures of the femur. The device is meant as a load sharing device, and it may be removed once the fracture has healed. The device consists of a nail, distal captured cortical and cancellous screws, proximal captured cortical screws, a locking spacer, fixation nuts and washers, and end caps.

AI/ML Overview

This document describes the AOS ES™ Retrograde Femoral Nail, a device for intramedullary fixation of femoral fractures. The 510(k) summary provided here focuses on demonstrating substantial equivalence to a predicate device, rather than establishing de novo performance criteria against clinical outcomes. Therefore, the "acceptance criteria" discussed are primarily related to mechanical performance testing for substantial equivalence, not clinical accuracy or diagnostic performance.

Here's an analysis based on the provided text:

1. Table of Acceptance Criteria and Reported Device Performance

The acceptance criteria are implicitly met by demonstrating "substantially equivalent performance" to the predicate device through functional testing and strength comparison analysis. Specific numerical acceptance criteria are not explicitly stated as this is a 510(k) submission for a Class II medical device, generally aiming for equivalence rather than new performance benchmarks.

Acceptance Criteria CategorySpecific Criteria (Implicit for Substantial Equivalence)Reported Device Performance
Mechanical PerformanceEquivalent functional and strength characteristics to the predicate device (AOS Retrograde Femoral Nail, K132005)."The results demonstrate that the AOS ES™ Retrograde Femoral Nails and accessories are substantially equivalent to the predicates."
Intended UseIdentical intended use as the predicate device."The AOS ES™ Retrograde Nail and the AOS Retrograde Nail (K132005) have the same intended use..."
Patient PopulationIdentical patient population as the predicate device."...patient population..."
Operating PrincipleIdentical operating principle as the predicate device."...operating principle..."
Risk ProfileIdentical risk profile as the predicate device."...and risk profile."
Manufacturing ProcessesIdentical manufacturing, packaging, sterilization, and shipping processes as the predicate device, under the same quality management system."They have identical manufacturing, packaging, sterilization parameters, and shipping processes, all of which will be conducted under the same quality management system."

2. Sample Size Used for the Test Set and Data Provenance

  • Sample Size: Not specified. The document only mentions "functional testing and strength comparison analysis" without detailing the number of units tested.
  • Data Provenance: This refers to pre-clinical (benchtop) testing, not clinical data, as it's a device for mechanical fixation. Therefore, there's no "country of origin of the data" in the clinical sense, and the testing is inherent to the device's design and manufacturing process. It's a prospective design verification.

3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

Not applicable. This is not a diagnostic device requiring expert interpretation of results to establish ground truth. Substantial equivalence was demonstrated through preclinical bench testing, where performance is measured against established engineering and mechanical standards.

4. Adjudication Method for the Test Set

Not applicable. Since the evaluation is based on mechanical performance testing against engineering standards or comparison to a predicate, there's no ambiguity requiring an adjudication method.

5. If a Multi Reader Multi Case (MRMC) Comparative Effectiveness Study was done

No, an MRMC comparative effectiveness study was not done. This device is a mechanical implant for fracture fixation, not a diagnostic or AI-assisted imaging device that would typically involve human readers.

6. If a Standalone (i.e. algorithm only without human-in-the loop performance) was done

Not applicable. This is a physical medical device (femoral nail), not an algorithm or AI.

7. The Type of Ground Truth Used

The "ground truth" for this type of device is established through:

  • Engineering specifications and design requirements.
  • Performance data from the predicate device to which substantial equivalence is being claimed.
  • Established mechanical testing standards.

8. The Sample Size for the Training Set

Not applicable. This is a physical medical device, not an AI/ML algorithm that requires a "training set."

9. How the Ground Truth for the Training Set was Established

Not applicable, for the same reason as point 8.

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July 18, 2019

Image /page/0/Picture/1 description: The image contains the logos of the Department of Health & Human Services and the Food and Drug Administration (FDA). The Department of Health & Human Services logo is on the left, and the FDA logo is on the right. The FDA logo includes the letters "FDA" in a blue square, followed by the words "U.S. FOOD & DRUG" and "ADMINISTRATION" in blue text.

Advanced Orthopaedic Solutions, Inc. Elaine Nguyen Regulatory Affairs Specialist 3203 Kashiwa Street Torrance, California 90505

Re: K191598

Trade/Device Name: AOS ESTM Retrograde Femoral Nail Regulation Number: 21 CFR 888.3020 Regulation Name: Intramedullary fixation rod Regulatory Class: Class II Product Code: HSB Dated: May 31, 2019 Received: June 17, 2019

Dear Ms. Nguyen:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for

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devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (OS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about medical devices and radiation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

For CAPT Raquel Peat, PhD, MPH, USPHS Director OHT6: Office of Orthopedic Devices Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known)

K191598

Device Name AOS ESTM Retrograde Femoral Nail

Indications for Use (Describe)

The AOS ESTM Retrograde Femoral Nail is intended for use in intramedullary fixation of fractures of the femur to include the following: open and closed femoral fractures, pseudoarthrosis and correction osteotomy, pathologic fractures, impending pathologic fractures, and tumor resections, supracondylar fractures, including those with severe comminution and intra- articular extension, ipsilateral femur fractures, bone lengthening, fractures proximal to a total knee arthroplasty or prosthesis, fractures distal to a hip joint, nonunions and fractures resulting from osteoporosis.

Type of Use (Select one or both, as applicable)
-------------------------------------------------
☑ Prescription Use (Part 21 CFR 801 Subpart D)
☐ Over-The-Counter Use (21 CFR 801 Subpart C)

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Special 510(k) Summary

Date PreparedJuly 3, 2019
Submitted byAdvanced Orthopaedic Solutions, Inc.3203 Kashiwa StreetTorrance, CA 90505Phone: (310) 533-9966
Establishment Registration2032480
Owner Operator Number9046896
Contact PersonElaine Nguyen, Regulatory Affairs Specialist
Advanced Orthopaedic Solutions, Inc.3203 Kashiwa StreetTorrance, CA 90505(310) 533-9966enguyen@aosortho.com
Device NameAOS ES™ Retrograde Femoral Nail
Common NameInternal Fixation
ClassificationClass II, 21 CFR 888.3020 Intramedullary Fixation Rod
Device CodeHSB
Substantially EquivalentDevicesPrimary: AOS Retrograde Femoral Nail(K132005, Cleared September 10, 2013)Secondary: AOS ES™ Trochanteric Nail(K103533, Cleared January 19, 2011)
Device DescriptionThe AOS Extended Short™ (ES) Retrograde Femoral Nail is a single use,open reduction and internal fixation device, for the intramedullaryfixation of fractures of the femur. The device is meant as a loadsharing device, and it may be removed once the fracture has healed.The device consists of a nail, distal captured cortical and cancellousscrews, proximal captured cortical screws, a locking spacer, fixationnuts and washers, and end caps.
Indication for UseThe AOS ES™ Retrograde Femoral Nail is intended for use inintramedullary fixation of fractures of the femur to include thefollowing:Open and closed femoral fracturesPseudoarthrosis osteotomyCorrection osteotomyPathologic fractures and impending pathologic fracturesTumor resectionsSupracondylar fractures, including those with severe comminution andintra- articular extensionIpsilateral femur fracturesBone lengtheningFractures proximal to a total knee arthroplasty or prosthesisFractures distal to a hip jointNon-unions and malunionsFractures resulting from osteoporosis.
Substantial EquivalenceThe AOS ES™ Retrograde Nail and the AOS Retrograde Nail (K132005)have the same intended use, patient population, operating principle,and risk profile. They have identical manufacturing, packaging,sterilization parameters, and shipping processes, all of which will beconducted under the same quality management system.
Preclinical TestingThe AOS ES™ Retrograde Femoral Nail System was subjected tofunctional testing and strength comparison analysis. The resultsdemonstrate that the AOS ES™ Retrograde Femoral Nails andaccessories are substantially equivalent to the predicates.

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Conclusion

Since the device has the same intended use and similar technological characteristics to the identified predicates, the device does not raise any different questions of safety or effectiveness. The performance testing and engineering analysis demonstrated that the subject device had substantially equivalence performance. Therefore, the premarket notification demonstrated that the device is substantially equivalent to the predicate.

§ 888.3020 Intramedullary fixation rod.

(a)
Identification. An intramedullary fixation rod is a device intended to be implanted that consists of a rod made of alloys such as cobalt-chromium-molybdenum and stainless steel. It is inserted into the medullary (bone marrow) canal of long bones for the fixation of fractures.(b)
Classification. Class II.