K Number
K190341
Manufacturer
Date Cleared
2019-06-28

(134 days)

Product Code
Regulation Number
866.3365
Reference & Predicate Devices
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The iCubate, Inc. iC-GN Assay™ for use on the iC-System™ is a qualitative, multiplexed, in vitro diagnostic test for the detection and identification of potentially pathogenic gram negative bacteria, which may cause bloodstream infection (BSI). The iC-GN Assay™ is performed directly on positive blood cultures, confirmed by Gram stain to contain gram negative bacilli. Cultures demonstrating mixed Gram stain results should not be tested on the assay. The iC-GN Assay™ is validated for use with select BACTEC™, BacT/ALERT® and VersaTREK® blood culture bottles. The iC-GN Assay™ is indicated for use in conjunction with other clinical and laboratory findings, such as culture, to aid in the diagnosis of bacterial bloodstream infections; however, it is not used to monitor bloodstream infections.

The iC-GN Assay™ detects target DNA and identifies the following:

Bacterial Genera and Species: Acinetobacter baumannii complex, Enterobacter cloacae complex, Escherichia coli, Klebsiella oxytoca, Klebsiella pneumoniae, Pseudomonas aeruginosa, Proteus species, Serratia marcescens

Resistance Markers: KPC (blaKPC)- associated with resistance to carbapenems, NDM (blaNDM)- associated with resistance to carbapenems, CTX-M group 1(blaCTX-M group 1)- associated with resistance to extended spectrum beta-lactams

In mixed growth, the iC-GN Assay™ does not specifically attribute detection of KPC, NDM, or CTX-M group 1 to a specific genera or species.

Sub-culturing of positive blood cultures is necessary to recover organisms for susceptibility testing, identification of organisms not detected by the iC-GN Assay™, differentiation of mixed growth, association of antimicrobial resistance marker genes to a specific organism, or for epidemiological typing.

Device Description

The iC-GN Assay™ utilizes polymerase chain reaction (PCR) for the multiplex amplification of specific targets and detects the amplified targets with microarray hybridization. Targets are detected directly from patient positive blood cultures confirmed by Gram stain to contain gram negative bacilli. The iC-GN Assay utilizes proprietary ARM-PCR (Amplicon Rescued Multiplex PCR) technology allowing for multiple targets to be amplified in one reaction. Testing is done in a self-contained, automated, disposable cassette using the iCubate™ processor (iC-Processor™). After the reaction is complete, the cassette is read on the iCubate® reader (iC-Reader™). Results from the iC-Reader™ are interpreted by iC-Report™ software and a final report is displayed on the iMac® computer.

To operate, the user opens the iC-Cassette™ cap and pipettes an aliquot of the diluted positive blood culture sample into the sample/PCR well in the bottom well plate of the cassette. Once inoculated, the cassette cap is closed, and all extraction, amplification and detection processes are completed in the cassette, a closed system. Extraction, amplification and detection sequences are defined by an assay script controlled by the iC-Processor™.

The processing script is defined within a barcode label positioned on the top of each iC-Cassette™ which communicates with the iC-Processor™. To access and pierce the foilsealed reagent wells located in the bottom well plate of the cassette, the processor manipulates the cassette to move the cassette pipette horizontally and vertically. The script directs the transfer of reagents between the wells in the bottom well plate and finally to the array within the cassette. The iC-Processor™ is capable of processing four (4) iC-Cassettes™ with random access.

Once processing is complete, the cassette is manually transferred from the iC-Processor™ to the iC-Reader™ where the microarray within the cassette is read. The iC-Reader™ is capable of reading up to four (4) iC-Cassettes™ at one time. The results are interpreted via the iC-Report™ software and displayed for the user on the iMac®. Raw data and result interpretations are stored within the iMac®; raw data is accessible to iCubate® service personnel only and not to the end user.

When finished with a loaded iC-GN Cassette™, it should be disposed as biohazardous waste.

AI/ML Overview

Here's a breakdown of the acceptance criteria and the study that proves the device meets them, based on the provided text:

1. Table of Acceptance Criteria and Reported Device Performance

The acceptance criteria are generally implied by the "Percent Agreement" values (positive and negative) to reference methods. While specific numeric acceptance thresholds are not explicitly stated as "acceptance criteria," performance metrics of 95% or higher with tight confidence intervals are typically considered strong evidence of meeting performance expectations for such devices. For reproducibility and equivalency, "≥ 95% performance" is explicitly stated as the acceptance criteria.

Metric / TargetAcceptance Criteria (Implied/Explicit)Reported Device Performance (Positive Percent Agreement)Reported Device Performance (Negative Percent Agreement)
Reproducibility≥ 95% performance (explicit)96.7% - 100% (Overall for individual targets)96.7% - 100% (Overall for individual targets)
Blood Culture Bottle Equivalency≥ 95% performance (explicit)97.9% - 100.0%98.8% - 100.0%
Method Comparison (Organisms)High agreement with reference method (implied)
Acinetobacter baumannii complexHigh agreement with reference method (implied)100% (7/7 fresh, 45/45 contrived)99.9% (968-969/969 fresh, 125/125 contrived)
Enterobacter cloacae complexHigh agreement with reference method (implied)94.5% (52/55 fresh), 100% (5/5 frozen, 17/17 contrived)100% (921/921 fresh, 153/153 contrived)
Escherichia coliHigh agreement with reference method (implied)98.4% (480/488 fresh), 100% (6/6 frozen, 15/15 contrived)100% (488/488 fresh, 155/155 contrived)
Klebsiella oxytocaHigh agreement with reference method (implied)95.8% (23/24 fresh), 100% (30/30 contrived)99.7% (949/952 fresh, 140/140 contrived)
Klebsiella pneumoniaeHigh agreement with reference method (implied)96.8% (150/155 fresh), 100% (3/3 frozen, 21/21 contrived)99.3% (815/821 fresh, 148/149 contrived)
Proteus mirabilisHigh agreement with reference method (implied)97.4% (37/38 fresh), 100% (9/9 frozen, 12/12 contrived)99.5% (914/919 fresh, 158/158 contrived)
Pseudomonas aeruginosaHigh agreement with reference method (implied)95.1% (78/82 fresh), 100% (1/1 frozen, 10/10 contrived)99.8% (892/894 fresh, 160/160 contrived)
Serratia marcescensHigh agreement with reference method (implied)100% (29/29 fresh), 100% (20/20 contrived)99.6% (943/947 fresh, 149/150 contrived)
Method Comparison (Resistance Markers)High agreement with reference method (implied)
CTX-MHigh agreement with reference method (implied)97.0% (64/66 fresh), 100% (1/1 frozen, 15/15 contrived)99.9% (909/910 fresh, 155/155 contrived)
KPCHigh agreement with reference method (implied)100% (1/1 fresh), 100% (50/50 contrived)99.9% (974/975 fresh), 99.2% (119/120 contrived)
NDMHigh agreement with reference method (implied)0/0 (fresh/frozen) - not detected, 100% (50/50 contrived)100% (976/976 fresh), 100% (120/120 contrived)

2. Sample size used for the test set and the data provenance

  • Method Comparison Study (Clinical Study):

    • Total specimens enrolled: 1107
    • Specimens included in performance analysis: 1002
      • Fresh prospective specimens: 976
      • Frozen prospective specimens (retrospectively tested): 26 (2.6%)
    • Contrived samples: 170
    • Data Provenance: Five geographically dispersed clinical sites in the U.S. (NY, WI, NM, FL, IN). The specimens were "leftover de-identified specimens from anaerobic blood culture bottles flagged as positive." This indicates a retrospective collection of clinical samples taken from patients, which were then de-identified and used for the study.
  • Reproducibility Study:

    • Eighteen-organism panel tested in triplicate across five, non-consecutive days by two independent operators at each of three sites. This implies approximately 18 organisms * 3 replicates * 5 days * 2 operators * 3 sites = 1620 tests, but the table breaks down performance by target with denominators of ~90, suggesting a more specific number per target/concentration.
  • Limit of Detection (LoD) Study:

    • Twenty-seven representative strains, a minimum of three per target. Tested in a minimum of twenty replicates (for confirmation phase) on each of three unique cassette lots.
  • Inclusivity Study:

    • Eighty-two (82) representative strains, a minimum of ten strains for each target analyte. Each strain tested in triplicate.
  • Exclusivity Study:

    • A total of 114 strains. Each strain tested in triplicate (retested in replicates of 3 or 10 for discordant results).
  • Microbial Interference Study:

    • Sixty (60) gram negative exclusivity strains in combination with eight (8) iC-GN target organisms. Each combination tested in triplicate (retested in replicates of 3 or 10 for discordant results).
  • Competitive Inhibition Study:

    • One target organism (low concentration) combined with a second target organism (high concentration). Each combination tested in triplicate (retested in replicates of 10 for false negatives).
  • Interfering Substances Study:

    • Eight representative target organisms plus one non-target organism. Organism/interferent combination tested in triplicate (retested in replicates of 10 or 3 for discordant results).

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

The document does not specify the number or qualifications of experts used to establish the ground truth. It states that the ground truth for the clinical method comparison was based on:

  • "reference culture followed by MALDI identification" for organism targets.
  • "PCR amplification followed by confirmatory bidirectional sequencing" for resistance markers.
  • "Phenotypic antimicrobial susceptibility testing (AST)" was also performed to identify samples requiring sequencing.

While these are standard laboratory methods, the involvement of specific "experts" (e.g., microbiologists, infectious disease specialists) beyond performing these standard laboratory procedures is not detailed.

4. Adjudication method for the test set

The document does not describe a formal adjudication method (like 2+1 or 3+1). For the method comparison study, discordant samples were "sequenced" (for resistance markers) or further analyzed by PCR/bi-directional sequencing for organism targets. For other performance studies (inclusivity, exclusivity, microbial interference), discordant results led to retesting in replicates (3 or 10). This indicates a re-testing approach for discrepancies rather than a multi-expert consensus.

5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

No, a multi-reader multi-case (MRMC) comparative effectiveness study was not done. The iC-GN Assay is an in vitro diagnostic (IVD) device, specifically a molecular diagnostic test for identifying microorganisms and resistance markers from positive blood cultures. It does not involve "human readers" interpreting images or data in a way that would typically be evaluated in an MRMC study for AI assistance. Its performance is compared against laboratory reference methods.

6. If a standalone (i.e. algorithm only without human-in-the loop performance) was done

Yes, the studies presented evaluate the standalone performance of the iC-GN Assay. The assay is an automated system (iC-System) that detects and identifies targets directly from positive blood cultures using PCR and microarray hybridization. The results are interpreted by software (iC-Report™) and displayed for the user. The performance data (reproducibility, LoD, inclusivity, exclusivity, microbial interference, competitive inhibition, and method comparison) all reflect the device's inherent analytical and clinical performance without a human interpreting the primary result, but rather the system's output. The human role is operational (loading samples, reading the final report), not interpretive of the raw data.

7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.)

The ground truth used for the clinical method comparison study was established using:

  • Reference culture followed by MALDI identification: This is a combination of microbiological culture methods and advanced biochemical analysis to identify bacterial species.
  • PCR amplification followed by confirmatory bidirectional sequencing: This is a molecular method used to confirm the presence and identity of specific genes (e.g., resistance markers) or bacterial species through DNA sequencing.
  • Phenotypic antimicrobial susceptibility testing (AST): Used to guide which resistance markers might need further sequencing for confirmation.

For other analytical studies (Inclusivity, Exclusivity, LoD, etc.), the ground truth was based on the known identity and concentration of the characterized bacterial strains used.

8. The sample size for the training set

The document does not provide details about a "training set" in the context of an algorithm or AI development. This device is a molecular diagnostic test, not an AI/ML-based diagnostic that would typically involve a separate training, validation, and test set for algorithm development. The studies described are performance validation studies for the finished medical device.

9. How the ground truth for the training set was established

As there's no explicit mention of a "training set" for an algorithm, the method for establishing its ground truth is not described. The ground truth for the verification and validation studies (as detailed in point 7) was established through standard microbiological and molecular laboratory techniques, which served as the comparator for assessing device performance.

{0}------------------------------------------------

Image /page/0/Picture/0 description: The image contains two logos. On the left is the Department of Health & Human Services logo. On the right is the FDA logo, which includes the letters "FDA" in a blue square, followed by the words "U.S. FOOD & DRUG ADMINISTRATION" in blue text.

June 28, 2019

iCubate, Inc. % Fran White President MDC Associates, LLC 180 Cabot Street Beverly, Massachusetts 01915

Re: K190341

Trade/Device Name: iC-GN iC-Cassette for use on the iC-System Regulation Number: 21 CFR 866.3365 Regulation Name: Multiplex nucleic acid assay for identification of microorganisms and resistance markers from positive blood cultures Regulatory Class: Class II Product Code: PEN Dated: February 11, 2019 Received: February 14, 2019

Dear Fran White:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal

{1}------------------------------------------------

statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801 and Part 809); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about medical devices and radiation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

for

Uwe Scherf, M.Sc., Ph.D. Director Division of Microbiology Devices OHT7: Office of In Vitro Diagnostics and Radiological Health Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

{2}------------------------------------------------

510(k) SUMMARY

Date of Summary: June 22, 2019

Product Name:

iC-GN Assay™ for use on the iC-System™

Sponsor:

iCubate, Inc. 601 Genome Way Huntsville, AL 35806

Correspondent:

MDC Associates, Inc. Fran White, President 180 Cabot Street Beverly, MA 01915 Phone: (978) 705 5011 Fax: (866) 540 3448 Email: regulatory@mdcassoc.com

Common Name:

Gram-Negative Bacteria and Associated Resistance Markers

Regulation Number:

866.3365

Classification:

PEN, Class II

{3}------------------------------------------------

Substantial Equivalency

CharacteristiciCubate, Inc.iC-GN Assay™ for use on the iC-System™(New Device)Nanosphere, Inc.Verigene® Gram Negative BloodCulture Nucleic Acid Test (GC-GN)K132843(Predicate Device)
Similarities
Intended UseThe iCubate, Inc. iC-GN Assay™ for use onthe iC-System™ is a qualitative,multiplexed, in vitro diagnostic test for thedetection and identification of potentiallypathogenic gram negative bacteria, whichmay cause bloodstream infection (BSI). TheiC-GN Assay™ is performed directly onpositive blood cultures, confirmed by Gramstain to contain gram negative bacilli.Cultures demonstrating mixed Gram stainresults should not be tested on the assay.The iC-GN Assay™ is validated for use withselect BACTEC™ , BacT/ALERT® andVersaTREK® blood culture bottles. The iC-GN Assay™ is indicated for use inconjunction with other clinical andlaboratory findings, such as culture, to aidin the diagnosis of bacterial bloodstreaminfections; however, it is not used tomonitor bloodstream infections.The iC-GN Assay™ detects target DNA andidentifies the following:The Verigene® Gram NegativeBlood Culture Nucleic Acid Test (BC-GN), performed using the sample-to-results Verigene System, is aqualitative multiplexed in vitrodiagnostic test for the simultaneousdetection and identification ofselected gram-negative bacteriaand resistance markers. BC-GN isperformed directly on blood culturemedia using blood culture bottlesidentified as positive by acontinuous monitor blood culturesystem and which contain gram-negative bacteria as determined byGram stain. BC-GN detects andidentifies the following:Acinetobacter spp.Citrobacter spp.Enterobacter spp.Proteus spp.Escherichia coliKlebsiella pneumoniaeKlebsiella oxytocaPseudomonas aeruginosa
Bacterial Generaand Species Resistance Markers AcinetobacterbaumanniicomplexEnterobactercloacae complexEscherichia coliKlebsiella oxytocaKlebsiellapneumoniaePseudomonasaeruginosaProteus speciesSerratiamarcescens KPC (blaKPC)-associated withresistance tocarbapenemsNDM (blaNDM)-associated withresistance tocarbapenemsCTX-M group1(blaCTX-M group 1)-associated withresistance toextended spectrumbeta-lactamsPseudomonas aeruginosaBC-GN is indicated for use inconjunction with other clinical andlaboratory findings to aid in thediagnosis of bacterial bloodstreaminfections; however, is not to beused to monitor these infections.Sub-culturing of positive bloodcultures is necessary to recoverorganisms for susceptibility testing,identification of organisms notdetected by BC-GN, differentiationof mixed growth, association ofantimicrobial resistance markergenes to a specific organism, or forepidemiological typing.
In mixed growth, the iC-GN Assay™ doesnot specifically attribute detection of KPC,NDM, or CTX-M group 1 to a specificgenera or species.Sub-culturing of positive blood cultures isnecessary to recover organisms for

{4}------------------------------------------------

CharacteristiciCubate, Inc.iC-GN Assay™ for use on the iC-System™(New Device)Nanosphere, Inc.Verigene® Gram Negative BloodCulture Nucleic Acid Test (GC-GN)K132843(Predicate Device)
susceptibility testing, identification oforganisms not detected by the iC-GNAssay™, differentiation of mixed growth,association of antimicrobial resistancemarker genes to a specific organism, or forepidemiological typing.
Sample TypePositive Blood CulturePositive Blood Culture
Differences
INSTRUMENTREQUIREMENTSiC-System™Verigene System
TEST PRINCIPLEARM-PCRGold nanoparticle probe-based PCR
COMPATIBLE BLOODCULTURE BOTTLESBD BACTEC Standard/10 Aerobic/FBD BACTEC Standard/10 Anaerobic/FBD BACTEC Plus Aerobic/FBD BACTEC Plus Anaerobic/FBD BACTEC Lytic/10 Anaerobic/FBacT/Alert SA Standard AerobicBacT/Alert SN Standard AnaerobicBacT/Alert FA Aerobic FANBacT/Alert FN Anaerobic FANBacT/Alert FA Plus AerobicBacT/Alert FN Plus AnaerobicVersaTREK REDOX 1VersaTREK REDOX 2BACTEC™ Plus Aerobic/FBacT/ALERT FA FAN
THROUGHPUTFour (4) samples/iC-Processor™One (1) Sample/Processor

{5}------------------------------------------------

Intended Use

The iCubate, Inc. iC-GN Assay™ for use on the iC-System™ is a qualitative, multiplexed, in vitro diagnostic test for the detection and identification of potentially pathogenic gram negative bacteria, which may cause bloodstream infection (BSI). The iC-GN Assay™ is performed directly on positive blood cultures, confirmed by Gram stain gram negative bacilli. Cultures demonstrating mixed Gram stain results should not be tested on the assay. The iC-GN Assay™ is validated for use with select BACTEC™, BacT/ALERT® and VersaTREK® blood culture bottles. The iC-GN Assay™ is indicated for use in conjunction with other clinical and laboratory findings, such as culture, to aid in the diagnosis of bacterial bloodstream infections; however, it is not used to monitor bloodstream infections.

The iC-GN Assay™ detects target DNA and identifies the following:

Bacterial Genera and SpeciesResistance Markers
Acinetobacter baumannii complexKPC (blaKPC)- associated with resistance to carbapenems
Enterobacter cloacae complexNDM (blaNDM)- associated with resistance to carbapenems
Escherichia coliCTX-M group 1(blaCTX-M group 1)- associated with resistance to extended spectrum beta-lactams
Klebsiella oxytoca
Klebsiella pneumoniae
Pseudomonas aeruginosa
Proteus species
Serratia marcescens

In mixed growth, the iC-GN Assay™ does not specifically attribute detection of KPC, NDM, or CTX-M group 1 to a specific genera or species.

Sub-culturing of positive blood cultures is necessary to recover organisms for susceptibility testing, identification of organisms not detected by the iC-GN Assay™, differentiation of mixed growth, association of antimicrobial resistance marker genes to a specific organism, or for epidemiological typing.

Limitations

For prescription use only.

Please refer to the iC-GN Assay™ labeling for a more complete list of warnings, precautions and contraindications.

Methodology

The iC-GN Assay™ utilizes polymerase chain reaction (PCR) for the multiplex amplification of specific targets and detects the amplified targets with microarray hybridization. Targets are detected directly from patient positive blood cultures confirmed by Gram stain to contain gram negative bacilli. The iC-GN Assay utilizes proprietary ARM-PCR (Amplicon Rescued Multiplex PCR) technology allowing for multiple targets to be amplified in one reaction. Testing is done in a self-contained, automated, disposable cassette using the iCubate™ processor (iC-Processor™). After the reaction is complete, the cassette is read on the

{6}------------------------------------------------

iCubate® reader (iC-Reader™). Results from the iC-Reader™ are interpreted by iC-Report™ software and a final report is displayed on the iMac® computer.

To operate, the user opens the iC-Cassette™ cap and pipettes an aliquot of the diluted positive blood culture sample into the sample/PCR well in the bottom well plate of the cassette. Once inoculated, the cassette cap is closed, and all extraction, amplification and detection processes are completed in the cassette, a closed system. Extraction, amplification and detection sequences are defined by an assay script controlled by the iC-Processor™.

The processing script is defined within a barcode label positioned on the top of each iC-Cassette™ which communicates with the iC-Processor™. To access and pierce the foilsealed reagent wells located in the bottom well plate of the cassette, the processor manipulates the cassette to move the cassette pipette horizontally and vertically. The script directs the transfer of reagents between the wells in the bottom well plate and finally to the array within the cassette. The iC-Processor™ is capable of processing four (4) iC-Cassettes™ with random access.

Once processing is complete, the cassette is manually transferred from the iC-Processor™ to the iC-Reader™ where the microarray within the cassette is read. The iC-Reader™ is capable of reading up to four (4) iC-Cassettes™ at one time. The results are interpreted via the iC-Report™ software and displayed for the user on the iMac®. Raw data and result interpretations are stored within the iMac®; raw data is accessible to iCubate® service personnel only and not to the end user.

When finished with a loaded iC-GN Cassette™, it should be disposed as biohazardous waste.

Performance Data

For ease of reference, the following table defines iC-GN target organisms and common acronyms used in the study descriptions.

TABLE 1: iC-GN Assay Targets
TargetAcronym
Acinetobacter baumannii complexABX
Enterobacter cloacae complexECX
Escherichia coliEC
Klebsiella oxytocaKO
Klebsiella pneumoniaeKPN
Proteus mirabilisPM
Pseudomonas aeruginosaPA
Serratia marcescensSM
KPC carbapenemase resistance markerKPC
NDM carbapenemase resistance markerNDM
CTX-M group 1 extended spectrum β-lactamase resistance markerCTXM

{7}------------------------------------------------

Reproducibility

To confirm the site-to-site, operator-to-operator, system-to-system, and lot-to-lot reproducibility of the iC-GN Assay, a representative panel of target organisms and one nontarget organism were evaluated at two clinically relevant concentrations: initial bottle positivity and eight hours beyond initial bottle positivity. Organisms were grown to the appropriate concentrations in BD BACTEC Plus Aerobic blood culture bottles with human blood added on the BD BACTEC System. Testing was performed by two independent operators at each of three sites, two external and one internal. Each operator tested the eighteen-organism panel in triplicate across five, non-consecutive days. Testing was performed on six iC-GN Cassette lots and multiple iC-Systems. Performance is based on all expected targets detected and no false positive targets detected. Table 2 below summarizes Reproducibility results stratified by iC-GN target and concentration. Overall Reproducibility performance was 99.3%, confirming that iC-GN Assay performance is reproducible across sites, operators, systems and lots.

TABLE 2: iC-GN Assay Reproducibility Performance by Target
Target/ConcentrationOverallPerformanceOverallPerformance %[95% CI]FalseNegativesFalsePositivesPC CheckFailuresSystemFailures
A. baumannii complexBottle Ring90/90100.0[95.91-100.0]0/90(0.00%)0/90(0.00%)0/90(0.00%)0/90(0.00%)
A. baumannii complexBottle Ring + 8 hours87/9096.7[90.65-98.86]0/90(0.00%)3/90(3.33%)0/90(0.00%)0/90(0.00%)
E. cloacae complexBottle Ring86/8897.7[92.09-99.37]1/88(1.14%)1/88(1.14%)2/90(2.22%)0/90(0.00%)
E. cloacae complexBottle Ring + 8 hours90/90100.0[95.91-100.0]0/90(0.00%)0/90(0.00%)0/90(0.00%)0/90(0.00%)
E. coliBottle Ring90/90100.0[95.91-100.0]0/90(0.00%)0/90(0.00%)0/90(0.00%)0/90(0.00%)
E. coliBottle Ring + 8 hours89/89100.0[95.86-100.0]0/89(0.00%)0/89(0.00%)0/90(0.00%)1/90(1.11%)
K. oxytocaBottle Ring89/9098.9[93.97-99.80]0/90(0.00%)1/90(1.11%)0/90(0.00%)0/90(0.00%)
K. oxytocaBottle Ring + 8 hours89/89100.0[95.86-100.0]0/89(0.00%)0/89(0.00%)1/90(1.11%)0/90(0.00%)
K. pneumoniaeBottle Ring90/90100.0[95.91-100.0]0/90(0.00%)0/90(0.00%)0/90(0.00%)0/90(0.00%)
K. pneumoniaeBottle Ring + 8 hours89/89100.0[95.86-100.0]0/89(0.00%)0/89(0.00%)1/90(1.11%)0/90(0.00%)
Proteus speciesBottle Ring89/89100.0[95.86-100.0]0/89(0.00%)0/89(0.00%)1/90(1.11%)0/90(0.00%)
Proteus speciesBottle Ring + 8 hours88/88100.0[95.92-100.0]0/88(0.00%)0/88(0.00%)0/90(0.00%)2/90(2.22%)

{8}------------------------------------------------

TABLE 2: iC-GN Assay Reproducibility Performance by Target
Target/ConcentrationOverallPerformanceOverallPerformance %[95% CI]FalseNegativesFalsePositivesPC CheckFailuresSystemFailures
P. aeruginosa88/8998.91/890/891/900/90
Bottle Ring[93.91-99.80](1.12%)(0.00%)(1.11%)(0.00%)
P. aeruginosa89/9098.91/900/900/900/90
Bottle Ring + 8 hours[93.97-99.80](1.11%)(0.00%)(0.00%)(0.00%)
S. marcescens87/8997.80/892/891/900/90
Bottle Ring[92.17-99.38](0.00%)(2.25%)(1.11%)(0.00%)
S. marcescens87/8997.80/892/891/900/90
Bottle Ring + 8 hours[92.17-99.38](0.00%)(2.25%)(1.11%)(0.00%)
CTX-M group 190/90100.00/900/900/900/90
Bottle Ring[95.91-100.0](0.00%)(0.00%)(0.00%)(0.00%)
CTX-M group 189/89100.00/890/890/901/90
Bottle Ring + 8 hours[95.86-100.0](0.00%)(0.00%)(0.00%)(1.11%)
KPC90/90100.00/900/900/900/90
Bottle Ring[95.91-100.0](0.00%)(0.00%)(0.00%)(0.00%)
KPC89/89100.00/890/891/900/90
Bottle Ring + 8 hours[95.86-100.0](0.00%)(0.00%)(1.11%)(0.00%)
NDM89/89100.00/890/891/900/90
Bottle Ring[95.86-100.0](0.00%)(0.00%)(1.11%)(0.00%)
NDM89/9098.91/900/900/900/90
Bottle Ring + 8 hours[93.97-99.80](1.11%)(0.00%)(0.00%)(0.00%)

Limit of Detection (LoD)

A study was performed to determine the limit of detection for each iC-GN Assay target, defined as the lowest concentration (CFU/mL) of analyte that can be detected approximately 95% of the time. For the eleven targets detected by the iC-GN Assay, a panel of twenty-seven representative strains were evaluated, a minimum of three per target. For complex and genus level targets, at least two representative species were evaluated. LoD testing was conducted in two phases, the first to narrow the range for LoD analysis. In phase II, the approximated 95% performance point determined in phase I was confirmed by testing a minimum of twenty replicates on each of three unique cassette lots. Plating and subsequent colony counts were used to determine organism concentrations. The final limit of detection for each target, provided in Table 3 below, was defined as the concentration that produced a positive result ≥ 95% but < 100% of the time.

TABLE 3: iC-GN Assay LoD Results
TargetStrainConcentration(CFU/mL)Defined Target LoD(CFU/mL)
A. baumannii complex307-0294$5.3 \times 10^5$
A. baumannii complexCDC-83$5.2 \times 10^6$$5.3 \times 10^5 - 5.2 \times 10^6$
A. baumannii complexATCC 23055$9.0 \times 10^5$
TABLE 3: iC-GN Assay LoD Results
TargetStrainConcentration (CFU/mL)Defined Target LoD (CFU/mL)
E. cloacae complexZ101$5.0 × 10^6$$4.9 × 10^5-5.5 × 10^6$
CDC-164$5.5 × 10^6$
ATCC 700323$4.9 × 10^5$
E. coliATCC 43895$7.7 × 10^5$
ATCC BAA-2326$7.9 × 10^5$$7.7 × 10^5-8.4 × 10^5$
CDC-55$8.4 × 10^5$
K. oxytocaZ115$6.2 × 10^5$
ATCC 13182$5.4 × 10^5$$5.4 × 10^5-1.1 × 10^6$
CDC-147$1.1 × 10^6$
K. pneumoniaeATCC 35657$1.9 × 10^6$
CDC-40$3.6 × 10^6$
CDC-42$1.9 × 10^6$$6.0 × 10^5-4.2 × 10^6$
KPC-2$4.2 × 10^6$
Proteus speciesLACNY 11$6.0 × 10^5$
Z050$1.1 × 10^6$
CDC-59$9.9 × 10^5$$6.9 × 10^5-1.1 × 10^6$
Z028$7.6 × 10^5$
P. aeruginosaZ129$6.9 × 10^5$
Z139$1.2 × 10^6$$5.0 × 10^5-1.2 × 10^6$
CDC-231$5.0 × 10^5$
CDC-250$6.9 × 10^5$
S. marcescensATCC 43297$7.2 × 10^5$
ATCC 21212$8.1 × 10^5$$6.4 × 10^5-8.1 × 10^5$
CDC-91$6.4 × 10^5$
CTX-M group 1ATCC BAA-2326 (CTX-M-15)$7.9 × 10^5$
CDC-40 (CTX-M-15)$2.3 × 10^6$$7.9 × 10^5-2.3 × 10^6$
CDC-42 (CTX-M-15)$1.9 × 10^6$
KPCCDC-147 (KPC-3)$2.3 × 10^6$
KPC-2$4.2 × 10^6$$1.5 × 10^5-4.2 × 10^6$
CDC-231 (KPC-5)$1.5 × 10^5$
NDMCDC-83 (NDM-1)$5.2 × 10^6$
CDC-55 (NDM-1)$4.0 × 10^6$$3.3 × 10^5-5.2 × 10^6$
CDC-250 (NDM-1)$3.3 × 10^5$

{9}------------------------------------------------

Bottle Ring

A study was performed to establish the levels of each iC-GN target organism at two clinically relevant concentrations: initial bottle positivity (bottle "ring") and eight hours beyond initial positivity. Twenty-seven representative organisms were evaluated, a minimum of three per iC-GN target. Organisms were grown in BD BACTEC Plus Aerobic blood culture bottles with human blood added on the BD BACTEC System. Within two hours of initial bottle positivity, the bottles were removed for plating and subsequent colony counts to determine organism concentrations. The bottles were then returned to the incubator and approximately eight hours after initial bottle positivity, the bottles were again removed for plating and subsequent colony counts to determine organism concentrations. Three bottles were grown for each

{10}------------------------------------------------

strain, and the average concentrations at initial bottle positivity and eight hours beyond initial bottle positivity are provided in Table 4 below. The concentrations at initial bottle positivity, representative of the lowest levels that may be observed in a clinical setting, are above the limits of detection determined for each strain.

TABLE 4: iC-GN Target Organism Concentrations at Bottle “Ring”
OrganismStrain IDInitial Bottle PositivityAverage Concentration(CFU/mL)Bottle Positivity + 8Average Concentration(CFU/mL)
Acinetobacter baumannii307-02944.24 × 1088.27 × 108
Acinetobacter baumanniiCDC-833.39 × 1087.23 × 108
AcinetobactercalcoaceticusATCC 230556.78 × 1072.93 × 108
Enterobacter cloacaeZ1012.17 × 1081.97 × 109
Enterobacter cloacaeCDC-1645.62 × 1082.31 × 109
Enterobacter hormaecheiATCC 7003234.36 × 1082.75 × 109
Escherichia coliATCC 438951.50 × 1089.48 × 108
Escherichia coliATCC BAA-23266.23 × 1081.52 × 109
Escherichia coliCDC-554.93 × 1081.51 × 109
Klebsiella oxytocaZ1155.32 × 1082.07 × 109
Klebsiella oxytocaATCC 131824.16 × 1084.52 × 109
Klebsiella oxytocaCDC-1479.67 × 1081.31 × 109
Klebsiella pneumoniaeATCC 356579.78 × 1081.08 × 109
Klebsiella pneumoniaeCDC-402.16 × 1081.36 × 109
Klebsiella pneumoniaeCDC-422.55 × 1081.10 × 109
Klebsiella pneumoniaeKPC-27.70 × 1081.66 × 109
Klebsiella pneumoniaeLACNY 115.43 × 1071.67 × 109
Proteus mirabilisZ0501.71 × 1087.40 × 108
Proteus mirabilisCDC-597.37 × 1078.10 × 108
Proteus penneriZ0288.88 × 1074.33 × 108
Proteus vulgarisZ1294.37 × 1075.00 × 108
Pseudomonas aeruginosaZ1399.18 × 1071.37 × 1010
Pseudomonas aeruginosaCDC-2313.26 × 1087.98 × 108
Pseudomonas aeruginosaCDC-2501.64 × 1088.97 × 108
Serratia marcescensATCC 432978.55 × 1082.03 × 109
Serratia marcescensATCC 212121.07 × 1088.83 × 108
Serratia marcescensCDC-917.28 × 1081.67 × 109

Blood Culture Bottle Equivalency

Commonly used blood culture bottle (BCB) media types were evaluated to demonstrate that variability in BCB media composition does not interfere with iC-GN Assay performance. Twenty-seven (27) representative iC-GN target organisms plus one non-target organism were tested in thirteen (13) BCB media types. Target organisms were tested near LoD

{11}------------------------------------------------

concentrations (2-3×LoD). Each strain was tested in triplicate in each BCB media type. Target performance is based on all expected targets detected and no false positive targets detected. Non-target performance is based on all expected negative results. In the event of a false negative result, the strain was retested in replicates of ten. In the event of a false positive result or other failure, the strain was retested in triplicate. The results of iC-GN BCB equivalency testing are summarized in Table 5 below. Performance in all bottle types met the acceptance criteria of ≥ 95% performance; all bottle types are validated for use with the iC-GN Assay.

TABLE 5: iC-GN Assay BCB Equivalency Results
BCB Media TypeOverallPerformance(%)FalseNegatives(%)FalsePositives(%)PCCheckFailures(%)SystemFailures(%)
BACTEC Standard Aerobic93/94(98.9%)1/94(1.1%)0/94(0.0%)3/97(3.1%)0/97(0.0%)
BACTEC Standard Anaerobic85/86(98.8%)0/86(0.0%)1/86(1.2%)0/87(0.0%)1/87(1.1%)
BACTEC Plus Aerobic93/94(98.9%)1/94(1.1%)0/94(0.0%)2/97(2.1%)1/97(1.1%)
BACTEC Plus Anaerobic95/96(98.6%)1/96(1.0%)0/96(0.0%)2/100(2.0%)2/100(2.0%)
BACTEC Lytic/10 Anaerobic81/81(100.0%)0/81(0.0%)0/81(0.0%)0/81(0.0%)0/81(0.0%)
BACT/ALERT SA Standard Aerobic97/99(98.0%)1/99(1.0%)1/99(1.0%)4/103(3.9%)0/103(0.0%)
BACT/ALERT SN StandardAnaerobic87/88(98.9%)0/88(0.0%)1/88(1.1%)2/90(2.2%)0/90(0.0%)
BACT/ALERT FA Aerobic FAN94/96(97.9%)0/96(0.0%)2/96(2.1%)1/97(1.0%)0/97(0.0%)
BACT/ALERT FN Anaerobic FAN92/94(97.9%)0/94(0.0%)2/94(2.1%)2/97(2.1%)1/97(1.0%)
BACT/ALERT FA Plus Aerobic94/95(98.9%)1/95(1.1%)0/95(0.0%)1/97(1.1%)1/97(1.1%)
BACT/ALERT FN Plus Anaerobic87/87(100.0%)0/87(0.0%)0/87(0.0%)2/90(2.2%)1/90(1.1%)
VersaTREK REDOX 181/81(100.0%)0/81(0.0%)0/81(0.0%)0/81(0.0%)0/81(0.0%)
VersaTREK REDOX 192/93(98.9%)1/93(1.1%)0/93(0.0%)1/94(1.1%)0/94(0.0%)

An increased rate of false positive Proteus results was observed in some lots of BD BACTEC blood culture bottles. The high rate of false positive results observed prompted an

{12}------------------------------------------------

investigation by the manufacturer, BD Life Sciences. The false positives are due to the presence of nucleic acids or non-viable organisms present in the culture media at concentrations near or above the target's limit of detection. While the observed contamination was resolved at the time of publication, positive Proteus results observed in BD BACTEC media types should be confirmed using alternative methods.

Inclusivity

To demonstrate the inclusivity of the iC-GN Assay, eighty-two (82) representative strains were evaluated, a minimum of ten strains for each target analyte. Strains were tested at the lowest level of bottle positivity, considered within two hours of bottle "ring." Organisms were grown in BD BACTEC Plus Aerobic blood culture bottles with human blood added on the BD BACTEC System. Each strain was tested in triplicate. Performance is based on all expected targets detected and no false positive targets detected. In the event of a false negative result, the strain was retested in replicates of ten. In the event of a false positive result or other failure, the strain was retested in triplicate. The results of iC-GN Inclusivity testing are summarized in Table 6 below. Two strains were not detected by the iC-GN Assay: Acinetobacter calcoaceticus ATCC 31926 was not detected as A. baumannii complex and Enterobacter kobei ATCC BAA-260 was not detected as E. cloacae complex. An in silico analysis was also performed, and the predicted reactivity of each resistance marker detected by the iC-GN Assay is summarized in Tables 7-9 below.

TABLE 6: iC-GN Assay Inclusivity Results
OrganismStrainTargetsPerformance
Acinetobacter baumanniiATCC 19606ABX5/5
Acinetobacter baumanniiNCIMB 12457ABX3/3
Acinetobacter baumanniiCDC-36ABX3/3
Acinetobacter baumanniiCDC-37ABX, NDM-13/3
Acinetobacter baumanniiCDC-45ABX3/3
Acinetobacter baumanniiCDC-52ABX3/3
Acinetobacter baumanniiCDC-56ABX3/3
Acinetobacter baumanniiCDC-88ABX, NDM-13/3
Acinetobacter baumanniiCDC-101ABX3/3
Acinetobacter calcoaceticusATCC 14987ABX3/3
Acinetobacter calcoaceticusATCC 31926ABX2/111
Enterobacter cloacaeATCC BAA-1143ECX3/3
Enterobacter cloacaeATCC BAA-2341ECX, KPC3/3
Enterobacter cloacaeNCTC 10005ECX14/162
Enterobacter cloacaeNCTC 13464ECX3/3
Enterobacter cloacaeCDC-32ECX, KPC-33/3
Enterobacter cloacaeCDC-38ECX, CTX-M-15, NDM-13/3
Enterobacter cloacaeCDC-65ECX3/3
Enterobacter cloacaeCDC-163ECX, CTX-M-15, KPC-23/3
Enterobacter asburiaeATCC 35923ECX3/3
Enterobacter hormaecheiATCC 49162ECX3/3
TABLE 6: iC-GN Assay Inclusivity Results
OrganismStrainTargetsPerformance
Enterobacter kobeiATCC BAA-260ECX0/133
Escherichia coliATCC 10536EC3/3
Escherichia coliATCC BAA-2469EC, NDM-13/3
Escherichia coliNCTC 9001EC3/3
Escherichia coliNCTC 10538EC5/5
Escherichia coliNCTC 13476EC3/3
Escherichia coliCDC-48EC, CTX-M-15, NDM-13/3
Escherichia coliCDC-61EC, KPC-33/3
Escherichia coliCDC-104EC, KPC-47/84
Escherichia coliCDC-119EC, CTX-M-15, NDM-13/3
Escherichia coliCDC-162EC, CTX-M-15, NDM-73/3
Klebsiella oxytocaATCC 8724KO3/3
Klebsiella oxytocaATCC 43086KO3/3
Klebsiella oxytocaATCC 43165KO3/3
Klebsiella oxytocaATCC 43863KO3/3
Klebsiella oxytocaATCC 49134KO3/3
Klebsiella oxytocaATCC 49334KO3/3
Klebsiella oxytocaATCC 51817KO3/3
Klebsiella oxytocaATCC 700324KO3/3
Klebsiella oxytocaNCTC 11686KO3/3
Klebsiella oxytocaCDC-71KO3/3
Klebsiella pneumoniaeATCC-13882KPN3/3
Klebsiella pneumoniaeATCC BAA-1705KPN, KPC-23/3
Klebsiella pneumoniaeNCTC 9633KPN3/3
Klebsiella pneumoniaeNCTC 13438KPN, KPC-33/3
Klebsiella pneumoniaeNCTC 13443KPN, CTX-M-15, NDM-13/3
Klebsiella pneumoniaeCDC-44KPN, CTX-M-153/3
Klebsiella pneumoniaeCDC-46KPN, CTX-M-155/5
Klebsiella pneumoniaeCDC-49KPN, CTX-M-15, NDM-13/3
Klebsiella pneumoniaeCDC-66KPN, CTX-M-153/3
Klebsiella pneumoniae subsp.ozaenaeATCC 11296KPN3/3
Proteus mirabilisATCC 7002Proteus3/3
Proteus mirabilisATCC 21100Proteus3/3
Proteus mirabilisATCC 43071Proteus3/3
Proteus mirabilisNCIMB 13283Proteus3/3
Proteus mirabilisCDC-155Proteus, KPC-63/3
Proteus mirabilisCDC-156Proteus, KPC-23/3
Proteus mirabilisCDC-159Proteus, NDM-13/3
Proteus penneriATCC 33519Proteus3/3
Proteus vulgarisATCC 9484Proteus3/3
Proteus vulgarisATCC 29905Proteus3/3
Pseudomonas aeruginosaATCC 10145PA3/3
Pseudomonas aeruginosaATCC 19429PA3/3
TABLE 6: iC-GN Assay Inclusivity Results
OrganismStrainTargetsPerformance
Pseudomonas aeruginosaATCC BAA-1744PA3/3
Pseudomonas aeruginosaCDC-54PA3/3
Pseudomonas aeruginosaCDC-64PA3/3
Pseudomonas aeruginosaCDC-90PA, KPC-53/3
Pseudomonas aeruginosaCDC-94PA3/3
Pseudomonas aeruginosaCDC-105PA3/3
Pseudomonas aeruginosaCDC-108PA3/3
Pseudomonas aeruginosaCDC-246PA, NDM-15/5
Serratia marcescensATCC 8100SM3/3
Serratia marcescensATCC 13880SM3/3
Serratia marcescensATCC 14041SM3/3
Serratia marcescensATCC 14756SM3/3
Serratia marcescensATCC 29634SM3/3
Serratia marcescensATCC 29635SM3/3
Serratia marcescensATCC 43861SM3/3
Serratia marcescensATCC 43862SM3/3
Serratia marcescensNCTC 9743SM3/3
Serratia marcescensCDC-99SM3/3

{13}------------------------------------------------

{14}------------------------------------------------

    1. 2/2 false negative ABX in initial testing. 7/9 false negative ABX in repeat testing. See limitation.
    1. 1/3 false positive ABX in initial testing. 1/3 false positive ABX in repeated in replicates of 10, 10/10 repeats passed.
    1. 3/3 false negative ECX in initial testing. 10/10 false negative ECX in repeat testing. See limitation.
  • 1/3 processor error in initial testing. 1/3 false positive KPN in repeat testing. Strain repeated in 4) triplicate, 3/3 repeats passed.
TABLE 7: Predicted (in silico) Reactivity for CTX-M group 1
Associated Target OrganismVariant DetectedAssociated Target OrganismVariant Detected
Acinetobacter baumannii complexCTX-M-3Klebsiella oxytocaCTX-M-3
CTX-M-15CTX-M-15
CTX-M-1CTX-M-35
CTX-M-3CTX-M-36
CTX-M-15CTX-M-162
Enterobacter cloacae complexCTX-M-22Klebsiella pneumoniaeCTX-M-1
CTX-M-37CTX-M-3
CTX-M-55CTX-M-15
CTX-M-167CTX-M-22
CTX-M-177CTX-M-28
CTX-M-187CTX-M-32
CTX-M-224CTX-M-54
Escherichia coliCTX-M-1
CTX-M-2
CTX-M-3
CTX-M-4
CTX-M-5
CTX-M-6
CTX-M-7
TABLE 7: Predicted (in silico) Reactivity for CTX-M group 1
Associated Target OrganismVariant DetectedAssociated Target OrganismVariant Detected
CTX-M-8CTX-M-133
CTX-M-9CTX-M-135
CTX-M-10CTX-M-138
CTX-M-11CTX-M-139
CTX-M-12CTX-M-173
CTX-M-15CTX-M-176
CTX-M-28CTX-M-183
CTX-M-29CTX-M-188
CTX-M-32CTX-M-197
CTX-M-33CTX-M-204
CTX-M-36CTX-M-208
CTX-M-42CTX-M-210
CTX-M-55CTX-M-220
CTX-M-58CTX-M-15
CTX-M-69CTX-M-66
CTX-M-71CTX-M-116
CTX-M-79Proteus speciesCTX-M-136
CTX-M-82CTX-M-164
CTX-M-90CTX-M-167
CTX-M-101CTX-M-212
CTX-M-102CTX-M-1
CTX-M-103Pseudomonas aeruginosaCTX-M-15
CTX-M-109CTX-M-32
CTX-M-117CTX-M-3
CTX-M-120CTX-M-15
CTX-M-125Serratia marcescensCTX-M-22
CTX-M-127CTX-M-55
CTX-M-128CTX-M-221
CTX-M-131
CTX-M-132
CTX-M-134
CTX-M-137
CTX-M-138
CTX-M-139
CTX-M-140
CTX-M-141
CTX-M-142
CTX-M-143
CTX-M-146
CTX-M-158
CTX-M-163
CTX-M-166
CTX-M-167
CTX-M-170
CTX-M-172
CTX-M-175
CTX-M-178
CTX-M-179
CTX-M-180
CTX-M-181
CTX-M-182
TABLE 7: Predicted (in silico) Reactivity for CTX-M group 1
Associated Target OrganismVariant DetectedAssociated Target OrganismVariant Detected
CTX-M-186
CTX-M-188
CTX-M-189
CTX-M-193
CTX-M-194
CTX-M-202
CTX-M-203
CTX-M-207
CTX-M-211
CTX-M-216
CTX-M-218
CTX-M-222
CTX-M-226

{15}------------------------------------------------

{16}------------------------------------------------

TABLE 8: Predicted (in silico) Reactivity for KPC
Associated Target OrganismVariant DetectedAssociated Target OrganismVariant Detected
Acinetobacter baumanniicomplexKPC-2KPC-1
KPC-3KPC-2
KPC-10KPC-3
Enterobacter cloacaecomplexKPC-1Klebsiella pneumoniaeKPC-4
KPC-2KPC-5
KPC-3KPC-6
KPC-4KPC-7
KPC-13KPC-8
KPC-18
KPC-47
Escherichia coliKPC-2
KPC-3
KPC-12
KPC-18
KPC-20
KPC-21
KPC-28
Klebsiella oxytocaKPC-2
KPC-3
Proteus speciesKPC-1
KPC-2
Pseudomonas aeruginosaKPC-2
KPC-5
Serratia marcescensKPC-2
KPC-34
KPC-35
KPC-36
KPC-37
KPC-38
KPC-39
KPC-42
KPC-43
KPC-59

{17}------------------------------------------------

TABLE 9: Predicted (in silico) Reactivity for NDM
Associated Target OrganismVariant DetectedAssociated Target OrganismVariant Detected
Acinetobacter baumanniicomplexNDM-1Klebsiella oxytocaNDM-1
NDM-2NDM-3
NDM-3NDM-4
NDM-4
NDM-5Klebsiella pneumoniaeNDM-1
NDM-7NDM-3
NDM-14NDM-4
Enterobacter cloacaecomplexNDM-1NDM-5
NDM-4NDM-6
NDM-5NDM-7
NDM-7NDM-9
NDM-22NDM-10
NDM-16
Escherichia coliNDM-1Proteus speciesNDM-23
NDM-2NDM-28
NDM-3NDM-1Pseudomonas aeruginosa
NDM-4
NDM-5NDM-1
NDM-6NDM-5Serratia marcescens
NDM-7
NDM-9NDM-1
NDM-11NDM-4
NDM-12NDM-12
NDM-13
NDM-15
NDM-16
NDM-17
NDM-18
NDM-19
NDM-20
NDM-21
NDM-27

Exclusivity

To demonstrate the exclusivity of the iC-GN Assay, a comprehensive panel of non-target organisms that may be encountered in positive blood cultures was evaluated. A total of 114 strains were tested including organisms phylogenetically related to iC-GN target organisms as well as common blood culture contaminants. Potential cross-reactivity was evaluated by testing exclusivity panel organisms at the highest possible concentrations, considered eight hours beyond initial bottle positivity or the equivalent. Organisms were grown in BD BACTEC Plus Aerobic blood culture bottles with human blood added on the BD BACTEC System. Each strain was tested in triplicate. Performance is based on the observation of all expected negative results. In the event of a false positive result or other failure, the organism was retested in replicates of three (3) or ten (10). Exclusivity results are presented in Table 10 below. Three (3) strains demonstrated reproducible cross-reactivity with iC-GN Assay targets: Acinetobacter haemolyticus cross-reacted with Acinetobacter baumannii complex, Klebsiella

{18}------------------------------------------------

variicola cross-reacted with Klebsiella pneumoniae, and Serratia odorifera cross-reacted with Serratia marcescens.

TABLE 10: iC-GN Assay Exclusivity Results
OrganismStrainConcentration(CFU/mL)Performance
Acinetobacter haemolyticusATCC 19002$7.20 \times 10^8$0/31
Acinetobacter IwoffiZ141$2.45 \times 10^8$3/3
Acinetobacter radioresistensATCC 43998$5.20 \times 10^7$3/3
Acinetobacter schindleriATCC BAA618$3.50 \times 10^8$3/3
Acinetobacter ursingiiATCC BAA617$3.80 \times 10^8$3/3
Aerococcus viridansZ219$2.24 \times 10^7$3/3
Aeromonas hydrophilaZ161$8.10 \times 10^8$3/3
Alcaligenes faecalisZ218$9.70 \times 10^8$3/3
Aspergillus nigerZ105$1.62 \times 10^8$3/3
Bacillus cereusZ091ND3/3
Bacteroides fragilisZ029$8.40 \times 10^9$3/3
Brevundimonas vesicularisATCC 11426$3.80 \times 10^8$5/5
Burkholderia cepaciaATCC 25416$5.40 \times 10^8$3/3
Campylobacter coliZ293$3.90 \times 10^8$3/3
Campylobacter jejuniZ086$4.60 \times 10^8$11/132
Candida albicansZ006ND3/3
Candida glabrataZ007$3.20 \times 10^7$3/3
Candida kruseiZ009$1.90 \times 10^7$3/3
Candida parapsilosisZ011$9.00 \times 10^6$3/3
Candida tropicalisZ012$3.50 \times 10^7$4/4
Cedecea davisaeATCC 33431$6.20 \times 10^8$3/3
Citrobacter amalonaticusZ051$8.4 \times 10^8$3/3
Citrobacter braakiiATCC 51113$4.90 \times 10^8$3/3
Citrobacter freundiiZ064$2.25 \times 10^8$3/3
Citrobacter koseriZ039$1.14 \times 10^9$3/3
Citrobacter sedlakiiATCC 51115$9.80 \times 10^8$2/2
Clostridium difficile (NAP-1 toxigenic)NAP1$4.87 \times 10^7$4/4
Clostridium difficile (non-toxigenic)Z228$5.93 \times 10^7$3/3
Clostridium novyi*Z179$1.14 \times 10^7$5/5
Corynebacterium amycolatumZ284$9.26 \times 10^8$3/3
Corynebacterium genitaliumZ328$1.35 \times 10^8$3/3
Corynebacterium jeikeiumZ232$8.50 \times 10^8$4/4
Corynebacterium striatumMCW000$2.07 \times 10^9$5/63
Cronobacter muytjensiiATCC 51329$2.79 \times 10^8$3/3
Cronobacter sakazakiiATCC 29544$6.90 \times 10^8$3/3
Cryptococcus neoformansSerotype A$2.15 \times 10^8$3/3
Edwardsiella tardaZ183$8.70 \times 10^7$4/54
Enterobacter aerogenesZ052$1.77 \times 10^9$5/5
Enterobacter amnigenusATCC 51816$7.50 \times 10^8$3/3
Enterococcus aviumZ171$2.58 \times 10^8$5/65
TABLE 10: iC-GN Assay Exclusivity Results
OrganismStrainConcentration(CFU/mL)Performance
Enterococcus casseliflavusZ002$2.44 \times 10^9$4/4
Enterococcus cecorumZ208$1.03 \times 10^9$5/6
Enterococcus faecalisATCC 51299$2.13 \times 10^9$3/3
Enterococcus faeciumATCC 700221$7.20 \times 10^8$3/3
Enterococcus gallinarumZ209$1.35 \times 10^9$3/3
Enterococcus hiraeZ193$2.37 \times 10^8$3/3
Enterococcus raffinosusATCC 49427$5.40 \times 10^8$3/3
Escherichia fergusoniiATCC 35469$8.70 \times 10^8$3/3
Escherichia hermanniiZ184$1.01 \times 10^9$5/5
Escherichia vulnerisATCC 33821$7.50 \times 10^8$3/3
Fusobacterium variumZ361$2.49 \times 10^9$3/3
Hafnia alveiATCC 51815$1.37 \times 10^9$3/3
Haemophilus influenzaeATCC 10211$3.09 \times 10^9$3/3
Haemophilus parainfluenzaeATCC 9796$1.33 \times 10^8$3/3
Klebsiella variicolaATCC 31488$4.40 \times 10^8$0/3 7
Kluyvera ascorbata (KPC+)CDC-0144$1.40 \times 10^9$3/3
Kocuria kristinaeZ250$7.20 \times 10^7$3/3
Kytococcus schroeteriATCCBAA2410$1.50 \times 10^7$3/3
Lactobacillus acidophilusZ048$6.00 \times 10^8$3/3
Lactobacillus plantarum17-5$5.30 \times 10^8$3/3
Lactobacillus reuteriZ333$5.80 \times 10^7$5/5
Lactococcus lactisZ169$9.30 \times 10^7$3/3
Leclercia adecarboxylataATCC 23216$1.01 \times 10^9$3/3
Leminorella grimontiiZ364$4.00 \times 10^9$3/3
Leuconostoc mesenteroidesZ197$4.00 \times 10^7$5/5
Listeria monocytogenesATCC 19115$2.03 \times 10^9$3/3
Micrococcus luteusZ100$1.80 \times 10^8$3/3
Moraxella catarrhalisATCC 25238$1.27 \times 10^9$3/3
Morganella morganiiATCC 25830$1.23 \times 10^9$3/3
Neisseria gonorrhoeaeATCC 19424ND3/3
Neisseria lactamicaATCC 23970$2.90 \times 10^8$3/3
Neisseria meningitidisSerotype A$2.55 \times 10^8$5/5
Neisseria mucosaATCC 49233$5.80 \times 10^8$4/4
Neisseria siccaATCC 9913$1.43 \times 10^8$3/3
Pantaea agglomeransATCC 27155$2.00 \times 10^6$3/3
Pasturella multocidaATCC 12945$2.84 \times 10^9$2/2
Pediococcus pentosaceusZ226$1.91 \times 10^8$3/3
Planococcus citreusATCC 14404$1.95 \times 10^8$3/3
Pluralibacter gergoviaeATCC 33028$1.27 \times 10^9$3/3
Propionibacterium acnesZ144$7.90 \times 10^8$5/5
Providencia alcalifaciensZ292$3.10 \times 10^9$3/3
Providencia rettgeriZ370$2.20 \times 10^9$3/3
Providencia stuartiiZ212$1.70 \times 10^9$2/2
TABLE 10: iC-GN Assay Exclusivity Results
OrganismStrainConcentration(CFU/mL)Performance
Pseudomonas fluorescensATCC 135252.43 x 1083/3
Pseudomonas luteolaATCC 432731.09 × 1083/3
Pseudomonas mendocinaATCC 254111.23 x 1093/3
Pseudomonas nitroreducensATCC 336345.30 × 1083/3
Pseudomonas oryzihabitansATCC 432721.70 x 1074/58
Pseudomonas putidaZ0303.30 x 1083/3
Pseudomonas stutzeriATCC 175886.20 x 1083/3
Raoultella planitcolaATCC 335581.25 x 1093/3
Rothia mucilaginosusZ0335.50 × 1073/3
Salmonella entericaATCCBAA17152.23 x 1093/3
Serratia fonticolaATCC 298441.18 x 1093/3
Serratia liquefaciensATCC 275921.24 x 10911/129
Serratia odoriferaATCC 330772.19 × 10911/1310
Serratia rubidaeaATCC 192781.54 x 1085/5
Staphylococcus aureusATCC 7006994.30 x 1073/3
Staphylococcus capitisZ1922.13 x 1083/3
Staphylococcus epidermidisATCC 7005665.90 x 1073/3
Staphylococcus haemolyticusZ0672.70 x 1075/5
Staphylococcus hominisZ0319.90 × 1073/3
Staphylococcus intermediusZ1123.30 x 1073/3
Staphylococcus lugdunensisZ0972.43 x 1083/3
Staphylococcus schleiferiZ2942.52 x 1093/3
Stenotrophomonas maltophiliaATCC BAA841.74 x 1095/5
Streptococcus agalactiaeZ0195.80 × 1083/3
Streptococcus anginosusZ1799.50 × 1083/3
Streptococcus bovisZ1678.00 × 1083/3
Streptococcus dysgalactiaeZ0682.65 x 1083/3
Streptococcus intermediusZ1261.40 x 1075/611
Streptococcus pneumoniaeATCC 63013.80 × 1085/612
Streptococcus pyogenesZ0184.80 x 1073/3
Veillonella parvulaZ3796.70 x 1095/613

{19}------------------------------------------------

{20}------------------------------------------------

  1. 3/3 false positive A. baumannii complex in initial testing. See limitation.
  • 2/3 false positive E. coli in initial testing. 10/10 repeats negative. 2)
  • 1/3 false positive S. marcescens in initial testing. 3/3 repeats negative. 3)
    1. 1/3 positive control check failure in initial testing. 1/3 false positive S. marcescens in repeat testing.
    1. 1/3 false positive S. marcescens in initial testing. 3/3 repeats negative.
    1. 1/3 false positive E. coli in initial testing. 3/3 repeats negative.
    1. 3/3 false positive K. pneumoniae in initial testing. See limitation.
  • 1/3 false positive S. marcescens in initial testing. 2/2 repeats negative. 8)
  • 1/3 false positive S. marcescens in initial testing. 9/9 repeats negative. ತಿ)
    1. 1/3 false positive S. marcescens in initial testing. 1/10 false positive S. marcescens in repeat testing. See limitation.
    1. 1/3 false positive S. marcescens in initial testing. 3/3 repeats negative.

{21}------------------------------------------------

    1. 1/3 false positive S. marcescens in initial testing. 3/3 repeats negative.
    1. 1/3 false positive E. coli in initial testing. 3/3 repeats negative.

Microbial Interference

Potential microbial interference was evaluated by testing high concentrations of gram negative exclusivity organisms in combination with low concentrations of iC-GN target organisms. A total of sixty (60) gram negative exclusivity strains were tested at the highest possible concentrations, considered eight hours beyond initial bottle positivity or the equivalent. Eight (8) representative iC-GN target organisms were tested at concentrations below the lowest levels of bottle positivity. Each organism combination was tested in triplicate. Performance was based on all expected targets detected and no false positive targets detected. In the event of a false negative result, the combination was retested in replicates of ten (10). In the event of a false positive result or other failure, the combination was retested in replicates of three (3) or ten (10). Microbial interference results are presented in Table 11 below.

OrganismABXECXECKOKPNPMPASMCTX-M-15KPC-2NDM-1
A. Iwoffi3/33/33/33/33/33/33/33/33/33/33/3
A. radioresistens3/33/33/33/33/33/33/33/33/33/33/3
A. schindleri3/33/33/33/33/33/33/33/33/33/33/3
A. ursingii3/33/33/33/33/33/33/33/33/33/33/3
A. hydrophila3/33/33/33/33/33/33/33/33/33/33/3
A. faecalis3/33/33/33/33/33/33/33/33/33/33/3
B. fragilis3/33/33/33/33/34/513/33/33/33/33/3
B. vesicularis3/33/33/33/33/33/33/33/33/33/33/3
B. cepacia3/33/33/33/33/33/33/33/33/33/33/3
C. coli3/33/33/33/33/33/33/33/33/33/33/3
C. jejuni3/33/33/33/33/33/33/33/33/33/33/3
C. davisae3/33/33/33/33/33/33/33/33/33/33/3
C. amalonaticus3/33/33/33/33/33/33/33/33/33/33/3
C. braakii3/33/33/33/33/33/33/33/33/33/33/3
C. freundii3/33/33/33/33/32/23/33/33/33/33/3
C. koseri3/33/33/33/33/33/33/33/33/33/33/3
C. sedlakii3/33/33/33/33/33/33/33/33/33/33/3
C. muytjensii3/33/33/33/33/33/33/33/33/33/33/3
C. sakazakii3/33/33/33/33/33/33/33/33/33/33/3
E. tarda3/33/33/33/33/33/35/53/33/33/35/5
E. aerogenes3/33/33/33/33/33/33/33/33/33/33/3
E. amnigenus3/33/35/53/33/33/33/33/35/53/33/3
E. fergusonii3/33/33/33/33/33/33/33/33/33/33/3
F. hermannii3/33/35/53/313/133/33/33/35/512/1323/3
TABLE 11: iC-GN Assay Microbial Interference Results
OrganismABXECXECKOKPNPMPASMCTX-M-15KPC-2NDM-1
E. vulneris3/33/33/33/33/33/33/33/33/33/33/3
F. varium3/33/33/33/33/33/33/33/33/33/33/3
H. alvei3/33/33/33/33/33/33/33/33/33/33/3
H. influenzae3/33/33/33/33/33/33/33/33/33/33/3
H.parainfluenzae3/33/33/33/33/33/33/33/33/33/33/3
K. ascorbata10/1333/311/1243/33/33/33/33/310/1243/33/3
L. adecarboxylata3/33/33/33/33/33/33/33/33/33/33/3
L. grimontii3/33/33/33/33/33/33/33/33/33/33/3
M. catarrhalis12/1353/33/33/33/33/33/33/33/33/33/3
M. morganii3/33/33/33/33/33/35/53/33/33/35/5
N. gonorrhoeae5/53/33/33/33/33/33/33/33/33/33/3
N. lactamica3/33/33/33/33/33/35/53/33/33/35/5
N. meningitidis3/33/35/53/33/33/33/33/35/53/33/3
N. mucosa5/53/35/53/33/33/33/33/35/53/33/3
N. sicca5/663/33/35/53/33/33/33/33/33/33/3
P. agglomerans3/33/33/33/33/33/33/33/33/33/33/3
P. multocida3/33/33/33/33/33/33/33/33/33/33/3
P. gergoviae3/33/33/33/33/33/33/33/33/33/33/3
P. alcalifaciens5/53/33/33/33/33/33/33/33/33/33/3
P. rettgeri3/33/33/33/33/33/33/33/33/33/33/3
P. stuartii3/33/33/33/33/33/33/33/33/33/33/3
P. fluorescens3/33/33/33/33/33/33/33/33/33/33/3
P. luteola3/33/33/33/33/33/33/33/33/33/33/3
P. mendocina3/33/33/33/33/33/33/35/53/33/33/3
P. nitroreducens3/33/33/33/33/33/33/33/33/33/33/3
P. oryzihabitans3/33/33/33/33/35/53/33/33/35/53/3
P. putida3/33/33/33/33/33/35/53/33/33/35/5
P. stutzeri3/35/53/33/33/33/35/53/33/33/35/5
R. planitcola3/33/33/33/33/33/33/33/33/33/33/3
S. enterica3/33/33/33/33/33/33/33/33/33/33/3
S. fonticola3/33/33/33/33/33/33/33/33/33/33/3
S. liquefaciens3/35/53/33/33/33/33/33/33/313/133/3
S. odorifera3/33/33/312/1383/33/33/33/33/33/33/3
S. rubidaea3/33/33/33/33/33/33/33/33/33/33/3
S. maltophilia3/33/33/33/33/33/33/33/33/33/33/3
V. parvula3/33/33/33/33/33/33/33/33/33/33/3

{22}------------------------------------------------

  1. 1/3 array registration error in initial testing. 1/3 false positive E. cloacae complex in repeat testing.

  2. 1/3 false negative KPC in initial testing. 10/10 repeats passed.

  3. 3/3 false negative A. baumannii complex in initial testing; concentration was determined to be below the target limit of detection. 10/10 repeats passed.

{23}------------------------------------------------

    1. 1/2 false negative CTX-M in initial testing. 1/10 false positive K. pneumoniae in repeat testing.
    1. 1/3 false negative A. baumannii complex in initial testing. 10/10 repeats passed.
  • ର) 1/3 false positive E. coli in initial testing. 3/3 repeats passed.
    1. 1/3 false negative K. pneumoniae in initial testing. 10/10 repeats passed.
    1. 1/3 false positive S. marcescens in initial testing. 10/10 repeats passed.

Competitive Inhibition

iC-GN Assay performance was evaluated with combinations of target analytes that may be found in mixed positive blood cultures. One target organism was prepared at the lowest level of bottle positivity, considered within two hours of bottle "ring", while the second target organism was prepared at the highest possible concentration, considered eight hours after initial bottle positivity. All organisms were grown in BD BACTEC Plus Aerobic blood cultures bottles with human blood added on the BD BACTEC System. The organisms were combined at a ratio of one part "low" to four parts "high". Each low concentration organism was tested in combination with each high concentration organism in triplicate. Performance was based on all expected targets detected. In the event of a false negative result, the organism combination was retested in replicates of ten (10) at the same "low" and "high" organism ratio. In the event of a reproducible false negative result, the organism combination was retested in replicates of ten (10) at a ratio of one part "low" to one part "high." Competitive inhibition results are presented in Table 12 below. All high concentration iC-GN targets were detected. Due to competitive inhibition, low concentration targets were not detected in 1.7% of tests (3/178). When iC-GN target organisms were present at similar concentrations, all targets were detected.

TABLE 12: iC-GN Assay Competitive Inhibition Performance
Target Performance
LowHigh OrganismLowLowHighHigh
OrganismOrganismMarkerOrganismMarker
ECX3/3NA3/3NA
EC (CTX-M-15+)3/3NA3/33/3
KO3/3NA3/3NA
A. baumanniiKPN (KPC-2+)3/3NA3/33/3
PM3/3NA3/3NA
PA (NDM-1+)3/3NA3/33/3
SM3/3NA3/3NA
E. cloacaeABX3/3NA3/31 FP KPC
EC (CTX-M-15+)3/3NA3/33/3
KO3/3NA3/3NA
KPN (KPC-2+)3/3NA3/33/3
PM3/3NA3/3NA
PA (NDM-1+)3/3NA3/33/3
SM3/3NA3/3NA
E. coliABX3/33/33/3NA
TABLE 12: iC-GN Assay Competitive Inhibition PerformanceTarget Performance
LowOrganismHigh OrganismLowOrganismLowMarkerHighOrganismHighMarker
(CTX-M-15+)ECX3/33/33/3NA
(CTX-M-15+)KO3/33/33/3NA
(CTX-M-15+)KPN (KPC-2+)3/33/33/33/3
(CTX-M-15+)PM3/33/33/3NA
(CTX-M-15+)PA (NDM-1+)3/33/33/33/3
(CTX-M-15+)SM3/33/33/3NA
(CTX-M-15+)ABX3/3NA3/3NA
K. oxytocaECX3/3NA3/3NA
EC (CTX-M-15+)3/3NA3/33/3
KPN (KPC-2+)3/3NA3/33/3
PM3/3NA3/3NA
PA (NDM-1+)3/3NA3/33/3
SM3/33/33/3NA
ABX3/33/33/3NA
K.pneumoniae(KPC-2+)ECX3/33/33/3NA
EC (CTX-M-15+)3/33/33/33/3
KO3/33/33/3NA
PM3/33/33/3NA
PA (NDM-1+)3/33/33/33/3
SM3/33/33/3NA
ABX3/3NA3/3NA
P. mirabilisECX3/3NA3/3NA
EC (CTX-M-15+)3/3NA3/33/3
KO5/5NA5/5NA
KPN (KPC-2+)3/3NA3/33/3
PA (NDM-1+)3/3NA3/33/3
SM3/3NA3/3NA
ABX3/33/33/3NA
P. aeruginosa(NDM-1+)ECX3/33/33/3NA
EC (CTX-M-15+)12/1311/1313/1313/13
EC (CTX-M-15+) 1:110/1010/1010/1010/10
KO3/33/33/3NA
KPN (KPC-2+)3/33/33/33/3
PM3/33/33/3NA
SM3/33/33/3NA
S. marcescensABX3/3NA3/3NA
ECX3/3NA3/3NA
EC (CTX-M-15+)3/3NA3/33/3
S. marcescensKO3/3NA3/3NA
TABLE 12: iC-GN Assay Competitive Inhibition Performance
Target Performance
LowOrganismHigh OrganismLowOrganismLowMarkerHighOrganismHighMarker
KPN (KPC-2+)3/3NA3/33/3
PM3/3NA3/3NA
PA (NDM-1+)3/3NA3/33/3

{24}------------------------------------------------

{25}------------------------------------------------

Interfering Substances

iC-GN Assay performance was evaluated in the presence of potentially inhibiting substances that may be encountered in blood culture media. Eight representative target organisms plus one non-target organism were evaluated. Organisms were tested at the lowest levels of bottle positivity, considered within two hours of bottle "ring." Potential interferents were tested at concentrations exceeding the highest concentrations that may be encountered in blood and blood culture media (Table 12). Target performance is based on all expected targets detected and no false positive targets detected. Non-target performance is based on all negative results. In the event of a false negative result, the organism/interferent combination was retested in replicates of ten (10). In the event of a false positive result or other failure, the organism/interferent combination was retested in triplicate. If the discordant result was observed in repeat testing, the combination was retested at a decreased inhibitor concentration. Interference results are presented in Table 13 below. Interference testing was performed in BD BACTEC Plus Aerobic blood culture bottle media, which has a sodium polyanetholesulfonate (SPS) concentration of 0.05% w/v. Additional SPS at a concentration greater than 0.05% w/v was found to interfere with the performance of some iC-GN Assay targets, resulting in increased false negative results and positive control check failures.

TABLE 13: Interfering Substances Test Panel
Interference CompoundClinically RelevantConcentrationTestConcentration
Hemoglobin1-2 g/L10 g/L
Conjugated Bilirubin0.1-0.4 mg/dL10 mg/dL
Unconjugated Bilirubin0.1-0.8 mg/dL10 mg/dL
Protein (γ-globulin + albumin)0.7-1.7 g/dL4 g/dL
Triglyceride300-500 mg/dL1500 mg/dL
Human Genomic DNANA1 × 106 cells/mL
Sodium Polyanetholesulfonate (SPS)0.02-0.05% w/v0.1% w/v
Cefepime16 µg/mL80 µg/mL

{26}------------------------------------------------

TABLE 13: Interfering Substances Test Panel
Interference CompoundClinically RelevantConcentrationTestConcentration
Ceftriaxone16 µg/mL80 µg/mL
Fluconazole25 µg/mL100 µg/mL
Gentamicin20 µg/mL80 µg/mL
Meropenem16 µg/mL80 µg/mL
Piperacillin32 µg/mL160 µg/mL
Vancomycin20 µg/mL100 µg/mL
TABLE 14: iC-GN Assay Interfering Substances Performance
Target Performance
InterferenceCompoundABXECXECKOKPNPMPASMSEKPC-2NDM-1CTX-M-15
Hemoglobin3/33/33/33/33/33/314/143/35/53/314/143/3
ConjugatedBilirubin3/33/33/33/33/33/33/33/33/33/33/33/3
UnconjugatedBilirubin3/33/33/33/33/33/33/33/33/33/33/33/3
Protein (γ-globulin +albumin)3/33/33/33/33/33/33/33/33/33/33/33/3
Triglyceride3/33/33/33/33/33/33/33/33/33/33/33/3
Human GenomicDNA3/33/33/33/33/33/33/33/33/33/33/33/3
SPS (0.1%)3/1213/33/33/33/33/32/1223/34/43/38/1233/3
SPS (0.5%)3/3----------3/3------3/3--
Cefepime3/33/33/33/33/33/33/33/33/33/33/33/3
Ceftriaxone3/33/33/33/33/33/33/33/33/33/33/33/3
Fluconazole3/33/33/33/33/33/33/33/33/33/33/33/3
Gentamicin3/33/33/33/33/33/33/33/33/33/33/33/3
Meropenem3/33/35/53/33/35/643/33/33/33/33/35/5
Piperacillin3/33/33/33/33/33/33/33/33/33/33/33/3

{27}------------------------------------------------

TABLE 14: iC-GN Assay Interfering Substances Performance
Target Performance
InterferenceCompoundABXECXECKOKPNPMPASMSEKPC-2NDM-1CTX-M-15
Vancomycin3/33/33/33/35/53/33/33/33/35/53/33/3
    1. 2/3 false negative A. baumannii complex in initial testing. 7/9 false negative A. baumannii complex in repeat testing.
    1. 3/3 false negative P. aeruginosa in initial testing. 7/9 false negative P. aeruginosa in repeat testing.
    1. 4/9 false negative NDM in repeat testing.
    1. 1/3 false positive K. pneumoniae in initial testing. 3/3 repeats passed.

Method Comparison

A method comparison study was performed at five (5) geographically dispersed clinical sites. Sites tested 1002 leftover de-identified specimens from anaerobic blood culture bottles flagged as positive by their respective continuous monitoring blood culture system. Three of the commonly used blood culture systems were included in the study: Thermo Fisher VersaTREK, BD BACTEC and BioMerieux BacT/ALERT.

Patient positive blood cultures confirmed by Gram stain to be positive for gram negative bacilli were enrolled in the study. Any positive blood cultures showing an initial mixed Gram stain were not enrolled or were subsequently withdrawn from the study dataset.

Final performance of the iC-GN Assay organism targets was compared to reference culture followed by MALDI identification per the study protocol. Final performance of the iC-GN Assay resistance marker targets was compared to PCR amplification followed by confirmatory bidirectional sequencing. Phenotypic antimicrobial susceptibility testing (AST) was also performed on all specimens to identify additional samples which required sequencing. Discordant samples were also sequenced.

To supplement performance of observed lower prevalence organisms, 170 contrived samples were prepared using verified strains. Contrived samples were prepared at iCubate using BD BACTEC Plus Aerobic Blood Culture Bottles with 10mL of human blood added (in accordance with BACTEC instructions). Organisms were spiked into bottles at a concentration of 5-30 CFU/bottle and incubated until bottles were flagged as positive. Aliquots of samples were frozen and provided to the sites (frozen) for testing.

Of the 1107 positive blood culture specimens enrolled in the study, a total of 105 specimens were excluded/withdrawn from the study and all subsequent performance analyses. Of the 1002 specimens remaining, 976 were fresh prospective specimens and 26 (2.6%) were frozen prospective specimens.

The total specimens excluded from the iC-GN Assay Method Comparison Study (n=105) are listed by site and reason for exclusion in the table below. The most common reasons for exclusion included incomplete reference testing and repeat iC-GN errors.

{28}------------------------------------------------

Site CodeUnresolvediC-GN ErrorIncompleteReferenceMethodOutsideFresh StabilityWindowDidn't MeetInclusionCriteriaTotal Withdrawn
LAC2260028
IU0100010
MCW2230227
TC4255034
TGH13116
Total9*8763105

Table 15: Withdrawn Summary

*Please Note: the nine (9) samples that were excluded from performance analysis due to Unresolved iC-GN are included in the calculation of instrument errors; please refer to Table 17: No-Calls

Gender Demographics

Gender was reported when available for all clinical samples collected for the study. of the 1002 clinical samples included in performance analysis 47.3% were males and 52.6% were female; gender was not provided for 1/1002. The table below summarizes this data.

SiteMALESFEMALESNot ProvidedClinical Samples
#%#%#%
LAC15643.9%19956.1%0-355
IU4143.6%5356.4%0-94
MCW10958.0%7841.5%10.5%188
TC7145.5%8554.5%0-156
TGH9746.4%11253.6%0-209
Total47447.3%52752.6%10.1%1002

Table 16: Gender Stratification

Error Rate

Throughout the course of the study, an initial error rate of 2.9 % (34/1181) was observed. Reasons for error included the following: Positive controls check failure (27), Array registration error (6), and Processor/System error (1). When an error was observed, repeat testing was performed with the iC-GN Assay per the protocol. Upon repeat testing, the error rate was reduced to 0.8% (9/1181).

Table 17: NO-Calls
Internal Positive Control FailureInstrument ErrorsTotal Non-Reportable Rate
InitialFinalInitialFinalInitialFinal
#fail/#total#fail/#total#fail/#total#fail/#total#fail/#total#fail/#total
(95% CI)(95% CI)(95% CI)(95% CI)(95% CI)(95% CI)
2.3%0.8%0.6%-2.9%0.8%
27/11819/11817/11810/118134/11819/1181
[1.6-3.3%][0.4-1.4%][0.3-1.2%][0.0-0.3%][2.1-4.0%][0.4-1.4%]

Table 17: No-Calls

{29}------------------------------------------------

When performance of the iC-GN Assay was compared to reference culture followed by MALDI identification or PCR/bi-directional sequencing, there was no apparent difference in performance noted between the five study sites or between the three blood culture systems. Performance for all positive bottle types/systems combined is presented in the tables below for detection of the iC-GN Assay targets as compared to culture and MALDI or PCR/bidirectional sequencing. Results are stratified by prospectively tested fresh specimens, prospectively collected/retrospectively tested frozen specimens and contrived specimens.

Table 18: iC-GN Assay Performance: Acinetobacterbaumannii complex (ppa)
SpecimenTypeN=Percent AgreementComparatorMethod
ProspectivePositive(95% CI)Negative(95% CI)
Fresh976100%7/7(64.6-100)99.9%968-969**(99.4-100)Culture &MALDI
Frozen26-0/0-100%26/26(87.1-100)
TOTAL1002100%7/7(64.6-100)99.9%994/995(99.4-100)
Contrived170100%45/45(92.1-100)100%125/125(97.0-100)

**1/1 false positive observed was negative for A. baumannii complex by PCR/bi-directional sequencing

Table 20: iC-GN Assay Performance: Escherichia coli (uidA)
SpecimenTypeN=Percent AgreementComparatorMethod
Positive(95% CI)Negative(95% CI)
ProspectiveFresh97698.4%480/488*(96.8-99.2)100%488/488(99.2-100)Culture &MALDI
Frozen26100%6/6(61.0-100)100%20/20(83.9-100)
TOTAL100298.4%486/494(96.8-99.2)100%508/508(99.2-100)
Contrived170100%15/15(79.6-100)100%155/155(97.6-100)

*4/8 false negatives observed were negative for E. coli by PCR/bidirectional sequencing; 3/8 were positive for E. coli by PCR/bidirectional sequencing; 1/8 was not available for sequencing

Table 19: iC-GN Assay Performance: Enterobacter cloacae complex (ramA)

SpecimenTypeN=Percent AgreementComparatorMethod
Positive(95% CI)Negative(95% CI)
ProspectiveFresh97694.5%52/55*(85.1-98.1)100%921/921(99.6-100)Culture &MALDI
Frozen26100%5/5(56.6-100)100%21/21(84.5-100)
TOTAL100295.0%57/60(86.3-98.3)100%942/942(99.6-100)
Contrived170100%17/17(81.6-100)100%153/153(97.6-100)

*1/3 false negatives observed was negative for E. cloacae complex by PCR/bi-directional sequencing; 2/3 were positive for E. cloacae complex by PCR/bi-directional sequencing

Table 21: iC-GN Assay Performance: Klebsiella oxytoca

SpecimenTypeN=Percent AgreementComparatorMethod
Positive(95% CI)Negative(95% CI)
ProspectiveFresh97695.8%23/24*(79.8-99.3)99.7%949/952**(99.1-99.9)Culture &MALDI
Frozen26-0/0-100%26/26(87.1-100)
TOTAL100295.8%23/24(79.8-99.3)99.7%975/978(99.1-99.9)
Contrived170100%30/30(88.6-100)100%140/140(97.3-100)

*1/1 false negative observed was negative for K. oxytoca by PCR/bi-directional sequencing

**3/3 false positives observed were negative for K. oxytoca by PCR/bi-directional sequencinq

{30}------------------------------------------------

Table 22: iC-GN Assay Performance: Klebsiella pneumoniae(parC)
Specimen TypeN=Percent AgreementPositive(95% CI)Negative(95% CI)Comparator Method
ProspectiveFresh97696.8%150/155*(92.7-98.6)99.3%815/821**(98.4-99.7)
Frozen26100%3/3(43.9-100)100%23/23(85.7-100)Culture &MALDI
TOTAL100296.8%153/158(92.8-98.6)99.3%838/844(98.4-99.7)
Contrived170100%21/21(84.5-100)99.3%148/149(96.3-99.9)

*3/5 false neqatives observed were negative for K. pneumoniae by PCR/bi-directional sequencing; 2/3 were positive for K. pneumoniae by PCR/bi-directional sequencing

**6/6 false positives observed were neqative for K. pneumoniae by PCR/bi-directional sequencing

Table 24: iC-GN Assay Performance: Pseudomonasaeruginosa (algD)
SpecimenTypeN=Percent AgreementComparatorMethod
Positive(95% CI)Negative(95% CI)
ProspectiveFresh97695.1%78/82*(88.1-98.1)99.8%892/894**(99.2-99.9)Culture &MALDI
Frozen26100%1/1(20.7-100)100%25/25(86.7-100)
TOTAL100295.2%79/83(88.3-98.1)99.8%917/919(99.2-99.9)
Contrived170100%10/10(72.2-100)100%160/160(97.7-100)

*4/4 false negatives observed were positive for P. aeruginosa by PCR/bi-directional sequencing

**2/2 false positives observed were negative for P. aeruginosa by PCR/bi-directional sequencing

Nineteen (19) samples were excluded from Proteus mirabilis performance analysis due to confirmed Proteus contamination within the BD BACTEC Bottles leaving a total of 983 evaluable specimens.

Table 23: iC-GN Assay Performance: Proteusmirabilis (rpoB)
SpecimenTypeN=Percent AgreementComparatorMethod
Positive(95% CI)Negative(95% CI)
Fresh95797.4%37/38*(86.5-99.5)99.5%914/919**(98.7-99.8)
ProspectiveFrozen26100%9/9(70.1-100)100%17/17(81.6-100)Culture &MALDI
TOTAL98397.9%46/47(88.9-99.6)99.5%931/936(98.8-99.8)
Contrived170100%12/12(75.8-100)100%158/158(97.6-100)

*1/1 false neqative observed was positive for P. mirabilis by PCR/bi-directional sequencinq

**3/5 false positives observed were negative for P. mirabilis by PCR/bi-directional sequencing; 2/5 were not available for sequencing

marcescens (gyrB)
SpecimenTypeN=Percent AgreementComparatorMethod
Positive(95% CI)Negative(95% CI)
ProspectiveFresh976100%29/29(88.3-100)99.6%943/947**(98.9-99.8)Culture &MALDI
Frozen26-0/0-100%26/26(87.1-100)
TOTAL1002100%29/29(88.3-100)99.6%969/973(98.9-99.8)
Contrived170100%20/20(83.9-100)99.3%149/150(96.3-99.9)

**1/4 false positives observed was positive for S. marcescens by PCR/bi-directional sequencing; 3/4 were negative for S. marcescens by PCR/bi-directional sequencing

Table 25: iC-GN Assay Performance: Serratia cescens (avrB)

{31}------------------------------------------------

Table 26: iC-GN Assay Performance: CTX-M
Specimen TypeN=Percent AgreementComparator Method
Positive (95% CI)Negative (95% CI)
ProspectiveFresh97697.0%64/66(89.6-99.2)99.9%909/910(99.4-100)PCR/Bi-directional sequencing
Frozen26100%1/1(20.7-100)100%25/25(86.7-100)
TOTAL100297.0%65/67(89.8-99.2)99.9%934/935(99.4-100)
Contrived170100%15/15(79.6-100)100%155/155(97.6-100)
Table 27: iC-GN Assay Performance: KPC
SpecimenTypeN=Percent AgreementComparatorMethod
Positive(95% CI)Negative(95% CI)
ProspectiveFresh976100%1/1(20.7-100)99.9%974/975(99.4-100)PCR/Bi-directionalsequencing
Frozen26-0/0-100%26/26(87.1-100)
TOTAL1002100%1/1(20.7-100)99.9%1000/1001(99.4-100)
Contrived170100%50/50(92.9-100)99.2%119/120(95.4-99.9)
Table 28: iC-GN Assay Performance: NDM
Specimen TypeN=Percent AgreementComparator Method
Positive (95% CI)Negative (95% CI)
ProspectiveFresh9760/0100%976/976(99.6-100)PCR/Bi-directional sequencing
Frozen260/0100%26/26(87.1-100)
TOTAL10020/0100%1002/1002(99.6-100)
Contrived170170100%50/50(92.9-100)100%120/120(96.9-100)

Analysis of Mixed Culture Results:

In the method comparison study, there were thirty (30) mixed culture specimens that were detected by the iC-GN Assay, culture and MALDI, or both. The tables below list the mixed target combinations detected by iC-GN and the comparator method in the clinical study. There were twelve (12) discrepant mixed samples for which iC-GN detected a target that was not detected by the comparator assay. There were four (4) discrepant mixed samples for which the comparator assay detected targets that were not detected by iC-GN. Due to competitive

{32}------------------------------------------------

inhibition, target organisms present at low concentrations may not be detected by the iC-GN Assay when a second target organism is present at higher concentrations.

TABLE 29: Multiple Organism Detections by iC-GN as Compared to Culture/MALDI
Multiple Detections by iC-GNTotalTargetsDetectedby iC-GNNo ofDiscrepantTargetsDiscrepantResults (TargetsNot Detected byculture/MALDI)
SiteIDTarget 1Target 2Target 3
LAC1102E. coliK. pneumoniae20
LAC1118E. coliK. pneumoniae20
LAC1141E. coliK. pneumoniae20
LAC1220E. cloacaecomplexE. coli20
LAC1236E. coliK. oxytocaK. pneumoniae31K. oxytoca
LAC1285K. pneumoniaeS. marcescens21S. marcescens
LAC1307E. coliK. oxytoca20
LAC1378E. coliK. pneumoniae21K. pneumoniae
LAC1382K. oxytocaK. pneumoniae21K. oxytoca
MCW2023E. coliK. pneumoniae20
MCW2032E. cloacaecomplexK. oxytoca20
MCW2038K. oxytocaK. pneumoniae20
MCW2041E. coliP. mirabilis20
MCW2104E. coliS. marcescens21S. marcescens
MCW2193K. pneumoniaeS. marcescens22K. pneumoniae, S.marcescens
TC3015K. oxytocaP. aeruginosa22K. oxytoca, P.aeruginosa
TC3096E. coliK. pneumoniae21K. pneumoniae
TC3131E. cloacaecomplexK. pneumoniae20
TC3183K. pneumoniaeS. marcescens21S. marcescens
TGH4031E. coliP. mirabilis21P. mirabilis
TGH4037E. coliP. aeruginosa20
TGH4124E. cloacaecomplexP. aeruginosa21P. aeruginosa
TGH4132E. cloacaecomplexK. pneumoniae20
IU5025A. baumanniicomplexK. pneumoniae21A. baumanniicomplex
IU5031E. coliK. pneumoniae20
IU5042E. cloacaecomplexK. pneumoniae20

{33}------------------------------------------------

TABLE 29: Multiple Organism Detections by Culture/MALDI as Compared to iC-GN
Multiple Detections by culture/MALDITotal Targets Detected by CultureDiscrepant TargetsDiscrepant Targets (Targets Not Detected by iC-GN)
SiteIDTarget 1Target 2
LAC1102K. pneumoniaeE. coli20
LAC1118K. pneumoniaeE. coli20
LAC1141E. coliK. pneumoniae20
LAC1220E. cloacae complexE. coli20
LAC1236K. pneumoniaeE. coli20
LAC1268P. aeruginosaP. mirabilis21P. aeruginosa
LAC1307E. coliK. oxytoca20
LAC1338E. coliK. pneumoniae21K. pneumoniae
MCW2023K. pneumoniaeE. coli20
MCW2032K. oxytocaE. cloacae complex20
MCW2038K. pneumoniaeK. oxytoca20
MCW2041P. mirabilisE. coli20
TC3006E. coliK. pneumoniae21K. pneumoniae
TC3131E. cloacae complexK. pneumoniae20
TGH4007E. coliP. aeruginosa21P. aeruginosa
TGH4037E. coliP. aeruginosa20
TGH4132K. pneumoniaeE. cloacae complex20
IU5031E. coliK. pneumoniae20
IU5042K. pneumoniaeE. cloacae complex20

Expected Values:

A total of 1002 prospectively collected fresh and frozen blood culture specimens were obtained from five geographically dispersed clinical sites. The number and percentage of positive cases (positivity rate) determined by the iC-GN Assay stratified by U.S. state for each of the organisms and resistance markers detected by the assay are presented below. Overall, the iC-GN Assay detected at least one organism in 89% (901/1002) prospectively collected specimens and at least one resistance marker in 6.8% (68/1002) prospectively collected specimens. Expected values are presented in the table below.

TABLE 30: Positivity by the iC-GN Assay as Observed in the Clinical Study
OrganismU.S. StateTOTAL nNY355WI188NM156FL209IN94TOTAL1002
Acinetobacterbaumannii complexPOSITIVE n110338
Acinetobacterbaumannii complex% Positivity0.3%0.5%0.0%1.4%3.2%0.8%
Acinetobacterbaumannii complexPOSITIVE n2711513157

{34}------------------------------------------------

TABLE 30: Positivity by the iC-GN Assay as Observed in the Clinical Study
U.S. StateNYWINMFLINTOTAL
OrganismTOTAL n355188156209941002
Enterobactercloacae complex% Positivity7.6%5.9%3.2%6.2%1.1%5.7%
POSITIVE n18274948848486
Escherichia coli% Positivity51.3%39.4%60.3%42.1%51.1%48.5%
POSITIVE n9724426
Klebsiella oxytoca% Positivity2.5%3.7%1.3%1.9%4.3%2.6%
KlebsiellapneumoniaePOSITIVE n5132283315159
% Positivity14.4%15.4%17.3%15.8%16.0%15.9%
Proteus mirabilisPOSITIVE n219113751
% Positivity5.9%4.8%0.6%6.2%7.4%5.1%
PseudomonasaeruginosaPOSITIVE n2419525881
% Positivity6.8%10.1%3.2%12.0%8.5%8.1%
Serratia marcescensPOSITIVE n9828633
% Positivity2.5%4.3%1.3%3.8%6.4%3.3%
Resistance MarkerTOTAL n355188156209941002
KPCPOSITIVE n020002
% Positivity0.0%1.1%0.0%0.0%0.0%0.2%
NDMPOSITIVE n000000
% Positivity0.0%0.0%0.0%0.0%0.0%0.0%
CTX-MPOSITIVE n12227151066
% Positivity3.4%11.7%4.5%7.2%10.6%6.6%

Statement of Safety and Effectiveness

The data presented clearly demonstrates the safety and efficacy of the iC-GN Assay™ for use on the iC-System as compared to the reference method when the product Instructions for Use are followed.

§ 866.3365 Multiplex nucleic acid assay for identification of microorganisms and resistance markers from positive blood cultures.

(a)
Identification. A multiplex nucleic acid assay for identification of microorganisms and resistance markers from positive blood cultures is a qualitative in vitro device intended to simultaneously detect and identify microorganism nucleic acids from blood cultures that test positive by Gram stain or other microbiological stains. The device detects specific nucleic acid sequences for microorganism identification as well as for antimicrobial resistance. This device aids in the diagnosis of bloodstream infections when used in conjunction with other clinical and laboratory findings. However, the device does not replace traditional methods for culture and susceptibility testing.(b)
Classification. Class II (special controls). The special control for this device is FDA's guideline document entitled “Class II Special Controls Guideline: Multiplex Nucleic Acid Assay for Identification of Microorganisms and Resistance Markers from Positive Blood Cultures.” For availability of the guideline document, see § 866.1(e).