K Number
K190330
Date Cleared
2019-11-04

(263 days)

Product Code
Regulation Number
892.1680
Reference & Predicate Devices
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The device is a permanently installed diagnostic x-ray system for general radiographic x-ray imaging including tomography. This device also supports dual energy chest imaging. The tomography and dual energy features are not to be used for imaging pediatric patients.

Device Description

The modified Carestream DRX-Evolution/Plus is a stationary x-ray system with expanded capability to be used for Dual Energy adult chest radiographs. The only hardware change to the system to incorporate the Dual Energy functionality is a change to the existing collimator filter wheel. The previously cleared x-ray system contains a collimator filter wheel with multiple filters. For the Dual Energy Feature, a 0.5mm silver (Ag) filter was added to the 1mm aluminum (Al) filter location. This modified collimator filter wheel can be used for both general radiography and Dual Energy examinations.

The Dual Energy Feature is an imaging technique that takes advantage of the differential, energy-dependent absorption properties of bone and soft tissue structures in human anatomy. The operation consist of capturing two radiographic images of a patient in rapid succession, one at a relatively lower energy X-ray exposure compared to the second at a relatively higher energy exposure. These images are then subject to a weighted subtraction that can remove structures and produce three processed images, a Standard-of-Care image, a bone image, and a soft tissue image.

The Dual Energy Feature software includes a motion compensation option to suppress artifact due to involuntary patient motion that can occur between image acquisitions.

The DRX-Evolution/Plus system was cleared for use with tomography in a previous submission.

AI/ML Overview

The Carestream Health, Inc. DRX-Evolution/Plus with Dual Energy device was evaluated through non-clinical (bench) testing and a clinical reader study to demonstrate its performance and safety.

Here's a breakdown of the requested information:

1. Table of Acceptance Criteria and Reported Device Performance

Acceptance CriteriaReported Device Performance
Overall image quality and radiation exposure (evaluated with chest phantom)Non-clinical testing using an anthropomorphic chest phantom (simulating medium-to-small sized adults and larger patients with added PMMA plates) demonstrated that the phantom imaging exposure levels represent routine imaging conditions intended for clinical use. Although specific quantitative acceptance criteria are not provided for image quality metrics, the text states, "Test results demonstrated that the phantom imaging exposure levels represent the routine imaging conditions intended for clinical use."
Diagnostic image quality of Dual Energy software with and without patient motion artifact reduction (evaluated through clinical reader study)Rating: "The Dual Energy Feature delivers quality imaging performance that is rated diagnostic (3) or better when processed with or without patient motion artifact reduction." (on a 4-point RadLex rating scale where 1 is non-diagnostic and 4 is exemplary).
Comparable image quality of low KV and high KV images to a standard/conventional PA chest radiograph"Clinical data was provided in this submission to demonstrate that the low KV and high KV images are of comparable image quality to a standard/conventional PA chest radiograph."
Overall safety and effectiveness"Bench testing and clinical study results have demonstrated that the DRX-Evolution/Plus system with Dual Energy software feature is safe and effective."

2. Sample Size Used for the Test Set and Data Provenance

  • Test Set Sample Size: 120 Dual Energy studies.
  • Data Provenance: Not explicitly stated, but the "clinical reader study" implies human patient data. It is not specified if the data was retrospective or prospective, nor the country of origin.

3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

  • Number of Experts: Three (3).
  • Qualifications of Experts: Board-certified radiologists. No specific years of experience are mentioned.

4. Adjudication Method for the Test Set

  • Adjudication Method: Not explicitly detailed as a formal adjudication process. The radiologists evaluated images using a graduated 4-point RadLex rating scale. It's implied that individual ratings contributed to the overall finding that the imaging performance was diagnostic or better, but a method like 2+1 or 3+1 for resolving disagreements is not described.

5. If a Multi Reader Multi Case (MRMC) Comparative Effectiveness Study Was Done, If So, What Was the Effect Size of How Much Human Readers Improve with AI vs Without AI Assistance

  • MRMC Study: No, a multi-reader multi-case (MRMC) comparative effectiveness study evaluating human readers with and without AI assistance was not explicitly described or performed. The clinical reader study focused on evaluating the diagnostic image quality of the Dual Energy software itself, with and without its own patient motion artifact reduction feature, rather than comparing human reader performance with and without AI assistance for diagnosis.

6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) Was Done

  • Standalone Performance: The study primarily evaluated the imaging performance of the Dual Energy software, including its ability to produce diagnostic quality images and its motion artifact reduction feature. While the software processes images without human intervention, the ultimate "diagnostic image quality" was assessed by human radiologists. Therefore, a purely standalone diagnostic performance without any human interpretation is not the focus of the reported study.

7. The Type of Ground Truth Used (Expert Consensus, Pathology, Outcomes Data, etc.)

  • Type of Ground Truth: The ground truth for the clinical reader study was based on the expert opinion/ratings of three board-certified radiologists. They rated the "diagnostic image quality" on a 4-point RadLex scale. There is no mention of pathology, clinical outcomes, or other objective ground truth used to determine the accuracy of diagnoses made from these images.

8. The Sample Size for the Training Set

  • Training Set Sample Size: Not provided. The document describes tests and a clinical reader study used for evaluation and validation, but it does not specify the size or nature of any dataset used to train the Dual Energy software's algorithms (e.g., for image processing or motion compensation).

9. How the Ground Truth for the Training Set Was Established

  • Training Set Ground Truth Establishment: Not provided, as the training set details are not mentioned in the submission.

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Image /page/0/Picture/0 description: The image shows the logo of the U.S. Food and Drug Administration (FDA). On the left is the Department of Health & Human Services logo. To the right of that is the FDA logo, which is a blue square with the letters "FDA" in white. To the right of the blue square is the text "U.S. FOOD & DRUG ADMINISTRATION" in blue.

Carestream Health, Inc. c/o Carolyn Wagner Director Regulatory Affairs, Clearance and Surveillance 150 Verona Street ROCHESTER, NY 14608

November 4, 2019

Re: K190330

Trade/Device Name: DRX-Evolution/Plus with Dual Energy Regulation Number: 21 CFR 892.1680 Regulation Name: Stationary X-Ray System Regulatory Class: Class II Product Code: KPR Dated: February 12, 2019 Received: February 14, 2019

Dear Carolyn Wagner:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part

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801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about medical devices and radiation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

For

Thalia T. Mills, Ph.D. Director Division of Radiological Health OHT7: Office of In Vitro Diagnostics and Radiological Health Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known) K190330

Device Name DRX-Evolution/Plus with Dual Energy

Indications for Use (Describe)

The device is a permanently installed diagnostic x-ray system for general radiographic x-ray imaging including tomography. This device also supports dual energy chest imaging. The tomography and dual energy features are not to be used for imaging pediatric patients.

Type of Use (Select one or both, as applicable):

Prescription Use (Part 21 CFR 801 Subpart D)
Over-The-Counter Use (21 CFR 801 Subpart C)

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Carestream

K190330

"510(k) Summary"

510(k) Owner Name:510(k) Owner Address:Carestream Health, Inc.150 Verona StreetRochester, NY, 14608
510(k) Owner Phone:510(k) Owner Fax:585-627-6505585-627-8802
Contact Person & Info:Carolyn WagnerDirector Regulatory Affairscarolyn.wagner@carestream.com585-627-6588
Date Summary Prepared:November 1, 2019
Device Trade Name:Device Common Name:Classification Name:Device Class:Device Code:Regulation Number:Primary Predicate Device:Device Common Name:Classification Name:Device Class:Device Code:Regulation Number:DRX-Evolution/Plus with Dual EnergySystem, X-Ray, StationaryStationary x-ray systemIIKPR21 CFR 892.1680Carestream DRX-Evolution/PlusSystem, X-Ray, StationaryStationary x-ray systemIIKPR21 CFR 892.1680Manufactured by: Carestream Health, Inc.510(k) No.: K163203 (12/13/2016)
Secondary Predicate Device:Device Common Name:Classification Name:Device Class:Device Code:Regulation Number:Dual Energy and Tissue Equalization Software OptionSystem, X-Ray, StationaryStationary X-ray SystemIIKPR21 CFR 892.1680Manufactured by: General Electric Medical Systems510(k) No.: K013481 (11/02/2001)

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Device Description:

The modified Carestream DRX-Evolution/Plus is a stationary x-ray system with expanded capability to be used for Dual Energy adult chest radiographs. The only hardware change to the system to incorporate the Dual Energy functionality is a change to the existing collimator filter wheel. The previously cleared x-ray system contains a collimator filter wheel with multiple filters. For the Dual Energy Feature, a 0.5mm silver (Ag) filter was added to the 1mm aluminum (Al) filter location. This modified collimator filter wheel can be used for both general radiography and Dual Energy examinations.

The Dual Energy Feature is an imaging technique that takes advantage of the differential, energy-dependent absorption properties of bone and soft tissue structures in human anatomy. The operation consist of capturing two radiographic images of a patient in rapid succession, one at a relatively lower energy X-ray exposure compared to the second at a relatively higher energy exposure. These images are then subject to a weighted subtraction that can remove structures and produce three processed images, a Standard-of-Care image, a bone image, and a soft tissue image.

The Dual Energy Feature software includes a motion compensation option to suppress artifact due to involuntary patient motion that can occur between image acquisitions.

The DRX-Evolution/Plus system was cleared for use with tomography in a previous submission.

Indications for Use / Intended Use:

The Indications for Use for the device, as described in its labeling, are:

"The device is a permanently installed diagnostic x-ray system for general radiographic x-ray imaging including tomography. This device also supports dual energy chest imaging. The tomography and dual energy features are not to be used for imaging pediatric patients."

The intended use for this device, as determined by descriptions and the proposed labeling contained in this submission, is similar to the Indications for Use statement provided above.

The Indications for Use for the subject device is the similar as that for the predicate device and the intended use remains unchanged. Any variation in features or technical specifications have been identified and addressed through testing (described below) to support a substantial equivalence determination.

Substantial Equivalence:

Based upon information provided within this submission, we believe that the Dual Energy Feature is substantially equivalent to the legally marketed DRX-Evolution/Plus with ImageView software (primary predicate device) and to the Dual Energy and Tissue Equalization Software Options (secondary predicate device).

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The DRX-Evolution/Plus with ImageView software (primary predicate device) operates the same as the modified DRX-Evolution/Plus with Dual Energy (subject device) except for the specific software and hardware modifications that enable dual energy adult chest examinations. These modifications consist of the addition of a 0.5mm silver (Ag) filter to the 1mm aluminum (Al) filter location and the dual energy software.

The Dual Energy and Tissue Equalization Software Options (secondary predicate) and the DRX-Evolution/Plus with Dual Energy (subject device) both capture a high and a low energy exposure of a patient in rapid succession. Both devices produce a bone image, a soft tissue image, and a composite image and have motion correction algorithms to compensate for subtle body movements. Both devices send three images to the operator's desired destination for diagnosis at the completion of the exam. These include a Standard-of-Care image, a bone image and a soft tissue image. The secondary predicate uses a fixed filtration for the high and low energy exposures while the subject device uses two different filtrations for the two exposures.

Refer to Table 1 below for a summary of the similarities and differences between the subject device and both the primary and secondary predicates.

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Primary Predicate:Carestream DRX-EvolutionSecondary Predicate:Dual Energy and TissueEquilization Software Optionsfor Digital RadiographicSystemsSubject Device:DRX-Evolution with DualEnergy Feature for DigitalRadiographic Systems
510(k) No.K163203K013481K190330
Indications for UseThe device is a permanentlyinstalled diagnostic x-raysystem for generalradiographic x-ray imagingincluding tomography. Thetomography feature is not tobe used for imaging pediatricpatients.Dual Energy and TissueEqualization software options areintended for use in generatingdigital radiographic images ofhuman anatomy. This device isnot intended for mammographicapplications.The device is a permanentlyinstalled diagnostic x-ray systemfor general radiographic x-rayimaging including tomography anddual energy. The tomography anddual energy features are not to beused for imaging pediatric patients.
Number of x-rayexposures in a DE examN/ATwoTwo
X-ray beam energiesN/A60 kVp and 120 kVp70 kVp and 120 kVp
Additional x-ray beamfiltrationN/AFixed filtration: same filter forboth exposures.Differential filtration: 0.1 mm Cu at70 kVp, and 0.5 mm Ag at 120kVp
Time interval betweenexposuresN/A200 ms250 ms
Detector MatrixDRX1 Plus GOS, CsI 3543(2560 x 3072 x 16 bit)DRX1 Plus GOS, CsI 4343(3072 x 3072 x 16 bit)FDR D-EVO Advanced C43A(2816 x 2817 x 16 bit)0.150 mm pixel pitchDRX1 Plus CsI 3543(2560 x 3072 x 16 bit)DRX1 Plus CsI 4343(3072 x 3072 x 16 bit)
0.139 mm pixel pitch0.139 mm pixel pitch
Detector scintillatormaterial and imaging areaCsI, GOS350 mm x 430 mm430 mm x 430 mmCsI422 x 422 mmCsI350 mm x 430 mm430 mm x 430 mm
Automatic ImageSubtractionN/AYes: one bone image with softtissue information removed, andone soft tissue image with boneinformation removedYes: one bone image with softtissue information removed, andone soft tissue image with boneinformation removed
Automatic involuntarypatient motion reductionN/AYesYes
Images sent todestination for diagnosisN/AThree images: standard of care(high kVp), soft tissue, and boneThree images: standard of care(low kVp, high kVp, orcomposite), soft tissue, and bone
1'able1
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Discussion of Testing

The performance characteristics and operation / usability of the Dual Energy Feature were evaluated in non-clinical (bench) testing. These studies have demonstrated the intended workflow, related performance, overall function, verification and validation of requirements for intended use, and reliability of the system software requirements. Non-clinical test results have demonstrated that the device conforms to its specifications. Predefined acceptance criteria were met and demonstrated that the device is as safe, as effective, and performs as well as or better than the predicate device.

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A chest phantom was used in dual energy imaging tests for the demonstration of the overall image quality and the radiation exposure. This phantom is anthropomorphic both in appearance, size, and x-ray attenuation characteristics. As the phantom only mimics a medium-to-small sized adult patient, we simulated larger sized patients by adding additional PMMA plates, each of 2.5 cm in thickness, to the phantom.

Posterial-anterial projection views were taken on the wall bucky at 180 cm SID, and anterial-posterial projection views were taken from the table bucky at 110 cm SID, which is the same as how the patient images are taken during normal clinical practices. Antiscatter grids and automatic exposure control were used, as these are required for dual energy imaging. Test results demonstrated that the phantom imaging exposure levels represent the routine imaging conditions intended for clinical use.

A clinical reader study was completed to evaluate the imaging performance of the Dual Energy software. The purpose of the study was to demonstrate the diagnostic image quality of the Dual Energy software with and without patient motion artifact reduction. A total number of one-hundred and twenty (120) Dual Energy studies were evaluated by three (3) board certified radiologists using a graduated 4 point RadLex rating scale based on diagnostic image quality (with a rating of 1 being non-diagnostic to a rating of 4 being exemplary). Results of the study were that the Dual Energy Feature delivers quality imaging performance that is rated diagnostic (3) or better when processed with or without patient motion artifact reduction.

Clinical data was provided in this submission to demonstrate that the low KV and high KV images are of comparable image quality to a standard/conventional PA chest radiograph.

Conclusion

Bench testing and clinical study results have demonstrated that the DRX-Evolution/Plus system with Dual Energy software feature is safe and effective. The information contained within this submission demonstrates that the device is as safe and effective as the primary and secondary predicate devices, and therefore supports a claim of substantial equivalence.

A Failure Modes Effects Analysis (FMEA) was performed to identify and assess potential risks to patients and/or users associated with the Dual Energy feature/functionality. This analysis included an assessment of controls currently included in the design of the product as well as identification of activities to be completed in order to: 1) gather additional information to ensure design robustness with respect to implementation of Dual Energy. 2) develop additional design features as needed to mitigate new risks, and 3) identify additional training to be conducted for operators.

The DRX-Evolution/Plus system conforms to the following safety standards:

IEC 60601-1 IEC 60601-1-2

AG5257 Template No. 9J9055

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IEC 60601-1-3 IEC 60601-1-6 IEC 62366 IEC 60601-2-54

In addition, the device conforms to applicable federal performance standards under 21 CFR 1020.

Carestream products (including the DRX-Evolution/Plus) are developed and tested to ensure quality in conformance with the FDA guidance document "Guidance for the Content of Premarket Submissions for Software Contained in Medical Devices".

§ 892.1680 Stationary x-ray system.

(a)
Identification. A stationary x-ray system is a permanently installed diagnostic system intended to generate and control x-rays for examination of various anatomical regions. This generic type of device may include signal analysis and display equipment, patient and equipment supports, component parts, and accessories.(b)
Classification. Class II (special controls). A radiographic contrast tray or radiology diagnostic kit intended for use with a stationary x-ray system only is exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to the limitations in § 892.9.