K Number
K182862
Device Name
Servo Guard
Date Cleared
2019-10-21

(375 days)

Product Code
Regulation Number
868.5260
Reference & Predicate Devices
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The Servo Guard is a bacterial/viral filter for applications in respiratory care.The filter is intended to be used in patient circuits to reduce the spread of viruses and bacteria from patient/persomel and to protect the patient circuits and ventilators from contamination. The filter shall only be used with the ventilators Servo-i and Servo-s.

Device Description

A Breathing Circuit Bacteria Filter is intended to protect from contamination as well as to reduce particles such as dust and microbiological matters from gases used in the patient circuit of a respiratory device. The bacterial/viral filter is a disposable accessory normally used on the expiratory limb of the ventilator breathing system to reduce possible cross contamination between patient and equipment and between patient. It can also be used on the inspiratory pipe, in order to reduce dust particles to the patient.

AI/ML Overview

This document is a 510(k) summary for the Servo Guard bacterial/viral filter. It describes non-clinical testing performed to demonstrate substantial equivalence to a predicate device.

Here's the information requested based on the provided text, focusing on the study that proves the device meets the acceptance criteria:

1. Table of Acceptance Criteria and Reported Device Performance

Test Method (Type of Study)Acceptance CriteriaReported Device Performance
ISO 23328-1 Filter efficiency> 99.3 % measured in both flow directions99.329 % - 99.93%
ASTM F2101-14 Standard Test Method for Evaluating the Bacterial Filtration EfficiencyBFE/VFE filter efficiency shall be > 99.999 %BFE: 99.99951% - 99.999984 % VFE: 99.99960% - 99.999980 %
ISO 18562-2: 2017 Biocompatibility evaluation of breathing gas pathways in healthcare applications -- Part 2: Tests for emissions of particulate matter< 12 [µg/m3]1.4 [µg/m3]
ISO 18562-3 Biocompatibility evaluation of breathing gas pathways in healthcare applications - Part 3: Tests for emissions of volatile organic compounds (VOCs)The MOS (Margin Of Safety) value shall be higher than 1 for identified substances.Cyclohexane: 35.0 (Neonate), 83.3 (Pediatric/Adult)Ethylbenzene: 7.8 (Neonate), 32.5 (Pediatric/Adult)m+p-Xylene: 4.2 (Neonate), 10.0 (Pediatric/Adult)o-Xylene: 15.0 (Neonate), 35.7 (Pediatric/Adult)Tetrachloroethylene: 4.7 (Neonate), 11.1 (Pediatric/Adult)Trichlorofluoromethane: 27.6 (Neonate), 65.6 (Pediatric/Adult)

2. Sample Size for the Test Set and Data Provenance

The document describes non-clinical testing (laboratory studies), not a clinical trial with human subjects. Therefore, the concept of "test set" in the context of data provenance and sample size of human data is not directly applicable here. The tests were performed on the device itself.

3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of those Experts

Not applicable. The ground truth for these non-clinical tests is established by standardized test methods (e.g., ISO, ASTM) and physical/chemical measurements, not by expert human interpretation.

4. Adjudication Method for the Test Set

Not applicable, as this refers to human expert review processes in clinical studies.

5. If a multi-reader multi-case (MRMC) comparative effectiveness study was done

No. This document describes non-clinical performance testing of a medical device (a filter), not a study involving human readers or comparative effectiveness of AI vs human performance.

6. If a standalone (i.e., algorithm only without human-in-the-loop performance) was done

Not applicable. This is not an AI device or an algorithm. It's a physical filter.

7. The type of ground truth used

The ground truth used for these tests is based on standardized physical and chemical measurements according to established international and national standards (ISO 23328-1, ASTM F2101-14, ISO 18562-2, ISO 18562-3). For example:

  • Filter efficiency is measured precisely through laboratory methods.
  • Bacterial and viral filtration efficiency is measured with specific microbial challenge tests.
  • Particulate matter and VOC emissions are measured using analytical chemistry techniques.

8. The Sample Size for the Training Set

Not applicable. This is a physical medical device, not an AI/machine learning algorithm that requires a training set.

9. How the Ground Truth for the Training Set Was Established

Not applicable, for the same reason as above.

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Image /page/0/Picture/0 description: The image contains the logo of the U.S. Food and Drug Administration (FDA). On the left is the Department of Health & Human Services logo. To the right of that is the FDA logo, which consists of the letters "FDA" in a blue square, followed by the words "U.S. FOOD & DRUG ADMINISTRATION" in blue text.

October 21, 2019

Maquet Critical Care AB % Mark Dinger Sr. Regulatory Affairs Specialist Maquet Medical Systems USA 45 Barbour Pond Drive Wayne, New Jersey 07470

Re: K182862

Trade/Device Name: Servo Guard Regulation Number: 21 CFR 868.5260 Regulation Name: Breathing Circuit Bacterial Filter Regulatory Class: Class II Product Code: CAH Dated: September 19, 2019 Received: September 20, 2019

Dear Mark Dinger:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal

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statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about medical devices and radiation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

For Elizabeth Claverie, M.S. Assistant Director for THT4B2 Acting Assistant Director for THT4B1 DHT4B: Division of Infection Control and Plastic Surgery Devices OHT4: Office of Surgical and Infection Control Devices Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known) K182862

Device Name Servo Guard

Indications for Use (Describe)

The Servo Guard is a bacterial/viral filter for applications in respiratory care.The filter is intended to be used in patient circuits to reduce the spread of viruses and bacteria from patient/persomel and to protect the patient circuits and ventilators from contamination. The filter shall only be used with the ventilators Servo-i and Servo-s.

Type of Use (Select one or both, as applicable)
☑ Prescription Use (Part 21 CFR 801 Subpart D)☐ Over-The-Counter Use (21 CFR 801 Subpart C)

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510(k) SUMMARY as required by section 21 CFR 807.92

Submitter Name & Address

Maquet Critical Care AB Röntgenvägen 2 SE-171 54 Solna, Sweden Phone: (011) 46 10 335 7300

Contact Persons for this submission:Jerker ÅbergRegulatory Affairs ManagerPhone: direct: (011) 46 10 335 7985e-mail: jerker.aberg@getinge.com
Application Correspondent:Mark DingerSr. Regulatory Affairs SpecialistMaquet Medical Systems USA45 Barbour Pond DriveWayne, NJ 07470e-mail: mark.dinger@getinge.comPhone: 973-709-7691Fax: 973-909-9954

Date prepared: September 19th, 2019

Trade Name:Model no:
Servo Guard6595487

Device Classification

Common NameClassificationNumberClassRegulation Number
Breathing Circuit Bacteria FilterCAHII21 CFR 868.5260

Predicate Device Identification

Legally marketed devices to which equivalence is being claimed510(k) #
Servo Guard Model number 64 81 290 EH88EK030071

Indications for Use

The Servo Guard is a bacterial/viral filter for applications in respiratory care. The filter is intended to be used in patient circuits to reduce the spread of viruses and bacteria from patient/personnel and to protect the patient circuits and ventilators from contamination. The filter shall only be used with the ventilators Servo-u, Servo-n, Servo-i and Servo-s.

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Device Description

A Breathing Circuit Bacteria Filter is intended to protect from contamination as well as to reduce particles such as dust and microbiological matters from gases used in the patient circuit of a respiratory device. The bacterial/viral filter is a disposable accessory normally used on the expiratory limb of the ventilator breathing system to reduce possible cross contamination between patient and equipment and between patient. It can also be used on the inspiratory pipe, in order to reduce dust particles to the patient.

Image /page/4/Picture/3 description: The image shows a clear, rectangular medical filter with two cylindrical ports on either side. The filter has a label with two arrows pointing upwards and the word "UP" between them, indicating the correct orientation for use. There is also a "LOT 03 15" marking on the filter, likely referring to a batch or manufacturing date. The filter appears to be made of a transparent plastic material, allowing the internal filtration components to be visible.

Figure 1 Servo Guard filter with water trap

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Technological Characteristics

Shown below are a comparison of the technological characteristic between the subject device and predicate.

Cleared DeviceChanged DeviceConclusion
DeviceServo Guard (model no 64 81 290EH88E)Servo Guard version (model no6595487)
ManufacturerMaquet Critical Care ABMaquet Critical Care AB
DeviceClassificationNameBreathing circuit bacterial filter. CAHBreathing circuit bacterial filter. CAH
510(k)NumberK030071K182862
Indications for Useaccording to the510(k) SummaryThe Servo Guard is an efficient bacterial and viralfilter for applications in respiratory care andanesthesia. The Servo Guard is a disposablesingle-use device that provides filtration forreducing possible cross contamination betweenpatient and equipmentThe Servo Guard is a bacterial/viral filter forapplications in respiratory care.The filter is intended to be used in patient circuitsto reduce the spread of viruses and bacteria frompatient to patient/personnel and to protect thepatient circuits and ventilators fromcontamination. The filter shall only be used withthe ventilators Servo-u, Servo-n, Servo-i andServo-s.Similar The intendeduse of the changeddevice does notinclude anesthesia.Limitiation ofcompatibleventilators.
Physical properties
PlacementTo be used on the expiratory or/and inspiratorylimb of a breathing circuit.To be used on the expiratory or/and inspiratorylimb of a breathing circuit.Identical
Filter Volume150 ml150 mlIdentical
Bacterial/viralremoval efficiency>99,999%>99,999%Identical
Resistance1.5 cm H2O@60 l/min2.0 cmH2O@60 l/min (dry) and 2.2 cmH2O@60l/min (wet)different
ConnectionsISO 5356-1 M22/F15 (male/female, inlet)ISO 5356-1 F22 (female, outlet)ISO 5356-1 M22/F15 (male/female, inlet)ISO 5356-1 F22 (female, outlet)Identical
Weight60 g75 g including water trapSimilar
Recommended useSingle use, replace every 24 hourSingle use, replace every 24 hourIdentical
Type of filtermechanicalmechanicalIdentical
Shelf life1 year3 yearsImproved
DimensionsL: H:W = 92 x 66 x 66 mmL:H:W = 92 x 89 x 66 mmSimilar
Patient rangeNeonatal to adult patient populationsNeonatal to adult patient populationsIdentical

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Summary of Non-clinical testing:

Test MethodPurposeAcceptanceCriteriaResult
ISO 23328-1Filter efficiencyVerify thefilterefficiency forthe ServoGuard filterServo Guardshall have afilter efficiency> 99.3 %measured inboth flowdirectionsFilter efficiency: 99,329 %- 99,93%.Pass
ASTM F2101-14Standard TestMethod forEvaluating theBacterial FiltrationEfficiencyVerify thebacterial andviral filtrationefficiency forthe ServoGuard filterBFE/VFE filterefficiency shallbe > 99.999 %.BFE: 99.99951%- 99.999984 %VFE: 99.99960% - 99.999980Pass
ISO 18562-2: 2017Biocompatibilityevaluation ofbreathing gaspathways inhealthcareapplications -- Part2: Tests foremissions ofparticulatematterVerify that theamount ofparticulatematter arebelow theacceptancelimit<12 $[µg/m3]$1.4 $[µg/m3]$Pass
ISO 18562-3Biocompatibilityevaluation ofbreathing gaspathways inhealthcareapplications - Part3: Tests foremissions ofvolatile organiccompounds(VOCs)Verify that theamount ofVolatilesubstances arebelow theacceptancelimitThe MOS(Margin OfSafety) valueshall be higherthan 1 foridentifiedsubstances.SubstanceMOSNeonateMOSPediatric/Adult
Cyclohexane35.083.3
Ethylbenzene7.832.5
m+p-Xylene4.210.0
o-Xylene15.035.7
Tetrachloroethylene4.711.1
Trichlorofluoromethane27.665.6
Pass

Conclusion:

The conclusions drawn from the clinical tests demonstrate that the device is as safe, as effective, and performs as well as or better than the legally marketed device (K030071).

§ 868.5260 Breathing circuit bacterial filter.

(a)
Identification. A breathing circuit bacterial filter is a device that is intended to remove microbiological and particulate matter from the gases in the breathing circuit.(b)
Classification. Class II (performance standards).