K Number
K180966
Date Cleared
2018-11-09

(210 days)

Product Code
Regulation Number
866.3985
Panel
MI
Reference & Predicate Devices
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The FilmArray® Pneumonia Panel is a multiplexed nucleic acid test intended for use with FilmArray® 2.0, or FilmArray® Torch systems for the simultaneous detection of multiple respiratory viral and bacterial nucleic acids, as well as select antimicrobial resistance genes, in sputum-like specimens (induced or expectorated sputum, or endotracheal aspirates) or bronchoalveolar lavage (BAL)-like specimens (BAL or mini-BAL) obtained from individuals suspected of lower respiratory tract infection.

The following bacteria are reported semi-quantitatively with bins representing approximately 10°4 10°5, 10°6, or ≥10°7 genomic copies of bacterial nucleic acid per milliliter (copies/mL) of specimen, to aid in estimating relative abundance of nucleic acid from these common bacteria within a specimen:

Bacteria reported with bins of 10^4 10^5, 10^6, or ≥10^7 copies/mL

  • Acinetobacter calcoaceticus-baumannii complex
  • Enterobacter cloacae complex
  • · Escherichia coli
  • Haemophilus influenzae
  • Klebsiella aerogenes
  • Klebsiella oxytoca
  • Klebsiella pneumoniae group
  • Moraxella catarrhalis
  • · Proteus spp.
  • Pseudomonas aeruginosa
  • Serratia marcescens
  • Staphylococcus aureus
  • Streptococcus agalactiae
  • Streptococcus pneumoniae
  • Streptococcus pyogenes

The following atypical bacteria, viruses, and antimicrobial resistance genes are reported qualitatively:

Atypical Bacteria

  • Chlamydia pneumoniae
  • Legionella pneumophila
  • Mycoplasma pneumoniae

Viruses

  • Adenovirus
  • Coronavirus
  • Human Metapneumovirus
  • · Human Rhinovirus/Enterovirus
  • · Influenza A
  • · Influenza B
  • Parainfluenza Virus
  • Respiratory Syncytial Virus

Antimicrobial Resistance Genes

  • CTX-M
  • IMP
  • КРС
  • NDM
  • · OXA-48-like
  • VIM
  • · mecA/C and MREJ

The detection and identification of specific viral and bacterial nucleic acids, as well as the estimation of relative abundance of nucleic acid from common bacterial analytes, within specimens collected from individuals exhibiting signs and/or symptoms of a respiratory infection, aids in the diagnosis of lower respiratory infection if used in conjunction with other clinical and epidemiological information. The results of this test should not be used as for diagnosis, treatment, or other patient management decisions.

Negative results in the setting of a respiratory illness may be due to infection with pathogens that are not detected by this test, pathogens below the limit of detection, or in the case of bacterial analytes, present at levels below the lowest reported 10°4 copies/mL bin. Detection of analytes does not rule out co-infection with other organisms: the agent(s) detected by the Film Array Pneumonia Panel may not be the definite cause of disease. Additional laboratory testing (e.g. bacterial and viral culture, immunofluorescence, and radiography) may be necessary when evaluating a patient with possible lower respiratory tract infection.

Detection of bacterial nucleic acid may be indicative of colonizing or normal respiratory flora and may not indicate the causative agent of pneumonia. Semi-quantitative bin (copies/mL) results generated by the FilmArray Pneumonia Panel are not equivalent to CFU/mL and do not consistently correlate with the quantity of bacterial analytes compared to CFU/mL. For specimens with multiple bacteria detected, the relative abundance of nucleic acids (copies/mL) may not correlate with the relative abundance of bacteria as determined by culture (CFU/mL). Clinical correlation is advised to determine significance of semi-quantitative bin (copies/mL) for clinical management.

The antimicrobial resistance gene detected may or may not be associated with the agent(s) responsible for disease. Negative results for these antimicrobial resistance gene assays do not indicate susceptibility to corresponding classes of antimicrobials, as multiple mechanisms of antimicrobial resistance exist.

Antimicrobial resistance can occur via multiple mechanisms. A "Not Detected" result for a genetic marker of antimicrobial resistance does not indicate susceptibility to associated antimicrobial drugs or drug classes. A "Detected" result for a genetic marker of antimicrobial resistance cannot be definitively linked to the microorganism(s) detected. Culture is required to obtain isolates for antimicrobial susceptibility testing, and FilmArray Pneumonia Panel results should be used in conjunction with culture results for determination of bacterial susceptibility or resistance.

Due to the genetic similarity between human rhinovirus and enterovirus, the test cannot reliably differentiate them. A positive Rhinovirus/Enterovirus result should be followed up using an alternate method (e.g., cell culture or sequence analysis) if differentiation is required.

Culture is required to identify pathogens not detected by the FilmArray Pneumonia Panel, to further speciate analytes in genus, complex, or group results if desired, to identify bacterial pathogens present below the 10°4 copies/mL bin if desired, and for antimicrobial susceptibility testing.

Device Description

The FilmArray Pneumonia Panel is designed to simultaneously identify 26 potential pathogens of lower respiratory tract infection (LRTI) and associated antimicrobial resistance (AMR) genes from a sputumlike (induced and expectorated sputum as well as endotracheal aspirate, ETA) or bronchoalveolar lavage (BAL)-like (BAL and mini-BAL) specimens obtained from individuals with signs and/or symptoms of lower respiratory tract infection in a time (~1 hour) that allows the test results to be used in determining appropriate patient treatment and management. FilmArray Pneumonia Panel is compatible with BioFire Diagnostics' (BioFire) PCR-based in vitro diagnostic FilmArray 2.0, and FilmArray Torch systems for infectious disease testing. A specific software module (i.e. FilmArray Pneumonia Panel pouch module) is used to perform FilmArray Pneumonia Panel testing on these systems.

Bacteria - Quantitative ResultsAntimicrobial Resistance Genes
Acinetobacter calcoaceticus-baumannii complexblaCTX-M (Extended spectrum beta-lactamase (ESBL))
Enterobacter cloacae complexblaIMP (Carbapenem resistance)
Escherichia coliblaKPC (Carbapenem resistance)
Haemophilus influenzaemecA/mecC and MREJ (Methicillin resistance)
Klebsiella aerogenesblaNDM (Carbapenem resistance)
Klebsiella oxytocablaOXA48-like (Carbapenem resistance)
Klebsiella pneumoniae groupblaVIM (Carbapenem resistance)
Moraxella catarrhalis
Proteus spp.Adenovirus
Pseudomonas aeruginosaCoronavirus
Serratia marcescensHuman Metapneumovirus
Staphylococcus aureusHuman Rhinovirus/Enterovirus
Streptococcus agalactiaeInfluenza A
Streptococcus pneumoniaeInfluenza B
Streptococcus pyogenes
Bacteria (Atypical) - Qualitative ResultsViruses
Chlamydia pneumoniaeParainfluenza Virus
Legionella pneumophilaRespiratory Syncytial Virus
Mycoplasma pneumoniae

A test is initiated by loading Hydration Solution into one port of the FilmArray pouch and a sputum-like or BAL-like sample mixed with the provided Sample Buffer into the other port of the FilmArray Pneumonia Panel pouch and placing it in a FilmArray instrument. The pouch contains all of the reagents required for specimen testing and analysis in a freeze-dried format; the addition of Hydration Solution and Sample/Buffer Mix rehydrates the reagents. After the pouch is prepared, the FilmArray Software guides the user though the steps of placing the instrument, scanning the pouch barcode, entering the sample identification, and initiating the run.

The FilmArray instrument contains a coordinated system of inflatable bladders and seal points, which act on the pouch to control the movement of liquid between the pouch blisters. When a bladder is inflated over a reagent blister, it forces liquid from the blister into connecting channels. Alternatively, when a seal is placed over a connecting channel it acts as a valve to open or close a channel. In addition, electronically-controlled pneumatic pistons are positioned over multiple plungers in order to deliver the rehydrated reagents into the blisters at the appropriate times. Two Peltier devices control heating and cooling of the pouch to drive the PCR reactions and the melt curve analysis.

Nucleic acid extraction occurs within the FilmArray pouch using mechanical and chemical lysis followed by purification using standard magnetic bead technology. After extracting and purifying nucleic acids from the unprocessed sample, the FilmArray performs a nested multiplex PCR that is executed in two stages. During the filmArray performs a single, large volume, highly multiplexed reverse transcription PCR (rt-PCR) reaction. The products from first stage PCR are then diluted and combined with a fresh, primer-free master mix and a fluorescent double stranded DNA binding dye (LC Green® Plus, BioFire Diagnostics). The solution is then distributed to each well of the array. Array wells contain sets of primers designed specifically to amplify sequences internal to the PCR products generated during the first stage PCR reaction. The 2nd stage PCR, or nested PCR, is performed in singleplex fashion in each well of the array. At the conclusion of the 2nd stage PCR, the array is interrogated by melt curve analysis for the detection of signature amplicons denoting the presence of specific targets. A digital camera placed in front of the 2nd stage PCR captures fluorescent images of the PCR reactions and software interprets the data.

The FilmArray Software automatically interprets the results of each DNA melt curve analysis and combines the data with the results of the internal pouch controls to provide a test result for each organism on the panel.

AI/ML Overview

Acceptance Criteria and Device Performance for BioFire FilmArray Pneumonia Panel (K180966)

The BioFire FilmArray Pneumonia Panel is a multiplexed nucleic acid test intended for the simultaneous detection of multiple respiratory viral and bacterial nucleic acids, as well as select antimicrobial resistance genes, in respiratory specimens to aid in the diagnosis of lower respiratory tract infection.

1. Table of Acceptance Criteria and Reported Device Performance

The provided document does not explicitly state pre-defined acceptance criteria (e.g., "sensitivity must be >X%"). Instead, the performance is reported as the observed sensitivity/PPA and specificity/NPA from clinical and analytical studies, which are then used to demonstrate substantial equivalence to the predicate device.

Below is a summary of the reported performance for key analytes in the clinical study for BAL specimens, which served as a primary evaluation for the device's effectiveness. A similar detailed table for sputum is also available in the source document.

Summary of FilmArray Pneumonia Panel Clinical Performance (BAL Specimens)

AnalyteReference MethodSensitivity/PPA (%)95% CISpecificity/NPA (%)95% CI
Bacteria (compared to qRefCx)
Klebsiella aerogenesqRefCx85.748.7-97.4%99.298.3-99.6%
Enterobacter cloacae complexqRefCx91.764.6-98.5%98.697.5-99.2%
Escherichia coliqRefCx10075.8-100%99.098.1-99.5%
Haemophilus influenzaeqRefCx10072.2-100%91.489.3-93.1%
Klebsiella oxytocaqRefCx10034.2-100%98.998.0-99.4%
Klebsiella pneumoniae groupqRefCx10079.6-100%98.697.5-99.2%
Proteus spp.qRefCx10056.6-100%99.598.8-99.8%
Pseudomonas aeruginosaqRefCx10090.4-100%95.393.6-96.6%
Serratia marcescensqRefCx10061.0-100%99.398.5-99.7%
Staphylococcus aureusqRefCx97.988.9-99.6%91.289.1-93.0%
Streptococcus agalactiaeqRefCx100-97.295.8-98.1%
Streptococcus pneumoniaeqRefCx10056.6-100%97.195.8-98.1%
Streptococcus pyogenesqRefCx10034.2-100%99.398.5-99.7%
Atypical Bacteria (compared to PCR/Seq)
Legionella pneumophilaPCR/Seq10034.2-100%10099.5-100%
Mycoplasma pneumoniaePCR/Seq10043.9-100%99.999.3-100%
Viruses (compared to PCR/Seq)
AdenovirusPCR/Seq10067.6-100%10099.5-100%
CoronavirusPCR/Seq85.765.4-95.0%98.497.3-99.1%
Human MetapneumovirusPCR/Seq10067.6-100%99.999.3-100%
Human Rhinovirus/EnterovirusPCR/Seq96.387.5-99.0%98.697.5-99.2%
Influenza APCR/Seq10072.2-100%99.698.9-99.9%
Influenza BPCR/Seq83.343.6-97.0%99.999.3-100%
Parainfluenza VirusPCR/Seq88.967.2-96.9%99.899.1-99.9%
Respiratory Syncytial VirusPCR/Seq10043.9-100%10099.5-100%
Antimicrobial Resistance Genes (compared to qMol direct from specimen)
CTX-MqMol85.748.7-97.4%10097.4-100%
KPCqMol10034.2-100%99.396.3-99.9%
mecA/C and MREJqMol88.976.5-95.2%91.482.5-96.0%
NDMqMol0-99.396.3-99.9%
VIMqMol0-10097.5-100%
IMP & OXA-48-likeqMol0-10097.5-100%

2. Sample size used for the test set and the data provenance

Clinical Study (Test Set):

  • Total specimens acquired: 904 residual BAL (821 BAL and 83 mini-BAL) and 925 residual sputum (478 sputum and 447 ETA).
  • Final data set for analysis: 846 BAL and 836 sputum specimens after exclusions.
  • Data provenance: Multi-center study conducted at eight geographically distinct U.S. study sites from October 2016 to July 2017. The study was prospective as it involved collecting specimens for testing.

Archived Specimens (Supplemental Test Set):

  • Total specimens: 171 frozen archived specimens (13 BAL and 5 sputum negatives; 139 BAL and 14 sputum positives).
  • Final data set for analysis: 18 negative and 149 positive specimens (containing 173 analytes).
  • Data provenance: Retrospective, preselected archived specimens from external laboratories.

Contrived Specimens (Supplemental Test Set):

  • Total specimens: 1125 contrived specimens (spiked using residual clinical samples).
  • Data provenance: Generated in-house by BioFire (presumably in the US) using residual clinical samples that were pre-screened to be negative for the analytes of interest.

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

The document describes the reference methods used to establish ground truth for the clinical and archived test sets, rather than explicitly stating "experts" for ground truth.

  • For bacterial analytes: Quantitative reference culture (qRefCx) performed at a central reference laboratory. The method was considered positive if the organism was recovered and enumerated at ≥10^3.5 CFU/mL. Molecular methods (single PCR followed by quantitative molecular assay and sequencing (qMol)) were also used in discrepancy resolution.
  • For atypical bacteria and viruses: Two conventional PCR assays followed by bidirectional sequencing. A specimen was positive if bidirectional sequencing data matched organism-specific sequences in the NCBI GenBank database.
  • For antimicrobial resistance genes: Single PCR assay followed by sequencing for specimens where an applicable bacterium was detected by FilmArray.

The document does not specify the number or qualifications of the individuals performing these reference methods. However, the involvement of a "central reference laboratory" for qRefCx and detailed molecular methods suggests that qualified laboratory personnel with expertise in microbiology and molecular diagnostics would have performed these tasks.

4. Adjudication method for the test set

  • Discrepancy Investigation: For clinical study results, discrepancies between FilmArray Pneumonia Panel results and comparator method results were investigated.
    • For bacterial analytes and qRefCx discrepancies: investigated whether FilmArray or qRefCx reported "negative" or "Not Detected" due to being below detection threshold. If unresolved, qMol testing results were considered. If still unresolved, multiple additional molecular assays followed by sequence analysis were used. Standard of Care (SOC) testing results were also considered.
    • For atypical bacteria, viruses, and AMR genes (where molecular comparators were primary): The discrepancy investigation involved further molecular assays (e.g., additional molecular methods, retesting with FilmArray Pneumonia Panel, or sequencing).

The document details the steps taken for resolving discrepancies but doesn't explicitly refer to an "adjudication panel" or specific "X+Y" method with named experts. The process is a multi-step laboratory investigation rather than a formalized expert adjudication panel in the context of imaging.

5. If a multi-reader multi-case (MRMC) comparative effectiveness study was done

No a multi-reader multi-case (MRMC) comparative effectiveness study was mentioned. The study focused on the standalone performance of the device against reference methods, rather than comparing human reader performance with and without AI assistance.

6. If a standalone (i.e., algorithm only without human-in-the-loop performance) was done

Yes, the studies described are standalone performance evaluations. The FilmArray Pneumonia Panel automates the process from nucleic acid extraction to result interpretation. The reported sensitivity, specificity, PPA, and NPA values represent the performance of the algorithm/device itself in detecting and identifying pathogens and resistance genes, without human interpretation influencing the final binary output (Detected/Not Detected) or semi-quantitative binning.

7. The type of ground truth used

The ground truth used in the studies included:

  • Quantitative Reference Culture (qRefCx): For bacterial analytes in clinical specimens.
  • PCR/Sequencing: For atypical bacteria, viruses, and antimicrobial resistance genes in clinical and archived specimens. This involved conventional PCR followed by bidirectional sequencing, matching results to NCBI GenBank.
  • Known Composition of Contrived Specimens: For contrived specimens, the ground truth was the known presence and concentration of spiked organisms and AMR genes.
  • Phenotypic AST methods (e.g., ESBL activity testing, carbapenem susceptibility testing, cefoxitin susceptibility testing): Used to assess correlation with AMR gene results on cultured isolates from clinical specimens.

8. The sample size for the training set

The document does not explicitly state a sample size for a "training set." The FilmArray Pneumonia Panel is a molecular diagnostic test that identifies specific nucleic acid sequences. Its development likely involves extensive analytical validation (e.g., inclusivity, exclusivity, LoD, precision), which informs the assay design and algorithm parameters. This process differs from machine learning algorithms that typically require large labeled training sets. The document focuses on performance testing rather than algorithm training.

9. How the ground truth for the training set was established

As no specific "training set" is described in the context of machine learning, the establishment of "ground truth" for training purposes is not directly detailed. However, the analytical studies (e.g., inclusivity, exclusivity, LoD) serve to validate the design and performance characteristics of the assays within the panel. For these analytical studies, ground truth was established by:

  • Known concentrations of organisms/nucleic acids: Pure cultures and nucleic acid extracts at defined concentrations.
  • Genetically characterized isolates: Using a diverse collection of confirmed strains/isolates/serotypes for inclusivity testing, whose identity and gene presence were validated through standard microbiological and molecular methods (e.g., sequencing, typing).
  • In silico analysis: Predicting reactivity based on publicly available genetic sequences.

This rigorous analytical validation process ensures that the fundamental components of the FilmArray Pneumonia Panel (primers, probes, thermal cycling conditions, melting curve analysis parameters) are robust and accurate for their intended targets across known genetic diversity.

§ 866.3985 Device to detect and identify microorganisms and associated resistance marker nucleic acids directly in respiratory specimens.

(a)
Identification. A device to detect and identify microorganisms and associated resistance marker nucleic acids directly from respiratory specimens is an in vitro diagnostic device intended for the detection and identification of microorganisms and associated resistance markers in respiratory specimens collected from patients with signs or symptoms of respiratory infection. The device is intended to aid in the diagnosis of respiratory infection in conjunction with clinical signs and symptoms and other laboratory findings. These devices do not provide confirmation of antibiotic susceptibility since mechanisms of resistance may exist other than those detected by the device.(b)
Classification. Class II (special controls). The special controls for this device are:(1) The intended use for the 21 CFR 809.10 labeling must include a detailed description of what the device detects, the type of results provided to the user, the clinical indications appropriate for test use, and the specific population(s) for which the device is intended.
(2) The 21 CFR 809.10(b) labeling must include:
(i) A detailed device description, including all device components, control elements incorporated into the test procedure, instrument requirements, ancillary reagents required but not provided, and a detailed explanation of the methodology, including all pre-analytical methods for processing of specimens.
(ii) Performance characteristics from analytical studies, including, but not limited to, limit of detection, inclusivity, reproducibility, cross reactivity, interfering substances, competitive inhibition, carryover/cross contamination, specimen stability, and linearity, as applicable.
(iii) A limiting statement that the device is intended to be used in conjunction with clinical history, signs and symptoms, and results of other diagnostic tests, including culture and antimicrobial susceptibility testing.
(iv) A detailed explanation of the interpretation of test results for clinical specimens and acceptance criteria for any quality control testing.
(v) A limiting statement that negative results for microorganisms do not preclude the possibility of infection, and should not be used as the sole basis for diagnosis, treatment, or other patient management decisions.
(vi) If applicable, a limiting statement that detected microorganisms may not be the cause of lower respiratory tract infection and may be indicative of colonizing or normal respiratory flora.
(vii) If applicable, a limiting statement that detection of resistance markers cannot be definitively linked to specific microorganisms and that the source of a detected resistance marker may be an organism not detected by the assay, including colonizing flora.
(viii) If applicable, a limiting statement that detection of antibiotic resistance markers may not correlate with phenotypic gene expression.
(3) The 21 CFR 809.10(b) labeling and any test report generated by the device must include a limiting statement that negative results for resistance markers do not indicate susceptibility of detected microorganisms.
(4) Design verification and validation must include:
(i) Performance characteristics from clinical studies that include prospective (sequential) samples and, if appropriate, additional characterized samples. The study must be performed on a study population consistent with the intended use population and compare the device performance to results obtained from an FDA accepted reference method and/or FDA accepted comparator method, as appropriate. Results from the clinical studies must include the clinical study protocol (including predefined statistical analysis plan, if applicable), clinical study report, and results of all statistical analyses.
(ii) A detailed device description including the following:
(A) Thorough description of the assay methodology including, but not limited to, primer/probe sequences, primer/probe design, and rationale for target sequence selection, as applicable.
(B) Algorithm used to generate a final result from raw data (e.g., how raw signals are converted into a reported result).
(iii) A detailed description of device software, including, but not limited to, validation activities and outcomes.
(iv) As part of the risk management activities, an appropriate end user device training program must be offered as an effort to mitigate the risk of failure from user error.