K Number
K172734
Date Cleared
2017-12-07

(87 days)

Product Code
Regulation Number
876.4300
Reference & Predicate Devices
Predicate For
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

These instruments have been designed to be used with an Olympus endoscope for the removal and/or cauterization of diminutive polyps, sessile polyps, pedunculated polyps and tissue from within the GI tract.

Device Description

The subject device consists of a handle section, a tube section and a loop section. The loop section is inserted into the tube section and is extended and retracted by operating the handle section. The tube section and the loop section are inserted into the gastrointestinal tract through the endoscope. The loop is extended from the tube to resect the target tissue. The resection is performed with or without high-frequency current.

AI/ML Overview

Here's an analysis of the provided text regarding the acceptance criteria and study for the Single Use Electrosurgical Snare SD-400, structured to address your specific points:

Important Note: The provided document is a 510(k) summary, which focuses on demonstrating substantial equivalence to a predicate device rather than presenting a detailed clinical trial. As such, information on specific clinical performance metrics (like sensitivity, specificity, accuracy), sample sizes for clinical test sets, expert qualifications for ground truth, and multi-reader multi-case studies are generally not included in this type of submission. The studies described are primarily non-clinical (biocompatibility, electrical safety, etc.) and performance testing aimed at showing the device functions as intended and is safe.


1. Table of Acceptance Criteria and Reported Device Performance

The document does not provide a direct table of specific clinical acceptance criteria and reported device performance in the way one might expect for an AI diagnostic device. Instead, it describes various non-clinical performance tests and their compliance with established standards.

Acceptance Criteria CategorySpecific Tests / Standards AppliedReported Device Performance / Outcome
Functional PerformanceSnare operation with compatible endoscopesSuccessfully demonstrated
Dimensions of each part of the snareSuccessfully demonstrated
Durability of snare loop wireSuccessfully demonstrated
SterilizationEO residual (ISO 11135, ISO 10993-7)Met defined criteria
ECH residual (ISO 11135, ISO 10993-7)Met defined criteria
Shelf-LifeAccelerated aging per ASTM F1980-16Validated for three years
Packaging integrity (AAMI/ANSI/ISO 11607-1, 11607-2)Met requirements; essential performance achieved before and after shelf life test
BiocompatibilityCytotoxicity (ISO 10993-1, -5)Demonstrated biocompatibility
Sensitization (ISO 10993-1, -10)Demonstrated biocompatibility
Intracutaneous irritation (ISO 10993-1, -10)Demonstrated biocompatibility
Systemic toxicity (ISO 10993-1, -11)Demonstrated biocompatibility
Electromagnetic Compatibility & Electrical SafetyAAMI/ANSI ES 60601-1, IEC 60601-1-2Performed in accordance with requirements
IEC 60601-2-18, AAMI/ANSI/IEC 60601-2-2 (for high frequency surgical equipment)Performed in accordance with requirements
Risk ManagementISO 14971Carried out; design verification tests and acceptance criteria identified and performed based on assessment

2. Sample Sizes Used for the Test Set and Data Provenance

  • Sample Size (Test Set): Not specified in the document. The studies were non-clinical performance and safety tests, likely conducted on a representative sample of manufactured devices rather than a patient-based test set.
  • Data Provenance: The studies are laboratory and bench testing, not human patient data. Therefore, the concept of "country of origin" or "retrospective/prospective" doesn't directly apply in the usual clinical sense.

3. Number of Experts Used to Establish the Ground Truth for the Test Set and Their Qualifications

Given the non-clinical nature of the tests (e.g., measuring dimensions, testing durability, chemical residuals), the concept of "ground truth" derived from medical experts for a "test set" in the context of clinical performance is not applicable. The "ground truth" for these tests would be the established scientific and engineering standards and limits.

4. Adjudication Method for the Test Set

Not applicable. This is not a clinical study involving human reader interpretation.

5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

  • No, an MRMC comparative effectiveness study was not done. This is a medical device (electrosurgical snare) and its submission is focused on physical and electrical safety and performance, not on diagnostic image interpretation or AI assistance for human readers.
  • Effect size of human readers improvement with AI vs. without AI assistance: Not applicable as no AI component for diagnostic assistance is mentioned or evaluated.

6. Standalone (Algorithm Only Without Human-in-the-Loop Performance) Study

  • No, a standalone algorithm-only performance study was not done. The device itself is a physical instrument, not a diagnostic algorithm.

7. Type of Ground Truth Used

The "ground truth" for the various non-clinical tests involved:

  • Engineering specifications and design requirements (for dimensions, operation).
  • Established international and national standards (ISO, ASTM, AAMI/ANSI, IEC) for sterilization, shelf-life, biocompatibility, and electrical safety.

8. Sample Size for the Training Set

Not applicable. This is not an AI/machine learning device that requires a training set.

9. How the Ground Truth for the Training Set Was Established

Not applicable, as there is no training set for this type of device.

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Image /page/0/Picture/0 description: The image contains the logo of the U.S. Food and Drug Administration (FDA). The FDA logo is composed of two parts: the Department of Health and Human Services logo on the left and the FDA acronym and full name on the right. The Department of Health and Human Services logo is a stylized representation of a human figure, while the FDA acronym and full name are written in blue.

December 7, 2017

Olympus Medical Systems Corp. % Sheri L. Musgnung Regulatory Affairs Manager Olympus Corporation of the Americas 3500 Corporate Parkway P.O. Box 610 Center Vallev. PA 18034-0610

Re: K172734

Trade/Device Name: Single Use Electrosurgical Snare SD-400 Regulation Number: 21 CFR§ 876.4300 Regulation Name: Endoscopic Electrosurgical Unit and Accessories Regulatory Class: II Product Code: FDI, FGX Dated: November 14, 2017 Received: November 15, 2017

Dear Sheri L. Musgnung:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies.

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You must comply with all the Act's requirements. including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/) and CDRH Learn (http://www.fda.gov/Training/CDRHLearn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (http://www.fda.gov/DICE) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

Image /page/1/Picture/6 description: The image shows the name "Benjamin R. Fisher -S" in a large, bold font. The text is black and appears to be centered on a white background. The letters are clear and easy to read.

Benjamin R. Fisher, Ph.D. Director Division of Reproductive, Gastro-Renal, and Urological Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known) K172734

Device Name

Single Use Electrosurgical Snare SD-400

Indications for Use (Describe)

These instruments have been designed to be used with an Olympus endoscope for the removal and/or cauterization of diminutive polyps, sessile polyps, pedunculated polyps and tissue from within the GI tract.

Type of Use (Select one or both, as applicable)

Residential Use (Per 31 CFR 801.2, Select Place)
On-The-Go Use (31 CFR 801.2, Select Place)

Prescription Use (Part 21 CFR 801 Subpart D)

| | Over-The-Counter Use (21 CFR 801 Subpart C)

CONTINUE ON A SEPARATE PAGE IF NEEDED.

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Image /page/3/Picture/1 description: The image shows the logo for Olympus. The word "OLYMPUS" is written in large, bold, blue letters. Underneath the word is a thin, horizontal, yellow line. Below the line, the words "Your Vision, Our Future" are written in a smaller font.

510(k) Summary

September 8,2017

I. General Information

  • . Applicant: OLYMPUS MEDICAL SYSTEMS CORP. 2951 Ishikawa-cho, Hachioji-shi, Tokyo, Japan 192-8507 Establishment Registration No: 8010047
    . Official Correspondent: Sheri L. Musgnung Manager, Regulatory Affairs Olympus Corporation of the Americas 3500 Corporate Parkway PO Box 610 Center Valley, PA 18034-0610, USA Phone: 484-896-3147 FAX: 484-896-7128 Email: sheri.musgnung@olympus.com
Manufacturer:Aomori Olympus Co., Ltd.248-1 Okkonoki 2-chome Kuroishi-shi,Aomori, Japan 036-0357Establishment Registration No.: 9614641
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II. Device Identification

Device Trade Name:Single Use Electrosurgical Snare SD-400
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■ Common Name: Snares

  • . Regulation Number: 876.4300 876.4730
    . Regulation Name: Endoscopic electrosurgical unit and accessories Manual gastroenterology-urology surgical instrument and accessories

  • I Regulatory Class: II

  • . Classification Panel: Gastroenterology and urology

  • . Product Code: FDI FGX

  • . Classification Name snare, flexible snare, non-electrical

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Image /page/4/Picture/1 description: The image shows the logo for Olympus. The word "OLYMPUS" is written in large, bold, blue letters. Below the word is a gold line, and below the line is the text "Your Vision, Our Future".

III. Predicate Device and Reference Devices Information

Single Use Electrosurgical knife
Predicate Device
Device nameApplicant510(k)#
CAPTIVATOR II,SINGLE-USEPOLYPECTOMY SNARESBoston Scientific CorporationK133987

IV. Device Description

The subject device is designed to be used with an Olympus endoscope for the removal and/or cauterization of diminutive polyps, sessile polyps, pedunculated polyps and tissue from within the GI tract.

The subject device consists of a handle section, a tube section and a loop section. The loop section is inserted into the tube section and is extended and retracted by operating the handle section.

The tube section and the loop section are inserted into the gastrointestinal tract through the endoscope. The loop is extended from the tube to resect the target tissue. The resection is performed with or without high-frequency current.

V. Indications for Use

These instruments have been designed to be used with an Olympus endoscope for the removal and/or cauterization of diminutive polyps, sessile polyps, pedunculated polyps and tissue from within the GI tract.

VI. Comparison of Technological Characteristics

Compared to the predicate devices, the proposed subject device, Single Use Electrosurgical Snare SD-400 has similar technological characteristics except for the following differences.

  • Shape of the snare loop -
  • Maximum insertion portion diameter -
  • Lineup (Loop width) -
  • -Diameter of the snare loop wire

Validation from non-clinical testing demonstrated that these technological features do not raise any new issues of safety or effectiveness of the subject device.

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Image /page/5/Picture/1 description: The image shows the logo for OLYMPUS. The word "OLYMPUS" is written in large, bold, blue letters. Underneath the word is a thin, yellow line. Below the line, the words "Your Vision, Our Future" are written in a smaller, thinner font.

A side by side comparison of the subject device and the predicate device is provided below.

ItemSingle Use ElectrosurgicalSnare SD-400CAPTIVATOR II,SINGLE-USEPOLYPECTOMY SNARES(K133987)
Indications for useThese instruments have beendesigned to be used with anOlympus endoscope for theremoval and/or cauterization ofdiminutive polyps, sessilepolyps, pedunculated polypsand tissue from within the GItract.The Polypectomy Snares areused endoscopically in theremoval and /or cauterizationof diminutive polyps, sessilepolyps, pedunculated polypsand tissue from within the GItract.
Common nameSnaresPolypectomy Snare
Regulation number876.4300876.4730876.4300876.4730
Regulation nameEndoscopic electrosurgical unitand accessoriesManualgastroenterology-urologysurgical instrument andaccessoriesEndoscopic electrosurgicalunit and accessoriesManualgastroenterology-urologysurgical instrument andaccessories
Regulatory classIIII
Classification panelGastroenterology and UrologyGastroenterology and Urology
Product codeFDIFGXFDIFGX
Environment of useHealthcare facility/hospitalHealthcare facility/hospital
Single/repeat useSingle-UseSingle-Use
Sterile/non-sterileMarketed as a sterile deviceMarketed as a sterile device
Sterilization methodETO sterileETO sterile
Energy sourceWith or withoutHigh-frequency currentWith or withoutHigh-frequency current

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Image /page/6/Picture/1 description: The image shows the logo for Olympus. The word "OLYMPUS" is written in large, bold, blue letters. Below the word is a thin, horizontal, yellow line. Underneath the line, the words "Your Vision, Our Future" are written in a smaller font.

Single Use Electrosurgical Snare SD-400
ItemSingle Use ElectrosurgicalSnare SD-400CAPTIVATOR II,SINGLE-USEPOLYPECTOMY SNARES(K133987)
General type ofmaterialsComposed of ABS (handle section), fluorocarbon polymer (tube section), and stainless steel (loop section).The materials used in the device do not conform to an FDA recognized consensus standard for medical use.Unknown
Patient-contactpotential (Durationand type of contact)Surface-contacting device in contact with mucosal membranes. The contact duration is limited exposure (i.e. contact is up to 24 hours).Same as subject device
Coatings/additivesSilicone oil is used as coating on the part of the loop section.No additives are applied to patient contact materials.Unknown

VII. Summary of non-clinical testing

Performance testing was conducted on the following items to support the marketing claims and to confirm that the safety and effectiveness of the Single Use Electrosurgical Snare SD-400 is at least equivalent to the predicate device.

  • -Snare operation with the compatible endoscopes
  • Dimensions of each part of the snare -
  • -Durability of snare loop wire

The EO residual and ECH residual were measured after sterilization of the device to meet the criteria defined in ISO 11135 Second edition 2014 and AAMI/ANSI/ISO 10993-7:2008(R)2012.

The shelf-life for three years had been validated in accelerated testing according to ASTM F1980-16 (2016) and the requirements on packaging for terminally sterilized medical device per AAMI/ANSI/ISO 11607-1:2006/(R) 2010 and AAMI/ANSI/ISO 11607-2:2006/(R)2010 are also met. The testing successfully demonstrated essential performance is achieved before and after the shelf life test.

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Image /page/7/Picture/1 description: The image shows the logo for Olympus. The word "OLYMPUS" is written in large, bold, blue letters. Below the word is a thin, horizontal, yellow line. Below the line is the text "Your Vision, Our Future".

Biocompatibility testing was performed in accordance with the FDA Guidance." Use of International Standard ISO-10993-1, 'Biological evaluation of medical devices - Part 1: Evaluation and testing within a risk management process" issued on June 16, 2016. The cytotoxicity, sensitization, intracutaneous irritation and system toxicity tests were performed to demonstrate the biocompatibility of the device.

Tests on Electromagnetic Compatibility and Electrical Safety were performed in accordance to requirements per AAMI/ANSI ES 60601-1:2005/(R)2012 and A1:2012 and IEC 60601-1-2 Edition 3: 2007-03, and in particular we also conducted tests on high frequency surgical equipment and accessories for endoscopes per IEC 60601-2-18: Edition 3.0 2009-08 and AAMI/ANSI/IEC 60601-2-2:2009.

Finally, risk analysis was carried out in accordance with established in-house acceptance criteria based on ISO 14971 Second edition 2007-03-01. The design verification tests and their acceptance criteria were identified and performed as a result of this risk analysis assessment.

Standard #Standard TitleRelated Documents
ISO 11135 Second edition2014Sterilization of Health-Care ProductsEthylene Oxide - Requirements for TheDevelopment, Validation and RoutineControl of A Sterilization Process ForMedical DevicesSection14
ISO 10993-7 Secondedition 2008-10-15Biological evaluation of medical devices -Part 7: Ethylene oxide sterilizationresiduals [Including: TechnicalCorrigendum 1 (2009)]Section14
ASTM F1980-16Standard Guide for Accelerated Aging ofSterile Barrier Systems for MedicalDevicesSection14
AAMI/ANSI/ISO11607-1:2006/(R)2010Packaging for terminally sterilizedmedical devices - Part 1: Requirementsfor materials, sterile barrier systems andpackaging systems [Including:Amendment 1 (2014)]Section14
Single Use Electrosurgical Snare SD-400
Standard #Standard TitleRelatedDocuments
AAMI/ANSI/ISO11607-2:2006/(R)2010Packaging for terminally sterilizedmedical devices - Part 2: Validationrequirements for forming, sealing andassembly processes [Including:Amendment 1 (2014)]Section14
ISO 10993-1 Fourth edition2009-10-15Biological evaluation of medical devices– Part1 Evaluation and testing within arisk management process[including: technical corrigendum 1(2010)]. (Biocompatibility)Section15
ISO 10993-5 Third edition2009-06-01Biological evaluation of medical devices– Part5 Tests for in vitro cytotoxicitySection15
ISO 10993-10 Third Edition2010-08-01Biological evaluation of medical devices– Part10 Tests for irritation and skinsensitizationSection15
ISO 10993-11 SecondEdition 2006-08-15Biological evaluation of medical devices -Part 11 Tests for systemic toxicitySection15
AAMI / ANSIES60601-1:2005/(R)2012and A1:2012,C1:2009/(R)2012 andA2:2010/(R)2012Medical electrical equipment - part 1:general requirements for basic safety andessential performance (IEC 60601-1:2005,mod).Section17
IEC 60601-1-2 Edition 3:2007-03Medical electrical equipment - Part 1-2:General requirements for basic safetyand essential performance - Collateralstandard: Electromagnetic compatibility-requirements and testsSection17
AAMI / ANSI IEC60601-2-2:2009Medical electrical equipment - Part 2-2:Particular requirements for the basicsafety and essential performance of highfrequency surgery equipment and highfrequency surgical accessories.Section17
IEC 60601-2-18 Edition 3.02009-08,Medical electrical equipment - part 2-18:particular requirements for the basicsafety and essential performance ofendoscopic equipment.Section17
ISO 14971 Second edition2007-03-01Medical devices-Application of riskmanagement to medical devicesSection21

The following standards have been applied to the Single Use Electrosurgical Snare SD-400:

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Image /page/8/Picture/1 description: The image contains the logo for Olympus. The word "OLYMPUS" is written in large, bold, blue letters. Below the word is a thin, yellow line, and below that is the text "Your Vision, Our Future".

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Image /page/9/Picture/1 description: The image shows the logo for Olympus. The word "OLYMPUS" is written in large, bold, blue letters. Below the word is a thin, yellow line, and below that is the text "Your Vision, Our Future".

VIII. Conclusion

Compared to the predicate device, the proposed design modifications to the Single Use Electrosurgical Snare SD-400 were verified and validated and did not raise any new issues with safety and effectiveness. Therefore, the subject device is substantially equivalent to the cited predicate device.

§ 876.4300 Endoscopic electrosurgical unit and accessories.

(a)
Identification. An endoscopic electrosurgical unit and accessories is a device used to perform electrosurgical procedures through an endoscope. This generic type of device includes the electrosurgical generator, patient plate, electric biopsy forceps, electrode, flexible snare, electrosurgical alarm system, electrosurgical power supply unit, electrical clamp, self-opening rigid snare, flexible suction coagulator electrode, patient return wristlet, contact jelly, adaptor to the cord for transurethral surgical instruments, the electric cord for transurethral surgical instruments, and the transurethral desiccator.(b)
Classification. Class II (performance standards).