K Number
K171868
Date Cleared
2017-11-11

(142 days)

Product Code
Regulation Number
866.5130
Panel
IM
Reference & Predicate Devices
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The Progenika A1AT genotyping kit is a qualitative, polymerase chain reaction (PCR) and hybridization-based in vitro diagnostic test to be used with the Luminex 200TM instrument (with xPONENT® software) for the simultaneous detection and identification of 14 allelic variants and their associated alleles found in the Alpha-1 antitypsin (A1AT) codifying gene SERPINA1. The test is intended for use with genomic DNA extracted from human whole blood samples collected as dry blood spots (DBS) or in K2-EDTA. The A1AT allelic variant genotypes and associated allele results, when used in conjunction with clinical findings and other laboratory tests, are intended as an aid in the diagnosis of individuals with A1AT deficiency (A1ATD).

The kit is indicated for prescription use only.

Device Description

Alpha 1 antitrypsin (A1AT) Genotyping Test utilizes Luminex xMAP technology. Genomic DNA is extracted from DBS or from human K2-EDTA anticoaqulated whole blood. Extracted DNA is amplified and biotinylated by multiplex PCR and PCR products are denatured and hybridized to oligonucleotide probes coupled to color-coded beads. Hybridized DNA is labeled with a fluorescent conjugate and the resulting signal is detected with a Luminex® 200 system. Raw data obtained is processed with the A1AT Genotyping Test ANALYSIS SOFTWARE in order to obtain the final report. The A1AT Genotyping Test ANALYSIS SOFTWARE algorithm converts the allelic variant genotypes into associated alleles, based on the current literature.

The A1AT Genotyping Test Kit is composed of 4 reagent components (A1AT PCR Master Mix, A1AT Beads Master Mix, SAPE, SAPE Dilution Buffer) required to perform all the above mentioned processing steps, and a CD containing the A1AT Genotyping Test ANALYSIS SOFTWARE and other necessary files. Two kit configurations are available: for 48 or for 192 tests (different amounts of the same reagent components are provided in each case).

AI/ML Overview

Here's a breakdown of the acceptance criteria and study information for the A1AT Genotyping Test, based on the provided text:

1. Table of Acceptance Criteria and Reported Device Performance

The FDA summary does not explicitly list "acceptance criteria" but rather presents the results of various performance studies. The reported performance implies the acceptance criteria were met for each category.

Performance CategoryImplied Acceptance Criteria (100% is typical for diagnostic concordance studies)Reported Device Performance
Analytical Data
Lot-to-Lot RepeatabilityHigh concordance (e.g., >95%)99.7% overall repeatability for Sample Results
External Reproducibility100% correct results across sites100% of correct Sample Results obtained
Real-time StabilityCorrect Sample Results at specified time pointsAll samples provided correct Sample Results at every time point (demonstrated 15 months stability)
Open Vial StabilityCorrect Sample Results at specified time points after openingAll Sample Results obtained at every time point were correct (proved up to 9 months stability after vials opened)
Lower Limit of Detection (LoD)Detection of 95% of replicatesHighest LoD among two lots was 0.0310 ng/µL of DNA
DNA Extraction ValidationCorrect Sample Results with different extraction methodsAll Sample Results obtained were correct with every extraction method
Cross-contaminationNo detectable cross-contamination leading to incorrect resultsNo cross-contamination that could result in an incorrect Sample Results was detected
Interfering SubstancesCorrect Sample Results in the presence of specified interfering substancesCorrect Sample Results were obtained in every case
Comparison Data
Method Comparison (vs. Sanger Sequencing)100% concordance100 % concordance between A1AT Genotyping Test and bidirectional Sanger sequencing results

2. Sample Size Used for the Test Set and Data Provenance

The "test set" for the primary method comparison study consisted of 116 DNA samples.

  • Data Provenance:
    • Clinical Samples: 66 samples, type not specified (retrospective/prospective, country of origin not specified).
    • Genomic DNAs from Cell Lines: 46 samples, type not specified.
    • Synthetic DNA Samples: 4 samples, type not specified.

For the External Reproducibility study, 17 samples were used (5 collected in DBS, 11 archived genomic DNA samples, and 1 synthetic sample). These were tested at external sites in the USA (LifeShare Blood Center and Progenika Inc.) and Italy (University of Pavia). This suggests a mix of prospective and retrospective data, depending on the nature of the archived samples.

3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

The ground truth for the test set in the Method Comparison study was established by bi-directional Sanger sequencing. This is a laboratory-based method of genetic sequencing and does not involve human experts in the interpretation of the results to establish ground truth in the same way clinical image or pathology interpretation would. Therefore, the concept of "number of experts" or their "qualifications" is not directly applicable in this context.

4. Adjudication Method for the Test Set

Not applicable. The ground truth was established by bi-directional Sanger sequencing, which is an objective laboratory method, not subject to adjudication by multiple human readers.

5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done, If So, What Was the Effect Size of How Much Human Readers Improve with AI vs without AI Assistance

No, an MRMC comparative effectiveness study was not done. This device is a diagnostic test for genetic variants, not an AI-assisted interpretation tool for human readers. Its performance is evaluated fundamentally as a standalone test against an established gold standard (Sanger sequencing).

6. If a Standalone (i.e. algorithm only without human-in-the-loop performance) Was Done

Yes, a standalone performance study was done. The entire performance data presented (analytical and method comparison) reflects the performance of the A1AT Genotyping Test system (including the assay and its associated software) as a standalone diagnostic tool. The A1AT Genotyping Test ANALYSIS SOFTWARE algorithm converts the allelic variant genotypes into associated alleles.

7. The Type of Ground Truth Used

The primary ground truth used for the method comparison study was bi-directional Sanger sequencing, a molecular biology technique considered a gold standard for genetic sequence verification.

8. The Sample Size for the Training Set

The document does not specify a training set size. As a diagnostic test that relies on PCR and hybridization, it is unlikely to have a "training set" in the machine learning sense. The device's underlying chemistry and software algorithm are likely developed and validated using a different process than data-driven AI models.

9. How the Ground Truth for the Training Set Was Established

Not applicable, as a "training set" in the context of machine learning for an AI algorithm is not explicitly mentioned or implied for this device. The development of the assay and its software would involve standard molecular biology and software engineering validation processes.

§ 866.5130

Alpha -1-antitrypsin immunological test system.(a)
Identification. Analpha -1-antitrypsin immunological test system is a device that consists of the reagents used to measure by immunochemical techniques thealpha -1-antitrypsin (a plasma protein) in serum, other body fluids, and tissues. The measurements aid in the diagnosis of several conditions including juvenile and adult cirrhosis of the liver. In addition,alpha -1-antitrypsin deficiency has been associated with pulmonary emphysema.(b)
Classification. Class II (performance standards).