K Number
K170342
Device Name
Ocata Anterior Cervical System
Date Cleared
2017-05-09

(95 days)

Product Code
Regulation Number
888.3060
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
The Ocata™ Anterior Cervical System is intended for anterior interbody screw fixation of the cervical spine from C2 to T1. The system is indicated for use in the temporary stabilization of the anterior spine as an adjunct to fusion for patients with degenerative disc disease (as defined by neck pain of discogenic origin with degeneration of the disc confirmed by patient history and radiographic studies), trauma (including fractures and dislocations), tumors, spondylolisthesis, deformity (defined as kyphosis, lordosis, or scoliosis), spinal stenosis, pseudarthrosis, and/or failed previous fusions. This device system is intended for anterior cervical intervertebral body fusions only. WARNING: This device is not approved for screw attachment to the posterior elements (pedicles) of the cervical, thoracic, or lumbar spine.
Device Description
The Ocata Anterior Cervical System components are temporary implants that are intended for anterior interbody screw fixation of the cervical spine during the development of a cervical spinal fusion. The Ocata Anterior Cervical System consists of a variety of shapes and sizes of bone plates, screws (available in self-drilling or self-tapping, fixed or variable configurations), and associated instruments. Fixation is provided by bone screws inserted into the vertebral body of the cervical spine using an anterior approach. The Ocata™ Anterior Cervical System implant components are made from titanium alloy.
More Information

Not Found

No
The summary describes a mechanical implant system for spinal fusion and does not mention any software, algorithms, or AI/ML capabilities.

No
The device is described as an anterior interbody screw fixation system for the cervical spine, intended for temporary stabilization as an adjunct to fusion, not as a standalone therapeutic device for treating a condition.

No
This device is an implant for spinal fusion and stabilization, not for diagnosing medical conditions.

No

The device description explicitly states that the system consists of bone plates, screws, and associated instruments, which are physical hardware components intended for surgical implantation.

Based on the provided information, this device is not an IVD (In Vitro Diagnostic).

Here's why:

  • Intended Use: The intended use is for the temporary stabilization of the anterior spine as an adjunct to fusion for various spinal conditions. This is a surgical implant used directly in the body.
  • Device Description: The device consists of bone plates, screws, and instruments used for surgical fixation. These are physical implants and surgical tools.
  • Lack of IVD Characteristics: An IVD device is used in vitro (outside the body) to examine specimens (like blood, urine, or tissue) to provide information for diagnosis, monitoring, or screening. The description of the Ocata™ Anterior Cervical System does not involve any of these activities.

Therefore, the Ocata™ Anterior Cervical System is a surgical implant, not an In Vitro Diagnostic device.

N/A

Intended Use / Indications for Use

The Ocata™ Anterior Cervical System is intended for anterior interbody screw fixation of the cervical spine from C2 to T1. The system is indicated for use in the temporary stabilization of the anterior spine as an adjunct to fusion for patients with degenerative disc disease (as defined by neck pain of discogenic origin with degeneration of the disc confirmed by patient history and radiographic studies), trauma (including fractures and dislocations), tumors, spondylolisthesis, deformity (defined as kyphosis, lordosis, or scoliosis), spinal stenosis, pseudarthrosis, and/or failed previous fusions. This device system is intended for anterior cervical intervertebral body fusions only. WARNING: This device is not approved for screw attachment to the posterior elements (pedicles) of the cervical, thoracic, or lumbar spine.

Product codes (comma separated list FDA assigned to the subject device)

KWO, KWQ

Device Description

The Ocata Anterior Cervical System components are temporary implants that are intended for anterior interbody screw fixation of the cervical spine during the development of a cervical spinal fusion. The Ocata Anterior Cervical System consists of a variety of shapes and sizes of bone plates, screws (available in self-drilling or self-tapping, fixed or variable configurations), and associated instruments. Fixation is provided by bone screws inserted into the vertebral body of the cervical spine using an anterior approach. The Ocata™ Anterior Cervical System implant components are made from titanium alloy.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

cervical spine from C2 to T1

Indicated Patient Age Range

Not Found

Intended User / Care Setting

Not Found

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies (study type, sample size, AUC, MRMC, standalone performance, key results)

Non-clinical Test Summary: The following analyses were conducted: Plates were tested for static and dynamic compression and torsion per ASTM F1717 Screws were tested for torsional yield strength, driving torque, and axial pullout strength per ASTM F543 The results of these evaluations indicate that the Ocata™ Anterior Cervical System is equivalent to predicate devices.
Clinical Test Summary: No clinical studies were performed

Key Metrics (Sensitivity, Specificity, PPV, NPV, etc.)

Not Found

Predicate Device(s): If the device was cleared using the 510(k) pathway, identify the Predicate Device(s) K/DEN number used to claim substantial equivalence and list them here in a comma separated list exactly as they appear in the text. List the primary predicate first in the list.

K010466, K032368, K062310, K040261, K000536

Reference Device(s): Identify the Reference Device(s) K/DEN number and list them here in a comma separated list exactly as they appear in the text.

Not Found

Predetermined Change Control Plan (PCCP) - All Relevant Information for the subject device only (e.g. presence / absence, what scope was granted / cleared under the PCCP, any restrictions, etc).

Not Found

§ 888.3060 Spinal intervertebral body fixation orthosis.

(a)
Identification. A spinal intervertebral body fixation orthosis is a device intended to be implanted made of titanium. It consists of various vertebral plates that are punched into each of a series of vertebral bodies. An eye-type screw is inserted in a hole in the center of each of the plates. A braided cable is threaded through each eye-type screw. The cable is tightened with a tension device and it is fastened or crimped at each eye-type screw. The device is used to apply force to a series of vertebrae to correct “sway back,” scoliosis (lateral curvature of the spine), or other conditions.(b)
Classification. Class II.

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Food and Drug Administration 10903 New Hampshire Avenue Document Control Center - WO66-G609 Silver Spring, MD 20993-0002

May 9, 2017

Kalitec Direct, LLC % Mr. J.D. Webb Official Correspondent The Orthomedix Group. Inc. 1001 Oakwood Boulevard Round Rock, Texas 78681

Re: K170342

Trade/Device Name: Ocata™ Anterior Cervical System Regulation Number: 21 CFR 888.3060 Regulation Name: Spinal Intervertebral Body Fixation Orthosis Regulatory Class: Class II Product Code: KWO Dated: January 31, 2017 Received: February 3, 2017

Dear Mr. Webb:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR

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Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical devicerelated adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please contact the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm.

Sincerely.

Mark N. Melkerson -S

Mark N. Melkerson Director Division of Orthopedic Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

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DEPARTMENT OF HEALTH AND HUMAN SERVICES Food and Drug Administration

Indications for Use

510(k) Number (if known)

K170342

Device Name

Ocata™ Anterior Cervical System

Indications for Use (Describe)

The Ocata™ Anterior Cervical System is intended for anterior interbody screw fixation of the cervical spine from C2 to T1. The system is indicated for use in the temporary stabilization of the anterior spine as an adjunct to fusion for patients with degenerative disc disease (as defined by neck pain of discogenic origin with degeneration of the disc confirmed by patient history and radiographic studies), trauma (including fractures and dislocations), tumors, spondylolisthesis, deformity (defined as kyphosis, lordosis), spinal stenosis, pseudarthrosis, and/or failed previous fusions. This device system is intended for anterior cervical intervertebral body fusions only.

WARNING: This device is not approved for screw attachment to the posterior elements (pedicles) of the cervical, thoracic, or lumbar spine.

Type of Use (Select one or both, as applicable)
-------------------------------------------------

ا Prescription Use (Part 21 CFR 801 Subpart D)

_ Over-The-Counter Use (21 CFR 801 Subpart C)

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510(k) Summary: Ocata™ Anterior Cervical System

Date PreparedJanuary 31, 2017
Submitted ByScott Winn
Kalitec Direct, LLC
618 E. South Street, Suite 500
Orlando, FL 32801
407-545-2063 Tele
407-358-5441 Fax
Primary ContactJ.D. Webb
1001 Oakwood Blvd
Round Rock, TX 78681
512-388-0199 Tele
e-mail: jdwebb@orthomedix.net
Secondary ContactKeith Cannan
1890 W. CR 419, Suite 2000
Oviedo, FL 32765
407-545-2063 Tele
407-358-5441 Fax
e-mail: quality@kalitecdirect.com
Trade NameOcata™ Anterior Cervical System
Common NameAnterior Cervical Plate System
Classification NameAppliance, Fixation, Spinal Intervertebral Body
ClassII
Product CodeKWQ
CFR Section21 CFR section 888.3060
Device PanelOrthopedic
Primary Predicate
DeviceTheken Surgical TetherTM ACFS – K010466
Additional Predicate
DevicesIntegra Sonoma™ Cervical Plate System - K032368
Stryker Reflex™ Anterior Cervical Plate System - K062310 and K040261
Synthes CLSP Cervical Plate – K000536
Device DescriptionThe Ocata Anterior Cervical System components are temporary implants that are
intended for anterior interbody screw fixation of the cervical spine during the development
of a cervical spinal fusion.
The Ocata Anterior Cervical System consists of a variety of shapes and sizes of bone
plates, screws (available in self-drilling or self-tapping, fixed or variable configurations),
and associated instruments.
Fixation is provided by bone screws inserted into the vertebral body of the cervical spine
using an anterior approach. The Ocata™ Anterior Cervical System implant components
are made from titanium alloy.
MaterialsImplants are made from Ti-6Al-4V ELI conforming to ASTM F136.
System specific instruments are made from either 17-4 H900 SS or 465 SS H950
conforming to ASTM F899.
Intended UseMaintain adequate disc space until fusion occurs.
Substantial
Equivalence Claimed
to Predicate DevicesThe Ocata™ Anterior Cervical System is substantially equivalent to the predicate
devices in terms of intended use, design, materials used, mechanical safety and
performances.
Indications for UseThe Ocata ™ Anterior Cervical System is intended for anterior interbody screw fixation of
the cervical spine from C2 to T1. The system is indicated for use in the temporary
stabilization of the anterior spine as an adjunct to fusion for patients with degenerative disc
disease (as defined by neck pain of discogenic origin with degeneration of the disc
confirmed by patient history and radiographic studies), trauma (including fractures and
dislocations), tumors, spondylolisthesis, deformity (defined as kyphosis, lordosis, or
scoliosis), spinal stenosis, pseudarthrosis, and/or failed previous fusions. This device
system is intended for anterior cervical intervertebral body fusions only.
WARNING: This device is not approved for screw attachment to the posterior elements
(pedicles) of the cervical, thoracic, or lumbar spine.
Non-clinical Test
SummaryThe following analyses were conducted:
Plates were tested for static and dynamic compression and torsion per ASTM F1717 Screws were tested for torsional yield strength, driving torque, and axial pullout strength per ASTM F543 The results of these evaluations indicate that the Ocata™ Anterior Cervical System is equivalent to predicate devices.
Clinical Test
SummaryNo clinical studies were performed
Conclusions: Non-
clinical and ClinicalKalitec Direct, LLC considers the Ocata™ Anterior Cervical System to be equivalent to the
predicate devices listed above. This conclusion is based upon the devices' similarities in
principles of operation, technology, materials and indications for use

In accordance with 21 CFR 807.92 of the Federal Code of Regulations

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