K Number
K163207
Manufacturer
Date Cleared
2016-11-28

(13 days)

Product Code
Regulation Number
872.3690
Panel
Dental
Reference & Predicate Devices
Predicate For
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use
  • Direct anterior and posterior restorations (including occlusal surfaces)
  • Base/liner under direct restorations
  • Core build-ups
  • Splinting
  • Indirect restorations including inlays, onlays and veneers
  • Restorations of deciduous teeth
  • Extended fissure sealing in molars and premolars
  • Repair of defects in porcelain restorations, enamel, and temporaries
Device Description

3MTM FiltekTM One Bulk Fill Restorative, is a visible-light activated, restorative composite optimized to create fast and easy restorations. This material provides excellent strength and low wear for durability and improved esthetics. The material can be placed and cured up to 5mm deep, enabled by a stress relieving resin system and optimized optical properties. Filtek™ One Bulk Fill Restorative serves to enhance the 3M ESPE lineup of restorative materials by improving the esthetic properties of a bulk fill material to allow for broader use in both posterior and anterior restorations. Filtek™ One Bulk Fill Restorative is offered in a range of tooth-colored shades. All shades are radiopaque.

AI/ML Overview

This document is a 510(k) Summary for a dental restorative device, 3M™ Filtek™ One Bulk Fill Restorative. It focuses on demonstrating substantial equivalence to a predicate device, not on presenting a standalone study with acceptance criteria and device performance in the way typically seen for AI/software devices.

Therefore, many of the requested elements (like sample size for test/training sets, experts for ground truth, adjudication methods, MRMC studies, standalone performance with specific metrics like sensitivity/specificity, and provenance of data) are not applicable or not provided in this type of submission.

However, I can extract the information that is present regarding technological characteristics, which serves a similar purpose to acceptance criteria and performance for this specific type of device (a material whose performance is evaluated against physical and chemical properties).

Here's an attempt to structure the available information according to your request, with the understanding that it's a materials science context, not an AI/software context:

1. Table of Acceptance Criteria and Reported Device Performance

For a dental restorative material, "acceptance criteria" are typically defined by recognized standards (like ISO) for physical and chemical properties, and "reported device performance" are the results of tests against these standards. The submission asserts substantial equivalence by showing similar or improved
performance compared to the predicate device, also in compliance with these standards.

Acceptance Criteria (Defined by ISO Standards/Predicate Performance)Reported Device Performance (Filtek™ One Bulk Fill Restorative)
Physical/Chemical Properties:Test Results Included (Asserted to meet standards):
Compressive Strength (ISO 4049:2009)Included in submission, assumed to be equivalent or superior to predicate.
Diametral Tensile Strength (ISO 4049:2009)Included in submission, assumed to be equivalent or superior to predicate.
Flexural Strength (ISO 4049:2009)Included in submission, assumed to be equivalent or superior to predicate.
Flexural Modulus (ISO 4049:2009)Included in submission, assumed to be equivalent or superior to predicate.
Surface Hardness (ISO 4049:2009)Included in submission, assumed to be equivalent or superior to predicate.
Radiopacity (ISO 4049:2009)Included in submission, assumed to be equivalent or superior to predicate.
Water Sorption (ISO 4049:2009)Included in submission, assumed to be equivalent or superior to predicate.
Water Solubility (ISO 4049:2009)Included in submission, assumed to be equivalent or superior to predicate.
Volumetric Shrinkage (ISO 4049:2009)Included in submission, assumed to be equivalent or superior to predicate.
Wear (ISO 4049:2009)Included in submission, assumed to be equivalent or superior to predicate.
Depth of Cure (ISO 4049:2009 requirement for 3mm)Passes 3mm depth of cure requirement, and supports up to 5mm with specific protocols.
Cusp Deflection (Not explicitly standard, but relevant to bulk fill)Included in submission, assumed to be equivalent or superior to predicate.
Polish Retention (Not explicitly standard, but relevant to esthetics)Included in submission, assumed to be equivalent or superior to predicate.
Biocompatibility:Assessment Conclusion:
ISO 10993 Series (e.g., Cytotoxicity, Sensitization, Irritation)Assessed as safe for intended use by a Diplomate of the American Board of Toxicology.
Functional/Technological Equivalence:Comparison to Predicate (Filtek™ Bulk Fill Posterior Restorative):
Photoinitiator systemX (Present and equivalent)
Methacrylate-based resin matrixX (Present and equivalent)
Compatible with methacrylate-based dental adhesivesX (Present and equivalent)
Inorganic fillersX (Present and equivalent)
Oxide fillers silane treated for bondingX (Present and equivalent)
Curing depth: up to 3 mm (with reduced light-cure time)X (Added for Filtek™ One, passes ISO 4049 3mm requirement)
Curing depth: up to 4 mmX (Present and equivalent)
Multi-surface light-cure (5 mm for Class II restorations)X (Present and equivalent)
Multi-surface light-cure (5 mm for Core Build-Up)X (Added for Filtek™ One, expected to perform adequately)
Dispensing system (single-use capsule, reusable syringe)X (Present and equivalent)
Recommended for load-bearing occlusal surfacesX (Present and equivalent)

2. Sample Size for the Test Set and Data Provenance

  • Sample Size for Test Set: Not explicitly stated as a single "test set" in the context of typical AI algorithm evaluation. Performance is based on various in-vitro physical and chemical tests, where sample sizes would be dictated by the specific ISO standards for each test (e.g., multiple specimens for strength tests, etc.). These details are not provided in the summary.
  • Data Provenance: Not specified for testing. These are laboratory-based, in-vitro tests conducted by the manufacturer, 3M ESPE Dental Products.

3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications

  • Number of Experts: One expert is explicitly mentioned for biocompatibility assessment: "A Diplomate of the American Board of Toxicology."
  • Qualifications of Experts: For biocompatibility, "Diplomate of the American Board of Toxicology." For the physical property tests, "ground truth" is established by adherence to recognized international standards (e.g., ISO 4049, ISO 10993 series), and testing is performed in laboratories, typically by qualified technicians or scientists, but their specific number or detailed qualifications are not provided in this summary.

4. Adjudication Method for the Test Set

  • Not applicable/Not mentioned. The evaluation methods for material properties are standardized laboratory tests, not subjective expert adjudication typical for complex diagnostic tasks. The decision for substantial equivalence is made by the FDA based on the submitted data and comparison to the predicate.

5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

  • Not applicable. This device is a dental restorative material, not an AI or software device that assists human readers in interpretation. Therefore, an MRMC study comparing human readers with and without AI assistance is not relevant to this submission.

6. Standalone (Algorithm Only) Performance

  • Not applicable. This submission is for a physical material, not an algorithm, so the concept of "standalone performance" of an algorithm is not relevant. The performance of the material is evaluated directly through physical and chemical tests.

7. The Type of Ground Truth Used

  • For Biocompatibility: Expert assessment (Diplomate of the American Board of Toxicology) based on standard risk assessment techniques and international guidelines.
  • For Physical/Chemical Properties: Defined by adherence to established international standards (e.g., ISO 4049:2009 for various properties like strength, depth of cure, etc.; ISO 14971:2007 for Risk Management; ISO 10993 series for Biocompatibility). These standards specify the methods and criteria for evaluating the material's properties.

8. The Sample Size for the Training Set

  • Not applicable. This is a physical material, not a machine learning model. There is no concept of a "training set" for this type of device submission.

9. How the Ground Truth for the Training Set Was Established

  • Not applicable. As there is no training set, this question is not relevant.

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Image /page/0/Picture/1 description: The image shows the logo for the U.S. Department of Health & Human Services. The logo consists of a circular seal with the text "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA" around the perimeter. Inside the circle is a stylized symbol that resembles a caduceus, with three abstract human figures connected by flowing lines.

Food and Drug Administration 10903 New Hampshire Avenue Document Control Center - WO66-G609 Silver Spring, MD 20993-0002

November 28,2016

3M ESPE Dental Products c/o Mark Job Regulatory Technology Services, LLC 1394 25th Street, NW Buffalo, MN 55313

Re: K163207

Trade/Device Name: 3M™ Filtek™ One Bulk Fill Restorative Regulation Number: 21 CFR 872.3690 Regulation Name: Tooth Shade Resin Material Regulatory Class: Class II Product Code: EBF Dated: November 13, 2016 Received: November 15, 2016

Dear Mark Job:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food. Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA), You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices. good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical devicerelated adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

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If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please contact the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm.

Sincerely,

Susan Runno DDS, MA

Tina Kiang, Ph.D. Acting Director Division of Anesthesiology, General Hospital, Respiratory, Infection Control, and Dental Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

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Image /page/2/Picture/0 description: The image shows the 3M logo. The logo is red and features the number "3" followed by the letter "M". The logo is simple and recognizable, and it is often used to represent the 3M company.

Indications for Use Statement ব

DEPARTMENT OF HEALTH AND HUMAN SERVICES Food and Drug Administration

Indications for Use

Form Approved: OMB No. 0910-0120 Expiration Date: January 31, 2017 See PRA Statement below.

510(k) Number (if known)
----------------------------

Device Name

3MTM FiltekTM One Bulk Fill Restorative

Indications for Use (Describe)

  • · Direct anterior and posterior restorations (including occlusal surfaces)
  • · Base/liner under direct restorations
  • · Core build-ups
  • · Splinting
  • · Indirect restorations including inlays, onlays and veneers
  • · Restorations of deciduous teeth
  • · Extended fissure sealing in molars and premolars
  • · Repair of defects in porcelain restorations, enamel, and temporaries

Type of Use (Select one or both, as applicable)

2 Prescription Use (Part 21 CFR 801 Subpart D)

_ Over-The-Counter Use (21 CFR 801 Subpart C)

PLEASE DO NOT WRITE BELOW THIS LINE - CONTINUE ON A SEPARATE PAGE IF NEEDED.

FOR FDA USE ONLY
--------------------------

Concurrence of Center for Devices and Radiological Health (CDRH) (Signature)

This section applies only to requirements of the Paperwork Reduction Act of 1995. DO NOT SEND YOUR COMPLETED FORM TO THE PRA STAFF EMAIL ADDRESS BELOW.

The burden time for this collection of information is estimated to average 79 hours per response, including the time to review instructions, search existing data sources, gather and maintain the data needed and complete and review the collection of information. Send comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing this burden, to:

Department of Health and Human Services Food and Drug Administration Office of Chief Information Officer Paperwork Reduction Act (PRA) Staff PRAStaff@fda.hhs.gov

"An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB number."

FORM FDA 3881 (1/14)

Page 1 of 1

PSC Publishing Services (301) 443-6740

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Appendix A Revised Section 3 - 510(k) Summary

510(k) Summary 3.

ЗМ ESPE Dental Products 2510 Conway Avenue St. Paul, MN 55144-1000

Image /page/3/Picture/4 description: The image shows the 3M logo. The logo is red and consists of the number "3" followed by the letter "M". The number "3" is larger than the letter "M". The logo is simple and recognizable.

510(k) Summary

This 510(k) summary is being submitted in accordance with the requirements of 21 CFR 807.92.

510(k) Submitter................................3M ESPE Dental Products2510 Conway Ave.St. Paul, MN 55144 USA
Contact person................................Scott Erickson, RACSenior Regulatory Affairs SpecialistPhone: (651) 736-9883Fax: (651) 736-1599sterickson@mmm.com
Date Summary was Prepared......19Oct2016
Trade Name................................3MTM FiltekTM One Bulk FillRestorative
Common Name(s)............................Tooth shade resin materialRestorative
Recommended Classification......21 CFR 872.3690Tooth shade resin materialProduct Code: EBF

Predicate Device: Filtek™ Bulk Fill Posterior Restorative (K141081)

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Image /page/4/Picture/0 description: The image shows the 3M logo. The logo is red and features the number "3" followed by the letter "M". The logo is simple and recognizable, and it is often used on 3M products and marketing materials.

Description of Device:

3MTM FiltekTM One Bulk Fill Restorative, is a visible-light activated, restorative composite optimized to create fast and easy restorations. This material provides excellent strength and low wear for durability and improved esthetics. The material can be placed and cured up to 5mm deep, enabled by a stress relieving resin system and optimized optical properties. Filtek™ One Bulk Fill Restorative serves to enhance the 3M ESPE lineup of restorative materials by improving the esthetic properties of a bulk fill material to allow for broader use in both posterior and anterior restorations. Filtek™ One Bulk Fill Restorative is offered in a range of tooth-colored shades. All shades are radiopaque.

Indications for Use:

  • · Direct anterior and posterior restorations (including occlusal surfaces)
  • · Base/liner under direct restorations
  • Core build-ups
  • · Splinting
  • · Indirect restorations including inlays, onlays and veneers
  • · Restorations of deciduous teeth
  • · Extended fissure sealing in molars and premolars
  • · Repair of defects in porcelain restorations, enamel, and temporaries

Technological Characteristics:

Filtek™ One Bulk Fill Restorative is a modification of predicate device, Filtek™ Bulk Fill Posterior Restorative, also manufactured by 3M ESPE Dental Products. The formulation was modified to improve the esthetics of the cured restorative material.

The fillers are a combination of a non-agglomerated/non-aggregated 20 nm silica filler, a non-agglomerated/non-aggregated 4 to 11 nm zirconia filler, an aggregated zirconia/silica cluster filler (comprised of 20 nm silica and 4 to 11 nm zirconia particles), and a ytterbium trifluoride filler consisting of agglomerate 100 mm particles. The inorganic filler loading is about 76.5% by weight (58.5% by volume). FiltekTM One Bulk Fill Restorative contains AUDMA. AFM. diurethane-DMA. and 1. 12dodecane-DMA. Filtek™ One Bulk Fill Restorative is applied to the tooth following use of a methacrylate-based dental adhesive, such as manufactured by 3M ESPE, which permanently bonds the restoration to the tooth structure.

When irradiated by light. the methacrylate functionalities of the resins and fillers undergo, in conjunction with the photoinitiator system, a light-induced polymerization to form a hard composite that is bonded to the tooth structure with a permanent dental adhesive.

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Image /page/5/Picture/0 description: The image shows the 3M logo. The logo is red and consists of the number "3" followed by the letter "M". The logo is simple and recognizable.

Substantial Equivalence:

Technological propertyFiltek™ OneBulk FillRestorativeFiltek™ BulkFill PosteriorRestorative(K141081)
Photoinitiator systemXX
Methacrylate-based resin matrixXX
Compatible with methacrylate-based dental adhesivesXX
Inorganic fillersXX
Oxide fillers are silane treated so that they bond to theresin matrix when the restorative is curedXX
Single-surface light-cure (up to 3 mm depth of cure)X1-
Single-surface light-cure (up to 4 mm depth of cure)XX
Multi-surface light-cure (5 mm depth of cure, Class II)X2X2
Multi-surface light-cure (5 mm depth of cure, CoreBuild-Up)X3-
When irradiated by light, the methacrylatefunctionalities of the resins and fillers undergo, inconjunction with the photoinitiator system, a light-induced polymerization to form a hard composite thatis bonded to the tooth structure with a permanentdental adhesive.XX
Dispensing system:single-use capsule (intraoral)4reusable syringe (extraoral)5XX
Recommended for load-bearing occlusal surfacesXX
FDA-recognized standards followedRisk Management:ISO 14971:2007Biocomp stds:6ISO 10993-1:2009ISO 10993-3:2003ISO 10993-3:2014ISO 10993-5:2009ISO 10993-6:2007ISO 10993-10:2010ISO 10993-11:2006ISO 10993-12:2012ISO 7405:2008/Amd1 2013Product stds:7ISO 4049:2009Risk Management:ISO 14971:2007Biocomp stds:6ISO 10993-1:2009ISO 10993-3:2003ISO 10993-5:2009ISO 10993-6:2007ISO 10993-10:2010ISO 10993-11:2006ISO 10993-12:2012ISO 7405:2008Product stds: 7ISO 4049:2009

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Image /page/6/Picture/0 description: The image shows the 3M logo. The logo is red and features the number 3 followed by the letter M. The logo is simple and recognizable.

    1. Curing protocol for < 3mm depth, with reduced light-cure time versus 4mm depth, is added for Filtek™ One Bulk Fill Restorative. This difference is not significant since test data shows both Filtek™ One Bulk Fill Restorative and the predicate device pass ISO 4049 3mm depth of cure requirement when using the Filtek™ One Bulk Fill Restorative light-cure recommendations.
    1. In order to obtain 5 mm depth of cure for Class II restorations, product is lightcured from the occlusal surface and, after the matrix band is removed, light-cured from the buccal and lingual surfaces through tooth structure.
    1. In order to obtain 5 mm depth of cure for Core Build-Up, product is light-cured from the occlusal. buccal and lingual surfaces. Core Build-Up is less challenging to light-cure than a Class II restoration (2 above), because the curing light is placed in closer proximity to the restorative material for a Core Build-Up. The multi-surface light-cure protocol provides satisfactory light-cure for Filtek™ One Bulk Fill Restorative 5mm Core Build-up and would also be expected to adequately cure predicate device 5mm Core Build-up.
    1. Restorative material is dispensed from a single-use capsule in the mouth.
    1. Restorative material is dispensed from a reusable syringe outside the mouth (e.g., onto a pad).
    1. Newer versions of two biocompatibility standards were applied to the evaluation of Filtek™ One Bulk Fill Restorative, due to time elapsed since the predicate device was evaluated. This difference is not significant because for both Filtek™ One Bulk Fill Restorative and the predicate device, Filtek™ Bulk Fill Posterior Restorative (K141081):
    • a. A Diplomate of the American Board of Toxicology assessed the safety of the product.
    • b. Standard risk assessment techniques and consideration of internationally recognized guidelines were used in the evaluation.
    • c. The conclusion of the assessment is that the device is safe for its intended use.
    1. Newer version of ISO 6874 was applied to the evaluation of Filtek™ One Bulk Fill Restorative, due to time elapsed since the predicate device was evaluated, however, this difference is not significant, since the relevant physical property requirement (Depth of Cure) did not change.

Test results for the following physical properties were included in this submission: Compressive Strength, Diametral Tensile Strength, Flexural Strength, Flexural Modulus. Surface Hardness. Radiopacity. Water Sorption. Water Solubility. Volumetric Shrinkage, Wear, Depth of Cure, Cusp Deflection and Polish Retention.

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Image /page/7/Picture/0 description: The image shows the 3M logo. The logo is red and features the number "3" and the letter "M" in a bold, sans-serif font. The logo is simple and recognizable, and it is often used to represent the 3M company.

Conclusion:

Filtek™ One Bulk Fill Restorative is substantially equivalent to predicate device Filtek™ Bulk Fill Posterior Restorative in terms of intended use, indications for use, formulation, physical properties and technological characteristics.

§ 872.3690 Tooth shade resin material.

(a)
Identification. Tooth shade resin material is a device composed of materials such as bisphenol-A glycidyl methacrylate (Bis-GMA) intended to restore carious lesions or structural defects in teeth.(b)
Classification. Class II.