K Number
K162378
Manufacturer
Date Cleared
2017-05-17

(266 days)

Product Code
Regulation Number
866.6010
Reference & Predicate Devices
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The NanoEnTek FREND™PSA Plus is designed for in vitro DIAGNOSTIC USE ONLY for the quantitative measurement of total Prostate Specific Antigen (PSA) in human serum, Li-heparinized plasma, and K3-EDTA plasma using the FREND™ System. This device is indicated for the serial measurement of total PSA to be used as an aid in the management of patients with prostate cancer.

Device Description

The FREND™ PSA Plus is a rapid fluorescence immunoassay that measures prostate specific antigen (PSA) in human serum and in lithium heparin and K3-EDTA plasma using the FREND™ system. The FREND™ PSA Plus is intended for use as an aid for prostate cancer management.

The FREND™ PSA Plus Test is a single use fluorescence immunoassay designed to quantify the concentration of total PSA in serum and lithium heparin and K3-EDTA plasma samples. The specimen is added by the operator to the sample inlet with a transfer pipet, allowing the appropriate volume of sample (35 µL) to be delivered into the FREND™ PSA Plus Test Cartridge. The Cartridge is then placed into the FREND™ System, which is programmed to begin analysis once the sample has reacted with the reagents. The reaction and analysis time is approximately 4 minutes. The PSA quantification is based on the amount of fluorescence detected by the FREND™ System at the FREND™ PSA Plus Test Cartridge window. A higher level of fluorescence is indicative of a higher PSA concentration. In other words, the magnitude of the fluorescent signal is directly proportional to the amount of total PSA in the sample.

The total PSA detection range of the FREND™ PSA Plus Test System is 0.08 to 25 ng/mL. Results are determined via a lot-specific calibration curve which is generated by the manufacturer using a six-point calibration determined from values averaged from five replicates at each level. The established curve is uploaded to the FREND™ via the PSA Plus Code-chip and is valid until the lot expiration date. The established curve is saved in the code-chip and valid until the expiration date of the test cartridge lot.

The FREND™ PSA Plus Test cartridge is a disposable plastic device that houses the reagents and contains a port or opening (inlet) where the sample is applied. Once the sample is applied, it will mix with the reagents and travel towards the detection area via capillary action.

The FREND™ System is a portable, automated FREND™ cartridge reader. The FREND™ System is based on quantitative immunoassay technology capable of quantifying single or multiple analytes by measuring laser-induced fluorescence in a single-use disposable reagent cartridge. The FREND™ cartridge utilizes micro-fluidics lateral flow technology where the analyte of interest in the sample forms immune complexes while moving through the fluidics pathway in the cartridge. The concentration of the analyte of interest in an unknown sample is calculated using the ratio of the fluorescent intensity of the test zone and the reference zone.

FREND™ System is a bench top fluorescence reader containing a touchscreen user interface. The System has a slot that accepts the sample loaded FREND™ PSA Plus Test Cartridge, and is programmed to analyze the Test when the sample has fully reacted with the on-board in cartridge reagents. Results of the test are displayed on the screen and can be printed on an optional printer.

The FREND™ System software controls the graphical user interface, communication with hardware, database management and data analysis. The software also controls the functions of the mechanical components including the motor, laser, printer control and acquisition of data from the sensor. The user can set the time and date and enter patient ID through the graphic user interface. The user cannot make any changes to the software.

The FREND™ PSA Plus includes the following in the kit:

  • 25 FREND™ PSA Plus cartridges
  • · 30 Disposable pipette tips
  • 1 FREND™ PSA Plus Code Chip
  • 1 FREND™ PSA Plus Package Insert

The FREND™ System (previously cleared in K124056, K131928, K152422, K153577, and K162754) is not provided with the kit but is required for the use of the FREND™ PSA Plus test cartridge.

AI/ML Overview

Here's a breakdown of the requested information regarding the acceptance criteria and study for the NanoEnTek FREND™ PSA Plus device:

The provided text describes a 510(k) submission for a modified version of the FREND™ PSA Plus, comparing it to its predicate device (the previously cleared FREND™ PSA Plus assay, K124056). Therefore, the "acceptance criteria" are implicitly the performance of the predicate device, and the "study" aims to demonstrate that the modified device's performance is substantially equivalent to this predicate.

1. Table of Acceptance Criteria and Reported Device Performance

For the purpose of this analysis, the "acceptance criteria" are based on the performance of the predicate device (FREND™ PSA Plus, K124056), and the "reported device performance" refers to the modified FREND™ PSA Plus.

Performance CharacteristicAcceptance Criteria (Predicate Device K124056)Reported Device Performance (Modified FREND™ PSA Plus)
Dynamic Range0.1 ~ 25 ng/mL0.08 ~ 25 ng/mL
Precision (Within Lot)Measured against internal specifications: Allowable total imprecision of 0.05 ng/mL up to 0.5 ng/mL, then 10% for >0.5 ng/mL to <25 ng/mL.All elements of testing met specifications. Examples given: - Low1 (0.08 ng/mL): SD 0.011, %CV 14.6% - Low2 (0.10 ng/mL): SD 0.012, %CV 12.5% - Medium (4.00 ng/mL): SD 0.297, %CV 7.4% - High (21.40 ng/mL): SD 1.304, %CV 6.1%
Multi-site Precision (Reproducibility)Not explicitly stated as a separate acceptance criterion, but implicitly that the modified device should also demonstrate acceptable multi-site reproducibility.Overall Reproducibility (TOTAL): - Sample C (0.258 ng/mL): SD 0.028, CV 11.0% - Sample D (2.874 ng/mL): SD 0.227, CV 7.9% - Sample E (11.485 ng/mL): SD 1.255, CV 10.9%
Linearity/Reportable RangeImplied to be similar to the range of the predicate (0.1 ~ 25 ng/mL).Demonstrated across a range of 0.05 ~ 25.53 ng/mL, supporting a reportable range of 0.08 ng/mL ~ 25 ng/mL.
TraceabilityTraceable to WHO International Standard Prostate Specific Antigen (90:10) NIBSC code: 96/670.Same Traceability: WHO International Standard Prostate Specific Antigen (90:10) NIBSC code: 96/670.
Detection Limit (LoD)Implied to be similar to the predicate.Established at 0.03 ng/mL.
Quantitation Limit (LoQ)Implied to be similar to the predicate.Established at 0.08 ng/mL.
High Dose Hook EffectNo high dose hook effect within the expected range.No High Dose Hook effect seen in samples up to 1200 ng/mL.
Analytical Specificity (Interference)Lack of interference (recovery from 85% to 115% of expected).No interference/cross-reactivity outside 100 ± 15% recovery range for tested substances (Hemoglobin, Bilirubin, Triglycerides, Total protein, various pharmaceuticals, Prostatic acid phosphatase, RF, HAMA).
Method Comparison (vs. Predicate)Implicitly, high correlation and agreement with the predicate device.Sample Volume Comparison (30µL vs. 35µL): - Samples: 64 serum samples - Slope: 0.978 (95% CI: 0.956 to 1.013) - y-Intercept: -0.093 (95% CI: -0.086 to 0.074) - Correlation-r: 0.994 Matrix Comparison (Serum vs. Li-Heparin/K3-EDTA Plasma): - Samples: 40 sample pairs - Li-Heparin Plasma vs. Serum: Slope 0.9610; Intercept 0.0259 - K3-EDTA Plasma vs. Serum: Slope 1.0300; Intercept -0.0766
Method Comparison (vs. FDA Approved Assay)Implicitly, high correlation and agreement with an FDA-approved method.FREND™ PSA Plus vs. Abbott ARCHITECT total PSA assay: - Samples: 207 - Slope: 0.975 (95% CI 0.936 to 1.014) - y-Intercept: -0.047 (95% CI -0.101 to -0.0004) - Range Tested: 0.08 to 23.56 ng/mL - R: 0.976 Comparability using CLSI guideline EP09-A3 shows the difference in concentration between test and expected concentration is less than allowable difference.
Clinical Performance (Serial Monitoring)The predicate device's ability to mirror patient clinical status based on serial changes.Comparison to Predicate: - Total Conc. (Predicate): 0.753 (95% CI: 0.686 to 0.812) - Total Conc. (Modified): 0.742 (95% CI: 0.674 to 0.802) - No statistically significant difference in diagnostic performance between modified and predicate.

2. Sample Size Used for the Test Set and Data Provenance

  • Test Set Sample Size:

    • Precision/Reproducibility: 4 clinical samples, assayed in replicates of two, two times per day for twenty days (implies 4 samples * 2 replicates * 2 times/day * 20 days = 320 measurements per lot for within-lot precision, across 3 lots).
    • Multi-site Precision: 3 samples (C, D, E), N=25 for each sample at each of 3 sites (3 samples * 25 runs/sample/site * 3 sites = 225 runs for within-laboratory, and 75 for each sample for overall reproducibility).
    • Linearity: Samples tested in quadruplicate or quintuplicate per dilution level across a range of 0.05 ~ 25.53 ng/mL. (Exact number of unique samples or total measurements not specified, but multiple dilutions were used.)
    • High Dose Hook Effect: One concentrated sample of purified PSA antigen, neat and on dilution.
    • Interference: Two PSA levels (1ng/mL and 4ng/mL) tested with various interferents/cross-reactants. Data presented as average %Recovery.
    • Sample Volume Comparison: 64 serum samples.
    • Matrix Comparison: 40 sample pairs (serum, lithium heparin plasma, K3-EDTA plasma aliquots for each patient).
    • Method Comparison (vs. FDA Approved Assay): 207 samples.
    • Clinical Studies (Serial Monitoring): 194 determinations (each representing a point-to-point change in tPSA concentration compared to clinical status). Longitudinal samples from patients.
  • Data Provenance:

    • The primary analytical performance studies (Precision/Reproducibility, Linearity, LoD, LoQ, High Dose Hook Effect, Analytical Specificity, Sample Volume Comparison, Matrix Comparison) were performed at the NanoEnTek, Inc. facility (manufacturer's site) in Korea.
    • The Multi-site precision study was performed at three different sites. (Locations not specified beyond 'different sites').
    • The Method Comparison with an FDA-approved assay (ARCHITECT total PSA) was done in a CLIA-certified laboratory testing facility (CentraState Medical Center).
    • The Clinical Studies (Serial Monitoring) involved patients with prostate cancer. The sample collection was described as "longitudinally from patients previously diagnosed with prostate cancer and treated in a variety of ways over the clinical course of their disease". The geographical origin of these patients/samples is not specified but given the manufacturer's location, samples from Korea or other Asian countries are possible, as well as potentially US samples if the CLIA lab was involved in recruitment. These were retrospective samples in the sense that they were "previously diagnosed" and "collected longitudinally."

3. Number of Experts Used to Establish Ground Truth for the Test Set and Their Qualifications

  • Analytical Studies: For most analytical studies (Precision, Linearity, LoD, Hook Effect, Interference, Method Comparisons), the "ground truth" is typically established by established reference methods, spiked samples with known concentrations, or comparison to a cleared predicate device or gold standard assay. It doesn't inherently involve human "experts" in the same way clinical image reviews would.
  • Clinical Studies (Serial Monitoring): The "clinical status" (NED, Responding, Stable, Progression) used as ground truth for serial monitoring was determined for the patients based on "other laboratory tests, patient interviews, physical examinations, and imaging studies of a variety of types." This implies a clinical review by attending physicians or a clinical team. The number and qualifications of these specific clinicians/experts are not specified in the provided text.

4. Adjudication Method for the Test Set

  • Not applicable in the context of this type of IVD device submission. Adjudication methods like "2+1" (two readers agree, third is tie-breaker) are typically used for subjective assessments, such as reviewing medical images where there can be inter-reader variability. For quantitative invitro diagnostic tests like PSA measurement, the result is a numerical value, and the comparison is statistical against a reference or clinical outcome.

5. If a Multi Reader Multi Case (MRMC) Comparative Effectiveness Study Was Done, What was the Effect Size of How Much Human Readers Improve with AI vs without AI Assistance

  • No, an MRMC comparative effectiveness study was not done. This type of study (MRMC) is primarily applicable to diagnostic imaging devices, especially those incorporating AI, where the performance of human readers with and without AI assistance is evaluated. The FREND™ PSA Plus is an in vitro diagnostic (IVD) immunoassay, not an imaging device, and does not involve AI assistance for human readers in its direct use.

6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was done

  • Yes, this is effectively a standalone device. The FREND™ PSA Plus assay, run on the FREND™ System, provides a quantitative result for total PSA. While an operator loads the sample, the system itself interprets the fluorescent signal and calculates the PSA concentration. There isn't a human "in-the-loop" who re-interprets or modifies the assay's output based on their own judgment in the way that an AI-assisted diagnostic imaging system might require. Its performance is evaluated entirely on its independent ability to measure PSA accurately and consistently.

7. The Type of Ground Truth Used

  • Analytical Studies:
    • Traceability: WHO International Standard Prostate Specific Antigen (90:10) NIBSC code: 96/670.
    • Linearity, LoD, LoQ: Spiked samples with known concentrations or dilutions of highly concentrated samples.
    • Method Comparison: Comparison to the predicate device (FREND™ PSA Plus, K124056) and an FDA-approved commercial assay (Abbott ARCHITECT total PSA assay) as external reference methods.
  • Clinical Studies (Serial Monitoring):
    • Clinical Status: A composite judgment based on patient outcomes data and expert clinical assessment, including "other laboratory tests, patient interviews, physical examinations, and imaging studies of a variety of types." This represents a form of clinical diagnosis/outcome.

8. The Sample Size for the Training Set

  • Not applicable / Not explicitly specified as a "training set" in the context of machine learning. This device is a fluorescence immunoassay, not a machine learning or AI-based diagnostic tool that would typically have a distinct "training set" for an algorithm. All samples mentioned in the performance characteristics section (precision, linearity, method comparison, clinical evaluation) would be considered part of the overall analytical and clinical validation, not segregated into typical ML training/test sets. The lot-specific calibration curve used for quantification is generated by the manufacturer using a six-point calibration from five replicates at each level, but this is a traditional calibration process, not an AI training set.

9. How the Ground Truth for the Training Set was Established

  • Not applicable. As explained above, there isn't a "training set" in the machine learning sense for this device. The closest equivalent is the process of generating the lot-specific calibration curve, which uses known concentrations of PSA standards (traced to WHO International Standard) that are measured multiple times to establish the relationship between fluorescence signal and PSA concentration.

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Food and Drug Administration 10903 New Hampshire Avenue Document Control Center - WO66-G609 Silver Spring, MD 20993-0002

May 17, 2017

NanoEnTek, Inc Dr. Sunmi Han 12F, 5, Digital-ro, 26-gil Guro-gu, Seoul 08389 KOREA

Re: K162378

Trade/Device Name: FREND™ PSA Plus Regulation Number: 21 CFR 866.6010 Regulation Name: Tumor-Associated Antigen Immunological Test System Regulatory Class: II Product Code: LTJ Dated: April 18, 2017 Received: April 19, 2017

Dear Dr. Han:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food. Drug. and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Parts 801 and 809); medical device reporting (reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the

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electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

If you desire specific advice for your device on our labeling regulations (21 CFR Parts 801 and 809), please contact the Division of Industry and Consumer Education at its toll-free number (800) 638 2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/Resourcesfor You/Industry/default.htm. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm.

Sincerely yours.

Kelly Oliner -S

FOR

Leonthena R. Carrington, MS, MBA, MT(ASCP) Director Division of Immunology and Hematology Devices Office of In Vitro Diagnostics and Radiological Health Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known) K162378

Device Name FREND™ PSA Plus

Indications for Use (Describe)

The NanoEnTek FREND™PSA Plus is designed for in vitro DIAGNOSTIC USE ONLY for the quantitative measurement of total Prostate Specific Antigen (PSA) in human serum, Li-heparinized plasma, and K3-EDTA plasma using the FREND™ System. This device is indicated for the serial measurement of total PSA to be used as an aid in the management of patients with prostate cancer.

Type of Use (Select one or both, as applicable):

☑ Prescription Use (Part 21 CFR 801 Subpart D)
☐ Over-The-Counter Use (21 CFR 801 Subpart C)

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510(k) Summary

As required by the Safe Medical Devices Act (SMDA) of 1990 and in accordance with 21 CFR §807.92, a 510(k) summary is provided

A. Applicant

Company Name:NanoEnTek, Inc.
Address:12F, 5, Digital-ro, 26-gil, Guro-guSeoul 08389, KOREA
Contact Person:Sunmi Han
Phone Number:+82-2-6220-7887
Facsimile Number:+82-2-6220-7999

B. 510(k) Preparer Information (Contact Person)

Company Name:NanoEnTek, Inc.
Contact Person:Sunmi Han
Phone Number:+82-2-6220-7887
Facsimile Number:+82-2-6220-7999
Email:shan@nanoentek.com

C. Purpose for Submission

Measuring range and sample volume change on FREND™ PSA Plus

  • D. Measurand: Total Prostate Specific Antigen
  • E. Type of Test: Quantitative, Fluorescence Immunoassay
  • F. Proprietary and Established Device Name: FREND™ PSA Plus
  • G. Regulatory Information:
Proprietary NameFREND™ PSA Plus
Regulation Number21 CFR §866.6010
Product CodeLTJ Tumor Associated Antigen Immunologic Test System
ClassificationClass II with special controls
Classification NameProstate-Specific Antigen (Psa) For Management of Prostate Cancers
PanelImmunology

H. Intended Use:

    1. Intended Use(s):
      See indications for use below:
    1. Indication(s) for use:

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The NanoEnTek FREND™ PSA Plus is designed for in vitro DIAGNOSTIC USE ONLY for the quantitative measurement of total Prostate Specific Antigen (PSA) in human serum, Li-heparinized plasma, and Ks-EDTA plasma using the FREND™ System. This device is indicated for the serial measurement of total PSA to be used as an aid in the management of patients with prostate cancer.

3. Special conditions for use statement(s): For prescription use only

    1. Special instrument requirements: NanoEnTek FREND™ System

I. Device Description

The FREND™ PSA Plus is a rapid fluorescence immunoassay that measures prostate specific antigen (PSA) in human serum and in lithium heparin and K3-EDTA plasma using the FREND™ system. The FREND™ PSA Plus is intended for use as an aid for prostate cancer management.

The FREND™ PSA Plus Test is a single use fluorescence immunoassay designed to quantify the concentration of total PSA in serum and lithium heparin and K3-EDTA plasma samples. The specimen is added by the operator to the sample inlet with a transfer pipet, allowing the appropriate volume of sample (35 µL) to be delivered into the FREND™ PSA Plus Test Cartridge. The Cartridge is then placed into the FREND™ System, which is programmed to begin analysis once the sample has reacted with the reagents. The reaction and analysis time is approximately 4 minutes. The PSA quantification is based on the amount of fluorescence detected by the FREND™ System at the FREND™ PSA Plus Test Cartridge window. A higher level of fluorescence is indicative of a higher PSA concentration. In other words, the magnitude of the fluorescent signal is directly proportional to the amount of total PSA in the sample.

The total PSA detection range of the FREND™ PSA Plus Test System is 0.08 to 25 ng/mL. Results are determined via a lot-specific calibration curve which is generated by the manufacturer using a six-point calibration determined from values averaged from five replicates at each level. The established curve is uploaded to the FREND™ via the PSA Plus Code-chip and is valid until the lot expiration date. The established curve is saved in the code-chip and valid until the expiration date of the test cartridge lot.

The FREND™ PSA Plus Test cartridge is a disposable plastic device that houses the reagents and contains a port or opening (inlet) where the sample is applied. Once the sample is applied, it will mix with the reagents and travel towards the detection area via capillary action.

The FREND™ System is a portable, automated FREND™ cartridge reader. The FREND™ System is based on quantitative immunoassay technology capable of quantifying single or multiple analytes by measuring laser-induced fluorescence in a single-use disposable reagent cartridge. The FREND™ cartridge utilizes micro-fluidics lateral flow technology where the analyte of interest in the sample forms immune complexes while moving through the fluidics pathway in the cartridge. The

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concentration of the analyte of interest in an unknown sample is calculated using the ratio of the fluorescent intensity of the test zone and the reference zone.

FREND™ System is a bench top fluorescence reader containing a touchscreen user interface. The System has a slot that accepts the sample loaded FREND™ PSA Plus Test Cartridge, and is programmed to analyze the Test when the sample has fully reacted with the on-board in cartridge reagents. Results of the test are displayed on the screen and can be printed on an optional printer.

The FREND™ System software controls the graphical user interface, communication with hardware, database management and data analysis. The software also controls the functions of the mechanical components including the motor, laser, printer control and acquisition of data from the sensor. The user can set the time and date and enter patient ID through the graphic user interface. The user cannot make any changes to the software.

The FREND™ PSA Plus includes the following in the kit:

  • 25 FREND™ PSA Plus cartridges
  • · 30 Disposable pipette tips
  • 1 FREND™ PSA Plus Code Chip
  • 1 FREND™ PSA Plus Package Insert

The FREND™ System (previously cleared in K124056, K131928, K152422, K153577, and K162754) is not provided with the kit but is required for the use of the FREND™ PSA Plus test cartridge.

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J. Substantial Equivalence Information:

A general comparison of the similarities and differences of the assays is presented in the table below:

ItemFREND™ PSA Plus (modified)FREND™ PSA Plus(K124056)
Intended UseThe NanoEnTek FREND™ PSA Plus is designed for in vitro DIAGNOSTIC USE ONLY for the quantitative measurement of total Prostate Specific Antigen (PSA) in human serum, Li-heparinized plasma, and K3-EDTA plasma using the FREND™ System. This device is indicated for the serial measurement of total PSA to be used as an aid in the management of patients with prostate cancer.Same
Sample TypeHuman serum, Li-heparinized and K3-EDTA plasmaSame
AnalyteTotal PSASame
Type of TestFluorescent ImmunoassaySame
Interpretation of ResultsInterpolation from a lot-specific calibration curveSame
ItemFREND™ PSA Plus (modified)FREND™ PSA Plus(K124056)
Dynamic Range0.08 ~ 25 ng/mL0.1 ~ 25 ng/mL
Test CartridgeDisposable single-use cartridgeSame
Sample size35 µL30 µL
Random Access/Degree of AutomationNo random access, manual manipulationSame

K. Performance Characteristics

1. Analytical performance

a. Precision/Reproducibility

Three different lots of FREND™ PSA Plus were evaluated in the NanoEnTek, Inc. facility. Precision data was determined as described in the CLSI protocol EP5-A3. Four clinical samples were assayed in replicates of two at two separated times per day for twenty days using three lots of cartridge. Results are shown below in table format. Allowable total imprecision was 0.05 ng/mL up to 0.5 ng/mL then 10% at concentrations >0.5 ng/mL but < 25 ng/mL. All elements of this testing process met the specifications set. Imprecision was found to be acceptable on all three lot numbers.

Clinical Sample Precision

MeanRepeatabilityBetween RunBetween DayWithin LotBetween LotReproducibility
-------------------------------------------------------------------------------------------

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(ng/mL)SD%CVSD%CVSD%CVSD%CVSD%CVSD%CV
Low10.080.01114.1%0.0022.6%0.0022.4%0.01114.6%0.0000.0%0.01114.6%
Low20.100.01212.3%0.0000.0%0.0022.0%0.01212.5%0.0000.0%0.01212.5%
Medium4.000.2907.2%0.0631.6%0.0000.0%0.2977.4%0.0000.0%0.2977.4%
High21.401.1965.6%0.5132.4%0.0000.0%1.3016.1%0.0860.4%1.3046.1%

b. Multi-site precision study

The site-to-site imprecision study was performed at three different sites using single lot of FREND™ PSA Plus assay on three different FREND™ system by three different operators. Within laboratory imprecision for each of three sites and combined reproducibility are summarized below.

SampleNMean (ng/mL)Within RunBetween DayWithin Laboratory
SDCVSDCVSDCV
Site 1C250.2570.0208.0%0.0041.5%0.0218.1%
Site 1D252.8140.1314.7%0.0843.0%0.1555.5%
Site 1E2511.0481.0899.9%0.0000.0%1.0899.9%
Site 2C250.2560.02911.3%0.0145.5%0.03212.6%
Site 2D252.9520.33011.2%0.0000.0%0.33011.2%
Site 2E2511.7631.32611.3%0.9207.8%1.61413.7%
Site 3C250.2600.02710.5%0.0135.0%0.03011.7%
Site 3D252.8550.1304.5%0.0441.5%0.1374.8%
Site 3E2511.6440.9658.3%0.0000.0%0.9658.3%
MeanRepeatabilityBetweenDayWithin SiteBetweenSite/Operator/InstrumentReproducibility(TOTAL)
SampleN(ng/mL)SDCVSDCVSDCVSDCVSDCV
C750.2580.02610.1%0.0114.4%0.02811.0%0.0000.0%0.02811.0%
D752.8740.2187.6%0.0341.2%0.2217.7%0.0531.8%0.2277.9%
E7511.4851.1379.9%0.4854.2%1.23610.8%0.2191.9%1.25510.9%

c. Linearity/assay reportable range:

A study was done to demonstrate the linearity of the assay according to the dilution protocol outlined in CLSI EP6-A: Evaluation of the Linearity of Quantitative Measurement Procedures: A Statistical Approach. At each dilution level, the samples were tested in quadruplicate or quintuplicate to determine the measured value of tPSA. Linearity was

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demonstrated across a range of 0.05 ~ 25.53 ng/mL, in support of the FREND™ PSA Plus reportable range of 0.08 nq/mL ~ 25 nq/mL.

d. Traceability and Expected values (controls, calibrators, or methods):

The FREND™ PSA Plus assay is traceable to the WHO International Standard Prostate Specific Antigen (90:10) NIBSC code: 96/670. The internal standard is manufactured by gravimetric methods based on the PSA Ag ACT complex (Scripps P0624-90010) or WHO standard material (NIBSC 96/670). At each concentration level, the PSA levels of calibrators are confirmed by measurement on ARCHITECT i total PSA assay (P910007) or TOSOH AIA ST PA Test (P910065). There is no need for calibration by the operator as the calibration information is coded in the individual cartridge.

e. Stabilitv

Real-time stability testing for the total PSA reagent kit was performed for the previous submission (K124056) according to CLSI EP25-A, Evaluation of Stability of In Vitro Diagnostic Reagents. No additional stability studies were submitted for this submission. Reagent stability studies based on procedures and criteria in the NanoEnTek quality system showed that the cartridges for FREND™ PSA Plus are good for at least one year from the date of manufacture if stored refrigerated appropriately as directed.

f. Detection Limit:

The limit of Detection (LoD) for the FREND™ PSA Plus was established at 0.03 ng/mL according to the CLSI EP17-A2 protocol. The LoQ of the FREND™ PSA Plus was established at 0.08 ng/mL.

  • g. High Dose Hook Effect Testing (Prozone Detection): The presence of high dose hook effect was tested by analyzing a concentrated sample of purified PSA antigen both neat and on dilution. No High Dose Hook effect was seen in samples with a PSA concentration as high as 1200 ng/mL.

h. Analytical Specificity (Interference studies)

Interference is defined to be recovery outside of 15% of the known specimen mean concentration. Lack of interference (recovery from 85% to 115% of the expected) is considered acceptable performance. Results are summarized in the table below.

SubstancesConc.Average %RecoveryLevel 1(1ng/mL)Average %RecoveryLevel 2(4 ng/mL)
EndogenousHemoglobin500 mg/dL91.2104.8
Bilirubin (unconj.)200 µg/mL95.298.4
Triglycerides3 g/dL107.1101.2
Total protein50 mg/mL97.4107.8

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Acetaminophen250 ng/mL101.4101.1
PharmaceuticalsAspirin600 µg/mL100.0100.4
ibuprofen500 µg/mL102.6104.1
Flutamide10 µg/mL94.095.9
Diethylstilbestrol(DES)5 µg/mL91.8104.1
Goserelin40 µg/mL103.3100.7
Leuprolide275 ng/mL75.794.3
Finasteride250 ng/mL105.5105.7
Tamsulosin100 ng/mL96.7107.1
Docetaxel10 µg/mL94.3103.6
Potentialcross-reactantProstatic acid phosphatase10 ng/mL105.0
HeterophilicAntibodiesRF1075 IU/mL108.9106.3
HAMA70 ng/mL92.393.1

No interference/cross-reactivity outside the acceptable recovery range (100 ± 15%) was found.

i. Assay cut-off:

Not applicable

2. Comparison studies

  • a. Method comparison with predicate device:
    The sample volume comparison study was performed at the NanoEnTek laboratory according to CLSI EP09-A3. Total PSA concentrations in 64 serum samples were measured using FREND™ PSA Plus assay with two different sample volumes (35uL and 30uL). Passing-Bablok regression analysis of 30 microliter (x) compared to lithium 35 microliter results (y) yielded the following results, indicating FREND™ PSA Plus can be measured equally well with both 30uL and 35uL of samples. The results are summarized in the table below.
Slope: 0.978 (95% CI: 0.956 to 1.013)y-Intercept: -0.093 (95% CI: -0.086 to 0.074)
Number of Samples: 64Correlation-r: 0.994
  • b. Matrix comparison:
    The matrix comparison study was performed at the NanoEnTek laboratory according to CLSI EP14-A3. Total PSA concentrations in 40 sample pairs, each with serum, lithium heparin plasma and K3-EDTA plasma aliquots, were measured using the FREND™ PSA Plus. The range tested is 0.08 - 23.59 ng/mL with serum samples. Passing-Bablok regression analysis of serum results (x) compared to lithium heparin

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plasma or K3-EDTA plasma results (y) yielded the following results, indicating FREND™ PSA Plus can be measured equally well in serum, lithium heparin plasma and K3-EDTA plasma. The results are summarized in the table below.

Lithium Heparin Plasma vs. Serum
Slope: 0.9610(95% CI: 0.8942 to 1.0309)y-Intercept: 0.0259(95% CI: -0.1521 to 0.2418)
K3-EDTA Plasma vs. Serum
Slope: 1.0300(95% CI: 0.9851 to 1.0897)y-Intercept: -0.0766(95% CI: -0.3704 to 0.0783)

c. Other studies:

Comparison studies were done in a CLIA-certified laboratory testing facility (CentraState Medical Center). Samples were validated simultaneously using the same aliguot of sample. If that was not practical, two separate aliquots of each sample, freshly defrosted prior to analysis, were used - one for each method. The instrument reagent system used for additional comparison study was the Abbott ARCHITECT total PSA assay (P910007) run on the Abbott ARCHITECT I System. Total number of sample tested for method comparison was 207. Results generated using the FREND™ PSA Plus on FREND™ System (y) were compared to those obtained using a previously FDA approved ARCHITECT total PSA assay (x) by Passing-Bablok regression analysis.

Slope: 0.975 (95% CI 0.936 to 1.014)y-Intercept: -0.047 (95% CI -0.101 to -0.0004)
Number of samples: 207Range Tested: 0.08 to 23.56 ng/mL
R: 0.976

Comparability using CLSI guideline EP09-A3, shows that the difference in concentration between what was measured by the test device and the expected concentration is less than the allowable difference and the two methods compare favorably.

3. Clinical studies:

  • Clinical Sensitivity a. Not applicable
  • b. Clinical Specificity Not applicable
  • c. Other clinical supportive data (when a. and b. are not applicable)

Serially monitored subjects:

As an important part of the clinical studies performed to characterize the FREND™ PSA Plus, serial samples collected longitudinally from patients previously diagnosed with

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prostate cancer and treated in a variety of ways over the clinical course of their disease (including prostatectomy, cryoablation, lymph node resection, TURP, chemotherapy, hormone therapy alone or in combination) were assayed for tPSA with the FREND™ PSA Plus on the FREND™ system (modified). The same samples were also measured for tPSA by the predicate PSA method (FREND™ PSA Plus, K124056).

For each point to point in a sample serial set, the change in the tPSA concentration was compared to the change in the clinical status of the patients as measured by other laboratory tests, patient interviews, physical examinations, and imaging studies of a variety of types. There were a total of 194 such determinations for each assay.

These changes in the tPSA marker concentration were defined as significant or not by multiplying the overall %CV of the assay at the midrange (as determined by the test imprecision study) by a factor of 2.5 to define a percentage change difference higher than would be expected because of assay imprecision. For both modified and predicate FREND™ PSA Plus assays with an overall mid-range %CV of 8%, significance was set at a change in excess of 20%. Any increase in value from one time period to the next that did not exceed 20% was logged as ≤ 20% Change. For the low range of the assays (<1 ng/mL), the difference bigger than 0.2 ng/mL was considered a significant change.

Disease status for the patients falls into one of four different categories by the physician - NED (no evidence of disease), Responding, Stable and Progression. The table below shows each disease status as determined for the (modified) FREND™ PSA Plus results for all subjects compared to the Clinical Status changes.

NEDRespondingStableProgressionTotal
Positive18054871
Predicate(K124056)Negative78101025123
Total96101573194
ModifiedPositive16164669
FRENDNegative809927125
PSA PlusTotal96101573194

The table below is stratifying the results based on the cancer stage at the time of diagnosis.

As per the guidelines from American Cancer Society, the TNM category information is combined (along with the Gleason score and PSA level) to get the overall stage of the cancer.

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Predicate (K124056)Test device
ChangeNEDRespondingStableProgressiveTotalChangeNEDRespondingStableProgressiveTotal
Stage IStage I
Positive00033Positive00022
Negative41005Negative41016
Total41038Total41038
Stage IIStage II
Positive5022229Positive5022229
Negative39421156Negative39421156
Total44443385Total44443385
Stage IIIStage III
Positive8011423Positive7021524
Negative2044937Negative2143836
Total28452360Total28452360
Stage IVStage IV
Positive302914Positive312713
Negative1314523Negative1304724
Total16161437Total16161437
Stage unknownStage unknown
Positive20002Positive10001
Negative20002Negative30003
Total40004Total40004

The table below shows the summary of diagnostic performance of both the predicate and the modified devices.

PSA Plus (K124056)Modified PSA Plus
Proportion95% CIProportion95% CI
Sensitivity (PC)0.6580.543 to 0.7560.6300.515 to 0.732
Specificity (NC)0.8100.731 to 0.8700.8100.731 to 0.870
Total Concordance0.7530.686 to 0.8120.7420.674 to 0.802
Positive Likelihood ratio3.4592.335 to 5.2073.3152.227 to 5.008
Negative Likelihood ratio0.4230.298 to 0.5730.4570.328 to 0.609
Positive Predictive value0.6760.582 to 0.7580.6670.571 to 0.750
Negative Predictive value0.7970.738 to 0.8450.7840.727 to 0.832

Subgroup analysis (surgery group, non-surgery group, and prostatectomy group) shows that there is no statistically significant difference between the diagnostic performances for the modified FREND™ PSA Plus assay and previously cleared FREND™ PSA Plus assay.

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Surgery Group (N=119)Clinical Status
NEDRespondingStableProgressionTotal
Predicate(K124056)Positive12013144
Negative53631375
Total656444119
Test devicePositive11112740
Negative54531779
Total656444119
Non-surgery Group (N=75)Clinical Status
NEDRespondingStableProgressionTotal
Predicate(K124056)Positive6041727
Negative25471248
Total314112975
Test devicePositive5051929
Negative26461046
Total314112975
Prostatectomy Group (N=53)Clinical Status
NEDRespondingStableProgressionTotal
Predicate(K124056)Positive5001217
Negative3120336
Total36201553
Test devicePositive4001014
Negative3220539
Total36201553

For both modified and predicate FRENDTM PSA Plus assays with an overall med-range %CV of 8%, significance was set at a change in excess of 20%. Any increase in value from one time period to the next that did not exceed 20% was logged as ≤ 20% change. For the low range of the assays (<1 ng/mL), the difference bigger than 0.2 ng/mL was considered a significant change. Positive, negative and overall concordances determined on the serial sets of samples for the two methods showed no significant difference in the ability of the assay to mirror the patient clinical status.

4. Clinical cut-off:

Not applicable

5. Expected values/Reference range:

According to CLSI C28-A3, serum samples from a total of 121 normal, apparently healthy adult individuals with ≥50 years of age were assayed on 3 lots of the FREND™ PSA Plus assay using a single FREND™ System to establish a reference interval. The newly established reference limits of the FREND™ PSA Plus are 2.92 ng/mL (95th percentile) and 4.59 ng/mL (99t0 percentile).

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L. Proposed Labeling

The labeling is sufficient and it satisfies the requirements of 21 CFR §809.10.

M. Conclusion

The modified FREND™ PSA Plus is as safe and effective as the "Predicate Device", the previously cleared FREND™ PSA Plus assay. FREND™ PSA Plus has a similar Intended Use and Indications for Use for monitoring of prostate cancer patients, similar technological and performance characteristics, and principles of operation as its predicate device. The differences between the FREND™ PSA Plus and its predicate devices raise no new issues of safety or effectiveness. Performance data, analytical and clinical, demonstrate that the modified FREND™ PSA Plus is as safe and effective as the "Predicate Device".

§ 866.6010 Tumor-associated antigen immunological test system.

(a)
Identification. A tumor-associated antigen immunological test system is a device that consists of reagents used to qualitatively or quantitatively measure, by immunochemical techniques, tumor-associated antigens in serum, plasma, urine, or other body fluids. This device is intended as an aid in monitoring patients for disease progress or response to therapy or for the detection of recurrent or residual disease.(b)
Classification. Class II (special controls). Tumor markers must comply with the following special controls: (1) A guidance document entitled “Guidance Document for the Submission of Tumor Associated Antigen Premarket Notifications (510(k)s) to FDA,” and (2) voluntary assay performance standards issued by the National Committee on Clinical Laboratory Standards.