K Number
K161411
Manufacturer
Date Cleared
2017-02-17

(273 days)

Product Code
Regulation Number
868.5895
Reference & Predicate Devices
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The Care Cycle Connect software application is intended for use with Trilogy Series ventilators by both caregivers and clinicians. The application pairs with the Trilogy device via a Bluetooth connection. The application provides the caregiver remote patient monitoring, and alarm surveillance. Alarm surveillance consists of both an audible tone and a visible alert if an alarm condition exists. The application provides the clinician with the ability to view, collect and store patient ventilator usage data. Care Cycle Connect also provides educational information on ventilator use to both caregivers and clinicians. It is intended to be used in the home, and hospital/ institutional settings. The Care Cycle connect application is intended to supplement and not replace any part of the current device monitoring procedures.

Device Description

The Care Cycle Connect application is an accessory to a continuous ventilator (product code MOD). Care Cycle Connect is intended for use with the Trilogy Series of Ventilators cleared by the US FDA under K083526, K093416, K093905, and K111610. Care Cycle Connect (CCC) is a mobile software application designed to provide features and functions related to respiratory care in the home, hospital and institutional healthcare settings. The application provides the caregiver remote patient monitoring and alarm surveillance. The CCC application has been designed with two users in mind, the caregiver and the clinician. The functionality of the application is tailored to the different needs of these users and is configured when the application is installed. At the initial start-up of the application, users are asked to choose either careqiver (for patients and their in-home caregivers) or clinician mode. Functionality is based on the configuration selected. Once this choice is made, users cannot switch back and forth between the two configurations. The primary users expected to interact with Care Cycle Connect in the context of patient care in the home (the main use scenario) are caregivers and respiratory therapists (clinicians). CCC may also be used if the patient is in a hospital or institutional environment (sub-acute care facility). Caregivers are not expected to use CCC in a hospital or institutional setting. Care Cycle Connect provides constant feedback to the caregiver while the app is connected to the ventilator. This feedback is displayed via the Manometer Display feature within the application. This constant display provides data on the patient's use of the ventilator, ensuring that the ventilator is providing therapy. Care Cycle Connect will also provide educational information on the use of the ventilator to the caregiver or clinician, independent of being connected to the ventilator. The respiratory therapist will use the app when connected to a patient ventilator while on a home visit to gather ventilator data. It provides an interface for keeping patient information. When the app is not connected to the patient ventilator, the clinician can review stored data, such as appointments, journal, and vent check records. In the hospital or institutional environment. CCC may be used by clinicians to schedule and perform vent checks, which would be completed in the patient's room. Care Cycle Connect is an application that can be loaded onto an Apple device (iPad) that uses iOS 8.0 or more recent. The application relies on a Bluetooth Class 1 radio connection to a Trilogy ventilator. With the exception of low level communication protocol information (i.e., handshake connection), the Trilogy device does not accept any data, commands, or controls from the CCC Application. The Trilogy device functionality is not changed in any manner by connecting to the CCC Application. The Trilogy device simply sends information to the CCC Application on a periodic basis.

AI/ML Overview

The provided text describes the acceptance criteria and study information for the "Care Cycle Connect" software application.

1. Table of Acceptance Criteria and Reported Device Performance

Acceptance Criteria CategorySpecific Criteria (from standards & testing)Reported Device Performance
Software Verification & ValidationAdherence to IEC 62304:2006 (Medical Device Software Life Cycle Processes) for "moderate" level of concern software.Software verification and validation testing was conducted and documentation provided. Testing confirmed all product requirements met with passing results.
Usability EngineeringCompliance with IEC 60601-1-6:2010 + A1:2013 (General requirements for basic safety and essential performance – Usability) and IEC 62366:2007 + A1:2014 (Application of Usability Engineering to Medical Devices). Usability testing completed.Usability testing was completed on the Care Cycle Connect application. (Specific performance metrics not detailed, but implied successful completion).
Alarm SystemsCompliance with IEC 60601-1-8:2006 + Am.1:2012 (General requirements, tests and guidance for alarm systems in medical electrical equipment and medical electrical systems). Alarm functionality designed accordingly.Alarm functionality of the Care Cycle Connect application was designed in accordance with IEC 60601-1-8.
Home Healthcare EnvironmentCompliance with IEC 60601-1-11:2015 (Requirements for medical electrical equipment and medical electrical systems used in the home healthcare environment). Risk assessment per ISO 14971 for home use.Home use of the Care Cycle Connect application has been evaluated through the Risk Assessment process per ISO 14971. Testing was completed in accordance with IEC 60601-1-11:2015.
Feature FunctionalityDevice pairing and connectivity. Clinician and caregiver login. Clinician patient information, journal entries, "vent check" records. Caregiver appointment and journal entries. Help assistant information. Legibility of Alarm and Information Signals.Complete system level testing verified these functionalities.
CybersecurityAssessment per FDA guidance "Content of Premarket Submissions for Management of Cybersecurity in Medical Devices" (October 2, 2014).A Cybersecurity Hazard Analysis (Security Risk Assessment) was performed. All identified risks were controlled to acceptable levels.
Risk ManagementEvaluation through Risk Assessment process per ISO 14971.Both caregiver and clinician uses, and home use, have been evaluated through Risk Assessment process per ISO 14971.
Essential PerformanceNo features or functions defined as essential performance that, if absent or degraded, would render the Trilogy device unsuitable.Assessment confirmed no essential performance features.

2. Sample Size Used for the Test Set and Data Provenance

The document does not explicitly state the numerical sample size for the test set used in "Software Verification and Validation Testing" or "Usability Testing." It mentions "complete system level testing" and "usability testing was completed," implying a sufficient set of tests were performed.

  • Data Provenance: Not explicitly stated as retrospective or prospective patient data. The testing appears to be primarily laboratory/bench testing and simulated use, as it focuses on software verification, validation, and usability with the device itself, rather than clinical patient outcomes. The origin is implicitly related to the manufacturer's testing facilities (Respironics Inc., USA).

3. Number of Experts Used to Establish the Ground Truth for the Test Set and Their Qualifications

The document does not specify the number of experts or their qualifications used to establish ground truth for the test set. The ground truth for the testing described seems to be based on compliance with international standards (IEC, ISO) and the device's functional design specifications, rather than expert consensus on medical images or diagnoses.

4. Adjudication Method for the Test Set

The document does not mention an adjudication method for the test set. The testing described focuses on discrete pass/fail criteria against engineering requirements and established standards.

5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

No. The document explicitly states: "Clinical tests were not required to demonstrate the substantial equivalence of Care Cycle Connect. Product functionality has been adequately assessed by non-clinical tests." Therefore, an MRMC comparative effectiveness study was not performed.

6. Standalone Performance (Algorithm Only without Human-in-the-Loop Performance)

Yes, a standalone performance assessment was effectively done. The "Software Verification and Validation Testing" and "Non-Clinical Tests" describe the evaluation of the Care Cycle Connect application's functionality, adherence to software life cycle processes, alarm system compliance, and usability independent of a clinical human-in-the-loop study. These tests evaluate the algorithm's (software's) performance against its design requirements and relevant standards.

7. Type of Ground Truth Used

The ground truth used for the testing of Care Cycle Connect appears to be:

  • Compliance with International Standards: e.g., IEC 62304, IEC 60601-1-6, IEC 60601-1-8, IEC 60601-1-11, IEC 62366, ISO 14971.
  • Product Requirements/Design Specifications: The software was tested against "product requirements" and various listed functionalities (device pairing, login, information display, alarm signals, etc.).
  • Guidance Documents: Adherence to FDA guidance documents (e.g., for software, human factors, mobile medical apps, cybersecurity, wireless technology, home use devices).

Essentially, the "ground truth" is a combination of regulatory compliance, engineering specifications, and validated functional behavior.

8. Sample size for the Training Set

Not applicable. The document describes the verification and validation of a software application for remote monitoring and data display for a medical device. It does not mention any machine learning or AI components that would require a dedicated "training set." The software appears to be rule-based or deterministic, rather than data-driven in a way that requires a training set.

9. How the Ground Truth for the Training Set was Established

Not applicable, as there is no mention of a training set for machine learning/AI.

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Image /page/0/Picture/1 description: The image is a black and white logo for the U.S. Department of Health & Human Services. The logo consists of a circular border with the text "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA" arranged around the circumference. Inside the circle is an abstract symbol that resembles a stylized caduceus or a series of interconnected human profiles, suggesting themes of health, well-being, and human connection.

Food and Drug Administration 10903 New Hampshire Avenue Document Control Center - WO66-G609 Silver Spring, MD 20993-0002

February 17, 2017

Respironics, Inc. Elaine Larkin Senior Regulatory Engineer 1740 Golden Mile Highway Monroeville, Pennsylvania 15146

Re: K161411

Trade/Device Name: Care Cycle Connect Application Regulation Number: 21 CFR 868.5895 Regulation Name: Continuous Ventilator Regulatory Class: Class II Product Code: MOD Dated: January 17, 2017 Received: January 19, 2017

Dear Elaine Larkin:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food. Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices. good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical devicerelated adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

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If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please contact the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm.

Sincerely yours,

Michael J. Ryan -S

for Tina Kiang, Ph.D. Acting Director Division of Anesthesiology, General Hospital, Respiratory, Infection Control, and Dental Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

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Form Approved: OMB No. 0910-0120DEPARTMENT OF HEALTH AND HUMAN SERVICES
Expiration Date: January 31, 2017Food and Drug Administration
See PRA Statement below.Indications for Use
510(k) Number (if known)K161411
Device NameCare Cycle Connect
Indications for Use (Describe)The Care Cycle Connect software application is intended for use with Trilogy Series ventilators by both caregivers and clinicians. The application pairs with the Trilogy device via a Bluetooth connection. The application provides the caregiver remote patient monitoring, and alarm surveillance. Alarm surveillance consists of both an audible tone and a visible alert if an alarm condition exists. The application provides the clinician with the ability to view, collect and store patient ventilator usage data. Care Cycle Connect also provides educational information on ventilator use to both caregivers and clinicians.
It's intended to be used in the home, and hospital/ institutional settings. The Care Cycle connect application is intended to supplement and not replace any part of the current device monitoring procedures.
Type of Use (Select one or both, as applicable)
Prescription Use (Part 21 CFR 801 Subpart D) Over-The-Counter Use (21 CFR 801 Subpart C)

CONTINUE ON A SEPARATE PAGE IF NEEDED.

This section applies only to requirements of the Paperwork Reduction Act of 1995.

DO NOT SEND YOUR COMPLETED FORM TO THE PRA STAFF EMAIL ADDRESS BELOW.

The burden time for this collection of information is estimated to average 79 hours per response, including the
time to review instructions, search existing data sources, gather and maintain the data needed and complete
and review the collection of information. Send comments regarding this burden estimate or any other aspect
of this information collection, including suggestions for reducing this burden, to:

Department of Health and Human Services
Food and Drug Administration
Office of Chief Information Officer
Paperwork Reduction Act (PRA) Staff
PRAStaff@fda.hhs.gov

"An agency may not conduct or sponsor, and a person is not required to respond to, a collection of
information unless it displays a currently valid OMB number."

FORM FDA 3881 (8/14)

11

ার বিরুদ্ধে বিশ্বকাপ

1

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TAB 5

510(K) SUMMARY

I. Submitter

Official ContactElaine Larkin
Senior Engineer, Regulatory Affairs
Elaine.Larkin@Philips.com
Respironics Inc.
1740 Golden Mile Highway
Monroeville, PA 15146
Phone: 724-387-5350
Fax: 724-387-7490

Date of Preparation February 15, 2017

Device II.

Name of Device:Care Cycle Connect
Common/Usual Name:CCC, Medical Device Accessory, Accessory to a Continuous Ventilator
Device Classification:Class II
Classification Name/Product Code:Accessory to Continuous Ventilator (Respirator) (21 CFR 868.5895,Product Code MOD)

III. Legally Marketed Predicate Devices

  • . K011861, Bernoulli Ventilator Management System (Cardiopulmonary Corp.)

Device Description IV.

The Care Cycle Connect application is an accessory to a continuous ventilator (product code MOD). Care Cycle Connect is intended for use with the Trilogy Series of

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Ventilators cleared by the US FDA under K083526, K093416, K093905, and K111610. Care Cycle Connect (CCC) is a mobile software application designed to provide features and functions related to respiratory care in the home, hospital and institutional healthcare settings. The application provides the caregiver remote patient monitoring and alarm surveillance.

The CCC application has been designed with two users in mind, the caregiver and the clinician. The functionality of the application is tailored to the different needs of these users and is configured when the application is installed. At the initial start-up of the application, users are asked to choose either careqiver (for patients and their in-home caregivers) or clinician mode. Functionality is based on the configuration selected. Once this choice is made, users cannot switch back and forth between the two configurations.

The primary users expected to interact with Care Cycle Connect in the context of patient care in the home (the main use scenario) are caregivers and respiratory therapists (clinicians). CCC may also be used if the patient is in a hospital or institutional environment (sub-acute care facility). Caregivers are not expected to use CCC in a hospital or institutional setting.

Care Cycle Connect provides constant feedback to the caregiver while the app is connected to the ventilator. This feedback is displayed via the Manometer Display feature within the application. This constant display provides data on the patient's use of the ventilator, ensuring that the ventilator is providing therapy. Care Cycle Connect will also provide educational information on the use of the ventilator to the caregiver or clinician, independent of being connected to the ventilator.

The respiratory therapist will use the app when connected to a patient ventilator while on a home visit to gather ventilator data. It provides an interface for keeping patient information. When the app is not connected to the patient ventilator, the clinician can review stored data, such as appointments, journal, and vent check records. In the

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hospital or institutional environment. CCC may be used by clinicians to schedule and perform vent checks, which would be completed in the patient's room.

Care Cycle Connect is an application that can be loaded onto an Apple device (iPad) that uses iOS 8.0 or more recent. The application relies on a Bluetooth Class 1 radio connection to a Trilogy ventilator. With the exception of low level communication protocol information (i.e., handshake connection), the Trilogy device does not accept any data, commands, or controls from the CCC Application. The Trilogy device functionality is not changed in any manner by connecting to the CCC Application. The Trilogy device simply sends information to the CCC Application on a periodic basis.

Indications for Use v.

The Care Cycle Connect software application is intended for use with Trilogy Series ventilators by both caregivers and clinicians. The application pairs with the Trilogy device via a Bluetooth connection. The application provides the caregiver remote patient monitoring, and alarm surveillance. Alarm surveillance consists of both an audible tone and a visible alert if an alarm condition exists. The application provides the clinician with the ability to view, collect and store patient ventilator usage data. Care Cycle Connect also provides educational information on ventilator use to both caregivers and clinicians.

It is intended to be used in the home, and hospital/ institutional settings. The Care Cycle connect application is intended to supplement and not replace any part of the current device monitoring procedures.

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While the Indications for Use statement for the Care Cycle Connect Application is not identical to the predicate device, the differences do not alter the intended therapeutic use of the device relative to the predicate. Because the Care Cycle Connect application is intended to be used in the home, in addition to hospital use, testing was completed in accordance with IEC 60601-1-11:2015 Medical Electrical Equipment - Requirements for medical electrical equipment and medical electrical systems used in the home

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healthcare environment. Home use of the Care Cycle Connect application has been evaluated through the Risk Assessment process per ISO 14971. Additionally, Usability validation was performed, per IEC 62366.

Both the subject and predicate devices have the same intended use for providing a secondary display of ventilator data and to provide remote monitoring and alarm surveillance. Alarm functionality of the Care Cycle Connect application was designed in accordance with IEC 60601-1- 8:2006 (Second Edition) + Am.1:2012 Medical Electrical Equipment - General requirements, tests and guidance for alarm systems in medical electrical equipment and medical electrical systems. Both the Care Cycle Connect application and predicate device are intended to supplement and not replace any part of the current device monitoring procedures.

The Care Cycle Connect Application is substantially equivalent when compared to the predicate device.

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Comparison of Technological Characteristics with the Predicate Device VI.

Feature/FunctionPredicate DeviceSubject DeviceComments
Device Name: Bernoulli VentilatorManagement SystemDevice Name: Care Cycle Connect
510(k) Number: K011861510(k) Number: K116411
Manufacturer: Cardiopulmonary Corp.Manufacturer: Respironics
Intended UseThe Bernoulli VMS software isintended to be used on a centralmonitoring station on mechanicallyventilated patients in a hospital orhospital type environment. It is used toprovide a secondary display of theventilator data to the central station,and to provide remote monitoring andalarm surveillance. The Bernoulli VMSis intended to supplement and notreplace any part of the current devicemonitoring procedures.The Care Cycle Connect softwareapplication is intended for use withTrilogy Series ventilators by bothcaregivers and clinicians. Theapplication pairs with the Trilogydevice via a Bluetooth connection.The application provides thecaregiver remote patient monitoring,and alarm surveillance. Alarmsurveillance consists of both anaudible tone and a visible alert if analarm condition exists. Theapplication provides the clinician withthe ability to view, collect and storepatient ventilator usage data. CareCycle Connect also provideseducational information on ventilatoruse to both caregivers and clinicians.It is intended to be used in the home,and hospital/ institutional settings.The Care Cycle connect applicationis intended to supplement and notreplace any part of the currentdevice monitoring proceduresSimilar - Both applications areintended to provide remotemonitoring and alarm surveillance
Feature/FunctionPredicate DeviceSubject DeviceComments
Device Name: Bernoulli VentilatorManagement SystemDevice Name: Care Cycle Connect
510(k) Number: K011861510(k) Number K116411
Manufacturer: Cardiopulmonary Corp.Manufacturer: Respironics
Environment of UseHospital or hospital type environmentHospital and HomeHospital use - Substantially equivalent to K011861Home Use - Care Cycle Connect is intended to be used by Caregivers who are trained and educated to the paired Trilogy Series device
Hardware InstallPlatformApplication Server(wireless router via Hospital Intranet to Central Monitoring Station, Personal computer, personal digital assistants (PDAs)Apple iPad; iPad mini (via Bluetooth direct connection)Similar- Both applications use a mobile platform
User PopulationCliniciansClinicians and CaregiverHospital use - Substantially equivalent to K011861Home Use - Care Cycle Connect is intended to be used by Caregivers who are trained and educated to the paired Trilogy Series device
Regulatory Classification
Regulations868.5895868.5895Substantially equivalent to K011861
Feature/FunctionPredicate DeviceDevice Name: Bernoulli VentilatorManagement System510(k) Number: K011861Manufacturer: Cardiopulmonary Corp.Subject DeviceDevice Name: Care Cycle Connect510(k) Number K116411Manufacturer: RespironicsComments
Product CodeMODMODSubstantially equivalent to K011861
Device Class22Substantially equivalent to K011861
Prescription UseOnlyYesYesSubstantially equivalent to K011861
Viewable Ventilator/Patient Data
Ventilator SettingsYesYesSubstantially equivalent to K011861
Ventilator/PatientWaveformsYesNo for CaregiverYes for ClinicianSubstantially equivalent to K011861
Device LogsYesYesSubstantially equivalent to K011861
AlarmsYesYes, for CaregiverNo for ClinicianSubstantially equivalent to K011861
Application Features
CalendarNoYesAvailability of functionality does notimpact function of paired Trilogyseries ventilator; Optionalfunctionality
Feature/FunctionPredicate DeviceDevice Name: Bernoulli VentilatorManagement System510(k) Number: K0118661Manufacturer: Cardiopulmonary Corp.Subject DeviceDevice Name: Care Cycle Connect510(k) Number: K116411Manufacturer: RespironicsComments
Patient InformationRecordYesYesAvailability of functionality does notimpact function of paired Trilogyseries ventilator; Optionalfunctionality
Note Taking(Journal/Daybook)Unknown; Not identified in 510(K)summary or manufacturer informationavailable via websiteYesAvailability of functionality does notimpact function of paired Trilogyseries ventilator; Optionalfunctionality
EducationalReferenceUnknown; Not identified in 510(K)summary or manufacturer informationavailable via websiteYes (Help Feature)Availability of functionality does notimpact function of paired Trilogyseries ventilator; Optionalfunctionality
Software ApplicationPlatformMicrosoft Internet ExplorerApple iOSSimilar - Both applications usesoftware application platforms;
Hardware InstallPlatformApplication Server(wireless router via Hospital Intranet toCentral Monitoring Station, Personalcomputer, personal digital assistants(PDAs)Apple iPad; iPad mini (via Bluetoothdirect connection)Similar - Both application use amobile device

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Abbreviated 510(k)

Tab 5 – 510(k) Summary

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Tab 5 – 510(k) Summary

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The Care Cycle Connect application has the following similarities to the previously cleared predicate devices:

  • Similar intended use .
  • Similar technological characteristics .

Modification #1 – Expanded user population to include caregivers

The Care Cycle Connect application users include caregivers and clinicians. Caregiver use is in addition to the user populations previously cleared in K011861. Caregivers and clinicians have permissions to only view transferred therapy and alarm data. This data is an exact duplicate of the therapy and alarm data that is displayed on the Trilogy Ventilators, which the caregiver is trained to respond to. Neither caregivers nor clinicians have the ability to change device settings through the Care Cycle Connect application. Both caregiver and clinician uses have been evaluated through Risk Assessment process per ISO 14971and Usability per IEC 62366. Based on this assessment, the Care Cycle Connect application has no features or functions defined as essential performance, i.e. there are no features or functions that, if absent or degraded, would render the Trilogy device as unsuitable for its intended use.

Modification #2 – Expanded environment of use to include the home environment

The Care Cycle Connect Application can be used in both the home and the hospital or institutional settings. Institutional settings were cleared in K011861 (Bernoulli Ventilator Management System) and K083526, K093416, K093905, and K111610 (Trilogy Ventilatory Devices). Trilogy Ventilatory devices are cleared by US FDA under K083526, K093416, K093905, and K111610 for home and hospital use. The Care Cycle Connect application is only available for use with a Trilogy ventilator. The home and hospital use environment is considered the same as the Trilogy ventilators. Home use of the Care Cycle Connect application is in addition to the locations of use previously cleared in K011861. Users in the home (caregivers) and clinicians have

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permission to only view transferred therapy and alarm data (includes prescription information). Neither Caregivers nor Clinicians have the ability to change device settings through Care Cycle Connect. Home use of the Care Cycle Connect application has been evaluated through Risk Assessment process per ISO 14971 and Usability, per IEC 62366.

Modification #3 - Hardware Install Platform

The substantial equivalence section includes all similarities and differences between the Care Cycle Connect Application and the Bernoulli Ventilator Management System.

The indications for use in K011861, state that the Bernoulli software system is used to provide a secondary display of the ventilator data to the central station, and to provide remote monitoring and alarm surveillance. Bernoulli software allows data to be displayed on mobile devices. Optional mobile devices, such as personal digital assistants (PDAs) and laptops, are supported by the Bernoulli software. The mobile device is configured to receive data from a wireless local area network (WLAN) in the hospital setting. The Care Cycle Connect software is installed on a mobile device (IPad) and communicates with only one Trilogy device at time. This communication is enabled via the Bluetooth technology. The Care Cycle Connect application does not pose any increase in risk in comparison to the predicate devices. Cybersecurity was also assessed as part of risk management. In accordance to the newly finalized FDA guidance, "Content of Premarket Submissions for Management of Cybersecurity in Medical Devices" issued on October 2, 2014, a Cybersecurity Hazard Analysis (Security Risk Assessment) was performed. The result of the assessment was that all risks identified have been controlled to acceptable levels.

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The Bernoulli Ventilator Management System is used on a central monitoring station but it can also be used on a personal digital assistant (PDA). Bernoulli's distributed alarm system can be routed to a clinician's PDA for vent alarming capability, similar to that of the Care Cycle Connect Application. The transfer of alarms from the Trilogy to an iPad are considered similar applications. These technological differences do not introduce any new risks. Furthermore, the Care Cycle Connect application is an accessory to the Trilogy ventilator and doesn't alter or manipulate the data in any way. With both the Care Cycle Connect Application as well as the Bernoulli Ventilator Management System, the clinician or caregiver must report back to the ventilator to address the alarm. This further substantiates that the applications' use of an IPAD is substantially equivalent to the predicate use of a PDA.

VII. Performance Data:

Software Verification and Validation Testing

Software verification and validation testing was conducted and documentation was provided as recommended by FDA's Guidance for Industry and FDA Staff, "Guidance for the Content of Premarket Submissions for Software Contained in Medical Devices." This software was considered to have a "moderate" level of concern, since a failure or latent flaw in the software could result in minor harm to the patient.

Non-Clinical Tests

Software verification and validation testing was performed on Care Cycle Connect based on the product requirements. This testing included complete system level testing to verify device pairing and connectivity, clinician and caregiver login, clinician patient information, clinician journal entries, clinician vent check records, caregiver appointment and journal entries, help assistant information and Legibility of Alarm and Information Signals. Additionally, usability testing was completed on Care Cycle Connect application.

The Verification and Validation tests comply with the following standards:

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  • IEC 62304:2006 Medical Device Software Software Life Cycle Processes .
  • IEC 60601-1-6:2010 (Third Edition) + A1:2013 Medical Electrical Equipment -. General requirements for basic safety and essential performance - Usability
  • . IEC 60601-1- 8:2006 (Second Edition) + Am.1:2012 Medical Electrical Equipment - General requirements, tests and guidance for alarm systems in medical electrical equipment and medical electrical systems
  • IEC 60601-1-11:2015 Medical Electrical Equipment Requirements for medical . electrical equipment and medical electrical systems used in the home healthcare environment
  • IEC 62366: 2007 (First Edition) + A1: 2014 Medical Devices Application of . Usability Engineering to Medical Devices

The following quidance documents were used in the design and testing of Care Cycle Connect, where applicable:

  • FDA Guidance for the Content of Premarket Submissions for Software Contained . in Medical Devices (May 11, 2005)
  • Guidance for Industry and Food and Drug Administration Staff Applying Human . Factors and Usability Engineering to Medical Devices (February 3. 2016)
  • FDA Mobile Medical Applications Guidance (September 25, 2013) .
  • Content of Premarket Submissions for Management of Cybersecurity in Medical . Devices (October 2014)
  • Radio Frequency Wireless Technology in Medical Devices Guidance for . Industry and Food and Drug Administration Staff (August 2013)
  • . FDA Guidance Design Considerations for Devices Intended for Home Use (November 24, 2014)

The testing of Care Cycle Connect verified that all product requirements have been met with passing test results. The verification and validation testing demonstrated the substantial equivalence of Care Cycle Connect to the predicates.

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Clinical Tests

Clinical tests were not required to demonstrate the substantial equivalence of Care Cycle Connect. Product functionality has been adequately assessed by non-clinical tests.

VIII. Conclusion

Care Cycle Connect has passed all of the aforementioned non-clinical tests and required no clinical tests in order to demonstrate substantial equivalence to the predicate device. The Care Cycle Connect application does not raise different questions of safety and effectiveness concerns when used as an accessory to the Trilogy family of ventilators. It is therefore concluded that Care Cycle Connect is substantially equivalent to the predicate device Bernoulli Ventilator Management System, Cardiopulmonary Corp. (K011861).

§ 868.5895 Continuous ventilator.

(a)
Identification. A continuous ventilator (respirator) is a device intended to mechanically control or assist patient breathing by delivering a predetermined percentage of oxygen in the breathing gas. Adult, pediatric, and neonatal ventilators are included in this generic type of device.(b)
Classification. Class II (performance standards).