K Number
K152614
Device Name
Xpert Carba-R
Manufacturer
Date Cleared
2016-03-07

(175 days)

Product Code
Regulation Number
866.1640
Reference & Predicate Devices
Predicate For
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The Xpert® Carba-R Assay, performed on the GeneXpert® Instrument Systems, is a qualitative in vitro diagnostic test for the detection and differentiation of the blaKPC, blaNDM, blaVIM, blaOXA-48, and blaIMP gene sequences associated with carbapenem-non-susceptible pure colonies of Enterobacteriaceae, Acinetobacter baumannii, or Pseudomonas aeruginosa grown on blood agar or MacConkey agar. The test utilizes automated real-time polymerase chain reaction (PCR).

A negative Xpert Carba-R Assay result does not preclude the presence of other resistance mechanisms. The Xpert Carba-R Assay should be used in conjunction with other laboratory tests including phenotypic antimicrobial susceptibility testing. The Xpert Carba-R Assay is intended as an aid for infection control in detecting and differentiating genetic markers of resistance to monitor the spread of carbapenem-non-susceptible organisms in healthcare settings. The Xpert Carba-R Assay is not intended to guide or monitor treatment for carbapenem-non-susceptible bacterial infections.

Device Description

The Xpert Carba-R Assay is an automated real-time polymerase chain reaction (PCR) in vitro diagnostic test for qualitative detection of the blaKPC, blaNDM, blaVIM, blaOXA-48, and blaIMP gene sequences from isolates of pure cultures of carbapenem-non-susceptibility gram-negative bacteria. The Xpert Carba-R Assay is intended as an aid for infection control for monitoring the spread of carbapenem-non-susceptible organisms in healthcare settings.

The Xpert Carba-R Assay is performed on the Cepheid GeneXpert® Instrument Systems (GeneXpert Dx, GeneXpert Infinity-48, GeneXpert Infinity-48s, and GeneXpert Infinity-80 systems). The GeneXpert Instrument System platform automates sample preparation, amplification and real-time detection.

The GeneXpert Instrument Systems require the use of single-use, disposable cartridges (the Xpert Carba-R cartridges) that hold the PCR reagents and host the PCR process. Because the cartridges are self-contained and specimens never come into contact with working parts of the instrument modules, cross-contamination between samples is minimized.

The Xpert Carba-R Assay cartridges contain reagents for the detection of blaKPC, blaNDM, blaVIM, blaOXA-48, and blaIMP gene sequences. A Sample Processing Control (SPC) and a Probe Check Control (PCC) are controls utilized by the GeneXpert Instrument System platform. The SPC is present to control for adequate processing of the target bacteria and to monitor the presence of inhibitors in the real-time PCR reaction to reduce the possibility of false negative results. The PCC verifies reagent rehydration, real-time PCR tube filling in the cartridge, probe integrity, and dye stability.

The single-use, multi-chambered fluidic cartridges are designed to complete sample preparation and real-time PCR for the detection of the blaKPC, blaNDM, blaVIM, blaOXA-48, and blaIMP gene sequences from isolates of pure cultures of carbapenem-nonsusceptibility gram-negative bacteria in approximately 50 minutes. The GeneXpert Instrument Systems, comprised of the GeneXpert Dx Systems and the GeneXpert Infinity Systems, have 1 to 80 randomly accessible modules, depending upon the instrument, that are each capable of performing separate sample processing and real-time PCR and RT-PCR tests. Each module contains a syringe drive for dispensing fluids (i.e., the syringe drive activates the plunger that works in concert with the rotary valve in the cartridge to move fluids between chambers), an ultrasonic horn for lysing cells or spores, and a proprietary I-CORE® thermocycler for performing real-time PCR and RT-PCR and detection.

The bacterial isolates from culture are placed into a sample reagent. The sample is transferred to the sample chamber of the disposable fluidic cartridge (the Xpert Carba-R cartridge). The user initiates a test from the system user interface and places the cartridge into the GeneXpert instrument platform, which performs hands-off real-time, multiplex PCR for detection of the blaKPC, blaNDM, blaVIM, blaOXA-48, and blaIMP gene sequences. The results are automatically generated at the end of the process in a report that can be viewed and printed.

AI/ML Overview

Here's a summary of the acceptance criteria and study findings for the Xpert Carba-R Assay, based on the provided document:

1. Table of Acceptance Criteria and Reported Device Performance

The document does not explicitly state pre-defined acceptance criteria (e.g., "Sensitivity must be >90%"). Instead, it presents the results of the clinical study as evidence of the device's performance. For clarity, I will interpret the observed performance as the de facto acceptance criteria demonstrated by the study.

Metric (Target)Acceptance Criteria (from study results)Reported Device Performance (Blood Agar)Reported Device Performance (MacConkey Agar)
Overall Sensitivity (per isolate)100.0% (interpreted from 99.0-100% CI)100.0% (95% CI: 99.0-100)100% (95% CI: 99.0-100)
Overall Specificity (per isolate)98.1% (interpreted from 93.2-99.5% CI)98.1% (95% CI: 93.2-99.5)97.1% (95% CI: 91.8-99.0)
IMP Sensitivity (per target)100% (interpreted from 91.2-100% CI)100% (95% CI: 91.2-100)100% (95% CI: 91.2-100)
IMP Specificity (per target)99.8% (interpreted from 98.7-100% CI)99.8% (95% CI: 98.7-100)99.8% (95% CI: 98.7-100)
VIM Sensitivity (per target)100% (interpreted from 95.5-100% CI)100% (95% CI: 95.5-100)100% (95% CI: 95.5-100)
VIM Specificity (per target)99.7% (interpreted from 98.5-100% CI)99.7% (95% CI: 98.5-100)99.7% (95% CI: 98.5-100)
NDM Sensitivity (per target)100% (interpreted from 95.3-100% CI)100% (95% CI: 95.3-100)100% (95% CI: 95.3-100)
NDM Specificity (per target)100% (interpreted from 99.0-100% CI)100% (95% CI: 99.0-100)99.7% (95% CI: 98.6-100)
KPC Sensitivity (per target)100% (interpreted from 95.6-100% CI)100% (95% CI: 95.6-100)100% (95% CI: 95.6-100)
KPC Specificity (per target)99.7% (interpreted from 98.5-100% CI)99.7% (95% CI: 98.5-100)100% (95% CI: 99.0-100)
OXA-48 Sensitivity (per target)100% (interpreted from 95.9-100% CI)100% (95% CI: 95.9-100)100% (95% CI: 95.9-100)
OXA-48 Specificity (per target)100% (interpreted from 99.0-100% CI)100% (95% CI: 99.0-100)100% (95% CI: 99.0-100)
Analytical Specificity (Cross-reactivity)100% against non-target organisms100%100%
Valid Reporting Rate100% (interpreted from 934/934)100% (934/934)100% (934/934)
Reproducibility (Total Agreement by Sample)Generally >98-100%Ranges from 98.6% to 100% depending on the specific target/sample.Ranges from 98.6% to 100% depending on the specific target/sample.

2. Sample Size Used for the Test Set and Data Provenance

  • Sample Size (Clinical Study Test Set): A total of 467 eligible isolates were included in the final dataset for clinical performance analysis. These consisted of 410 clinical stock isolates and 57 fresh isolates.
  • Data Provenance: The isolates were sourced from a multi-site investigational study. The document does not specify the country of origin of the data, but the context of an FDA submission suggests it could be primarily US-based or from international sites participating in studies for FDA clearance. The study used both retrospective (clinical stock isolates) and prospective (fresh isolates) data.

3. Number of Experts Used to Establish the Ground Truth for the Test Set and the Qualifications of Those Experts

The document does not explicitly state the "number of experts" or their specific "qualifications" for establishing ground truth. Instead, the ground truth for the clinical study was established by reference bi-directional sequencing of the amplified DNA target, which is a highly standardized and objective molecular method. For discordant results, discrepant testing was performed using the same bi-directional sequencing method. This means the "ground truth" relies on robust analytical methods rather than subjective expert consensus.

4. Adjudication Method for the Test Set

The document describes the following adjudication method:

  • For isolates with discordant results between the Xpert Carba-R Assay and initial reference sequencing (performed locally), discrepant testing was performed using bi-directional sequencing on isolates from MacConkey agar plates, and the results are footnoted in the performance tables.
  • For the initial reference sequencing, if "no bands were shown on the Bioanalyzer for any of the five target genes," the isolate was "not sent for sequence analysis and the reference method result was considered negative for the five target genes." If bands were shown, the amplicon was sent to an independent laboratory for reference bi-directional sequencing analysis.

This implies a hierarchical adjudication where the primary reference method is bi-directional sequencing, with a secondary review/confirmation using the same method for discordant results.

5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done, If So, What Was the Effect Size of How Much Human Readers Improve with AI vs. Without AI Assistance

This question is not applicable to this device. The Xpert Carba-R Assay is an automated in vitro diagnostic test for detecting genetic sequences. It is a standalone algorithm (molecular assay) that provides a qualitative result (DETECTED/NOT DETECTED) and does not involve human readers interpreting images or data that an AI might assist with. Therefore, an MRMC comparative effectiveness study involving human readers and AI assistance was not performed.

6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) Was Done

Yes, a standalone study was done. The entire clinical performance evaluation described compares the Xpert Carba-R Assay's automated results directly against the reference standard (bi-directional sequencing). The device itself is designed for "hands-off real-time, multiplex PCR" with "results automatically generated." This inherently means its performance was evaluated as a standalone algorithm without human intervention in the result generation or interpretation phase beyond the initial sample preparation.

7. The Type of Ground Truth Used (Expert Consensus, Pathology, Outcomes Data, etc.)

The primary type of ground truth used for the clinical performance study was molecular reference sequencing (bi-directional DNA sequencing) of the amplified DNA target. This is a highly objective and analytical method to determine the presence or absence of the target gene sequences.

8. The Sample Size for the Training Set

The document does not explicitly describe a separate "training set" for an algorithm in the way machine learning algorithms typically use them. This is a molecular diagnostic assay, not an AI/machine learning model. The initial development and optimization of the assay would have involved various analytical studies (e.g., analytical reactivity, analytical specificity, limit of detection, etc.) using numerous characterized strains, but these are not typically referred to as a "training set" in the context of molecular assays as they are for AI algorithms. The "Analytical Reactivity (Inclusivity)" study used a panel of 71 well-characterized bacterial strains.

9. How the Ground Truth for the Training Set Was Established

As noted above, a traditional "training set" in the AI sense is not applicable here. For the analytical studies and assay development:

  • Analytical Reactivity (Inclusivity): The ground truth for the 71 bacterial strains tested was established by their "well-characterized" nature and "variant information," likely through prior molecular characterization (e.g., sequencing) to confirm the presence and type of resistance markers.
  • Analytical Specificity (Cross-reactivity): The ground truth for the 62 non-target bacterial strains and 24 commensal/enteric microorganisms was established by "Confirmed Resistance Mechanisms" (determined by individual PCR assays, DNA sequence analysis, or Check-Points array version CT102) or their known carbapenem susceptibility/resistance profiles.

These methods ensure the accurate molecular identification of the strains used in the analytical performance evaluations during the assay's development and validation.

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Food and Drug Administration 10903 New Hampshire Avenue Document Control Center - WO66-G609 Silver Spring, MD 20993-0002

March 7, 2016

CEPHEID JIM KELLY, Ph.D. EXECUTIVE DIRECTOR, REGULATORY AFFAIRS 904 CARIBBEAN DRIVE SUNNYVALE CA 94089-1189

Re: K152614

Trade/Device Name: Xpert® Carba-R Regulation Number: 21 CFR 866.1640 Regulation Name: Antimicrobial susceptibility test powder Regulatory Class: II Product Code: PMY, OOI Dated: February 5, 2016 Received: February 8, 2016

Dear Dr. Kelly:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food. Drug. and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21. Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Parts 801 and 809); medical device reporting (reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

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If you desire specific advice for your device on our labeling regulations (21 CFR Parts 801 and 809), please contact the Division of Industry and Consumer Education at its toll-free number (800) 638 2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/Resourcesfor You/Industry/default.htm. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm.

Sincerely yours,

Ribhi Shawar -S

For Uwe Scherf, M.Sc., Ph.D. Director Division of Microbiology Devices Office of In Vitro Diagnostics and Radiological Health Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known)

K152614

Device Name

Xpert Carba-R

Indications for Use (Describe)

The Xpert® Carba-R Assay, performed on the GeneXpert® Instrument Systems, is a qualitative in vitro diagnostic test for the detection and differentiation of the blaχρι, blaკγι blaკγൂ and blânup gene sequences associated with carbapenem-non-susceptible pure colonies of Enterobacteriaceae, Acinetobacter baumannii, or Pseudomonas aeruginosa grown on blood agar or MacConkey agar. The test utilizes automated real-time polymerase chain reaction (PCR).

A negative Xpert Carba-R Assay result does not presence of other resistance mechanisms. The Xpert Carba-R Assay should be used in conjunction with other laboratory tests including phenotypic antimicrobial susceptibility testing. The Xpert Carba-R Assay is intended as an aid for infection control in detecting and differentiating genetic markers of resistance to monitor the spread of carbapenem-non-susceptible organisms in healthcare settings. The Xpert Carba-R Assay is not intended to quide or monitor treatment for carbapenem-non-susceptible bacterial infections.

Type of Use (Select one or both, as applicable)
Prescription Use (Part 21 CFR 801 Subpart D) Over-The-Counter Use (21 CFR 801 Subpart C)

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510(k) Summary

As required by 21 CFR Section 807.92(c).

Submitted by:Cepheid904 Caribbean DriveSunnyvale, CA 90489Phone number: (847) 228-3299Fax number: (847) 890-6589
Contact:Scott A. Campbell, PhD, MBA
Date of Preparation:March 2, 2016
Device:
510(k) Number:K152614
Trade name:Xpert® Carba-R
Common name:Xpert Carba-R Assay
Type of Test:Qualitative nucleic acid amplification test of the blaKPC, blaNDM,blaVIM, blaOXA-48, and blaIMP gene sequences from isolates ofpure cultures of carbapenem-non-susceptibility gram-negativebacteria
Classification:II
Regulation number866.1640
Classification name:Product code:Antimicrobial susceptibility test powderPMY, OOI
ClassificationAdvisory PanelMicrobiology (83)
Prescription UseYes
Predicate DeviceAssay:Cepheid Xpert® vanA[510(k) #K092953]

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Device Description:

The Xpert Carba-R Assay is an automated real-time polymerase chain reaction (PCR) in vitro diagnostic test for qualitative detection of the blaker, blaym, blaym, blagxa-a8, and blang gene sequences from isolates of pure cultures of carbapenem-non-susceptibility gram-negative bacteria. The Xpert Carba-R Assay is intended as an aid for infection control for monitoring the spread of carbapenem-non-susceptible organisms in healthcare settings.

The Xpert Carba-R Assay is performed on the Cepheid GeneXpert® Instrument Systems (GeneXpert Dx, GeneXpert Infinity-48, GeneXpert Infinity-48s, and GeneXpert Infinity-80 systems). The GeneXpert Instrument System platform automates sample preparation, amplification and real-time detection.

The GeneXpert Instrument Systems require the use of single-use, disposable cartridges (the Xpert Carba-R cartridges) that hold the PCR reagents and host the PCR process. Because the cartridges are self-contained and specimens never come into contact with working parts of the instrument modules, cross-contamination between samples is minimized.

The Xpert Carba-R Assay cartridges contain reagents for the detection of blaker, blayDM. blaym, blaoxa-as, and blansp gene sequences. A Sample Processing Control (SPC) and a Probe Check Control (PCC) are controls utilized by the GeneXpert Instrument System platform. The SPC is present to control for adequate processing of the target bacteria and to monitor the presence of inhibitors in the real-time PCR reaction to reduce the possibility of false negative results. The PCC verifies reagent rehydration, real-time PCR tube filling in the cartridge, probe integrity, and dye stability.

The single-use, multi-chambered fluidic cartridges are designed to complete sample preparation and real-time PCR for the detection of the blakpc, blaNDM, blaviM, blaoxA-48, and blamp gene sequences from isolates of pure cultures of carbapenem-nonsusceptibility gram-negative bacteria in approximately 50 minutes. The GeneXpert Instrument Systems, comprised of the GeneXpert Dx Systems and the GeneXpert Infinity Systems, have 1 to 80 randomly accessible modules, depending upon the instrument, that are each capable of performing separate sample processing and real-time PCR and RT-PCR tests. Each module contains a svringe drive for dispensing fluids (i.e., the syringe drive activates the plunger that works in concert with the rotary valve in the cartridge to move fluids between chambers), an ultrasonic horn for lysing cells or spores, and a proprietary I-CORE® thermocycler for performing real-time PCR and RT-PCR and detection.

The bacterial isolates from culture are placed into a sample reagent. The sample is transferred to the sample chamber of the disposable fluidic cartridge (the Xpert Carba-R cartridge). The user initiates a test from the system user interface and places the cartridge into the GeneXpert instrument platform, which performs hands-off real-time, multiplex PCR for detection of the blaker, bland, blaym, blagx,-48, and blange gene sequences. The results are automatically generated at the end of the process in a report that can be viewed and printed.

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Device Intended Use:

The Xpert® Carba-R Assay, performed on the GeneXpert® Instrument Systems, is a qualitative in vitro diagnostic test for the detection and differentiation of the blakpor blands blayms blacks and bland gene sequences associated with carbapenem-nonsusceptible pure colonies of Enterobacteriaceae, Acinetobacter baumannii, or Pseudomonas aeruginosa grown on blood agar or MacConkey agar. The test utilizes automated real-time polymerase chain reaction (PCR).

A negative Xpert Carba-R Assay result does not preclude the presence of other resistance mechanisms. The Xpert Carba-R Assay should be used in conjunction with other laboratory tests including phenotypic antimicrobial susceptibility testing. The Xpert Carba-R Assay is intended as an aid for infection control in detecting and differentiating genetic markers of resistance to monitor the spread of carbapenem-nonsusceptible organisms in healthcare settings. The Xpert Carba-R Assay is not intended to guide or monitor treatment for carbapenem-non-susceptible bacterial infections.

Substantial Equivalence:

The Cepheid Xpert Carba-R Assay is substantially equivalent to the Xpert® vanA, 510(k) #K092953. The Xpert Carba-R Assay and the Xpert vanA Assay both detect target gene sequences from antibiotic-resistant bacteria and use real-time PCR amplification and fluorogenic target-specific hybridization detection. The performance of the Xpert Carba-R Assay was determined in a multi-site clinical study in which the performance of the Xpert Carba-R Assay was evaluated relative to reference DNA sequence analysis. The results of the study demonstrated that the performance of the Xpert Carba-R Assay is substantially equivalent to the predicate device.

Table 5-1 shows the similarities and differences between the Xpert Carba-R Assay and the predicate device.

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Similarities
ItemDevicePredicate Device
Cepheid Xpert Carba-R AssayCepheid Xpert vanA AssayK092953
General IntendedUseThe Xpert® Carba-R Assay,performed on the GeneXpert®Instrument Systems, is aqualitative in vitro diagnostictest for the detection anddifferentiation of the bla KPC,bla NDM, bla VIM, bla OXA-48, andbla IMP gene sequencesassociated with carbapenem-non-susceptible pure colonies ofEnterobacteriaceae ,Acinetobacter baumannii , orPseudomonas aeruginosagrown on blood agar orMacConkey agar. The testutilizes automated real-timepolymerase chain reaction(PCR) .A negative Xpert Carba-RAssay result does not precludethe presence of other resistancemechanisms. The Xpert®Carba-R Assay should be usedin conjunction with otherlaboratory tests includingphenotypic antimicrobialsusceptibility testing. The XpertCarba-R Assay is intended asan aid for infection control indetecting and differentiatinggenetic markers of resistanceto monitor the spread ofcarbapenem-non-susceptibleorganisms in healthcaresettings. The Xpert Carba-RAssay is not intended to guideor monitor treatment forcarbapenem-non-susceptiblebacterial infections.The Cepheid Xpert® vanA Assayperformed in the GeneXpert® DxSystem is a qualitative in vitrodiagnostic test designed for rapiddetection of the vanA genesequence associated withvancomycin resistance inbacteria obtained from rectalswab specimens from patients atrisk for intestinal colonizationwith vancomycin-resistantbacteria . The test utilizesautomated real-timepolymerase chain reaction(PCR) to detect the vanA genethat is frequently associated withvancomycin-resistant enterococci(VRE). The Xpert vanA Assay isintended to aid in the recognition,prevention, and control ofvancomycin resistant organismsthat colonize patients inhealthcare settings. The XpertvanA Assay is not intended todiagnose infections caused byvancomycin-resistant bacterianor to guide or monitor treatmentfor vancomycin-resistantbacterial infections. Concomitantcultures are necessary to recoverorganisms for confirmatoryidentification of vancomycin-resistant bacteria, antimicrobialsusceptibility testing, and forepidemiological typing.
Similarities
ItemDevicePredicate Device
Cepheid Xpert Carba-R AssayCepheid Xpert vanA AssayK092953
Type of testSameQualitative
TechnologicalPrinciplesSameFully-automated nucleic acidamplification (DNA); real-timePCR
Test CartridgeSameDisposable single-use, multi-chambered fluidic cartridge
ProbesSameTaqMan® Probes
ControlsSameInternal sample processingcontrol (SPC) and probecheck control (PCC)External controls available
InstrumentSystemGeneXpert Instrument System(includes GeneXpert Dx,Infinity-48, Infinity-48s, andInfinity-80)GeneXpert Dx
Time to obtaintest resultsApproximately 50 minutes toresultsApproximately 45 minutes toresults
Interpretation oftest resultsDiagnostic software of theGeneXpert Instrument SystemDiagnostic software of theGeneXpert Dx
Laboratory UsersOperators in CLIA Moderate orHigh Complexity labsOperators in CLIA Moderate orHigh Complexity labs
Differences
ItemNew DevicePredicate Device
Cepheid Xpert Carba-R AssayCepheid Xpert vanA AssayK092953
Sample TypeBacterial isolates from cultureRectal swabs
Assay TargetsDetects blaKPC, blaNDM, blaVIM,blaOXA-48, and blaIMP genesequencesDetects gene sequences for thevanA encoded resistance tovancomycin/teicoplanin
Similarities
ItemDevicePredicate Device
Cepheid Xpert Carba-R AssayCepheid Xpert vanA AssayK092953
InstrumentSystemGeneXpert Instrument System(includes GeneXpert Dx,Infinity-48, Infinity-48s, andInfinity-80)GeneXpert Dx

Table 5-1: Comparison of Similarities and Differences of the

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The Xpert Carba-R Assay has the same general intended use as the predicate device and has the same technological characteristics as the predicate device. The differences between the Xpert Carba-R Assay and the predicate device do not raise questions of safety and effectiveness. The clinical study demonstrates that the Xpert Carba-R Assay is acceptable for its intended use with inexperienced laboratory users and is substantially equivalent to the predicate device described above.

Non-Clinical Studies:

Analytical Reactivity (Inclusivity)

The analytical sensitivity of the Xpert Carba-R Assay was evaluated by testing a panel of 71 samples consisting of 11 blakec (KPC), 13 blandy (NDM), 11 blavm (VIM), 8 blaoxa-48 (OXA-48), 5 blaNDM/OXA-181 (NDM/OXA-181), 5 blaoxA-181 (OXA-181), 17 blann (IMP), and one blakecym (KPC/VIM) well-characterized bacterial strains (Table 5-2). Organisms were tested in replicates of four that were prepared by diluting 10 µL of 0.5 McFarland cell suspension for each bacterial strain in 5 mL of Xpert Carba-R Sample Reagent. Testing was performed using both blood agar and MacConkey plates. Xpert Carba-R Assay target genes were detected in 68 of 71 bacterial strains from both plates (Table 5-2). Xpert Carba-R Assay target DNA sequences were not detected in three bacterial strains as shown in Table 5-2. In one of the three bacterial strains, the IMP-13 gene was not detected by the assay, although it was predicted to be detected by in silico analysis. In two of the three bacterial strains, theIMP-7 and IMP-14 genes that were not detected by the assay were also not predicted to be detected by in silico analysis. See the Limitations section in the package insert.

The variants detected, and predictions for detecting other subtypes of each resistance gene based on in silico analysis, are presented in Table 5-3.

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Strain IDOrganismResistance Markerwith variantinformation
NCTC 13438Klebsiella pneumoniaeKPC-3
31551Klebsiella pneumoniaeKPC-4
ATCC BAA-1705Klebsiella pneumoniaeKPC-2
CFVLEnterobacter cloacaeKPC-2
KBM18Enterobacter aerogenesKPC-2
COLEscherichia coliKPC-2
BM9Klebsiella pneumoniaeKPC-3
CGNCSerratia marcescensKPC-2
PA3Pseudomonas aeruginosaKPC-2
COLPseudomonas aeruginosaKPC-2
GR-04/KP-69Klebsiella pneumoniaeKPC-2, VIM
164-3Klebsiella oxytocaKPC
NCTC 13437Pseudomonas aeruginosaVIM-10
NCTC 13439Klebsiella pneumoniaeVIM-1
NCTC 13440Klebsiella pneumoniaeVIM-1
758Pseudomonas aeruginosaVIM
N/AKlebsiella pneumoniaeVIM
N/APseudomonas aeruginosaVIM
Col 1Pseudomonas aeruginosaVIM-2
BM19Serratia marcescensVIM-2
KOW7Escherichia coliVIM-4
DIHKlebsiella pneumoniaeVIM-19
MSH2014-3Enterobacter cloacaeVIM
NCTC 13443Klebsiella pneumoniaeNDM-1
ATCC BAA-2146Klebsiella pneumoniaeNDM-1
34262Klebsiella pneumoniaeNDM
GENAcinetobacter baumanniiNDM-1
3047Enterobacter cloacaeNDM-1
7892Proteus mirabilisNDM-1
CANSalmonella spp.NDM-1
EGYAcinetobacter baumanniiNDM-2
I5Escherichia coliNDM-4
405Escherichia coliNDM-5
CF-ABECitrobacter freundiiNDM
73999Pseudomonas aeruginosaNDM
39365Providencia rettgeriNDM-1

Table 5-2: Analytical Reactivity of the Xpert Carba-R Assay

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Strain IDOrganismResistance Marker with variant information
NCTC 13442Klebsiella pneumoniaeOXA-48
OM11Klebsiella pneumoniaeOXA-48
501Enterobacter cloacaeOXA-48
DUWKlebsiella pneumoniaeOXA-48
OM22Escherichia coliOXA-48
BOUEnterobacter cloacaeOXA-48
TUREnterobacter cloacaeOXA-48
11670Escherichia coliOXA-48
MSH2014-64Klebsiella pneumoniaeOXA-181
MSH2014-72Escherichia coliOXA-181
B108AKlebsiella pneumoniaeNDM, OXA-181
C10192-DISCSEnterobacter aerogenesNDM, OXA-181
KP-OMA3Klebsiella pneumoniaeNDM-1, OXA-181
166643Klebsiella pneumoniaeOXA-181
42194Klebsiella pneumoniaeOXA-181
1300920Klebsiella pneumoniaeNDM, OXA-181
MSH2014-69Klebsiella pneumoniaeNDM, OXA-181
74Escherichia coliOXA-181
NCTC 13476Escherichia coliIMP-1
695Acinetobacter baumanniiIMP-1
2340Enterobacter cloacaeIMP-1
IMPBMIKlebsiella pneumoniaeIMP-1
6852Klebsiella pneumoniaeIMP-1
Yonsei_1Acinetobacter baumanniiIMP-1
Yonsei_2Acinetobacter baumanniiIMP-1
70450-1Pseudomonas aeruginosaIMP-1
3994PseudomonasIMP-10
MKAMPseudomonas aeruginosaIMP-1
5344Pseudomonas aeruginosaIMP-2
G029Salmonella sppIMP-4
3985Pseudomonas aeruginosaIMP-11
4032Pseudomonas aeruginosaIMP-6
3424Pseudomonas aeruginosaIMP-7 a,b
32443Klebsiella pneumoniaeIMP-13 a
92Pseudomonas aeruginosaIMP-14 a, b

a. Not detected by Xpert Carba-R (see Limitations in package insert).

b. IMP-7 and IMP-14 genes were not detected by the assay and were not predicted to be
detected by in silico analysis (see Limitations in package insert).

{11}------------------------------------------------

MarkerWet testingNot tested but predicted tobe detected based on
(or TraditionalSubgroup)No. ofSamplesType(s)DetectedType(s) notDetectedin silico analysis
KPC12KPC-2, 3, 4--KPC-5, 6, 7, 8, 9, 10, 11, 12,13, 14, 15, 16
NDM18NDM-1, 2, 4,5--NDM-3, 6, 7, 8, 9
VIM12VIM-1, 2, 4,10, 19--VIM-5, 6, 7, 8, 9, 11, 12, 13,14, 15, 16, 17, 18, 20, 23, 24,25, 26, 27, 28, 29, 30, 31, 32,33, 34, 35, 36, 37, 38
OXA-4818OXA-48,181(OXA-48variant)--OXA-162, 163, 204, 232, 244,245, 247
IMP17IMP-1 (9strains), IMP-2, 4, 6, 10, 11IMP-7a,13b, 14aIMP-3, 8, 9, 13b, 19, 20, 21,22, 24, 25, 27, 28, 30, 31, 33,37, 40, 42

Table 5-3: Summary of Variants Detected by Wet Testing or Predicted to be Detected Based on In Silico Analysis

a. IMP-7 and IMP-14 genes (Pseudomonas aeruginosa) were not detected by the assay and were not predicted to be detected by in silico analysis (see Limitations in package insert).

b. IMP-13 gene (Klebsiella pneumoniae): although predicted to be detected by in silico analysis, the IMP-13 gene was not detected by the assay (see Limitations in package insert).

Analytical Specificity (Cross-reactivity)

The analytical specificity of the Xpert Carba-R Assay was evaluated by testing a panel of 62 well-characterized bacterial strains of carbapenem-susceptible bacteria or bacteria with carbapenem non-susceptibility due to genes or mechanisms other than the Xpert Carba-R target genes (Table 5-4 and Table 5-5). Twenty-four commensal bacterial strains and other enteric microorganisms were also evaluated in the study (Table 5-6). Resistance mechanisms were determined by individual PCR assays, DNA sequence analysis, or Check-Points array version CT102.

Organisms were grown aerobically on blood agar and MacConkey agar plates or chocolate agar plates. Two cell suspensions equivalent to a 0.5 McFarland cell suspension were prepared from isolated colonies on each type of agar plate. Each organism was tested a total of four times (two replicates from each of two 0.5 McFarland cell suspensions per organism) from each plate.

{12}------------------------------------------------

The Xpert Carba-R Assay did not cross react with any of the organisms tested (Table 5-5, and Table 5-6). The analytical specificity of the assay was 100%.

ErtapenemImipenemMeropenem
Susceptible193024
Intermediate084
Resistant432434

Table 5-4: Number of Carbapenem-susceptible and Non-susceptible Organisms for each Antibiotic

OrganismStrain IDConfirmed ResistanceMechanismsCarbapenemsusceptibility (S/I/R)a
ETPaIMPaMEMa
Escherichia coliNCTC 13441CTX-M (15)SSS
Klebsiella pneumoniaeNCTC 13465CTX-M (25)SSS
Enterobacter cloacaeClinical isolateOmpC/OmpF deficientRRR
Citrobacter freundiiClinical isolateTEM (WT+164S)SSS
Enterobacter cloacaeClinical isolateAmpC (ACT/MIR)RRR
Klebsiella pneumoniaekpn5CTX-M-2RSR
Klebsiella pneumoniaekpn12TEM; SHV; CTX-MRRR
Escherichia colieco1TEM; CTX-M-2RRR
Escherichia coliClinical isolateCTX-M (2); TEMRSS
Enterobacter cloacaeClinical isolateCTX-M (2); TEMRRR
Serratia marcescensClinical isolateCTX-M (2); TEMSSS
Morganella morganiifer29CTX-M (2); TEMSRS
Proteus mirabilisgut25CTX-M (2); TEMSRS
Salmonella spp.Clinical isolateCTX-M (2); TEMSSS
Shigella flexneriiClinical isolateCTX-M (2); TEMSSS
Enterobacter cloacaePA_3AmpC; CTX-M-15; TEMSSS
Klebsiella pneumoniaeClinical isolateSHVSSS
Klebsiella pneumoniaeClinical isolateCTX-M (1, -type 15like); SHVSSS
Klebsiella pneumoniae32598CTX-M (-1, -type 15like); SHV; TEMRIR
Klebsiella pneumoniae33560CTX-M (15); SHV-11;TEM-1SSS
OrganismStrain IDConfirmed ResistanceMechanismsCarbapenemsusceptibility (S/I/R)a
ETPaIMPaMEMa
Klebsiella pneumoniae33603SHV-2RIR
Klebsiella pneumoniaeClinical isolateSHV-27SSS
Klebsiella pneumoniaeClinical isolateSHV (-5, -55); TEMSSS
Klebsiella pneumoniae34430SHV; TEM; CTX-M-15SSS
Klebsiella pneumoniae34680TEM; CTX-M-2RSR
Klebsiella pneumoniae34732CTX-M (15); SHV; TEMRSS
Enterobacter cloacaePA_174GX-/Culture+; SHV; TEMSSS
Enterobacter aerogenesClinical isolateSHV (WT+238S+240K)RSR
Enterobacter aerogenesSTU 669SHV (WT+238S+240K)RRR
Escherichia coliC3015AmpC (CMY II); TEMRRR
Enterobacter aerogenesRI_100AmpC (DHA); SHVRRR
Klebsiella pneumoniaeB4ASHV (WT + 238S +240K)RRR
Klebsiella pneumoniaeB13ASHV (WT + 238S +240K)RSS
Enterobacter cloacaeRI_474AmpC (ACT/MIR)RII
Enterobacter amnigenusB71AmpC (ACT/MIR)RRR
Klebsiella pneumoniaeDD82ASHV (WT + 238S + 240K)RSR
Klebsiella pneumoniaeB100CTX-M (-1, type-15 like); SHV (WT+238S); TEMRSR
Enterobacter cloacae135BTEMSSS
Klebsiella pneumoniaeB157SHV; TEMRRR
Escherichia coliT2914280CTX-M (-1, -15); TEMRSR
Providencia stuartiiDD188TEM (104K + 164S)RII
Enterobacter cloacaeDD189AmpC (ACT/MIR)RSS
Escherichia coliB198BCTX-M (-1, type -15 like); TEMRSR
Klebsiella pneumoniaeT3019989-1CTX-M (-1, type-15 like); SHVRIR
Klebsiella pneumoniaeT3019989-2CTX-M (-1, type-15 like); SHVRSR
Enterobacter cloacaeENC-THAI14VEB-1, TEMSSS
Escherichia coliCB154006CTX-M (9); TEMRII
Enterobacter cloacaeS35766AmpC(ACT/MIR)SSS
Enterobacter cloacaeX1856910AmpC (ACT/MIR); TEMRII
OrganismStrain IDConfirmed ResistanceCarbapenemsusceptibility (S/I/R)ª
MechanismsETPaIMPaMEMª
Klebsiella pneumoniaeW3758164CTX-M (-1, -15 like);SHV; TEM.RIR
Klebsiella pneumoniaeX2135758CTX-M (-1, -15 like);SHVRSS
Klebsiella pneumoniaeW3809535CTX-M (-1, -15 like);SHVRRR
Pseudomonas aeruginosaCDC0064SPMRRR
Serratia marcescensCDC0099SMERRR
Serratia marcescensCDC0121SMERRR
Serratia marcescensCDC0122SMERRR
Serratia marcescensCDC0123SMERRR
Serratia marcescensCDC0124SMERRR
Serratia marcescensCDC0130SMERRR
Serratia marcescensCDC0131SMERRR
Enterobacter cloacaegroupCDC0132IMIRRR
Enterobacter cloacaecomplexCDC0164IMIRRR

Table 5-5: Cross-Reactivity Panel

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{14}------------------------------------------------

S/I/R = Susceptible/Intermediate/Resistant, ETP = Ertapenem, IMP = Imipenem, MEM = Meropenem a.

OrganismStrain ID
Escherichia coliATCC 25922
Enterococcus faecalisATCC 29212
Klebsiella pneumoniaeATCC 700603
Escherichia coliATCC 35218
Staphylococcus aureusATCC 25923
Pseudomonas aeruginosaATCC 27853
Enterobacter cloacaeATCC 700621
Enterococcus faeciumATCC 9756
Klebsiella oxytocaATCC 13182
Acinetobacter baumanniiATCC BAA-747
Citrobacter freundiiATCC 33128
Morganella morganiiATCC 49948
Stenotrophomonas maltophiliaATCC 51331
Citrobacter koseriATCC 27028
Providencia stuartiiATCC 49809
Streptococcus agalactiaeCCUG 29780 / ATCC12401

{15}------------------------------------------------

OrganismStrain ID
Enterobacter aerogenesATCC 51697
Proteus mirabilisATCC 43071
Acinetobacter spp.CCUG 34787
Citrobacter freundiiCCUG 418
Corynebacterium diphtheriaeCCUG 33629
Helicobacter pyloriCCUG 17874
Listeria monocytogenesCCUG 33548
Providencia alcalifaciensCCUG 6325

Carry-Over Contamination

A study was conducted to demonstrate that single-use, self-contained GeneXpert cartridges prevent carry-over contamination in negative samples run following very high positive samples. The study consisted of a negative sample processed in the same GeneXpert module immediately following a very high positive sample. The high positive sample is composed of inactivated E. coli cells containing a plasmid with an insert consisting of a synthetic oligonucleotide of the amplicon sequences from the five Xpert Carba-R target analyte genes (KPC, NDM, VIM, IMP and OXA-48 targets). Positive cells were diluted in Sample Reagent to a concentration of 1 x 100 CFU/mL. The testing scheme was repeated 50 times on two GeneXpert modules for a total of 102 tests (25 high positive samples per module and 26 negative samples per module). All 50 positive samples correctly reported all Xpert Carba-R targets as DETECTED. All 52 negative samples correctly reported all Xpert Carba-R targets as NOT DETECTED.

Clinical Studies

Clinical Performance

Performance characteristics of the Xpert Carba-R Assay with bacterial isolates were determined in a multi-site investigational study by comparing the Xpert Carba-R Assay to reference bi-directionalsequencing of the amplified DNA target. Study sampless included bacterial isolates grown from both blood agar and MacConkey agar.

To be included in the study, isolates must have been previously identified as Enterobacteriaceae, Pseudomonas aeruginosa, or Acinetobacter baumannii. For determination of sensitivity, isolates must have been either intermediate or resistant to meropenem, ertapenem and/or imipenem per CLSI M100-S24. Isolates of Pseudomonas aeruginosa or Acinetobacter baumannii must have been intermediate or resistant to either imipenem or meropenem. These organisms are intrinsically resistant to ertapenem. For evaluation of specificity, isolates may have been susceptible or resistant to meropenem, ertapenem, and imipenem per CLSI M100-S24. Pseudomonas aeruginosa and Acinetobacter baumannii isolates should have been susceptible to both imipenem and meropenem. Isolates were tested only once in the study.

A total of 489 isolates (431 clinical stock isolates and 58 fresh isolates) were initially enrolled in this clinical study, of which 485 were eligible for inclusion. The ineligible isolates included four isolates previously enrolled in the study.

{16}------------------------------------------------

From the 485 eligible isolates, 467 isolates (410 clinical stock isolates and 57 fresh isolates) were included in the final dataset used for the analyses presented in this report; two isolates were excluded because reference testing was not performed; and sixteen isolates were excluded because they were not identified as Enterobacteriaceae, A. baumannii, or P. aeruginosa.

For Xpert Carba-R Assay testing, well-isolated colonies that grew on each of the agar types were diluted to a 0.5 McFarland standard equivalent suspension using the direct colony suspension method per CLSI M07-A9.

For reference sequencing, DNA from culture isolates was purified, quantified, and amplified using primers specific to all 5 target genes that amplify larger regions than the assay targets and include the Xpert Carba-R primer sequences. The production of the appropriate size of amplification product was confirmed on Agilent 2100 Bioanalyzer (Agilent Technologies, Santa Clara, CA).

If bands shown on the Bioanalyzer corresponded to the expected size of the amplicon from any of the five target genes detected by the Xpert Carba-R Assay, the amplicon for the isolate was sent to an independent laboratory for reference bi-directional sequencing analysis, validated for detection of the five targets in the Xpert Carba-R Assay. If no bands were shown on the Bioanalyzer for any of the five target genes, the isolate was not sent for sequence analysis and the reference method result was considered negative for the five target genes.

Multiple targets were detected by the Xpert Carba-R Assay in samples from ten isolates. The details are provided in Table 5-7, along with the reference sequencing result.

Table 5-7. Isolates with Multiple Targets Detected
IsolateAgarTypeaTargets Detected byXpert Carba-R AssayTargets Detected byReference Sequencing
1BA, MCNDM, OXA-48NDM, OXA-48
2BAVIM, KPCVIM
3BA, MCNDM, OXA-48NDM, OXA-48
4BA, MCNDM, OXA-48NDM, OXA-48
5BA, MCNDM, OXA-48NDM, OXA-48
6BA, MCNDM, OXA-48NDM, OXA-48
7BA, MCNDM, OXA-48NDM, OXA-48
8BA, MCNDM, OXA-48NDM, OXA-48
9BA, MCNDM, OXA-48NDM, OXA-48
10BA, MCNDM, OXA-48NDM, OXA-48

Table 5-7 Isolates with Multiple Targets Detected

a. BA=blood agar, MC=MacConkey agar

When tested with isolates from blood agar, the Xpert Carba-R Assay demonstrated an overall sensitivity and specificity of 100.0% (95% CI: 99.0-100) and 98.1% (95% CI: 93.2-99.5), respectively, relative to reference sequencing performed from the blood agar isolates (Table 5-8). The combined result was defined as positive for the Xpert Carba-R Assay if any of the targets were positive, and negative for the Xpert Carba-R Assay if all of the targets were negative.

{17}------------------------------------------------

Table 5-8: Xpert Carba-R (blood agar) vs. Reference Sequencing (isolate grown on blood agar) - Combined

TargetNTPFPTNFNSensitivity %(95 CI)Specificity %(95 CI)
Overall467364a2a1010100.0%(99.0-100)98.1%(93.2-99.5)

a. Combined results represent results by isolate. Multiple target results were observed for some isolates.

When tested with isolates from blood agar, the Xpert Carba-R Assay demonstrated a sensitivity and specificity of >99% for each of the five assay targets, relative to reference sequencing performed from the blood agar isolates (Table 5-9).

For isolates with discordant results between the Xpert Carba-R Assay and reference sequencing, discrepant testing was performed using bi-directional sequencing on isolates from MacConkey agar plates. Discrepant testing results are footnoted in Table 5-9 and Table 5-11.

Table 5-9: Xpert Carba-R (blood agar) vs. Reference Sequencing (isolate grown on blood agar) -

TargetNTPFPTNFNSensitivity %(95 CI)Specificity %(95 CI)
IMP467401 a4260100%(91.2-100)99.8%(98.7-100)
VIM467821 b3840100%(95.5-100)99.7%(98.5-100)
NDM4677803890100%(95.3-100)100%(99.0-100)
KPC467841 c3820100%(95.6-100)99.7%(98.5-100)
OXA-484678903780100%(95.9-100)100%(99.0-100)

By Target

a. The bi-directional DNA sequencing result for this false positive IMP isolate exhibited 92.95% sequence homology which was slightly below the 95% cutoff criteria. Discrepant testing was not performed.

b. Discrepant testing results: 1 of 1 was VIM positive.

c. This false positive isolate is likely due to KPC cross-contamination at the level of sample preparation. Discrepant testing did not produce a sequence match with the KPC target. Discrepant testing produced a sequence match for the VIM target, therefore this isolate is classified as a TP in the Combined" assessment presented in Table 5-8, above.

When tested with isolates from MacConkey agar, the Xpert Carba-R Assay demonstrated an overall sensitivity and specificity of 100% (95% CI: 99.0-100) and 97.1% (95% CI: 91.8-99.0), respectively, relative to reference sequencing performed from the blood agar isolates (Table 5-10). The combined result was defined as positive for the Xpert Carba-R Assay if any of the targets were positive, and negative for the Xpert Carba-R Assay if all of the targets were negative.

{18}------------------------------------------------

TargetNTPFPTNFNSensitivity %(95 CI)Specificity %(95 CI)
Combined467364a31000100%(99.0-100)97.1%(91.8-99.0)

Table 5-10. Xpert Carba-R (MacConkey agar) vs. Reference Sequencing (isolate grown on blood agar) - Combined

Combined results represent results by isolate. Multiple target results were observed for some a. isolates.

When tested with isolates from MacConkey agar, the Xpert Carba-R Assay demonstrated a sensitivity and specificity of >99% for each of the five assay targets, relative to reference sequencing performed from the blood agar isolates (Table 5-11).

Table 5-11. Xpert Carba-R (MacConkey agar) vs. Reference Sequencing (isolate grown on blood agar) - By Target

TargetNTPFPTNFNSensitivity %(95 CI)Specificity %(95 CI)
IMP467401 a4260100%(91.2-100)99.8%(98.7-100)
VIM467821 b3840100%(95.5-100)99.7%(98.5-100)
NDM467781 c3880100%(95.3-100)99.7%(98.6-100)
KPC4678403830100%(95.6-100)100%(99.0-100)
OXA-484678903780100%(95.9-100)100%(99.0-100)

The bi-directional DNA sequencing result for this false positive IMP isolate exhibited 92.95% a. sequence homology which was slightly below the 95% cutoff criteria. Discrepant testing was not performed.

Discrepant testing results: 1 of 1 was VIM positive. b.

The clinical site reported that in-house characterization of this false positive isolate prior to study C. testing resulted in a positive NDM gene target. Discrepant testing did not produce a sequence match for any of the 5 gene targets.

The Xpert Carba-R Assay performance by specific organism group is shown in Table 5-12 for both blood agar and MacConkey Agar medium. The overall result was defined as positive for the Xpert Carba-R Assay if any of the targets were positive, and negative for the Xpert Carba-R Assay if all of the targets were negative.

{19}------------------------------------------------

MediumOrganismsTargetNTPFPTNFNSensitivity %(95 CI)Specificity%(95 CI)
Blood AgarEnterobacteriaceaeIMP343403390100%(51.0-100)100%(98.9-100)
VIM3435112910100%(93.0-100)99.7%(98.1-99.9)
NDM3437302700100%(95.0-100)100%(98.6-100)
KPC3438312590100%(95.6-100)99.6%(97.9-99.9)
OXA-483438902540100%(95.9-100)100%(98.5-100)
Overall343291a1a5100100%(98.7-100)
PseudomonasaeruginosaIMP80161630100%(80.6-100)98.4%(91.7-99.7)
VIM80310490100%(89.0-100)100%(92.7-100)
NDM8000800NA100%(95.4-100)
KPC8010790100%(20.7-100)100%(95.4-100)
OXA-488000800NA100%(95.4-100)
Overall80481310100%(92.6-100)96.9%(84.3-99.5)
AcinetobacterbaumanniiIMP44200240100%(83.9-100)100%(86.2-100)
VIM4400440NA100%(92.0-100)
NDM4450390100%(56.6-100)100%(91.0-100)
KPC4400440NA100%(92.0-100)
OXA-484400440NA100%(92.0-100)
Overall44250190100%(86.7-100)100%(83.2-100)
MacConkeyAgarEnterobacteriaceaeIMP343403390100%(51.0-100)100%(98.9-100)
VIM3435112910100%(93.0-100)99.7%(98.1-99.9)
NDM3437312690100%(95.0-100)99.6%(97.9-99.9)
KPC3438302600100%(95.6-100)100%(98.5-100)
OXA-483438902540100%(95.9-100)100%(98.5-100)
Overall343291a25000100%(98.7-100)
PseudomonasaeruginosaIMP80161630100%(80.6-100)98.4%(91.7-99.7)
VIM80310490100%(89.0-100)100%(92.7-100)
MediumOrganismsTargetNTPFPTNFNSensitivity %(95 CI)Specificity %(95 CI)
NDM8000800NA100%(95.4-100)
KPC8010790100%(20.7-100)100%(95.4-100)
OXA-488000800NA100%(95.4-100)
Overall80481310100%(92.6-100)96.9%(84.3-99.5)
AcinetobacterbaumanniiIMP44200240100%(83.9-100)100%(86.2-100)
VIM4400440NA100%(92.0-100)
NDM4450390100%(56.6-100)100%(91.0-100)
КРС4400440NA100%(92.0-100)
OXA-484400440NA100%(92.0-100)
Overall44250190100%(86.7-100)100%(83.2-100)

Table 5-12: Xpert Carba-R vs. Reference Sequencing

{20}------------------------------------------------

a.Overall results represent results by isolate. Multiple target results were observed for some isolates.

Xpert Carba-R Assay results by phenotype are presented in Table 5-13 and Table 5-14 below. Phenotypic results were based on the organism identification and susceptibility results for each of the isolates. The combined result was defined as positive for the Xpert Carba-R Assay if any of the five assay targets were positive, and negative for the Xpert Carba-R Assay if all five of the assay targets were negative. A non-susceptible phenotype means the isolate was intermediate or resistant to at least one carbapenem. A susceptible phenotype means the isolate was susceptible to imipenem, meropenem, and ertapenem.

Phenotypic Results
Non-susceptibleSusceptibleTotal
Xpert Carba-RGene Detected35610366
Gene Not Detected956101
Total45116467

Table 5-13. Xpert Carba-R (blood agar) vs. Phenotype – Combined

{21}------------------------------------------------

Phenotypic Results
Non-susceptibleSusceptibleTotal
Xpert Carba-RGene Detected35710b367
Gene Not Detected94a6100
Total45116467

Table 5-14. Xpert Carba-R (MacConkey agar) vs. Phenotype - Combined

a. The 94 isolates that are phenotypically carbapenem non-susceptible but negative by the Xpert Carba-R Assay may contain other mechamisms of carbapenem resistance, such as AmpC betalactamases or extended spectrum beta-lactamases in combination with porin mutations, or potentially other carbapenem resistance genes that are not detected by the Xpert Carba-R Assay.

b. The 10 isolates that are phenotypically carbapenem susceptible but positive by the Xpert Carba-R assay may contain mutations that inactivate or down regulate expression of the carbapenem resistance gene detected by the Xpert Carba-R Assay.

Among the 934 tests performed (467 isolates x 2 agar types), one had an initial NO RESULT outcome (0.10%, 95% CI 0.00-0.58). The isolate vielded valid results upon repeat assay. The overall valid reporting rate of the assay was 100% (934/934).

Reproducibility Study

Reproducibility of the Xpert Carba-R Assay was evaluated using a panel of 13 bacterial samples that included: two different organisms per each of the five resistance gene targets detected by the Xpert Carba-R Assay; two stock samples that included two gene targets; and one stock sample negative for all five gene targets. Two operators at each of the three study sites tested one panel of 13 samples in replicates of four per day. Each sample was used to make two 0.5 McFarland equivalent suspensions from which two replicates were tested over six testing days (13 samples x 2 times/day x 6 days x 2 operators x 3 sites). Three lots of Xpert Carba-R Assay cartridges were used at each of the 3 testing sites. The Xpert Carba-R Assay was performed according to the Xpert Carba-R Assay procedure. Upon completion of the testing, 25 tests run on one instrument module were excluded resulting in a total of 1847 samples included in the analyses. Results are summarized in Table 5-15.

{22}------------------------------------------------

ResistanceGeneSite 1Site 2Site 3% TotalAgreement
(Sample #)Op 1Op 2SiteOp 1Op 2SiteOp 1Op 2Siteby Sample
KPC (1)100%100%100%100%100%100%100%100%100%100%
(24/24)(24/24)(48/48)(24/24)(24/24)(48/48)(24/24)(24/24)(48/48)(144/144)
KPC (2)100%100%100%95.8%100%97.9%100%100%100%99.3%
(23/23)(22/22)(45/45)(23/24)(24/24)(47/48)(24/24)(24/24)(48/48)(140/141)
VIM (1)100%100%100%100%100%100%100%100%100%100%
(22/22)(23/23)(45/45)(24/24)(24/24)(48/48)(24/24)(24/24)(48/48)(141/141)
VIM (2)100%100%100%100%100%100%100%100%100%100%
(22/22)(24/24)(46/46)(24/24)(24/24)(48/48)(24/24)(24/24)(48/48)(142/142)
IMP (1)100%100%100%100%100%100%100%100%100%100%
(23/23)(24/24)(47/47)(24/24)(24/24)(48/48)(24/24)(24/24)(48/48)(143/143)
IMP (2)100%100%100%100%100%100%100%100%100%100%
(23/23)(23/23)(46/46)(24/24)(24/24)(48/48)(24/24)(24/24)(48/48)(142/142)
OXA (1)100%100%100%100%91.7%95.8%100%100%100%98.6%
(23/23)(23/23)(46/46)(24/24)(22/24)(46/48)(24/24)(24/24)(48/48)(140/142)
OXA (2)100%100%100%100%100%100%100%100%100%100%
(23/23)(22/22)(45/45)(24/24)(24/24)(48/48)(24/24)(24/24)(48/48)(141/141)
NDM (1)100%100%100%100%100%100%100%100%100%100%
(22/22)(21/21)(43/43)(24/24)(24/24)(48/48)(24/24)(24/24)(48/48)(139/139)
NDM (2)100%100%100%91.7%100%95.8%100%100%100%98.6%
(23/23)(23/23)(46/46)(22/24)(24/24)(46/48)(24/24)(24/24)(48/48)(140/142)
OXA,NDM (1)100%100%100%100%100%100%100%100%100%100%
(24/24)(23/23)(47/47)(24/24)(24/24)(48/48)(24/24)(24/24)(48/48)(143/143)
OXA,NDM (2)100%100%100%100%100%100%100%100%100%100%
(23/23)(24/24)(47/47)(24/24)(24/24)(48/48)(24/24)(24/24)(48/48)(143/143)
NEG100%100%100%100%100%100%100%100%100%100%
(24/24)(24/24)(48/48)(24/24)(24/24)(48/48)(24/24)(24/24)(48/48)(144/144)

Table 5-15: Summary of Reproducibility Results

The reproducibility of the Xpert Carba-R Assay was also evaluated in terms of the fluorescence signal expressed in Ct values for each target detected. The mean, standard deviation (SD), and coefficient of variation (CV) between-sites, between-lots, betweendays, between-operators, and within-assays for each panel member are presented in Table 5-16.

{23}------------------------------------------------

ResistanceGene(Sample #)AssayChannel(Analyte)NaBetween-SiteBetween-LotBetween-DayBetween-OperatorWithin-AssayTotal
SDCVSDCVSDCVSDCVSDCVSDCV
KPC (1)KPC1441.14.400000.62.60.62.61.45.8
KPC (2)KPC1430.83.10.10.20.20.90.52.00.83.11.24.9
VIM (1)VIM1411.15.100000.52.30.83.71.56.7
VIM (2)VIM1420.31.30.20.8000.83.80.73.11.15.1
IMP (1)IMP11430.31.0000.31.20.62.30.83.11.04.2
IMP (2)IMP11421.46.30.10.5000.62.80.73.21.77.6
OXA (1)OXA481400.62.600000.72.80.83.51.25.2
OXA (2)OXA481411.14.90.31.5000.52.00.73.31.56.4
NDM (1)NDM1391.25.300000.62.40.73.11.56.6
NDM (2)NDM1400.94.00.31.4000.83.30.83.31.56.3
NDM/OXA (1)NDM1431.35.40.20.8000.62.50.73.11.66.8
OXA481431.26.20.31.4000.52.40.73.71.57.7NDM/OXA (2)NDM1431.25.30.21.1000.52.40.83.51.66.9OXA481431.26.00.21.2000.52.50.73.81.57.6NEGSPC1440.10.30.10.3000.20.50.41.3
OXA481431.26.20.31.4000.52.40.73.71.57.7
NDM/OXA (2)NDM1431.25.30.21.1000.52.40.83.51.66.9
OXA481431.26.00.21.2000.52.50.73.81.57.6
NEGSPC1440.10.30.10.3000.20.50.41.30.51.5

Table 5-16. Summary of Reproducibility Data

a. Results with non-zero Ct values out of 144.

Conclusions

The results of the nonclinical analytical and clinical performance studies summarized above demonstrate that the Xpert Carba-R Assay is safe and effective for its intended use and is substantially equivalent to the predicate device.

§ 866.1640 Antimicrobial susceptibility test powder.

(a)
Identification. An antimicrobial susceptibility test powder is a device that consists of an antimicrobial drug powder packaged in vials in specified amounts and intended for use in clinical laboratories for determining in vitro susceptibility of bacterial pathogens to these therapeutic agents. Test results are used to determine the antimicrobial agent of choice in the treatment of bacterial diseases.(b)
Classification. Class II (performance standards).