K Number
K150568
Date Cleared
2015-10-29

(237 days)

Product Code
Regulation Number
888.3660
Panel
OR
Reference & Predicate Devices
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

ARROW® Humeral stems size 6 and 16, depending on the components used, are designed for:

SIMPLE HUMERAL PROSTHESIS:

  • Fracture dislocation or complex four part fracture of the proximal humerus
  • Humeral head necrosis without injury to the glenoid cavity.
  • Extensive humeral head cartilage damage without injury to the glenoid cavity
  • Centred osteoarthritis with a glenoid cavity not allowing implantation of a glenoid implant.
  • Rheumatoid polyarthritis with thin rotator cuff.
  • Off-centred osteoarthritis with irreparable cuff, and with maintained active elevation of at least 120°.

TOTAL ANATOMICAL PROSTHESIS (CEMENTED GLENOID IMPLANT WITH 4 PEGS):

  • Centred glenohumeral osteoarthritis with functional rotator cuff
  • Rheumatoid polyarthritis with functional rotator cuff
  • Fracture sequela, functional rotator cuff with glenoid injury.

REVERSE PROSTHESIS:
The ARROW Reverse Shoulder Prosthesis is indicated for patients with severe shoulder arthropathy and a grossly deficient rotator cuff or a previously failed shoulder joint replacement with a grossly deficient rotator cuff. A functional deltoid muscle and adequate glenoid bone stock are necessary to use this device. The humeral stem is intended for cemented or cementless application while the metal-back glenoid baseplate is intended for cementless application with the addition of bone screws for fixation.

Device Description

The ARROW® Humeral stems are composed of two stems size 6 and 16. These devices are designed to articulate with ARROW® anatomical shoulder system cleared in K093599 and ARROW® reverse shoulder system cleared in K112193.

ARROW® Humeral stems size 6 and 16 are intended to be implanted using the dedicated instrumentation supplied by the manufacturer. This instrument set is common for all the configurations of prosthesis (and identical to those for ARROW® anatomical (K093599) and reverse shoulder system (K112193).

AI/ML Overview

The provided document is a 510(k) premarket notification for the ARROW® Humeral stems size 6 and 16. It focuses on demonstrating substantial equivalence to predicate devices rather than proving the device meets specific acceptance criteria through a clinical study. Therefore, most of the requested information regarding acceptance criteria, study details, and performance metrics for an AI/device would not be found in this type of regulatory submission.

However, I can extract the information that is present concerning performance and testing:

1. A table of acceptance criteria and the reported device performance

The document mentions that the general acceptance criteria for a 510(k) submission are based on demonstrating "substantial equivalence" to legally marketed predicate devices. This is achieved by showing similarities in:

  • Intended use
  • Indications for use
  • Technological characteristics (materials, sizes, design features)
  • Performance (mechanical tests)
  • Safety and effectiveness

Regarding device performance, the document states:

Acceptance Criteria (Demonstration of Substantial Equivalence)Reported Device Performance (ARROW® Humeral stems size 6 and 16)
Same intended useSubstantially equivalent
Substantial similar indications for useSubstantially similar
Same materials (titanium alloy)Confirmed
Similar ranges of sizesConfirmed
Design features similaritiesConfirmed
Mechanical performance equivalent to predicate devices"After the testing was completed, it was determined that the ARROW® Humeral stems size 6 and 16 performances were substantially equivalent to those of the selected predicate devices."
Risks to health addressed"Risks to health have been addressed through the specified materials, processing controls, quality assurance and compliance to the Medical Device Good Manufacturing Practices Regulations."

2. Sample size used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

This information is not provided in the document. The submission references "mechanical tests" but does not detail the sample size or setup of these tests. This is a premarket notification for a medical implant, which typically relies on bench testing and comparison to predicate devices, not clinical trials with human subjects in the same way an AI/software device would.

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

This information is not applicable to this document. The "ground truth" for this type of device is established through engineering and biomechanical standards, material specifications, and performance against established benchmarks for similar devices, not through expert consensus on interpretation or pathology of an image/data set.

4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

This information is not applicable to this document. Adjudication methods are typically used in clinical studies where expert consensus is needed to establish a "ground truth" for diagnostic or predictive device performance.

5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

This information is not applicable to this document. MRMC studies are relevant for AI-powered diagnostic aids, not for physical medical implants like the ARROW® Humeral stems.

6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

This information is not applicable to this document. This device is a physical implant; there is no "algorithm only" performance.

7. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

For this physical implant, the "ground truth" for performance is based on engineering and biomechanical standards, material specifications, and comparative mechanical testing against legally marketed predicate devices. The document implies compliance with Good Manufacturing Practices and quality assurance processes.

8. The sample size for the training set

This information is not applicable to this document. Training sets are relevant for AI/machine learning models, not for physical medical implants.

9. How the ground truth for the training set was established

This information is not applicable to this document for the reasons stated above.

§ 888.3660 Shoulder joint metal/polymer semi-constrained cemented prosthesis.

(a)
Identification. A shoulder joint metal/polymer semi-constrained cemented prosthesis is a device intended to be implanted to replace a shoulder joint. The device limits translation and rotation in one or more planes via the geometry of its articulating surfaces. It has no linkage across-the-joint. This generic type of device includes prostheses that have a humeral resurfacing component made of alloys, such as cobalt-chromium-molybdenum, and a glenoid resurfacing component made of ultra-high molecular weight polyethylene, and is limited to those prostheses intended for use with bone cement (§ 888.3027).(b)
Classification. Class II. The special controls for this device are:(1) FDA's:
(i) “Use of International Standard ISO 10993 ‘Biological Evaluation of Medical Devices—Part I: Evaluation and Testing,’ ”
(ii) “510(k) Sterility Review Guidance of 2/12/90 (K90-1),”
(iii) “Guidance Document for Testing Orthopedic Implants with Modified Metallic Surfaces Apposing Bone or Bone Cement,”
(iv) “Guidance Document for the Preparation of Premarket Notification (510(k)) Application for Orthopedic Devices,” and
(v) “Guidance Document for Testing Non-articulating, ‘Mechanically Locked’ Modular Implant Components,”
(2) International Organization for Standardization's (ISO):
(i) ISO 5832-3:1996 “Implants for Surgery—Metallic Materials—Part 3: Wrought Titanium 6-aluminum 4-vandium Alloy,”
(ii) ISO 5832-4:1996 “Implants for Surgery—Metallic Materials—Part 4: Cobalt-chromium-molybdenum casting alloy,”
(iii) ISO 5832-12:1996 “Implants for Surgery—Metallic Materials—Part 12: Wrought Cobalt-chromium-molybdenum alloy,”
(iv) ISO 5833:1992 “Implants for Surgery—Acrylic Resin Cements,”
(v) ISO 5834-2:1998 “Implants for Surgery—Ultra-high Molecular Weight Polyethylene—Part 2: Moulded Forms,”
(vi) ISO 6018:1987 “Orthopaedic Implants—General Requirements for Marking, Packaging, and Labeling,” and
(vii) ISO 9001:1994 “Quality Systems—Model for Quality Assurance in Design/Development, Production, Installation, and Servicing,” and
(3) American Society for Testing and Materials':
(i) F 75-92 “Specification for Cast Cobalt-28 Chromium-6 Molybdenum Alloy for Surgical Implant Material,”
(ii) F 648-98 “Specification for Ultra-High-Molecular-Weight Polyethylene Powder and Fabricated Form for Surgical Implants,”
(iii) F 799-96 “Specification for Cobalt-28 Chromium-6 Molybdenum Alloy Forgings for Surgical Implants,”
(iv) F 1044-95 “Test Method for Shear Testing of Porous Metal Coatings,”
(v) F 1108-97 “Specification for Titanium-6 Aluminum-4 Vanadium Alloy Castings for Surgical Implants,”
(vi) F 1147-95 “Test Method for Tension Testing of Porous Metal,”
(vii) F 1378-97 “Standard Specification for Shoulder Prosthesis,” and
(viii) F 1537-94 “Specification for Wrought Cobalt-28 Chromium-6 Molybdenum Alloy for Surgical Implants.”