K Number
K150155
Device Name
NOVA Lite DAPI ANA Kit
Date Cleared
2015-04-08

(75 days)

Product Code
Regulation Number
866.5100
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
NOVA Lite® DAPI ANA Kit is an indirect immunofluorescence assay for the qualitative detection and semi-quantitative determination of anti-nuclear antibodies of the IgG isotype in human serum by manual fluorescence microscopy or with the NOVA View Automated Fluorescence Microscope. The presence of anti-nuclear antibodies can be used in conjunction with other serological tests and clinical findings to aid in the diagnosis of systemic lupus erythematosus and other systemic rheumatic diseases. A trained operator must confirm results when generated with the NOVA View device.
Device Description
The NOVA Lite DAPI ANA Kit is an indirect immunofluorescence assay for the detection and semiquantitative determination of anti-nuclear antibodies in human serum. Kit components: - HEp-2 (human epithelial cell) substrate slides; 12 wells/slide, with desiccant. - FITC IgG Conjugate with DAPI, containing 0.09% sodium azide; ready to use. - Positive Control: ANA Titratable Pattern, human serum with antibodies to HEp-2 nuclei in buffer, containing 0.09% sodium azide; pre-diluted, ready to use. - . Negative Control: IFA System Negative Control, diluted human serum with no ANA present, containing 0.09% sodium azide; pre-diluted, ready to use. - PBS II (40x) Concentrate, sufficient for making 2000 mL of 1x PBS II. - Mounting Medium, containing 0.09% sodium azide ● - Coverslips
More Information

Based on the provided text, the NOVA Lite® DAPI ANA Kit itself does not contain an AI model.

However, the text explicitly mentions the use of the NOVA View Automated Fluorescence Microscope in conjunction with the kit. The description of the performance studies includes "digital image reading" and comparisons between "NOVA View classification," "digital image reading," and "manual reading." This strongly suggests that the NOVA View device utilizes some form of automated image analysis, which could potentially involve AI or machine learning algorithms for tasks like pattern recognition and classification.

While the text doesn't explicitly state that the NOVA View device uses AI, the presence of automated image processing and classification capabilities makes it highly probable that it incorporates some form of AI or machine learning.

Therefore, while the kit itself does not contain an AI model, the system when used with the NOVA View Automated Fluorescence Microscope likely does.

No
This device is an in vitro diagnostic (IVD) assay designed to detect and semi-quantitate anti-nuclear antibodies for diagnostic purposes, not to treat or alleviate a disease or condition.

Yes

The "Intended Use / Indications for Use" section explicitly states that the kit can be used to "aid in the diagnosis of systemic lupus erythematosus and other systemic rheumatic diseases." This indicates its role in contributing to a medical diagnosis.

No

The device is a kit containing multiple physical components (slides, conjugates, controls, buffers, mounting medium, coverslips) used in an in vitro diagnostic assay. While it mentions digital image reading and the NOVA View Automated Fluorescence Microscope (which likely involves software), the core device is a collection of reagents and consumables, not software alone.

Yes, this device is an IVD (In Vitro Diagnostic).

The "Intended Use / Indications for Use" section explicitly states that the NOVA Lite® DAPI ANA Kit is an "indirect immunofluorescence assay for the qualitative detection and semi-quantitative determination of anti-nuclear antibodies of the IgG isotype in human serum". This clearly indicates that the device is intended for use in vitro (outside the body) to examine human specimens (serum) for diagnostic purposes (aiding in the diagnosis of systemic lupus erythematosus and other systemic rheumatic diseases).

The "Device Description" further confirms this by describing the kit components used for performing the assay on human serum.

N/A

Intended Use / Indications for Use

NOVA Lite® DAPI ANA Kit is an indirect immunofluorescence assay for the qualitative detection and semi-quantitative determination of anti-nuclear antibodies of the IgG isotype in human serum by manual fluorescence microscopy or with the NOVA View Automated Fluorescence Microscope. The presence of anti-nuclear antibodies can be used in conjunction with other serological tests and clinical findings to aid in the diagnosis of systemic lupus erythematosus and other systemic rheumatic diseases. A trained operator must confirm results when generated with the NOVA View device.

Product codes (comma separated list FDA assigned to the subject device)

DHN, PIV

Device Description

The NOVA Lite DAPI ANA Kit is an indirect immunofluorescence assay for the detection and semiquantitative determination of anti-nuclear antibodies in human serum.

Kit components:

  • HEp-2 (human epithelial cell) substrate slides; 12 wells/slide, with desiccant.
  • FITC IgG Conjugate with DAPI, containing 0.09% sodium azide; ready to use.
  • Positive Control: ANA Titratable Pattern, human serum with antibodies to HEp-2 nuclei in buffer, containing 0.09% sodium azide; pre-diluted, ready to use.
  • . Negative Control: IFA System Negative Control, diluted human serum with no ANA present, containing 0.09% sodium azide; pre-diluted, ready to use.
  • PBS II (40x) Concentrate, sufficient for making 2000 mL of 1x PBS II.
  • Mounting Medium, containing 0.09% sodium azide ●
  • Coverslips

Mentions image processing

Yes

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

manual fluorescence microscopy or with the NOVA View Automated Fluorescence Microscope

Anatomical Site

Not Found

Indicated Patient Age Range

Not Found

Intended User / Care Setting

A trained operator must confirm results when generated with the NOVA View device.

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Precision Performance Study:

  • Description: A study performed by processing 3 negative and 10 positive samples (first set) with various patterns and intensities using NOVA Lite DAPI ANA kit, in three replicates, in 10 runs (2 runs per day), resulting in 30 data points for each sample. The slides were read with NOVA View, and digital images were interpreted by the operator.
  • Additional data: A second precision study ("second set") was performed on 22 samples: 20 negative and around-the cut-off samples, and 2 samples with 3+ average grade intensity level. Samples were tested in three replicates, in 10 runs (2 runs per day), resulting in 30 data points for each sample. The slides were read with NOVA View, and digital images were interpreted, and slides were also read with manual microscope. A third, separate study ("third set") was performed with samples tested in triplicates or duplicates, in 5 runs, resulting in 15 or 10 data points for each sample. The slides were read with NOVA View, and digital images were interpreted, and slides were also read with manual microscope.
  • Sample Size: 13 samples (first set); 22 samples (second set); not explicitly specified for the third set, but calculations based on replicates (15 or 10 data points per sample).
  • Data Source: Samples with various patterns and intensities.
  • Annotation Protocol: Slides were read with NOVA View; digital images were interpreted by the operator. For the second and third sets, manual microscope readings were also performed. Intensity of the staining is expressed in reactivity grades (0 is negative; grades 1-4 are weak to strong positive). For statistical calculations, a positive result is presented as "1", and a negative result as "0".

Conjugate Comparison Study:

  • Description: A comparison study performed on clinical samples to demonstrate equivalent performance of the conjugate with and without DAPI. Two sets of slides were stained: one with the conjugate without DAPI (P/N: 508113, included in the predicate device) and the other with the conjugate with DAPI (508102). The 1:80 serum dilution was used.
  • Sample Size: 407 individual serum samples.
  • Data Source: Clinical samples.
  • Annotation Protocol: The two sets of slides were read by the same operator with an Olympus CX31 fluorescent microscope. Positive/negative agreement and grade correlation were evaluated.

Method Comparison Study:

  • Description: Comparison of results obtained with the NOVA Lite DAPI ANA kit (1:80 serum dilution) to those obtained with the reference device (1:40 serum dilution, and anti-human IgG conjugate without DAPI).
  • Sample Size: 410 samples (400 clinically characterized sera, and 10 samples with known ANA patterns).
  • Data Source: Clinically characterized sera, and samples with known ANA patterns.
  • Annotation Protocol: All slides were interpreted with traditional fluorescence microscopy only. Interpretation included positive/negative categorization, pattern interpretation, and grading of positive samples on a scale of 1+ to 4+.

Accuracy of Endpoint Titration Study:

  • Description: To assess the accuracy of the system at low analyte levels, 10 ANA positive samples with various ANA intensities and IIF patterns were titered to endpoint with NOVA Lite DAPI ANA kit at Inova (Site #1) and at two external sites (Site #3, noted as Site #2 and Site #3 in the table). Samples were diluted in PBS starting at 1:80, and diluted 2-fold until a dilution of 1:40,960 was reached (10 dilutions per sample).
  • Sample Size: 10 ANA positive samples.
  • Data Source: ANA positive samples with various ANA intensities and IIF patterns.
  • Annotation Protocol: All samples were read with NOVA View. Digital images were interpreted and confirmed, and the endpoint titer was determined. All slides were also read by the same operator with manual microscopy.

Agreement on Clinical Sample Cohort Study:

  • Description: To assess the agreement between NOVA View generated results (digital images) and manual reading results, a study was performed at Inova Diagnostics (Site #1) and at two external locations (Site #2 and Site #3). A cohort of 120 samples were processed with the NOVA Lite DAPI ANA kit, and read with NOVA View.
  • Sample Size: 120 samples (same samples at each location).
  • Data Source: Samples selected to represent approximately 50% negative and 50% positive samples with various patterns, ranging from 0 to 4.
  • Annotation Protocol: Digital images were interpreted and confirmed. Additionally, slides were read with traditional fluorescent microscope by the same operator.

Clinical Performance Study (Clinical sensitivity and specificity):

  • Description: A clinical study performed at Inova Diagnostics (Site #1) and at two external sites (Site #2 and Site #3).
  • Sample Size: 463 clinically characterized samples (same samples at each location).
  • Data Source: Clinically characterized samples across various disease categories (Healthy control, HBV, HCV, HIV, Syphilis, SLE, SSc, SS, AIL, RA, MCTD, Autoimmune myositis, Fibromyalgia, Anti-MPO/anti-PR3, Crohn's/Inflammatory bowel disease, Autoimmune thyroiditis, Celiac disease, Drug induced lupus, Other).
  • Annotation Protocol: Processed with NOVA Lite DAPI ANA kit, and read with NOVA View. Digital images were interpreted and confirmed. Additionally, slides were read with traditional manual microscope by the same operator.

CDC ANA Reference Sera Study:

  • Description: The CDC ANA reference standards were tested with the NOVA Lite DAPI ANA kit.
  • Sample Size: 12 CDC ANA reference sera.
  • Data Source: CDC ANA reference standards (also known as IUIS ANA reference standards).
  • Annotation Protocol: Read with NOVA View. Digital images were interpreted and confirmed. Additionally, slides were read with traditional manual microscope by the same operator.

Summary of Performance Studies (study type, sample size, AUC, MRMC, standalone performance, key results)

Precision Performance:

  • Study Type: Repeatability and Reproducibility study.
  • Sample Size: 3 negative and 10 positive samples (first set, 30 data points each); 22 samples (second set, 30 data points each); Multiple samples (third set, 15 or 10 data points each).
  • Key Results: For both digital image reading and manual reading, grades were within ± one reactivity grade within one run (within triplicates), and the average grade was no more than one reactivity grade different between runs. Pattern was consistent for 100% of the replicates (considering positive results only).

Interference Study:

  • Study Type: Interference testing.
  • Sample Size: Three specimens (one negative, one medium positive, one strong positive) for each interfering substance.
  • Key Results: No interference was detected with bilirubin up to 10 mg/dL, hemoglobin up to 200 mg/dL, triglycerides up to 1000 mg/dL, cholesterol up to 224.3 mg/dL and RF IgM up to 56 AU. Reactivity grades of samples containing the interfering substance were within ± one grade of the control samples with both manual and digital reading.

Cross-reactivity Study:

  • Study Type: Cross-reactivity assessment.
  • Sample Size: 114 samples from patients with various autoimmune and inflammatory conditions.
  • Key Results: Observed positivity rate for 114 samples was 25% for NOVA View, 27% for digital image reading, and 28% for manual reading. When rheumatoid arthritis samples were excluded, the positivity rate was 15% for NOVA View, 19% for digital image reading, and 21% for manual reading, which is in line with expected results.

Lot to Lot Comparison Study:

  • Study Type: Reagent lot comparison.
  • Sample Size: 40 sera.
  • Key Results:
    • Agreement (digital reading): Average negative agreement 91.9-97.4%, average positive agreement 93.0-97.6%, total agreement 92.5-97.5%.
    • Agreement (manual reading): Average negative agreement 93.8-100%, average positive agreement 95.8-100%, total agreement 95.0-100%.
    • Grade agreement: All grades (100%) were within ± 1 grade from each other for all samples in any pair-wise comparisons with manual and digital reading.
    • Pattern agreement: 100% pattern agreement between the lots with manual and digital image reading, considering positive samples only.

Accelerated Stability Study of Conjugate with DAPI:

  • Study Type: Accelerated stability study.
  • Sample Size: Not explicitly stated, but 3 lots of conjugate were tested with characterized samples.
  • Key Results: Acceptance criteria for one year preliminary shelf life were met. Reactivity grades obtained on slides stored at 37 °C for 2 weeks were within ± one grade of those obtained on the control slides.

Conjugate Comparison Study (Predicate Device Comparison):

  • Study Type: Comparison of conjugate performance.
  • Sample Size: 407 individual serum samples.
  • Key Results: Total agreement between the two sets (conjugate with and without DAPI) was 96.6%. All acceptance criteria were met. All grades were within ± one grade from each other. 210 samples were positive with both sets; pattern discrepancy observed in three cases.

Method Comparison Study (Predicate Device Comparison):

  • Study Type: Comparison of the new kit (NOVA Lite DAPI ANA Kit at 1:80) with the reference device (1:40).
  • Sample Size: 410 samples.
  • Key Results:
    • Positive Agreement (1:80 vs 1:40 dilution): 79.9% (95% CI: 74.1-85.0%).
    • Negative Agreement (1:80 vs 1:40 dilution): 97.3% (95% CI: 91.5-100.0%).
    • Total Agreement (1:80 vs 1:40 dilution): 87.7% (95% CI: 84.2-90.8%).
    • Pattern agreement: 179 samples were positive according to both dilutions. 5 discrepant samples (2.2%) out of those positive at 1:40 dilution.
    • Grade agreement: Fluorescence intensity grades were within ± one grade from each other for 407 samples (99.5%).

Accuracy of Endpoint Titration:

  • Study Type: Assessment of system accuracy at low analyte levels.
  • Sample Size: 10 ANA positive samples.
  • Key Results: Endpoints by digital reading were the same or within ± 1 dilution step from that of manual reading for 100%, 60% and 90% of the cases at the three testing sites, and within ± 2 dilution steps for the rest of the samples.

Agreement on Clinical Sample Cohort:

  • Study Type: Agreement between NOVA View generated results, digital image reading, and manual reading.
  • Sample Size: 120 samples.
  • Key Results:
    • Site #1: Manual vs NOVA View 99.2% Total Agrmnt; Manual vs digital 99.2% Total Agrmnt; Digital vs NOVA View 100.0% Total Agrmnt.
    • Site #2: Manual vs NOVA View 96.7% Total Agrmnt; Manual vs digital 95.8% Total Agrmnt; Digital vs NOVA View 95.8% Total Agrmnt.
    • Site #3: Manual vs NOVA View 96.7% Total Agrmnt; Manual vs digital 96.7% Total Agrmnt; Digital vs NOVA View 98.3% Total Agrmnt.
    • Pattern agreement: Manual vs Digital: Site#1 96.5%, Site#2 95.0%, Site#3 96.4%.
    • Grades correlation: Manual vs digital: Site#1 98.30%, Site#2 99.20%, Site#3 99.20% of samples within ± one grade.

Clinical Performance (Sensitivity and Specificity):

  • Study Type: Clinical study to assess performance.
  • Sample Size: 463 clinically characterized samples.
  • Key Results:
    • At each testing location, sensitivity and specificity values had overlapping confidence intervals between NOVA View classification, digital image reading, and manual reading, indicating no significant differences.
    • Site #1 (Inova):
      • SLE Sensitivity: NOVA View 80.0%, Manual 72.0%, Digital 80.0%.
      • SARD+AIL Sensitivity: NOVA View 69.4%, Manual 62.9%, Digital 69.9%.
      • Specificity (N=174): NOVA View 75.3%, Manual 74.1%, Digital 72.4%.
    • Site #2:
      • SLE Sensitivity: NOVA View 72.0%, Manual 70.7%, Digital 73.3%.
      • SARD+AIL Sensitivity: NOVA View 62.9%, Manual 65.6%, Digital 62.98%.
      • Specificity (N=174): NOVA View 77.0%, Manual 67.2%, Digital 75.3%.
    • Site #3:
      • SLE Sensitivity: NOVA View 82.7%, Manual 82.7%, Digital 81.3%.
      • SARD+AIL Sensitivity: NOVA View 72.0%, Manual 71.0%, Digital 69.4%.
      • Specificity (N=174): NOVA View 69.0%, Manual 67.2%, Digital 71.3%.
    • Agreement between digital image reading and manual reading results were greater than 90% at all three sites.
    • Grade agreement: Fluorescence intensity grades for digital image reading were within ± one dilution step from traditional manual reading in 96.3%, 99.1% and 99.6% of samples at the three sites.
    • Pattern agreement: Manual vs Digital: Site #1 94.7%, Site #2 91.6%, Site #3 95.7%.

CDC ANA Reference Sera Study:

  • Study Type: Performance with reference standards.
  • Sample Size: 12 reference sera.
  • Key Results: All reference sera produced the expected pattern. Results of NOVA View digital image interpretation were within ± one reactivity grade from manual interpretation. No discrepancies in pattern interpretation were seen between manual and digital results.

Key Metrics (Sensitivity, Specificity, PPV, NPV, etc.)

Conjugate Comparison (N=407):

  • Positive Agreement: 98.6% (95.9-99.7%)
  • Negative Agreement: 94.3% (90.1-97.1%)
  • Total Agreement: 96.6% (94.3-98.1%)

Method Comparison (1:80 vs 1:40 dilution, N=410):

  • Positive Agreement: 79.9% (74.1-85.0%)
  • Negative Agreement: 97.3% (91.5-100.0%)
  • Total Agreement: 87.7% (84.2-90.8%)

Clinical Performance (Sensitivity and Specificity):

  • Site #1 (Inova):
    • Sensitivity (SLE, N=75): NOVA View 80.0% (69.2-88.4), Manual reading 72.0% (60.4-81.8), Digital reading 80.0% (69.2-88.4)
    • Sensitivity (SARD+AIL, N=186): NOVA View 69.4% (62.2-75.9), Manual reading 62.9% (55.5-69.9), Digital reading 69.9% (62.8-76.4)
    • Specificity (N=174): NOVA View 75.3% (68.2-81.5), Manual reading 74.1% (67.0-80.5), Digital reading 72.4% (65.1-78.9)
  • Site #2:
    • Sensitivity (SLE, N=75): NOVA View 72.0% (60.4-81.8), Manual reading 70.7% (59.0-80.6), Digital reading 73.3% (61.9-82.9)
    • Sensitivity (SARD+AIL, N=186): NOVA View 62.9% (55.5-69.9), Manual reading 65.6% (58.3-72.4), Digital reading 62.98% (55.5-69.9)
    • Specificity (N=174): NOVA View 77.0% (70.0-83.0), Manual reading 67.2% (59.7-74.2), Digital reading 75.3% (68.2-81.5)
  • Site #3:
    • Sensitivity (SLE, N=75): NOVA View 82.7% (72.2-90.4), Manual reading 82.7% (72.2-90.4), Digital reading 81.3% (70.7-89.4)
    • Sensitivity (SARD+AIL, N=186): NOVA View 72.0% (65.0-78.4), Manual reading 71.0% (63.9-77.4), Digital reading 69.4% (62.2-75.9)
    • Specificity (N=174): NOVA View 69.0% (61.5-75.7), Manual reading 67.2% (59.7-74.2), Digital reading 71.3% (63.9-77.9)

Agreement between methods (N=463):

  • Site #1:
    • Manual reading vs NOVA View: 89.6% (86.5-92.3)
    • Manual reading vs digital reading: 91.4% (88.4-93.8)
    • Digital reading vs NOVA View: 97.0% (95.0-98.3)
  • Site #2:
    • Manual reading vs NOVA View: 89.8% (86.7-92.4)
    • Manual reading vs digital reading: 92.2% (89.4-94.5)
    • Digital reading vs NOVA View: 96.3% (94.2-97.8)
  • Site #3:
    • Manual reading vs NOVA View: 87.0% (83.6-90.0)
    • Manual reading vs digital reading: 92.2% (89.4-94.5)
    • Digital reading vs NOVA View: 92.2% (89.4-94.5)

Predicate Device(s): If the device was cleared using the 510(k) pathway, identify the Predicate Device(s) K/DEN number used to claim substantial equivalence and list them here in a comma separated list exactly as they appear in the text. List the primary predicate first in the list.

K880736

Reference Device(s): Identify the Reference Device(s) K/DEN number and list them here in a comma separated list exactly as they appear in the text.

DEN140039

Predetermined Change Control Plan (PCCP) - All Relevant Information for the subject device only (e.g. presence / absence, what scope was granted / cleared under the PCCP, any restrictions, etc).

Not Found

§ 866.5100 Antinuclear antibody immunological test system.

(a)
Identification. An antinuclear antibody immunological test system is a device that consists of the reagents used to measure by immunochemical techniques the autoimmune antibodies in serum, other body fluids, and tissues that react with cellular nuclear constituents (molecules present in the nucleus of a cell, such as ribonucleic acid, deoxyribonucleic acid, or nuclear proteins). The measurements aid in the diagnosis of systemic lupus erythematosus (a multisystem autoimmune disease in which antibodies attack the victim's own tissues), hepatitis (a liver disease), rheumatoid arthritis, Sjögren's syndrome (arthritis with inflammation of the eye, eyelid, and salivary glands), and systemic sclerosis (chronic hardening and shrinking of many body tissues).(b)
Classification. Class II (performance standards).

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Image /page/0/Picture/1 description: The image shows the seal of the Department of Health & Human Services - USA. The seal features a stylized eagle with its wings spread, facing right. The eagle is composed of three curved lines that suggest feathers. The text "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA" is arranged in a circular pattern around the eagle.

Food and Drug Administration 10903 New Hampshire Avenue Document Control Center - WO66-G609 Silver Spring, MD 20993-0002

April 8, 2015

INOVA DIAGNOSTICS, INC. c/o GABRIELLA LAKOS MD, PhD MEDICAL DIRECTOR, DIRECTOR OF ASSAY DEVELOPEMENT 9900 OLD GROVE ROAD SAN DIEGO, CA 92131

Re: K150155

Trade/Device Name: NOVA Lite® DAPI ANA Kit Regulation Number: 21 CFR 866.5100 Regulation Name: Antinuclear antibody immunological test system Regulatory Class: II Product Code: DHN, PIV Dated: January 22, 2015 Received: January 23, 2015

Dear Dr. Lakos:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food. Drug. and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA), You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Parts 801 and 809); medical device reporting (reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the

1

electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

If you desire specific advice for your device on our labeling regulations (21 CFR Parts 801 and 809), please contact the Division of Industry and Consumer Education at its toll-free number (800) 638 2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/Resourcesfor You/Industry/default.htm. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm.

Sincerely yours.

Leonthena R. Carrington -A

Leonthena R. Carrington, MS. MBA, MT(ASCP) Director Division of Immunology and Hematology Devices Office of In Vitro Diagnostics and Radiological Health Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known) K150155

Device Name NOVA Lite® DAPI ANA Kit

Indications for Use (Describe)

NOVA Lite® DAPI ANA Kit is an indirect immunofluorescence assay for the qualitative detection and semi-quantitative determination of anti-nuclear antibodies of the IgG isotype in human serum by manual fluorescence microscopy or with the NOVA View Automated Fluorescence Microscope. The presence of anti-nuclear antibodies can be used in conjunction with other serological tests and clinical findings to aid in the diagnosis of systemic lupus erythematosus and other systemic rheumatic diseases. A trained operator must confirm results when generated with the NOVA View device.

Type of Use (Select one or both, as applicable)

☑ Prescription Use (Part 21 CFR 801 Subpart D)
☐ Over-The-Counter Use (21 CFR 801 Subpart C)

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Inova Diagnostics

510(k) Summary

NOVA Lite® DAPI ANA Kit

510(k) Summary

This summary of the 510(k) safety and effectiveness information is being submitted in accordance with the requirements of SMDA 1990 and 21 CFR 807.92.

Table of Contents

1.Submitter3
2.Purpose of submission3
3.Devices in the submission3
4.Primary contact3
5.Secondary contact3
6.Product Information and Classification3
6.1Proprietary and established names3
6.2Regulatory information.4
6.3Regulatory information.4
7.Intended Use4
8.Indications for Use5
9.Predicate device5
10.Comparison matrix to predicate device.5
11.Type of the product5
12.Device description.6
13.Principle of the method and summary of the procedure.6
14.Analytical performance characteristics.6
15.1NOVA View system6
15.2.Nomenclature used in the studies7
15.3Limit of Blank (LoB), Limit of Detection (LoD).7
15.4Precision performance.7
Repeatability and reproducibility.8
15.4Linearity and Analytical Measuring Range (AMR)10

4

15.5Interference10
15.6Cross-reactivity10
15.7Lot to lot comparison11
15.8Accelerated stability study of the anti-human IgG-FITC conjugate with DAPI (P/N 508102)13
16.Cutoff14
17.Comparison with the predicate device14
17.1Conjugate comparison14
17.2Method comparison15
18.Agreement between digital reading results and manual reading17
18.1Accuracy of endpoint titration17
18.2Agreement on clinical sample cohort18
19.Clinical performance19
19.1Clinical sensitivity and specificity19
20.Expected values25
21.CDC ANA reference sera26

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1. Submitter

Inova Diagnostics, Inc 9900 Old Grove Road, San Diego, CA, 92131

2. Purpose of submission

New device

3. Devices in the submission

NOVA Lite® DAPI ANA Kit

4. Primary contact

Gabriella Lakos, Director of Research and Development Inova Diagnostics, Inc 9900 Old Grove Road, San Diego, CA, 92131 Phone: 858-586-9900/1393 email: glakos@inovadx.com

5. Secondary contact

Ronda Elliott, VP of Quality Systems and Regulatory Affairs Inova Diagnostics, Inc 9900 Old Grove Road, San Diego, CA, 92131 Phone: 858-586-9900/1381 Fax: 858-863-0025/1351 email: relliott@inovadx.com

6. Product Information and Classification

6.1 Proprietary and established names

Proprietary name: NOVA Lite® DAPI ANA Kit

6

Common name:Antinuclear antibody kit
Classification name:antinuclear antibody, indirect immunofluorescent, antigen, control

6.2 Regulatory information

Regulation DescriptionAntinuclear antibody immunological test system
Regulation Medical SpecialtyImmunology
Review PanelImmunology
Product CodeDHN
Regulation Number866.5100
Device ClassII
6.3 Regulatory information
Regulation DescriptionAutomated indirect immunofluorescence
microscope and software-assisted system
Regulation Medical SpecialtyImmunology
Review PanelImmunology
Product CodePIV
Regulation Number866.4750

ll

7. Intended Use

Device Class

NOVA Lite® DAPI ANA Kit is an indirect immunofluorescence assay for the qualitative detection and semi-quantitative determination of anti-nuclear antibodies of the IgG isotype in human serum by manual fluorescence microscopy or with the NOVA View Automated Fluorescence Microscope. The presence of anti-nuclear antibodies can be used in conjunction with other serological tests and clinical findings to aid in the diagnosis of systemic lupus erythematosus and other systemic rheumatic diseases. A trained operator must confirm results when generated with the NOVA View device.

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8. Indications for Use

Same as intended use.

9. Predicate device

NOVA Lite HEp-2 ANA Kit, 510k number: K880736

10. Comparison matrix to predicate device

ItemNOVA Lite DAPI ANA KitPredicate Device
Intended usequalitative detection and semi-quantitative determination of anti-nuclear antibodies of IgG isotype in human serumscreening and semi-quantitative determination of anti-nuclear antibodies (ANA) in human serum
AnalyteAnti-nuclear antibodies of IgG isotypeAnti-nuclear antibodies of IgG isotype
Assay methodologyindirect immunofluorescence assayindirect immunofluorescence assay
Interpretationby manual fluorescence microscopy or with the NOVA View deviceby manual fluorescence microscopy
AntigenHEp-2 cells substrate, 12-well slidesHEp-2 cells substrate, 12-well slides
Sample typeSerumSerum
Sample dilution1:801:40
ConjugateFITC conjugated anti-human IgG (Fc specific) with added 4',6-diamidino-2-phenylindole (DAPI)FITC conjugated anti-human IgG (Fc specific)
Additional dye in Conjugate4',6-diamidino-2-phenylindole (DAPI)None
ControlsPositive (ANA Titratable) and Negative ControlPositive (ANA Titratable) and Negative Control
Storage2-8 °C2-8 °C
Shelf life12 months24 months

11. Type of the product

Assay/reagents including controls.

Qualitative and semi-quantitative.

Device technology: indirect immunofluorescence.

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12. Device description

The NOVA Lite DAPI ANA Kit is an indirect immunofluorescence assay for the detection and semiquantitative determination of anti-nuclear antibodies in human serum.

Kit components:

  • HEp-2 (human epithelial cell) substrate slides; 12 wells/slide, with desiccant.
  • FITC IgG Conjugate with DAPI, containing 0.09% sodium azide; ready to use.
  • Positive Control: ANA Titratable Pattern, human serum with antibodies to HEp-2 nuclei in buffer, containing 0.09% sodium azide; pre-diluted, ready to use.
  • . Negative Control: IFA System Negative Control, diluted human serum with no ANA present, containing 0.09% sodium azide; pre-diluted, ready to use.
  • PBS II (40x) Concentrate, sufficient for making 2000 mL of 1x PBS II.
  • Mounting Medium, containing 0.09% sodium azide ●
  • Coverslips

13. Principle of the method and summary of the procedure

Samples are diluted 1:80 in PBS and incubated with the antigen substrate (HEp-2 cells). After incubation, unbound antibodies are washed off. The substrate is then incubated with anti-human IgG-FITC conjugate. The conjugate contains a DNA-binding blue fluorescent dye, 4',6-diamidino-2-phenylindole (DAPI) that is required for NOVA View use. The blue dye is not visible by traditional flurescence microscope at the wavelength where FITC fluorescence is viewed. Unbound reagent is washed off, and the slides are coverslipped. Stained slides are read by manual fluorescence microscopy, or are scanned with the NOVA View Automated Fluorescence Microscope. The resulting digital images are reviewed and interpreted from the computer monitor. ANA positive samples will exhibit an apple green fluorescence corresponding to areas of the cell nuclei where autoantibody has bound. Some sera may contain antibodies reacting with cytoplasmic antigens, and will exhibit apple green fluorescence corresponding to areas of the cell cytoplasm where autoantibody has bound. When slides are assessed by NOVA View, digital images of representative areas of the well are captured. These digital images must be reviewed and interpreted from the computer monitor by a trained operator. Samples that are positive at 1:80 may be titered by performing a 2-fold serial dilution from the initial screening dilution with PBS buffer (i.e. 1:80, 1:160, 1:640, 1:1280, 1:2560, etc.) to determine the endpoint titer.

14. Analytical performance characteristics

15.1 NOVA View Device

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The performance characteristics of the NOVA View device are included in a separate submission, DEN140039.

15.2. Nomenclature used in the studies

All studies have been performed by interpreting the results with both manual microscopy and with the NOVA View system.

"Manual" and "Manual reading" refers to results obtained by reading the slides with traditional fluorescence microscope.

"NOVA View" refers to raw results obtained with the NOVA View Automated Fluorescence Microscope, such as Light Intensity Units (LIU), positive/negative classification and pattern information.

"Digital", "Digital reading" and "Digital image" refers to results obtained by reading NOVA View generated images on the computer monitor.

If only cytoplasmic pattern is present, the ANA is considered negative.

For statistical calculations, a positive result is presented as "1", and a negative result is presented as "0".

Intensity of the staining is expressed in reactivity grades. Grade 0 is negative; grades 1-4 are weak to strong positive.

When an operator had to read the same set of slides twice (for example, with manual microscope and on the computer monitor), a minimum 3-day "washout" period was included between the readings.

ANA pattern nomenclature:

Patterns reported by NOVA View
HHomogeneous
SSpeckled
NNucleolar
CCentromere
DDots
UUnrecognized

Limit of Blank (LoB), Limit of Detection (LoD) 15.3

N/A

15.4 Precision performance

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Repeatability and reproducibility

To assess the precision performance of the NOVA Lite DAPI ANA Kit results, a study was performed by processing 3 negative and 10 positive samples ("first set") with various patterns and intensities with NOVA Lite DAPI ANA kit, in three replicates, in 10 runs (2 runs per day), resulting in 30 data points for each sample. The slides were read with NOVA View, and digital images were interpreted by the operator. Slides in this study were not read with manual microscope; i.e. two set of results were generated: NOVA View output and digital image reading results.

Additional precision study ("second set") was performed on 22 samples: 20 negative and around-the cut-off samples, and 2 samples with 3+ average grade intensity level. Samples were tested in three replicates, in 10 runs (2 runs per day), resulting in 30 data points for each sample. The slides were read with NOVA View, and digital images were interpreted, moreover, slides were read with manual microscope, too; i.e. three set of results were generated: NOVA View output, digital image reading results and manual reading results.

A third, separate study has previously been performed ("third set") with samples tested in triplicates or duplicates, in 5 runs, resulting in 15 or 10 data points for each sample. The slides were read with NOVA View, and digital images were interpreted, moreover, slides were read with manual microscope, too; i.e. three set of results were generated: NOVA View output, digital image reading results and manual reading results.

Acceptance criteria: Difference between reactivity grades within one run (between replicates) are within ± one reactivity grade. Average reactivity grade difference between any runs is within ± one reactivity grade.

Results: For both digital image reading and manual reading, grades were within ± one reactivity grade within one run (within triplicates), and the average grade was no more than one reactivity grade different between runs. Pattern was consistent for 100% of the replicates (considering positive results only).

The results of the above three precision studies are summarized in the Table below. Samples in the Table are sorted according to NOVA View LIU values.

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NOVA Lite® DAPI ANA Kit

Sample IDnMean LIUNOVA View outputManual readingDigital reading
% negative% positiveReactivity grade range% negative% positiveReactivity grade range% negative% positive
first setNVB012304.71000N/TN/TN/T01000
NVB007307.61000N/TN/TN/T01000
NVB063307.91000N/TN/TN/T01000
NVB1113038.563.336.7N/TN/TN/T0-13.396.7
NVB0793091.613.386.7N/TN/TN/T0-13.396.7
NVB00930229.10100N/TN/TN/T2-30100
NVB02930233.80100N/TN/TN/T40100
NVB08730310.50100N/TN/TN/T1-20100
NVB01730310.60100N/TN/TN/T1-20100
NVB02330715.50100N/TN/TN/T40100
NVB00430933.30100N/TN/TN/T40100
NVB118301300.10100N/TN/TN/T40100
NVB037302217.70100N/TN/TN/T40100
second setNV20303.510000100001000
NV163010.210000100001000
NV23011.410000100001000
NV83013.510000100001000
NV153016.610000-113.386.70-116.783.3
NV93019.110000-146.753.301000
SB242163031.486.713.31010010100
NV223033.676.723.30-196.73.30-176.723.3
NV263038.490.010.00-160.040.00-153.346.7
NV143038.843.356.70-16.793.310100
NV133040.566.733.3101000-16.793.3
NV53040.766.733.31-201000-116.783.3
NVB4403043.873.326.70-133.366.70-146.753.3
NV43057.543.356.71-201001-20100
NVB2013062.826.773.31-201001-20100
NVB0743063.816.783.31010010100
NV123064.836.763.31-201001-20100
NVB3693072.423.376.70-13.396.70-113.386.7
NV73074.110.090.01-201001-20100
NV1030128.530.070.01-201001-20100
NV2330822.401002-3010030100
NV630903.901003010030100
third setPMDx 50871524.61000100010001000
SS-A Monospecific 0820315103.60100201001-20100
AMA 93032815882.601004010040100
Centromere 120571101052.901003-4010040100
Nucleolar 120559101339.801003010040100
DNA PS0007 520847151375.601003-4010040100
ANA DNA 420530101607.801004010040100
SmRNP 220951102811.201003010040100

N/T: Not tested

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15.4 Linearity and Analytical Measuring Range (AMR)

N/A

15.5 Interference

The interference study was performed according to CLSI EPO7-A2, Interference Testing in Clinical Chemistry; Approved Guideline - Second Edition.

Interference by bilirubin, hemoglobin, triglycerides, cholesterol and RF IgM was assessed using the following materials and concentrations. The Table below contains all three concentration levels that were tested:

| Interfering substance | Manufacturer Part
number | Lot number | Concentration #1
tested | Concentration #2
tested | Concentration #3
tested |
|-----------------------|-----------------------------|------------|----------------------------|----------------------------|----------------------------|
| Bilirubin, conjugated | EMD 201102 | DU3038000 | 10 mg/dL | 5 mg/dL | 2.5 mg/dL |
| Hemoglobin | SIGMA H7379 | 051M7004V | 200 mg/dL | 100 mg/dL | 50 mg/dL |
| Triglicerydes | SCIPAC P235-8 | 1201-146 | 1000 mg/dL | 500 mg/dL | 250 mg/dL |
| Cholesterol | SCIPAC P235-8 | 1201-146 | 224.3 mg/dL | 112.1 mg/mL | 56 mg/mL |
| RF IgM | QC #16 | ZG0024783 | 56 AU | 33.6 AU | 11.2 AU |

Three specimens were tested (one negative, one medium positive, and one strong positive). Interfering substances (hemoglobin, bilirubin, triglycerides, cholesterol) were spiked into every specimen at three different concentrations (see above) in 10% of total specimen volume, and the resulting samples were assessed in triplicates according to the standard protocol (diluted in 1:80 and processed on HEp-2 slides). The concentrations shown above are final (testing) concentrations in the sample after spiking. To assess interference with rheumatoid factor (RF), 10%, 30% and 50% (volume) RF positive sample was added to the test samples were processed with NOVA Lite DAPI ANA kit, and read with NOVA View. Digital images were interpreted and confirmed. Moreover, all slides were read by the same operator with manual microscopy. Appropriate controls were made by adding 10% (volume) sample diluent to the same samples and for testing for RF interference, adding 10%, 30% and 50% (volume) sample diluent to the samples.

Reactivity grades of samples containing the interfering substance were within ± one grade of the control samples with both manual and digital reading.

No interference was detected with bilirubin up to 10 mg/dL, hemoglobin up to 200 mg/dL, triglycerides up to 1000 mg/dL, cholesterol up to 224.3 mg/dL and RF IgM up to 56 AU.

15.6 Cross-reactivity

Cross reactivity was examined in the following patients with autoimmune thyroid disease/TPO antibodies, patients with celiac disease/anti-tTG antibodies, patients with anti-MPO and anti-PR3 antibodies, patients with Crohn's/inflammatory bowel disease, and patients with rheumatoid arthritis.

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The number and distribution of the population is shown in the Table below, together with the ANA positivity rate. Considering all 114 samples, the observed positivity rate was 25% for NOVA View results, 27% for digital image reading, and 28% for manual reading. The positivity rate was 15% for NOVA View results, 19% for digital image reading, and 21% for manual reading, when rheumatoid arthritis samples were not included. This positivity rate is in line with the expected results and the published literature. ANA positivity in RA has previously been described with high frequency. RA-33 antibodies are present in up to 36% of RA patients, and anti-histone antibodies have also been identified in the sera of RA patients.

Cross-reactivity cohort, n=114Positivity rate
Sample typeNumberNOVA ViewManual readingDigital reading
Number%Number%Number%
Anti-MPO/anti-PR32614%312%415%
Crohn's/Inflammatory
bowel disease20840%945%840%
Autoimmune
thyroiditis2428%417%313%
Celiac disease24313%417%313%
Rheumatoid arthritis201575%1155%1470%
Total1142925%3128%3227%

15.7 Lot to lot comparison

Lot to lot comparison study was performed on three reagent lots. Forty sera were tested along with altogether 8 controls (one Negative and one Positive Control on each slide).

The following comparisons were made:

  • . NOVA view output: negative/positive, LIU and pattern comparison.
  • . Digital image reading: negative/positive, grade and pattern comparison
  • Manual image reading: negative/positive, grade and pattern comparison.

Agreement:

Average positive, average negative and total agreement between digital image reading result and manual reading results between the three lots were calculated, and the results are shown below:

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NOVA Lite® DAPI ANA Kit

| Digital reading | Lot 008559 vs Lot
009398 | Lot 008559 vs Lot
009399 | Lot 009398 vs Lot
009399 |
|----------------------------|-----------------------------|-----------------------------|-----------------------------|
| Average negative agreement | 94.7 (85.7-100.0) | 91.9 (80.9-100.0) | 97.4 (90.9-100.0) |
| Average positive agreement | 95.2 (87.2-100.0) | 93.0 (83.3-100.0) | 97.6 (91.4-100.0) |
| Total agreement | 95.0 (83.1-99.4) | 92.5 (79.6-94.4) | 97.5 (86.8-99.9) |

| Manual reading | Lot 008559 vs Lot
009398 | Lot 008559 vs Lot
009399 | Lot 009398 vs Lot
009399 |
|----------------------------|-----------------------------|-----------------------------|-----------------------------|
| Average negative agreement | 93.8 (82.8-100.0) | 93.8 (82.8-100.0) | 100 (100-100) |
| Average positive agreement | 95.8 (88.9-100.0) | 95.8 (88.9-100.0) | 100 (100-100) |
| Total agreement | 95.0 (83.1-99.4) | 95.0 (83.1-99.4) | 100 (91.2-100) |

Grade agreement:

All grades (100%) were within ± 1 grade from each other for all samples in any pair-wise comparisons with manual and digital reading:

Digital reading grade agreementManual reading grade agreement
Lot 008559Lot 008559
Lot 00939801234TotalLot 00939801234Total
018200020015000015
10300031250007
20120032015006
30018093000617
40000554000145
Total18638540Total17657540
Lot 008559Lot 008559
Lot 00939901234TotalLot 00939901234Total
017200019015000015
11400051260008
20020022005106
30018093000505
40000554000156
Total18638540Total17657540
Lot 009398Lot 009398
Lot 00939901234TotalLot 00939901234Total
019000019015000015
11310051071008
20020022005106
30009093000505
40000554000156
Total20339540Total15767540

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Pattern agreement:

Pattern agreement was assessed in pair-wise comparison between lots. Only definitive patterns (Homogeneous, Speckled, Centromere, Nuclear dots) were considered as pattern agreement. User reported "Other" patterns were not considered as an agreement.

There was 100% pattern agreement between the lots with manual and digital image reading, considering positive samples only.

15.8 Accelerated stability study of the anti-human IgG-FITC conjugate with DAPI (P/N 508102)

Accelerated stability study was performed on three lots of conjugate with DAPI according to an isochronous design, at 37 ± 3°C for 4 weeks. Each week a new vial of sealed component was placed in the incubator at 37 ± 3°C, and all components were tested at the end of the study period together with a vial that was stored at 5 ± 3℃ (control). Testing was performed by staining the slides with characterized samples. All calculations were performed by comparing results obtained with the control vial (stored at 5 ± 3℃) to those obtained with vials stored at 37 ± 3℃ for 1, 2, 3, and 4 weeks, where one week is equal to six months at 5 ± 3°C. All slides were read with NOVA View; moreover, all slides were read by the same operator with manual microscopy.

Acceptance criteria for one year preliminary shelf life:

Reactivity grades obtained on slides stored at 37 °C for 2 weeks are within ± one grade of those obtained on the control slides.

L/N: 042194P1L/N: 042195P2L/N: 042196V3
ControlWeek2ControlWeek2ControlWeek2
Sample IDgrade patterngrade patterngrade patterngrade patterngrade patterngrade pattern
Homogeneous Positive Control3 H4 H3 H3 H3 H3 H
IFA System Negative Control0 n/a0 n/a0 n/a0 n/a0 n/a0 n/a
Speckled Positive Control3 S3 S3 S4 S4 S4 S
Nucleolar Positive Control3 N3 N3 N3 N3 N3 N
Centromere Positive Control3 C3 C3 C3 C3 C3 C
AMA Positive Control4 D3 D3 D4 D4 D3 D
PS0002 420530 (Homogeneous)1 H1 H1 H1 H1 H1 H
PS0005 010047 (Negative)0 n/a0 n/a0 n/a0 n/a0 n/a0 n/a
PS0008 220951 (Speckled)1 S01 S1 S1 S1 S
PS0006 120559 (Nucleolar)1 N1 N2 N2 N2 N2 N
PS0004 120571 (Centromere1 C1 C1 C1 C1 C1 C
PS0003 930328 (AMA)2 D1 D1 D1 D2 D1 D

Results are summarized in the table below. Acceptance criteria were met.

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16. Cutoff

The serum dilution of 1:80 was selected to provide optimal clinical sensitivity and specificity. The performance of this serum dilution has been validated as described in sections "Clinical performance" and "Expected values".

17. Comparison with the predicate device

17.1 Conjugate comparison

The NOVA Lite DAPI ANA Kit contains the same components as the predicate device, with the exception of the conjugate. To adapt the assay for use on NOVA View, the blue fluorescent dye DAPI (4',6diamidino-2-phenylindole) that binds strongly to A-T rich regions in DNA was added to the conjugate. The addition of DAPI does not influence the test utility and performance when used manually, as it is not visible at the wavelength used for reading slides with traditional fluorescence microscope, and does not interfere with antibody binding.

To demonstrate the equivalent performance of the conjugate with and without DAPI, a comparison study has been performed on clinical samples.

407 individual serum samples have been tested. Two sets of slides were stained: one with the conjugate without DAPI (P/N: 508113, included in the predicate device) the other with the conjugate with DAPI (508102). The 1:80 serum dilution was used. The two sets of slides were read by the same operator with an Olympus CX31 fluorescent microscope. Positive/negative agreement and grade correlation were evaluated.

Acceptance criteria:

Agreement between the two sets is > 85%.

Pattern agreement (for positive samples only) is > 85%.

Grades are within ± one grade from each other for 90% of the samples.

All acceptance criteria were met. Total agreement between the two sets was 96.6%. All grades were within ± one grade from each other. 210 samples were positive with both sets; pattern discrepancy was observed in three cases in those samples that were interpreted as positive with both conjugates.

| (N=407) | 508113 (conjugate w/o DAPI) | | | | Percent Agreement
(95% Confidence) |
|-----------------------------------|-----------------------------|----------|-------|-----|---------------------------------------|
| | Negative | Positive | Total | | |
| 50102
(conjugate
with DAPI) | Negative | 183 | 3 | 186 | Pos. Agreement: 98.6% (95.9-99.7%) |
| | Positive | 11 | 210 | 221 | Neg. Agreement: 94.3% (90.1-97.1%) |
| | Total | 194 | 213 | 407 | Total Agreement: 96.6% (94.3-98.1%) |

Agreement:

Grade agreement:

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Grades, 508113 (conjugate wo DAPI)
Grades, 50102
(conjugate with DAPI)01+2+3+4+Total
01833000186
1+117180090
2+014733090
3+00226230
4+0002911
Total19488833111407

17.2 Method comparison

Results that were obtained with the NOVA Lite DAPI ANA kit, using 1:80 serum dilution, were compared to those obtained with the reference device (1:40 serum dilution, and anti-human IgG conjugate without DAPI).

The comparison study was performed on 410 samples: 400 clinically characterized sera, and 10 samples with known ANA patterns. All slides were interpreted with traditional fluorescence microscopy only. Interpretation included positive/negative categorization, pattern interpretation and grading of positive samples on a scale of 1+ to 4+.

The distribution of the cohort and the frequency of positive results are shown in the Table below:

| | Number of
samples | Number of
positive at 1:40 | Number of
positive at 1:80 |
|----------------------------------------|----------------------|-------------------------------|-------------------------------|
| Apparently healthy controls | 150 | 41 | 17 |
| SLE (Systemic Lupus Erythematosus) | 100 | 85 | 81 |
| SS (Sjogren's syndrome) | 30 | 23 | 21 |
| SSc (Systemic Sclerosis) | 30 | 20 | 15 |
| Idiopathic inflammatory myositis (IIM) | 10 | 9 | 7 |
| MCTD (Mixed Connective Tissue Disease) | 20 | 12 | 12 |
| Infectious disease | 30 | 6 | 4 |
| RA (Rheumatoid arthritis) | 30 | 20 | 17 |
| Centromere antibody positive | 5 | 5 | 5 |
| Mitochondrial antibody positive | 5 | 4 | 5 |
| Total | 410 | 224 | 184 |

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Agreement between the two methods is shown below:

Predicate device, 1:40
NOVA Lite DAPI ANA
Kit, 1:80NegativePositiveTotal
Negative18145226
Positive5179184
Total186224410

| | Positive Agreement %
(95% CI) | Negative Agreement %
(95% CI) | Total Agreement %
(95% CI) |
|-----------------------|----------------------------------|----------------------------------|-------------------------------|
| 1:80 vs 1:40 dilution | 79.9 (74.1-85.0) | 97.3 (91.5-100.0) | 87.7 (84.2-90.8) |

Pattern agreement

179 samples were positive according to both dilutions. The number of discrepant samples (not including negative/positive discrepancies, but including patterns interpreted as "other") was five (2.2% of samples that tested positive in 1:40 dilution).

Grade agreement

Fluorescence intensity grades were within ± one grade from each other for 407 samples (99.5%). Grade agreement is shown in the matrix below:

| Fluorescence grade
NOVA Lite DAPI

ANA KitFluorescence grade, predicate device
01+2+3+4+Total
018144100226
1+335310069
2+133724065
3+000141125
4+00012324
Total18582693934409*

*Grade was not reported for one sample

Out of the 410 samples, 45 samples that were positive in 1:40 dilution were negative in 1:80. Out of the 45 samples, 28 were in from the healthy and infectious diseases population, and 3 had the diagnosis of RA. Fourteen samples were from patients with ANA-associated autoimmune diseases. Two samples

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were from patients with IIM, two from patients with Sjogren's syndrome, five had systemic sclerosis. All these samples had a fluorescence intensity grade of 1+, except for one myositis sample that had a grade of 2+.

The prevalence of ANA in the healthy population (n=150) was 27.3% when sera were tested in 1:40 dilution, and was 11.3% when sera were tested in 1:80 dilution.

Sensitivity % (95% CI)Specificity* %
SLESARD(95% CI)
(N=100)(N=190)(N=60)
1:40 dilution85.9 (77.4-92.0)78.8 (72.3-84.4)56.7 (43.2-69.4)
1:80 dilution80.8 (71.7-88.0)71.4 (64.4-77.8)65.0 (51.6-76.9)

Overall clinical sensitivity and specificity is shown below:

SARD: Systemic Autoimmune Rheumatic Disease (includes SLE, SSc, SS, MCTD and IIM)

*Control samples include RA and infectious disease population

18. Agreement between digital reading results and manual reading

18.1 Accuracy of endpoint titration

To assess the accuracy of the system at low analyte levels (around the cut-off), 10 ANA positive samples with various ANA intensities and IIF patterns were titered to endpoint with NOVA Lite DAPI ANA kit at Inova (Site #1) and at two external sites (shown as Site #3) as part of the validation study. The same samples were tested at each site. Samples were diluted in PBS starting at 1:80, and diluted 2fold until a dilution of 1:40,960 was reached (10 dilutions per sample). All samples were read with NOVA View. Digital images were interpreted and confirmed, and the endpoint titer (the dilution of the last positive result) was determined for each sample. Moreover, all slides were read by the same operator with manual microscopy.

Endpoints by digital reading were the same or within ± 1 dilution steps from that of manual reading for 100%, 60% and 90% of the cases at the three testing sites, and within ± 2 dilution steps for the rest of the samples.

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Site #1Site #2Site #3
Manual microscopic
readingDigital image readingManual microscopic
readingDigital image readingManual microscopic
readingDigital image reading
NumberSample IDPatternEndpoint
titerPatternEndpoint
titerPatternEndpoint
titerPatternEndpoint
titerPatternEndpoint
titerPatternEndpoint
titer
1NVB095C1280C1280C640C640C640C320
2NVB113C640C640C640C640C320C160
3NVB020H640H320H160H160H320H320
4NVB071CS640S640S1280S320S1280S1280
5NVB074D320D640D320D640D320D160
6NVB056H1280H640H640H640H1280H640
7NVB042N2560N2560N≥5120N1280N2560N1280
8NVB014N1280N1280N2560N1280N1280N640
9NVB118H640H640H1280H320H1280H320
10NVB036H1280H1280H2560H640H1280H1280

Highlighted results: two dilution steps difference between manual and digital reading.

18.2 Agreement on clinical sample cohort

To assess the agreement between NOVA View generated results obtained by reading the digital images and results obtained by manual reading of the slides, a study was performed at Inova Diagnostics (Site #1) and at two external locations (Site #2 and Site #3).

A cohort of 120 samples (same samples at each location) were processed with the NOVA Lite DAPI ANA kit, and read with NOVA View. The 120 samples were selected to represent approximately 50% negative and 50% positive samples with various patterns. All major patterns were represented, and reactivity grades ranged from 0 to 4. Digital images were interpreted and confirmed. Additionally, slides were read with traditional fluorescent microscope by the same operator. Results are presented below.

Agreement between manual reading, digital reading and NOVA View results:

| | | Positive Agrmnt %
(95% CI) | Negative Agrmnt %
(95% CI) | Total Agrmnt %
(95% CI) |
|---------|----------------------|-------------------------------|-------------------------------|----------------------------|
| Site #1 | Manual vs NOVA View | 100.0 (93.7-100.0) | 98.4 (91.5-100.0) | 99.2 (95.4-100.0) |
| | Manual vs digital | 100.0 (93.7-100.0) | 98.4 (91.5-100.0) | 99.2 (95.4-100.0) |
| | Digital vs NOVA View | 100.0 (93.8-100.0) | 100.0 (94.2-100.0) | 100.0 (97.0-100.0) |
| Site #2 | Manual vs NOVA View | 95.0 (81.6-99.0) | 98.3 (91.1-100.0) | 96.7 (91.7-99.1) |
| | Manual vs digital | 96.7 (88.5-99.6) | 95.0 (86.1-99.0) | 95.8 (90.5-98.6) |
| | Digital vs NOVA View | 93.4 (84.1-98.2) | 98.3 (90.9-100.0) | 95.8 (90.5-98.6) |
| Site #3 | Manual vs NOVA View | 94.6 (85.1-96.8) | 98.4 (91.6-100.0) | 96.7 (91.7-99.1) |
| | Manual vs digital | 92.9 (82.7-98.0) | 100. (94.4-100.0) | 96.7 (91.7-99.1) |

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Digital vs NOVA View100.0 (93.2-100.0)97.1 (89.8-99.6)98.3 (94.1-99.8)
--------------------------------------------------------------------------------

Pattern agreement

Pattern agreement was assessed in pair-wise comparison between manual reading, NOVA View results, and digital image reading at each site. Only definitive patterns (Homogeneous, Speckled, Centromere, Nucleolar, Nuclear dots) were considered as pattern agreement. NOVA View reported "Unrecognized" patterns and user reported "Other" patterns were not considered as an agreement.

Out of the 120 samples in the reproducibility cohort, there were 57 positive samples at Site#1, 60 at Site#2 and 56 at Site#3 by manual reading (reference method). Summary table of pattern agreement is shown below.

Reproducibility cohort n=120Number (%) of samples with pattern agreement*
Site#1Site#2Site#3
Manual vs Digital55 (96.5%)57 (95.0%)54 (96.4%)
Manual vs NOVA View45 (78.9%)50 (83.3%)45 (80.4%)
Digital vs NOVA View44 (77.2%)48 (80.0%)45 (80.4%)

*As percentage of samples that were positive with manual interpretation

Grades correlation(agreement)

Fluorescence intensity grades were within ± one grade from each other between manual reading and digital image reading, as shown below:

Reproducibility cohort n=120Percent of samples within ± one grade
Manual vs digitalSite#1 Site#2 Site#3 98.30% 99.20% 99.20%

Clinical performance 19.

19.1 Clinical sensitivity and specificity

To assess clinical performance, a clinical study was performed at Inova Diagnostics (Site #1) and at two external sites (shown as Site #2 and Site #3).

22

A cohort of 463 clinically characterized samples (same samples at each location) were processed with NOVA Lite DAPI ANA kit, and read with NOVA View. Digital images were interpreted and confirmed. Additionally, slides were read with traditional manual microscope by the same operator.

The number and distribution of the samples are shown below:

| Sample type | Number of
samples |
|---------------------------------------|----------------------|
| Healthy control | 75 |
| HBV | 20 |
| HCV | 5 |
| HIV | 5 |
| Syphilis | 5 |
| SLE | 75 |
| SSc | 20 |
| SS | 20 |
| AIL | 20 |
| RA | 20 |
| MCTD | 21 |
| Autoimmune myositis | 26 |
| Fibromyalgia | 25 |
| Anti-MPO/anti-PR3 | 26 |
| Crohn's/Inflammatory
bowel disease | 20 |
| Autoimmune
thyroiditis | 24 |
| Celiac disease | 24 |
| Drug induced lupus | 25 |
| Other | 7 |
| Total | 463 |

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Positivity rate in the various sample groups at the three locations is listed below:

Site #1:

Number of positive samples% positive samples
Sample typeNumber of samplesNOVA ViewManual readDigital readSample typeNumber of samplesNOVA ViewManual readDigital read
Healthy control75445Healthy control755.3%5.3%6.7%
HBV20153HBV205.0%25.0%15.0%
HCV5202HCV540.0%0.0%40.0%
HIV5202HIV540.0%0.0%40.0%
Syphilis5303Syphilis560.0%0.0%60.0%
SLE75605460SLE7580.0%72.0%80.0%
SSc20191919SSc2095.0%95.0%95.0%
SS2012913SS2060.0%45.0%65.0%
AIL20201620AIL20100.0%80.0%100.0%
RA20151114RA2075.0%55.0%70.0%
MCTD21101010MCTD2147.6%47.6%47.6%
Autoimmune myositis26676Autoimmune myositis2623.1%26.9%23.1%
Fibromyalgia25696Fibromyalgia2524.0%36.0%24.0%
Anti-MPO/anti-PR326134Anti-MPO/anti-PR3263.8%11.5%15.4%
Crohn's/Inflammatory bowel disease20898Crohn's/Inflammatory bowel disease2040.0%45.0%40.0%
Autoimmune thyroiditis24243Autoimmune thyroiditis248.3%16.7%12.5%
Celiac disease24343Celiac disease2412.5%16.7%12.5%
Drug induced lupus25455Drug induced lupus2516.0%20.0%20.0%
Other7121Other714.3%28.6%14.3%
Total463179171187Total463

24

NOVA Lite® DAPI ANA Kit

Site #2:

Number of pos samples% positive samples
Sample typeNumber of
samplesNOVA
ViewManual
readDigital
readSample typeNumber of
samplesNOVA ViewManual
readDigital read
Healthy control75272Healthy control752.7%9.3%2.7%
HBV20143HBV205.0%20.0%15.0%
HCV5111HCV520.0%20.0%20.0%
HIV5201HIV540.0%0.0%20.0%
Syphilis5100Syphilis520.0%0.0%0.0%
SLE75545355SLE7572.0%70.7%73.3%
SSc20191919SSC2095.0%95.0%95.0%
SS209119SS2045.0%55.0%45.0%
AIL20171817AIL2085.0%90.0%85.0%
RA20131514RA2065.0%75.0%70.0%
MCTD218108MCTD2138.1%47.6%38.1%
Autoimmune myositis26897Autoimmune myositis2630.8%34.6%26.9%
Fibromyalgia255116Fibromyalgia2520.0%44.0%24.0%
Anti-MPO/anti-PR326554Anti-MPO/anti-PR32619.2%19.2%15.4%
Crohn's/Inflammatory
bowel disease20687Crohn's / Inflammatory
bowel disease2030.0%40.0%35.0%
Autoimmune thyroiditis24362Autoimmune thyroiditis2412.5%25.0%8.3%
Celiac disease24375Celiac disease2412.5%29.2%20.8%
Drug induced lupus25555Drug induced lupus2520.0%20.0%20.0%
Other7111Other714.3%14.3%14.3%
Total463163190166Total463

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Site#3:
Number of pos samples% positive samples
Sample typeNumber of
samplesNOVA
ViewManual
readDigital
readSample typeNumber of
samplesNOVA
ViewManual
readDigital
read
Healthy control7519138Healthy control7525.3%17.3%10.7%
HBV20421HBV2020.0%10.0%5.0%
HCV5222HCV540.0%40.0%40.0%
HIV5522HIV5100.0%40.0%40.0%
Syphilis5333Syphilis560.0%60.0%60.0%
SLE75626261SLE7582.7%82.7%81.3%
SSC20191919SSC2095.0%95.0%95.0%
SS20151414SS2075.0%70.0%70.0%
AIL20201718AIL20100.0%85.0%90.0%
RA20131513RA2065.0%75.0%65.0%
MCTD21888MCTD2138.1%38.1%38.1%
Autoimmune myositis268107Autoimmune myositis2630.8%38.5%26.9%
Fibromyalgia258910Fibromyalgia2532.0%36.0%40.0%
Anti-MPO/anti-PR326544Anti-MPO/anti-PR32619.2%15.4%15.4%
Crohn's/Inflammatory
bowel disease20787Crohn's/Inflammatory
bowel disease2035.0%40.0%35.0%
Autoimmune thyroiditis24554Autoimmune thyroiditis2420.8%20.8%16.7%
Celiac disease24274Celiac disease248.3%29.2%16.7%
Drug induced lupus25475Drug induced lupus2516.0%28.0%20.0%
Other7221Other728.6%28.6%14.3%
Total463211209191Total463

Only four DIL samples were included in the sensitivity calculations, as for the rest of the samples there were concerns about quality of the samples.

Sensitivity was calculated at each site on SLE separately, and on the combination of the systemic autoimmune rheumatic diseases (SARD) (SLE+Sytemic sclerosis+Sjogren's+MCTD+autoimmune myositis+DIL) plus autoimmune liver disease (AIL) population. Specificity was calculated on the total control population excluding healthy subjects. All calculations have been performed according to NOVA View interpretation, digital image reading results and manual (microscopic) reading results. The control population includes samples from patients with RA.

At each testing locations, sensitivity and specificity values had overlapping confidence intervals between NOVA View classification, digital image reading and manual reading, indicating that there are no significant differences between them.

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Site #1 (Inova):

Sensitivity % (95% CI)Specificity % (95% CI)
SLE
(N=75)SARD+AIL
(N=186)(N=174)
NOVA View80.0 (69.2-88.4)69.4 (62.2-75.9)75.3 (68.2-81.5)
Manual reading72.0 (60.4-81.8)62.9 (55.5-69.9)74.1 (67.0-80.5)
Digital reading80.0 (69.2-88.4)69.9 (62.8-76.4)72.4 (65.1-78.9)

Site #2:

| | Sensitivity % (95% CI) | | Specificity % (95% CI)
(N=174) |
|-----------------|------------------------|---------------------|-----------------------------------|
| | SLE
(N=75) | SARD+AIL
(N=186) | |
| NOVA View | 72.0 (60.4-81.8) | 62.9 (55.5-69.9) | 77.0 (70.0-83.0) |
| Manual reading | 70.7 (59.0-80.6) | 65.6 (58.3-72.4) | 67.2 (59.7-74.2) |
| Digital reading | 73.3 (61.9-82.9) | 62.98 (55.5-69.9) | 75.3 (68.2-81.5) |

Site #3:

Sensitivity % (95% CI)Specificity % (95% CI)
SLE
(N=75)SARD+AIL
(N=186)(N=174)
NOVA View82.7 (72.2-90.4)72.0 (65.0-78.4)69.0 (61.5-75.7)
Manual reading82.7 (72.2-90.4)71.0 (63.9-77.4)67.2 (59.7-74.2)
Digital reading81.3 (70.7-89.4)69.4 (62.2-75.9)71.3 (63.9-77.9)

Moreover, agreement between NOVA View classification, digital image reading and manual reading were calculated at each testing location, to demonstrate equivalency between results generated by NOVA View, digital image reading (final result of NOVA View reading) and manual reading results. Agreement between digital image reading and manual reading results were greater than 90% at all three testing sites:

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Agreement between manual reading, digital image reading and NOVA View results at the three testing sites:

| Total agreement between methods %

(N=463)Site #1Site #2Site #3
Manual reading vs NOVA View89.6 (86.5-92.3)89.8 (86.7-92.4)87.0 (83.6-90.0)
Manual reading vs digital reading91.4 (88.4-93.8)92.2 (89.4-94.5)92.2 (89.4-94.5)
Digital reading vs NOVA View97.0 (95.0-98.3)96.3 (94.2-97.8)92.2 (89.4-94.5)

Grade agreement

Fluorescence intensity grades as determined by digital image reading were within ± one dilution step from those of determined by traditional manual reading in 96.3%, 99.1% and 99.6% of the samples at the three sites.

Pattern agreement

Pattern agreement was assessed in pair-wise comparison between manual reading, NOVA View results, and digital image reading. Only definitive patterns (homogeneous, speckled, centromere, nucleolar, nuclear dots) were considered as pattern agreement. NOVA View reported "Unrecognized" patterns and user reported "Other" patterns were not considered as an agreement.

Out of the 463 clinical samples, there were 171 positive samples at Site#2 and 209 at Site#3 by manual reading (reference method). Agreement between digital image reading and manual reading was above 90% at all three testing sites.

Summary table of pattern agreement is shown below.

Clinical cohort n=463Number (%) of samples with pattern agreement*
Site #1Site #2Site #3
Manual vs Digital162 (94.7%)174 (91.6%)200 (95.7%)
Manual vs NOVA View130 (76.0%)164 (86.3%)152 (72.7%)
Digital vs NOVA View119 (69.6%)168 (88.4%)157 (75.1%)

*As percentage of samples that were positive with manual interpretation

20. Expected values

The clinical validation study population included samples from 75 apparently healthy controls (different from those used for cutoff LIU establishment).

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Out of the 75 samples, there were 4, 5 and 4 positive results with manual reading, and according to NOVA View classification. The expected result in the normal population is negative; however, 10-20% of positivity may be seen in reference subjects according to published literature and our experience.

21. CDC ANA reference sera

The CDC ANA reference standards (also known as IUIS ANA reference standards) were tested with the NOVA Lite DAPI ANA kit, and read with NOVA View. Digital images were interpreted and confirmed. Additionally, slides were read with traditional manual microscope by the same operator.

All reference sera produced the expected pattern. The results of NOVA View digital image interpretation were within ± one reactivity grade from that of manual interpretation of the slides. No discrepancies in pattern interpretation were seen between manual and digital results.

Results are summarized below:

| CDC Reference Serum
ID | Expected
ANA pattern | Known
antibody
specificity | Pattern with NOVA Lite
DAPI ANA Kit, manual
microscopic reading | Pattern with NOVA Lite
DAPI ANA Kit, digital
image reading |
|---------------------------------|-------------------------|----------------------------------|-----------------------------------------------------------------------|------------------------------------------------------------------|
| ANA Human
Reference Serum #1 | Homogeneou
s/Rim | nDNA | Homogeneous | Homogeneous |
| ANA Human
Reference Serum #2 | Speckled | SS-B/La | Speckled | Speckled |
| ANA Human
Reference Serum #3 | Speckled | RNP, SS-B/La,
SS-A/Ro | Speckled | Speckled |
| ANA Human
Reference Serum #4 | Speckled | U1-RNP | Speckled | Speckled |
| ANA Human
Reference Serum #5 | Speckled | Sm | Speckled | Speckled |
| ANA Human
Reference Serum #6 | Nucleolar | Fibrillarin | Nucleolar | Nucleolar |
| ANA Human
Reference Serum #7 | N/A | SS-A/Ro | Speckled | Speckled |
| ANA Human
Reference Serum #8 | Centromere | Centromere | Centromere | Centromere |
| ANA Human
Reference Serum #9 | N/A | Scl-70 | Homogeneous | Homogeneous |

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NOVA Lite® DAPI ANA Kit

| ANA Human
Reference Serum #10 | N/A | Jo-1 | ANA Negative;
Cytoplasmic speckled
(Jo-1 like) | ANA Negative;
Cytoplasmic speckled
(Jo-1 like) |
|----------------------------------|-----|-------------|------------------------------------------------------|------------------------------------------------------|
| ANA Human
Reference Serum #11 | N/A | PM-Scl | Nucleolar | Nucleolar |
| ANA Human
Reference Serum #12 | N/A | Ribosomal P | Negative * | Negative* |

*Anti-ribosomal antibodies show variable levels of detectability on HEp-2 cells