K Number
K142561
Manufacturer
Date Cleared
2015-03-20

(190 days)

Product Code
Regulation Number
876.5990
Reference & Predicate Devices
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The Lite-Med LM-9300 ELMA Lithotripter is indicated for fragmentation of kidney stones such as renal calyx stones and renal pelvic stones and for upper, middle and lower ureteral stones by extracorporeal shock wave lithotripsy (ESWL).

Device Description

The Lite-Med LM-9000 ELMA is an Electromagnetic Extracorporeal Shock Wave Lithotripter that effectively treats urinary calculi. It is routinely used for the fragmentation of kidney and ureteral stones and offers a good combination of clinical performance, flexibility and affordability. The standard LM-9300 ELMA system consists of a shockwave generator, an operator interface (industrial computer with dual monitors), a water circulation subsystem and a patient handling subsystem. For the Extracorporeal Shock Wave Lithotripsy (ESWL) operation to be fully functional, one or two more subsystems are necessary. The first is a C-arm X-ray fluoroscopy device and the second is an ultrasound imaging unit. Normally one of the imaging devices is sufficient. For most advanced ESWL designs such as LM-9300 ELMA both X-ray and ultrasound are used for patient positioning and monitoring purposes.

Shock waves are generated on the basis of a principle similar to that used in loudspeakers. An electrical impulse is sent through an inductance coil, generating a magnetic field which repulses a metallic membrane. The acoustic impulse created by this repulsion is focused by an acoustic lens to form a shock wave. A water circulation subsystem is used to provide transmission of shockwaves and cooling of the generator.

AI/ML Overview

Here's an analysis of the provided text to extract the acceptance criteria and study details for the LM-9300 ELMA Lithotripter:

1. Table of Acceptance Criteria and Reported Device Performance

The document does not explicitly state "acceptance criteria" in a typical quantitative pass/fail format for a diagnostic device. Instead, it describes performance based on the clinical outcome of stone fragmentation. The key performance indicator is the "stone-free ratio."

Acceptance Criteria Category (Implied)Reported Device Performance (LM-9300 ELMA)
Clinical Effectiveness (Stone-Free)Averaged stone-free ratio at one month after treatment: 80%
Effectiveness (Residual Fragments)Effectiveness (fragments < 5mm x 4mm): better than 90%

It's important to note that these "acceptance criteria" are derived from the observed clinical performance and are presented as evidence of the device's efficacy, rather than pre-defined thresholds the device had to meet to be approved. The document primarily focuses on demonstrating substantial equivalence to predicate devices and adherence to safety standards.

2. Sample Size Used for the Test Set and Data Provenance

  • Sample Size: 44 patients with 44 stones.
  • Data Provenance: The study was a prospective clinical investigation performed at 2 sites. The country of origin is not explicitly stated, but the manufacturer is Lite-Med Inc. from Taipei City, Taiwan.

3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications

This information is not provided in the document. For a lithotripter, ground truth would typically refer to the confirmed presence and size of stones before treatment, and the assessment of stone fragmentation and stone-free status after treatment. This assessment would usually be done by medical professionals (e.g., urologists, radiologists) using imaging techniques (X-ray, ultrasound). The document states "follow-up to support this application," implying expert assessment, but does not detail the number or qualifications.

4. Adjudication Method for the Test Set

This information is not provided in the document.

5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

  • No, a multi-reader multi-case comparative effectiveness study was not conducted.
  • The study described is a clinical investigation focused on the LM-9300 ELMA's performance, not a comparison of human readers with and without AI assistance. The LM-9300 ELMA is a physical medical device (lithotripter) that treats stones, not a diagnostic AI algorithm.

6. Standalone (Algorithm Only) Performance Study

  • No, a standalone performance study was not conducted in the context of an AI algorithm.
  • The LM-9300 ELMA is a physical lithotripter. The performance study refers to its efficacy in fragmenting stones in human patients.

7. Type of Ground Truth Used

The ground truth implicitly used for the clinical study was based on clinical outcomes/assessments of stone presence, size, fragmentation, and "stone-free" status at 1, 2, and 4 weeks follow-up. This likely involved medical imaging (X-ray, ultrasound) and clinical judgment by treating physicians, although specific methods are not detailed.

8. Sample Size for the Training Set

The document describes a clinical investigation (the "test set" or evaluation dataset), but it does not mention a separate "training set" for an algorithm. This is consistent with the device being a physical lithotripter rather than a machine learning or AI-driven diagnostic tool.

9. How the Ground Truth for the Training Set Was Established

Since no training set for an algorithm is mentioned, this information is not applicable.

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Image /page/0/Picture/1 description: The image shows the logo for the U.S. Department of Health & Human Services. The logo consists of a circular seal with the text "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA" arranged around the perimeter. Inside the circle is a stylized image of three human profiles facing to the right, overlapping each other to create a sense of depth and connection.

Food and Drug Administration 10903 New Hampshire Avenue Document Control Center - WO66-G609 Silver Spring, MD 20993-0002

March 20, 2015

Lite-Med, Inc. Walt Hsu President & CEO 9th Floor, 49 Dongxing Road Xinyi District, Taipei City 11070 Taiwan

Re: K142561

Trade/Device Name: LM-9300 ELMA Regulation Number: 21 CFR 876.5990 Regulation Name: Extracorporeal shockwave lithotripter Regulatory Class: II Product Code: LNS Dated: December 22, 2014 Received: February 18, 2015

Dear Walt Hsu,

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food. Drug. and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical device

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related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please contact the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm.

Sincerely yours,

Joyce M. Whang -S

for Benjamin R. Fisher, Ph.D. Director Division of Reproductive, Gastro-Renal, and Urological Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

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Indications for Use Statement Section 4.

510k Number: K142561

Indications for Use

510(k) Number (if known): K142561 Device Name: LM-9300 ELMA Indications for Use:

The Lite-Med LM-9300 ELMA Lithotripter is indicated for fragmentation of kidney stones such as renal calyx stones and renal pelvic stones and for upper, middle and lower ureteral stones by extracorporeal shock wave lithotripsy (ESWL).

Prescription Use AND/OR (Part 21 CFR 801 Subpart D)

Over-The-Counter Use ______ (21 CFR 801 Subpart C )

(PLEASE DO NOT WRITE BELOW THIS LINE-CONTINUE ON ANOTHER PAGE IF NEEDED)

Concurrence of CDRH, Office of Device Evaluation (ODE)

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Section 5. 510(k) Summary

510(k) SUMMARY OF SAFETY AND EFFECTIVENESS

LITE-MED LM-9300 ELMA Lithotripter

In response to the Safe Medical Devices Act of 1990, the following is a summary of the safety and effectiveness information upon which the substantial equivalence determination is based.

The safety and effectiveness of the LM-9300 ELMA is based upon a determination of the substantial equivalence as well as the safety and effectiveness of its predicate devices, which includes the following: Lite-Med LM-9200 ELMA (K103217), Dornier Compact Alpha (K002929), and Siemens Lithoskop (K070665).

Applicant/Manufacturer Information

Lite-Med Inc. 9th Floor, 49 Dongxing Road, Xinyi District Taipei City. Taiwan. Zip code: 11070 Contact Person: Walt Hsu Tel: +886-2-2915-4183 Fax: +886-2-2911-1780

Device Identification

Proprietary Trade Name: LM-9300 ELMA Generic Device Name: Extracorporeal Shockwave Lithotripter Product Code: 78 LNS Regulatory Class: Class II with special controls Regulation Number: 21 CFR 876.5990

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Intended Use

The Lite-Med LM-9300 ELMA Lithotripter is indicated for fragmentation of kidney stones such as renal calyx stones and renal pelvic stones and for upper, middle and lower ureteral stones by extracorporeal shock wave lithotripsy (ESWL).

Substantial Equivalence

The Lite-Med LM-9300 ELMA Lithotripter is substantially equivalent to the following currently marketed devices:

Lite-Med LM-9200 ELMA (K103217) Dornier Compact Alpha (K002929) Siemens Lithoskop (K070665)

Device Description

The Lite-Med LM-9300 ELMA is an Electromagnetic Extracorporeal Shock Wave Lithotripter that effectively treats urinary calculi. It is routinely used for the fragmentation of kidney and ureteral stones and offers a good combination of clinical performance, flexibility and affordability. The standard LM-9300 ELMA system consists of a shockwave generator, an operator interface (industrial computer with dual monitors), a water circulation subsystem and a patient handling subsystem. For the Extracorporeal Shock Wave Lithotripsy (ESWL) operation to be fully functional, one or two more subsystems are necessary. The first is a C-arm X-ray fluoroscopy device and the second is an ultrasound imaging unit. Normally one of the imaging devices is sufficient. For most advanced ESWL designs such as LM-9300 ELMA both X-ray and ultrasound are used for patient positioning and monitoring purposes.

Shock waves are generated on the basis of a principle similar to that used in loudspeakers. An electrical impulse is sent through an inductance coil, generating a magnetic field which repulses a metallic membrane. The acoustic impulse created by this repulsion is focused by an acoustic lens to form a shock wave. A water circulation subsystem is used to provide transmission of shockwaves and cooling of the generator.

Technological Characteristics

The shock wave characteristics are reported below by taking the guideline described in the consensus standard IEC 61846 "Ultrasonics - Pressure pulse lithotripters - Characteristics of fields" (1998) into consideration. PVDF film type hydrophones are used in the measurements. The details of the measurements/calculations are given in relevant part of 510(k) application. The results are found similar to the predicate device characteristics.

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Parametermin(16kv)typical(18kv)max(20kv)
Peak-positive acoustic pressure(MPa)24.741.146.9
Peak-negative acoustic pressure(MPa)2.52.52.9
Rise time (ns)400200100
Compressional pulse duration(ns)400400360
Maximum focal width(mm)558
Orthogonal focal width(mm)558
Focal extent(mm)909090
Focal volume(mm3)117811783016
Distance between the focus and targetlocation(mm) -z-axis333
Distance between the focus and targetlocation(mm) -x/y-axis222
Derived focal acoustic pulse energydensity (mJ/mm²)0.230.480.78
Derived focal acoustic pulse energy(mJ)1.483.197.05

Clinical Studies

The clinical investigations are performed at 2 sites with 1, 2, and 4 weeks follow-up to support this application. A total of 44 patients with 44 stones were treated. 31 patients were males and 13 patients were females. The stones sizes treated were between 5 mm and 16 mm. None of the patients received general anesthesia. The averaged stone-free ratio at one month after the stone treatments of the investigations is 80%. Among the investigations with residual fragments remained at 1 month after the treatments, more than half of the stone fragments are less than 5mm x 4mm in size. This means that the effectiveness of the LM-9300 ELMA Lithotripter is better than 90% .

Safety and Performance Studies

The LM-9300 ELMA is designed in accordance with the product safety and performance requirements established in the following standards given below:

IEC 60601-2-36Particular Requirements for safety of equipment forextracorporeally induced lithotripsy
IEC 61846Ultrasonics – Pressure pulse lithotripters – Characteristics offields
IEC 60601-1Medical Electrical Equipment – Part 1 General Requirements forbasic safety and essential performance
IEC 60601-1-2Medical Electrical Equipment – Part 1 General Requirements forSafety-2. Collateral Standard: Electromagnetic

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Compatibility-Requirements and Tests
ISO 13485Medical Devices – Quality Management Systems –Requirements for Regulatory Purposes
ISO 14971Medical Devices – Application of Risk Management to MedicalDevices
IEC 60601-1-3Medical Electrical Equipment – Part 1 General Requirements forRadiation Protection in Diagnostic X-Ray Equipment
IEC 60601-2-54Medical Electrical Equipment – Part 2 Particular Requirementsfor the basic safety and essential performance of X-rayequipment for Radiography and Radioscopy

Conclusion

From a clinical perspective and comparing design specifications, the LM-9300 ELMA is substantially equivalent to its predicate devices. The LM-9300 ELMA meets the FDA requirements stated in "Guidance for the Content of Premarket Notifications 510(k) for Extracorporeal Shock Wave Lithotripters Indicated for the Fragmentation of Kidney and Ureteral Calculi" issued on Aug. 9, 2000. Lite-Med Inc. believes the minor differences of the LM-9300 ELMA and its predicate devices should not raise any concerns regarding the overall safety or effectiveness.

§ 876.5990 Extracorporeal shock wave lithotripter.

(a)
Identification. An extracorporeal shock wave lithotripter is a device that focuses ultrasonic shock waves into the body to noninvasively fragment urinary calculi within the kidney or ureter. The primary components of the device are a shock wave generator, high voltage generator, control console, imaging/localization system, and patient table. Prior to treatment, the urinary stone is targeted using either an integral or stand-alone localization/imaging system. Shock waves are typically generated using electrostatic spark discharge (spark gap), electromagnetically repelled membranes, or piezoelectric crystal arrays, and focused onto the stone with either a specially designed reflector, dish, or acoustic lens. The shock waves are created under water within the shock wave generator, and are transferred to the patient's body using an appropriate acoustic interface. After the stone has been fragmented by the focused shock waves, the fragments pass out of the body with the patient's urine.(b)
Classification. Class II (special controls) (FDA guidance document: “Guidance for the Content of Premarket Notifications (510(k)'s) for Extracorporeal Shock Wave Lithotripters Indicated for the Fragmentation of Kidney and Ureteral Calculi.”)