K Number
K142559
Date Cleared
2015-06-09

(271 days)

Product Code
Regulation Number
888.3080
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The ELEVATE™ Spinal System Expandable Interbody Fusion Device is indicated for interbody fusion with autogenous bone graft in patients with degenerative disc disease (DDD) at one or two contiguous levels from L2 to S1. These DDD patients may also have up to Grade 1 Spondylolisthesis or retrolisthesis at the involved levels. DDD is defined as discogenic back pain with degeneration of the disc confirmed by history and radiographic studies. These patients should be skeletally mature and have had six months of non-operative treatment. These implants may be implanted via an open or a minimally invasive posterior approach. These implants are to be used with autogenous bone graft. These devices are intended to be used with supplemental fixation instrumentation, which has been cleared by the FDA for use in the lumbar spine.

Device Description

The ELEVATE™ Spinal System consists of polyetheretherketone (PEEK) with tantalum markers and titanium expandable cages of various length and heights, which can be surgically implanted between two lumbar or lumbarsacral vertebral bodies to give support and correction during lumbar intervertebral body fusion. The hollow geometry of the implants allows them to be packed with autogenous bone graft. This system also includes stainless steel and silicone instruments used to facilitate the implantation of the subject cages. Finally, the subject system includes case, trays, and lids used to package, ship and can be used to sterilize the non-sterile instruments in the subject system. The case, trays, and lids are manufactured from aluminum with either silicone or nylon coated brackets.

AI/ML Overview

This document, K142559, is a 510(k) premarket notification for the ELEVATE™ Spinal System, which is an intervertebral body fusion device. The document primarily focuses on demonstrating substantial equivalence to predicate devices based on technological characteristics and performance data, rather than providing details of a study against specific acceptance criteria for a new clinical claim or an AI algorithm.

Therefore, many of the requested sections (sample size, data provenance, number of experts, adjudication, MRMC study, standalone performance, type of ground truth, training set size and ground truth establishment) are not applicable or cannot be extracted from this document as it does not describe a study involving clinical performance or an AI device with such evaluation metrics.

However, I can extract information related to the acceptance criteria for the mechanical and biocompatibility testing that was performed to support substantial equivalence.

Here's the information that can be extracted:

1. A table of acceptance criteria and the reported device performance:

Acceptance Criteria (Implied)Reported Device Performance
Biocompatibility: Materials conform to specific ASTM standards and have a history of safe use. Devices conform to FDA's Draft Guidance for Industry and FDA Staff "Use of International Standard ISO-10993".Implants manufactured from identical materials as predicate devices (PEEK, tantalum, titanium alloy) in accordance with ASTM F2026, ASTM F560, ASTM F136. Instruments manufactured from same medical grade stainless steel and silicone as predicate devices in accordance with ASTM F899, ASTM A564, ASTM A693. No biocompatibility testing was conducted as materials have a long history of safe and effective use.
Mechanical Testing: Devices meet the requirements of relevant ASTM standards for intervertebral body fusion devices.Testing completed in accordance with ASTM F2077-11 "Test Methods for Intervertebral Body Fusion Devices" and ASTM F2267-4 (2011) "Standard Test Method for Measuring Load Induced Subsidence of Intervertebral Body Fusion Device Under Static Axial Compression". Tests included: Static Compression, Compression Fatigue, Static Compression-Shear, Compression-Shear Fatigue, Subsidence. All tests met the predetermined acceptance criteria.
MR-Safety: Devices meet the requirements of relevant ASTM standards for MR-safety of passive implants.Evaluated for MR-safety in accordance with ASTM F2052, ASTM F2213, ASTM F2119, ASTM F2182.

2. Sample size used for the test set and the data provenance:

  • Not Applicable. This document describes engineering (mechanical, materials) testing, not a clinical study involving a test set of patients or medical data.

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts:

  • Not Applicable. Ground truth, in the context of clinical or AI studies, is not relevant here as this document describes physical product testing.

4. Adjudication method for the test set:

  • Not Applicable. Adjudication is not relevant for the type of engineering testing described.

5. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, if so, what was the effect size of how much human readers improve with AI vs without AI assistance:

  • Not Applicable. This device is a physical spinal implant, not an AI-assisted diagnostic or therapeutic device.

6. If a standalone (i.e., algorithm only without human-in-the-loop performance) was done:

  • Not Applicable. This is not an algorithm or AI device.

7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.):

  • For Biocompatibility: The "ground truth" was established by prior regulatory clearances of predicate devices and the well-documented safe use of the specific materials (PEEK, tantalum, titanium alloy, medical grade stainless steel, silicone) in medical implants.
  • For Mechanical and MR-Safety Testing: The "ground truth" was the specified requirements and methodologies defined in the referenced ASTM standards. Meeting these standards serves as the acceptance criterion.

8. The sample size for the training set:

  • Not Applicable. No training set as this is not an AI or machine learning device.

9. How the ground truth for the training set was established:

  • Not Applicable. See above.

Summary of the study that proves the device meets the acceptance criteria (from the document):

The ELEVATE™ Spinal System demonstrated substantial equivalence by undergoing a series of non-clinical performance tests.

  • Biocompatibility Evaluation: This was addressed by leveraging the known biocompatibility of the materials (PEEK, tantalum, titanium alloy, stainless steel, silicone). The materials are identical to those used in previously cleared predicate devices and conform to relevant ASTM standards (ASTM F2026, F560, F136, F899, A564, A693). The evaluation adhered to FDA's Draft Guidance for Industry and FDA Staff "Use of International Standard ISO-10993". No new biocompatibility testing was performed due to the long history of safe use of these materials.
  • Mechanical Testing: This involved design verification testing on the subject device according to ASTM F2077-11 ("Test Methods for Intervertebral Body Fusion Devices") and ASTM F2267-4 (2011) ("Standard Test Method for Measuring Load Induced Subsidence of Intervertebral Body Fusion Device Under Static Axial Compression"). Specific tests performed included Static Compression, Compression Fatigue, Static Compression-Shear, Compression-Shear Fatigue, and Subsidence. The document states that all these tests "met the predetermined acceptance criteria."
  • Radiographic Verification Testing: Additional radiographic verification testing was completed to further demonstrate substantial equivalence. (Details on criteria not provided, but implies visual and structural integrity under imaging).
  • MR-Safety Evaluation: The device's MR-safety was evaluated in accordance with FDA Guidance "Establishing Safety and Compatibility of Passive Implants in the Magnetic Resonance (MR) Environment" and specific ASTM standards (F2052, F2213, F2119, F2182) for magnetic displacement, torque, artifact, and radio frequency induced heating.

The conclusion drawn from this performance data, along with risk analysis and other supporting documentation, was that the ELEVATE™ Spinal System is "as safe and effective" as the listed predicate devices.

{0}------------------------------------------------

Image /page/0/Picture/1 description: The image shows the logo for the U.S. Department of Health & Human Services. The logo consists of a circular seal with the text "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA" arranged around the perimeter. Inside the circle is a stylized image of three faces in profile, stacked one behind the other, representing people. The faces are rendered in a simple, abstract style.

June 9, 2015

Food and Drug Administration 10903 New Hampshire Avenue Document Control Center - WO66-G609 Silver Spring, MD 20993-0002

Medtronic Sofamor Danek USA, Incorporated Ms. Becky Ronner Senior Regulatory Affairs Specialist 1800 Pyramid Place Memphis, Tennessee 38132

Re: K142559

Trade/Device Name: ELEVATE™ Spinal System Regulation Number: 21 CFR 888.3080 Regulation Name: Intervertebral body fusion device Regulatory Class: Class II Product Code: MAX Dated: May 8, 2015 Received: May 11, 2015

Dear Ms. Ronner:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food. Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set

{1}------------------------------------------------

Page 2 - Ms. Becky Ronner

forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please contact the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/Resourcesfor You/Industry/default.htm. Also, please note the regulation entitled. "Misbranding by reference to premarket notification" (21CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm.

Sincerely vours.

Mark N. Melkerson -S

Mark N. Melkerson Director Division of Orthopedic Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

{2}------------------------------------------------

Indications for Use

Form Approved: OMB No. 0910-0120 Expiration Date: January 31, 2017 See PRA Statement below.

K142559

Page 1 of 1

510(k) Number (if known) K142559

Device Name ELEVATE™ Spinal System

Indications for Use (Describe)

The ELEVATE™ Spinal System Expandable Interbody Fusion Device is indicated for interbody fusion with autogenous bone graft in patients with degenerative disc disease (DDD) at one or two contiguous levels from L2 to S1. These DDD patients may also have up to Grade 1 Spondylolisthesis at the involved levels. DDD is defined as discogenic back pain with degeneration of the disc confirmed by history and radiographic studies. These patients should be skeletally mature and have had six months of non-operative treatment. These implanted via an open or a minimally invasive posterior approach. These implants are to be used with autogenous bone graft. These devices are intended to be used with supplemental fixation instrumentation, which has been cleared by the FDA for use in the lumbar spine.

Type of Use (Select one or both, as applicable)

2 Prescription Use (Part 21 CFR 801 Subpart D)

_ Over-The-Counter Use (21 CFR 801 Subpart C)

PLEASE DO NOT WRITE BELOW THIS LINE - CONTINUE ON A SEPARATE PAGE IF NEEDED.

FOR FDA USE ONLY

Concurrence of Center for Devices and Radiological Health (CDRH) (Signature)

This section applies only to requirements of the Paperwork Reduction Act of 1995.

DO NOT SEND YOUR COMPLETED FORM TO THE PRA STAFF EMAIL ADDRESS BELOW.

The burden time for this collection of information is estimated to average 79 hours per response, including the time to review instructions, search existing data sources, gather and maintain the data needed and complete and review the collection of information. Send comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing this burden, to:

Department of Health and Human Services Food and Drug Administration Office of Chief Information Officer Paperwork Reduction Act (PRA) Staff PRAStaff(@fda.hhs.gov

"An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB number."

{3}------------------------------------------------

510(k) SUMMARY

MEDTRONIC Sofamor Danek ELEVATE™ Spinal System

May 2015

I.SubmitterMedtronic Sofamor Danek, USA Inc.1800 Pyramid PlaceMemphis, Tennessee 38132Telephone: (901)396-3133Fax: (901) 346-9738
Contact:Becky RonnerSenior Regulatory Affairs SpecialistDirect Telephone: (901)399-2757
Date Prepared:September 5, 2014
II.Device
Name of Device:ELEVATE™ Spinal System
Classification Names:Intervertebral Body Fusion Device(21 CFR 888.3080)
Class:II
Product Code:MAX
III.Predicate Devices:Globus CALIBER® K102293(Primary)(S.E. January 5th, 2011)CAPSTONE® Spinal System K073291 & K123027(S.E. April 24th, 2008 & July 25th, 2013)CRESCENT® Spinal System K094025(S.E. April 26th, 2010)Globus PATRIOT® K072970(S.E. January 18th, 2008)SOVEREIGN® Spinal System K122037(S.E. March 22nd, 2013)

{4}------------------------------------------------

Globus RISE® Spacer K113447 (S.E. January 26, 2012) WAVE™ D Cage K083626 & K121333 (S.E. October 17, 2009 & S.E. June 29, 2012) The predicates have not been subject to a design related recall.

IV. Description:

The ELEVATE™ Spinal System consists of polyetheretherketone (PEEK) with tantalum markers and titanium expandable cages of various length and heights, which can be surgically implanted between two lumbar or lumbarsacral vertebral bodies to give support and correction during lumbar intervertebral body fusion. The hollow geometry of the implants allows them to be packed with autogenous bone graft. This system also includes stainless steel and silicone instruments used to facilitate the implantation of the subject cages. Finally, the subject system includes case, trays, and lids used to package, ship and can be used to sterilize the non-sterile instruments in the subject system. The case, trays, and lids are manufactured from aluminum with either silicone or nylon coated brackets.

The ELEVATE™ Spinal System will be available in similar sizes as the predicate systems.

V. Indications for Use:

The ELEVATE™ Spinal System Expandable Interbody Fusion Device is indicated for interbody fusion with autogenous bone graft in patients with degenerative disc disease (DDD) at one or two contiguous levels from L2 to S1. These DDD patients may also have up to Grade 1 Spondylolisthesis or retrolisthesis at the involved levels. DDD is defined as discogenic back pain with degeneration of the disc confirmed by history and radiographic studies. These patients should be skeletally mature and have had six months of non-operative treatment. These implants may be implanted via an open or a minimally invasive posterior approach. These implants are to be used with autogenous bone graft. These devices are intended to be used with supplemental fixation instrumentation, which has been cleared by the FDA for use in the lumbar spine.

{5}------------------------------------------------

VI. Comparison of Technological Characteristics with the Predicate Devices:

The ELEVATE™ Spinal System has the same fundamental technology, PEEK material with tantalum markers as the predicate devices. The predicate and subject devices are intended to be surgically implanted between two lumbar or lumbosacral vertebral bodies to give support and correction during lumbar intervertebral body fusion. The subject and predicates implants include a bullet nose and were designed to contain graft material to facilitate a fusion between two vertebral bodies.

  • Globus CALIBER® Spinal System (Primary) .
  • CAPSTONE® Spinal System o
  • CRESCENT® PEEK Spinal System ●
  • Globus PATRIOT® Spinal System o
  • SOVEREIGN® Spinal System ●
  • Globus RISE® Spacer ●
  • WAVE™ D Cage o

Additionally, like Globus CALIBER® Spinal System, the subject ELEVATE™ Spinal System is an expandable interbody device design and includes titanium alloy.

VII. Performance Data:

The following performance data were provided in support of substantial equivalence.

Biocompatibility

The biocompatibility evaluation for the ELEVATE™ Spinal System devices was conducted in accordance with FDA's Draft Guidance for Industry and FDA Staff "Use of International Standard ISO-10993, Biological Evaluation of Medical Devices Part 1: Evaluation and Testing" issued April, 23, 2013

The subject ELEVATE™ Spinal System implants are permanent implants and will be classified as permanent , >30 day body contact according to with FDA's Draft Guidance for Industry and FDA Staff "Use of International Standard ISO-10993, Biological Evaluation of Medical Devices Part 1: Evaluation and Testing". The subject implants are manufactured from identical materials as the predicate devices, in accordance with the following ASTM standards:

  • ASTM F2026: Standard Specifications for Poletheretherketone Polymers . for Surgical Implant Applications

{6}------------------------------------------------

  • ASTM F 560: Standard Specification for Unalloyed Tantalum for Surgical ● Implant Applications
  • ASTM F136: Standard Specification for Wrought Ti-6Al-4V ELI Alloy . for Surgical Implant

The ELEVATE™ Spinal System instruments are external communicating devices and are classified as limited, up to 24 hours of body contact according to with FDA's Draft Guidance for Industry and FDA Staff "Use of International Standard ISO-10993, Biological Evaluation of Medical Devices Part 1: Evaluation and Testing". These instruments are manufactured from the same medical grade stainless steel and silicone as the predicate devices in accordance with the following ASTM standards:

  • ASTM F899 Standard Specification for Wrought Stainless Steels for . Surgical Instruments
  • ASTM A564 Standard Specification for Hot Rolled and Cold Finished . Age Hardening Stainless Steel Bars and Shapes
  • ASTM A693 Standard Specification for Precipitation-Hardening Stainless . and Heat Resisting Steel Plate, Sheet and Strip

The case, trays, and lids used to for shipment and sterilization of instruments are manufactured from aluminum with either silicone or nylon coated brackets and are not patient contacting and do not require biocompatiblity testing.

The PEEK, tantalum, titanium alloy, medical grade stainless steel and silicone have a long history of safe and effective use in predicate spinal implants and instruments; based on this it was determined that biocompatibility testing is not required. No biocompatibility testing was conducted on the subject devices.

Mechanical Testing

In accordance with, Guidance for Industry and FDA Staff – Spinal System 510(k)'s", Medtronic has evaluated the subject devices to demonstrate substantial equivalence to the predicate devices.

Design verification testing was completed on the subject ELEVATE™ Spinal System in accordance with ASTM F2077-11 "Test Methods for Intervertebral Body Fusion Devices" and ASTM F2267-4 (2011) "Standard Test Method for Measuring Load Induced Subsidence of Intervertebral Body Fusion Device Under Static Axial Compression". The following testing was completed and tests met the predetermined acceptance criteria.

  • . Static Compression

{7}------------------------------------------------

  • Compression Fatigue ●
  • Static Compression-Shear ●
  • Compression-Shear Fatigue o
  • Subsidence ●

Additional radiographic verification testing was completed demonstrating the substantial equalivence of the subject device to the predicates included in this submission.

In accordance with the FDA Guidance "Establishing Safety and Compatibility of Passive Implants in the Magnetic Resonance (MR) Environment" the subject ELEVATE™ Spinal System was evaluated for MR-safety in accordance with the following standards:

  • ASTM F2052:2006 "Standard test method for measurement of . magnetically induced displacement force on passive implants in the magnetic resonance environment"
  • ASTM F2213:2006 "Standard test method for measurement of ● magnetically induced torque on medical devices in the magnetic resonance environment"
  • ASTM F2119:2007(R13) "Standard test method for evaluation of MR ● image artifacts from passive implants"
  • ASTM F2182:2002a, 2011, 2011a "Standard test method for 0 measurement of radio frequency induced heating on or near passive implant during magnetic resonance imaging"

VIII. Conclusion:

Based on the risk analysis, test results, and additional supporting documentation provided in the pre-market notification, the subject ELEVATE™ Spinal System are as safe and effective as the following predicates:

  • o Globus CALIBER® K102293 (S.E. January 5th, 2011)
  • CAPSTONE® Spinal System K073291 & K123027 (S.E. April 24th, 2008 o & July 25th, 2013)
  • CRESCENT® Spinal System K094025 (S.E. April 26th, 2010) O
  • Globus PATRIOT® K072970 (S.E. January 18th, 2008) O
  • SOVEREIGN® Spinal System K122037 (S.E March 22nd, 2013) o
  • Globus RISE® Spacer K113447 (S.E. January 26, 2012) O
  • WAVE™ D Cage K083626 & K121333 (S.E. October 17, 2009 & S.E. O June 29, 2012)

§ 888.3080 Intervertebral body fusion device.

(a)
Identification. An intervertebral body fusion device is an implanted single or multiple component spinal device made from a variety of materials, including titanium and polymers. The device is inserted into the intervertebral body space of the cervical or lumbosacral spine, and is intended for intervertebral body fusion.(b)
Classification. (1) Class II (special controls) for intervertebral body fusion devices that contain bone grafting material. The special control is the FDA guidance document entitled “Class II Special Controls Guidance Document: Intervertebral Body Fusion Device.” See § 888.1(e) for the availability of this guidance document.(2) Class III (premarket approval) for intervertebral body fusion devices that include any therapeutic biologic (e.g., bone morphogenic protein). Intervertebral body fusion devices that contain any therapeutic biologic require premarket approval.
(c)
Date premarket approval application (PMA) or notice of product development protocol (PDP) is required. Devices described in paragraph (b)(2) of this section shall have an approved PMA or a declared completed PDP in effect before being placed in commercial distribution.