K Number
K141139
Device Name
SOLEX INTRAVASCULAR HEAT EXCHANGE CATHETER
Manufacturer
Date Cleared
2014-10-03

(154 days)

Product Code
Regulation Number
870.5900
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
The Solex® Intravascular Heat Exchange Catheter connected to the CoolGard 3000®/Thermogard XP® Thermal Regulation System, is indicated for use: - In cardiac surgery patients to achieve and or maintain normothermia during surgery and . recovery/intensive care, and - To induce, maintain and reverse mild hypothermia in neurosurgery patients in surgery and recovery/intensive care. Maximum use period: 48 hours
Device Description
The ZOLL Solex Intravascular Heat Exchange Catheter (Solex Catheter) is a sterile, single use 9.3F flexible catheter designed for placement in the superior vena cava from an insertion site in the jugular vein. The Solex Catheter is connected to a single use, disposable CoolGard 3000" or Thermogard XP® Start-Up Kit (SUK) and the CoolGard 3000" or Thermogard XP® Console, all of which comprise the ZOLL Intravascular Heat Exchange System. The Start-Up Kit (SUK) and the CoolGard 3000 or Thermogard XP Console are supplied separately. The ZOLL Heat Exchange System is also designed for use with an off-the-shelf temperature probe. The Solex Catheter is comprised of a polyurethane shaft and a serpentine shaped PET balloon at the distal end. The blood contact surfaces of the catheter incorporate a hydrophilic heparin coating as an anti-thrombogenic agent. The catheter has five lumens, two of which when connected to the Start-Up Kit, are used to circulate sterile saline in a closed loop circuit for heat exchange with the blood in the central venous system. Heated or chilled saline is pumped through the heat exchange lumens, inflating the diameter of the PET balloon that interfaces with the patient's blood system to warm or cool circulating blood. The inflow/outflow lumens form a closed-loop system through which the heated or chilled saline circulates. The heated or chilled saline is not infused into the patient. Additional lumens of the Solex Catheter consist of a 0.032" guidewire compatible lumen that can also be used as a primary infusion lumen, and two additional infusion lumens within the catheter shaft.
More Information

No
The description focuses on the mechanical and material aspects of the catheter and its heat exchange function, with no mention of AI or ML for data analysis, control, or decision-making.

Yes
The device is used to achieve and/or maintain normothermia or induce, maintain, and reverse mild hypothermia in patients, which directly treats or manages a physiological state.

No

The device is described as an Intravascular Heat Exchange Catheter used for thermal regulation (heating or cooling) of patients, not for diagnosing conditions or diseases.

No

The device description clearly details a physical catheter, a start-up kit, and a console, all of which are hardware components used for heat exchange within the patient's body. The software component, if any, would be part of the console controlling the system, but the device itself is not solely software.

Based on the provided information, this device is not an IVD (In Vitro Diagnostic).

Here's why:

  • Intended Use: The intended use is to achieve and maintain normothermia or induce, maintain, and reverse mild hypothermia in patients during surgery and recovery. This is a therapeutic intervention, not a diagnostic one.
  • Device Description: The device is a catheter designed for heat exchange within the patient's bloodstream. It circulates saline in a closed loop to warm or cool the blood. This is a physical intervention, not a test performed on a sample taken from the body.
  • Lack of Diagnostic Elements: There is no mention of analyzing samples (blood, tissue, etc.) or providing information about a patient's health status based on such analysis. The device directly modifies the patient's body temperature.
  • Performance Studies: The performance studies described focus on bench performance, biocompatibility, and shelf life. These are relevant to the safety and functionality of a therapeutic device, not the accuracy of a diagnostic test. Key metrics mentioned are related to the device's physical properties and biological interactions, not diagnostic metrics like sensitivity or specificity.

In summary, the Solex Intravascular Heat Exchange Catheter is a therapeutic device used to regulate body temperature, not a diagnostic device used to test samples for information about a patient's health.

N/A

Intended Use / Indications for Use

The Solex Intravascular Heat Exchange Catheter connected to the CoolGuard 3000/Thermogard XP Thermal Regulation System is indicated for use:

In cardiac surgery patients to achieve and/or maintain normothermia during surgery and recovery/intensive care, and to induce, maintain and reverse mild hypothermia in neurosurgery and recovery/intensive care.

Maximum use period: 48 hours.

Product codes

NCX

Device Description

The ZOLL Solex Intravascular Heat Exchange Catheter (Solex Catheter) is a sterile, single use 9.3F flexible catheter designed for placement in the superior vena cava from an insertion site in the jugular vein. The Solex Catheter is connected to a single use, disposable CoolGard 3000" or Thermogard XP® Start-Up Kit (SUK) and the CoolGard 3000" or Thermogard XP® Console, all of which comprise the ZOLL Intravascular Heat Exchange System. The Start-Up Kit (SUK) and the CoolGard 3000 or Thermogard XP Console are supplied separately. The ZOLL Heat Exchange System is also designed for use with an off-the-shelf temperature probe. The Solex Catheter is comprised of a polyurethane shaft and a serpentine shaped PET balloon at the distal end. The blood contact surfaces of the catheter incorporate a hydrophilic heparin coating as an anti-thrombogenic agent.

The catheter has five lumens, two of which when connected to the Start-Up Kit, are used to circulate sterile saline in a closed loop circuit for heat exchange with the blood in the central venous system. Heated or chilled saline is pumped through the heat exchange lumens, inflating the diameter of the PET balloon that interfaces with the patient's blood system to warm or cool circulating blood. The inflow/outflow lumens form a closed-loop system through which the heated or chilled saline circulates. The heated or chilled saline is not infused into the patient. Additional lumens of the Solex Catheter consist of a 0.032" guidewire compatible lumen that can also be used as a primary infusion lumen, and two additional infusion lumens within the catheter shaft.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

superior vena cava (insertion site in the jugular vein)

Indicated Patient Age Range

Not Found

Intended User / Care Setting

Not Found

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies

Bench Performance, Biocompatibility, and Shelf Life Testing.
Bench performance testing included: catheter visual inspection, dimensional measurements, life testing, flow rate and pressure monitoring, heat exchange testing, air/liquid leakage testing, burst testing, flex and fatigue testing, and tensile strength testing.
Biocompatibility testing included: Cytotoxicity, Sensitization, Acute Systemic Toxicity, Subacute Toxicity, Genotoxicity, Implantation, and Hemocompatibility.
Results demonstrate that the modified Solex Catheter continues to meet product design specifications and is biocompatible for its intended use.

Key Metrics

Not Found

Predicate Device(s)

K081936, K101987

Reference Device(s)

Not Found

Predetermined Change Control Plan (PCCP) - All Relevant Information

Not Found

§ 870.5900 Thermal regulating system.

(a)
Identification. A thermal regulating system is an external system consisting of a device that is placed in contact with the patient and a temperature controller for the device. The system is used to regulate patient temperature.(b)
Classification. Class II (performance standards).

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Image /page/0/Picture/1 description: The image is a black and white logo for the U.S. Department of Health & Human Services. The logo features the department's name in a circular arrangement around a stylized symbol. The symbol consists of three abstract human profiles facing right, with flowing lines extending from the bottom profile.

Food and Drug Administration 10903 New Hampshire Avenue Document Control Center - WO66-G609 Silver Spring, MD 20993-0002

October 3, 2014

ZOLL Circulation, Inc. Ms. Susan Noriega Director of Regulatory Affairs 2000 Ringwood Avenue San Jose, California 95131

Re: K141139

Trade/Device Name: Solex Intravascular Heat Exchange Catheter Regulation Number: 21 CFR 870.5900 Regulation Name: Thermal Regulating System Regulatory Class: Class II Product Code: NCX Dated: September 2, 2014 Received: September 4, 2014

Dear Ms. Susan Noriega,

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food. Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you; however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical devicerelated adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in

1

the quality systems (OS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please contact the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm.

Sincerely yours,

Carlos L. Pena -SA

Carlos L. Peña, PhD, MS Director Division of Neurological and Physical Medicine Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

2

Indications for Use

510(k) Number (if known) K141139

Device Name

Solex Intravascular Heat Exchange Catheter

Indications for Use (Describe)

The Solex Intravascular Heat Exchange Catheter connected to the CoolGuard 3000/Thermogard XP Thermal Regulation System is indicated for use:

In cardiac surgery patients to achieve and/or maintain normothermia during surgery and recovery/intensive care, and to induce, maintain and reverse mild hypothermia in neurosurgery and recovery/intensive care.

Maximum use period: 48 hours.

Type of Use (Select one or both, as applicable)

2 Prescription Use (Part 21 CFR 801 Subpart D)

Over-The-Counter Use (21 CFR 801 Subpart C)

PLEASE DO NOT WRITE BELOW THIS LINE - CONTINUE ON A SEPARATE PAGE IF NEEDED.

FOR FDA USE ONLY

Concurrence of Center for Devices and Radiological Health (CDRH) (Signature)

Carlos L. Pena - S

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t

PREMARKET NOTIFICATION 510(K) SUMMARY

Date Prepared:April 23, 2014
Submitter:ZOLL Circulation, Inc.
Address:2000 Ringwood Avenue
San Jose, CA 95131
Phone:408-541-2140
Fax:408-541-1030
Contact Person:Susan Noriega, Director Regulatory Affairs
Trade Name/Proprietary
Name:Solex® Intravascular Heat Exchange Catheter
Common Name:Central Venous Catheter (short term) and Thermal Regulating
System
Classification/Name:Class II; System, Hypothermia, Intravenous, Cooling
Regulation:21 CFR 870.5900, Thermal Regulatory System
Product Code:NCX
Legally marketed devices to
which substantial
equivalence is claimed:ZOLL Solex Catheter, Kit Model 510(k) K081936
ZOLL Cool Line Catheter Kit Model CL-2295A, Icy Catheter Ki
Model IC-3893A, Quattro Catheter Kit Model IC-4593 510(k)
K101987

I. Device Description:

The ZOLL Solex Intravascular Heat Exchange Catheter (Solex Catheter) is a sterile, single use 9.3F flexible catheter designed for placement in the superior vena cava from an insertion site in the jugular vein. The Solex Catheter is connected to a single use, disposable CoolGard 3000" or Thermogard XP® Start-Up Kit (SUK) and the CoolGard 3000" or Thermogard XP® Console, all of which comprise the ZOLL Intravascular Heat Exchange System. The Start-Up Kit (SUK) and the CoolGard 3000 or Thermogard XP Console are supplied separately. The ZOLL Heat Exchange System is also designed for use with an off-the-shelf temperature probe. The Solex Catheter is comprised of a polyurethane shaft and a serpentine shaped PET balloon at the distal end. The blood contact surfaces of the catheter incorporate a hydrophilic heparin coating as an anti-thrombogenic agent.

The catheter has five lumens, two of which when connected to the Start-Up Kit, are used to circulate sterile saline in a closed loop circuit for heat exchange with the blood in the central venous system. Heated or chilled saline is pumped through the heat exchange lumens, inflating the diameter of the PET balloon that interfaces with the patient's blood system to warm or cool circulating blood. The inflow/outflow lumens form a closed-loop system through which the heated or chilled saline circulates. The heated or chilled saline is not infused into the patient. Additional lumens of the Solex Catheter consist of a 0.032" guidewire compatible lumen that can also be used as a primary infusion lumen, and two additional infusion lumens within the catheter shaft.

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II. Indications for Use:

The intended use / indications for use of the modified Solex Catheter is identical to that of the 510(k) cleared Solex Catheter (K081936).

The Solex® Intravascular Heat Exchange Catheter connected to the CoolGard 3000®/Thermogard XP® Thermal Regulation System, is indicated for use:

  • In cardiac surgery patients to achieve and or maintain normothermia during surgery and . recovery/intensive care, and
  • To induce, maintain and reverse mild hypothermia in neurosurgery patients in surgery and recovery/intensive care.

Maximum use period: 48 hours

III. Technological Characteristics of the Device Compared to the Predicate Device:

The modified Solex Catheter is substantially equivalent to the 510(k) cleared Solex Catheter (K081936), as well as the other cleared ZOLL Catheters (K101987), with regard to intended use / indications for use, technological characteristics, and principles of operation. Table 1 provides a comparison of the similarities and differences in technological characteristics between the modified Solex Catheter, the cleared Solex Catheter, and other cleared ZOLL Catheters (Cool Line, ICY and Quattro).

ZOLL Intravascular Heat Exchange Catheters
FeatureSUBJECT DEVICE
Modified Solex Catheter
with SurModics Applause
Heparin CoatingPREDICATE DEVICE
Solex Catheter with
Edwards LifeSciences
DuraFlo Heparin CoatingADDITIONAL
PREDICATE DEVICES
Cool Line, ICY and Quattro
Catheters
510(k)
NumberTBDK081936K101987
DeviceSolex Intravascular Heat
Exchange Catheter -
Model SL-2593Solex Intravascular Heat
Exchange Catheter -
Model SL-2593Cool Line Catheter Kit-
Model CL-2295A,
Icy Catheter Kit -
Model IC-3893A,
Quattro Catheter Kit -
Model IC-4593
Indications
for UseThe Solex Catheter
connected to the CoolGard
3000/Thermogard XP
Thermal Regulation System
is indicated for use:
In cardiac surgery
patients to achieve
and/or maintain
normothermia during
surgery andThe Solex Catheter
connected to the CoolGard
3000/Thermogard XP
Thermal Regulation System
is indicated for use:
In cardiac surgery
patients to achieve
and/or maintain
normothermia during
surgery andThe Quattro Catheter and ICY
Catheter connected to a ZOLL
Thermal Regulation System are
indicated for use:
In cardiac surgery adult
patients to achieve and/or
maintain normothermia
during surgery and
recovery/intensive care, and
To induce, maintain and
recovery/intensive care,
and
To induce, maintain and
reverse mildrecovery/intensive care,
and
To induce, maintain and
reverse mildreverse mild hypothermia in
neurosurgery patients in
surgery and
recovery/intensive care.
ZOLL Intravascular Heat Exchange Catheters
FeatureSUBJECT DEVICE
Modified Solex Catheter
with SurModics Applause
Heparin CoatingPREDICATE DEVICE
Solex Catheter with
Edwards LifeSciences
DuraFlo Heparin CoatingADDITIONAL
PREDICATE DEVICES
Cool Line, ICY and Quattro
Catheters
hypothermia in
neurosurgery patients in
surgery and
recovery/intensive care.
Maximum use period: 48
hours.hypothermia in
neurosurgery patients in
surgery and
recovery/intensive care.
Maximum use period: 48
hours.The Cool Line Catheter when
used with the ZOLL Thermal
Regulation System is indicated
for use in fever reduction, as an
adjunct to antipyretic therapy, in
adult patients with cerebral
infarction and intracerebral
hemorrhage who require access to
the central venous circulation and
who are intubated and sedated. **
Heparin
CoatingSurModics Applause
Heparin CoatingEdwards LifeSciences
Duraflo Heparin CoatingSurModics Applause Heparin
Coating
Max. Use
Period2 days2 days7 days - Cool Line
4 days - ICY
4 days - Quattro
Number of
lumens5 lumens:
2 infusion
1 guidewire (also infusion)
1 inflow
1 outflow5 lumens:
2 infusion
1 guidewire (also infusion)
1 inflow
1 outflow5 lumens:
2 infusion
1 guidewire (also infusion)
1 inflow
1 outflow
Catheter
working
length
(maximum)26cm26cm22 cm - Cool Line
39 cm - ICY
48 cm - Quattro
Heat
exchange
balloons1 (serpentine)1 (serpentine)2 (straight/coaxial) Cool Line
3 (straight/coaxial) ICY
4 (straight/coaxial) Quattro
Cross
Sectional
Area
(approx.
inflated
outer
diameter)54mm² (12.2 mm OD)54mm² (12.2 mm OD)Cool Line: 20mm² (5 mm)
ICY / Quattro: 50mm² (8 mm)
Shaft
diameter9.3 Fr9.3 Fr9.3 Fr
Insertion
SiteJugular VeinJugular VeinQuattro - Femoral Vein
ICY - Femoral Vein
Cool Line - Femoral, Jugular,
Subclavian Veins
MaterialsShaft: Polyurethane
Heat Exchange Balloon: PETShaft: Polyurethane
Heat Exchange Balloon: PETShaft: Polyurethane
Heat Exchange Balloon: PET/
Polyurethane
FeatureZOLL Intravascular Heat Exchange Catheters
SUBJECT DEVICE
Modified Solex Catheter
with SurModics Applause
Heparin CoatingPREDICATE DEVICE
Solex Catheter with
Edwards LifeSciences
DuraFlo Heparin CoatingADDITIONAL
PREDICATE DEVICES
Cool Line, ICY and Quattro
Catheters
Sterilization
method and
SALEO, SAL 10-6EO, SAL 10-6EO, SAL 10-6

Table 1. Comparison of Proposed Solex Catheter with Predicates

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** The Indication for Use for the Cool Line Catheter also includes the following warning:

Warning - Fever Reduction

The safety of this device has not been demonstrated for fever reduction in patients presenting with subarachnoid hemorrhage or primary traumatic brain injury. The safety and effectiveness of this device was examined in a randomized controlled trial of 296 patients. The mortality results reported in this trial, for the four patient cohorts enrolled, are presented in the table below (CI cerebral infarction, ICH - intracerebral hemorrhage, PTBI - primary traumatic brain injury, SAH - subarachnoid hemorrhage).

Cool LineControlp*
nN%nN%
CI31618.831421.40.74
ICH83324.272725.91.00
PTBI104422.743810.50.24
SAH136121.376311.10.15

Mortality by Diagnosis (ITT analysis)

*Fischer's exact test

For more details on the clinical trial results please refer to Physician's Manual - "Normothermia for the Neuro-critically III stroke patient" #101416-001.

IV. Summary of the Nonclinical Tests Performed:

Nonclinical testing was performed to ensure that the modified ZOLL Solex Catheter meets its predetermined design and performance specifications and that the product is substantially equivalent to the predicate devices (K081936 and K101987).

The modified Solex Catheter is identical to the 510(k) cleared Solex Catheter in terms of intended use/indications for use and principles of operation, and has equivalent technological characteristics. Minor design modifications have been incorporated into the catheter design to improve manufacturability of the device. Nonclinical testing completed includes Bench Performance, Biocompatibility, and Shelf Life Testing to support the labeled expiration date. The non-clinical test results demonstrate that the modified Solex Catheter continues to meet product design specifications.

Bench Performance

Bench performance testing of the modified Solex Catheter was performed to verify that product design specifications were met at T=0 and after real time aging to support the labeled expiration date. Testing completed includes the following: catheter visual inspection, dimensional measurements, life testing, flow rate and pressure monitoring, heat exchange testing, air/liquid leakage testing, burst testing, flex and fatigue testing, and tensile strength testing. Where applicable, testing was performed in accordance with the catheter performance requirements of

7

ISO 10555-1:2013. The results of the design verification testing demonstrate that the modified Solex Catheter meets its design performance specifications at T=0 and at its labeled expiration date.

Biocompatibility

The modified Solex Catheter is fabricated with similar materials and components as the predicate Solex Catheter and other cleared ZOLL Catheters. In addition, the Solex Catheter utilizes the identical SurModics Heparin Coating as the predicate ZOLL Cool Line, ICY and Quattro Catheters 510(k) cleared in K101987, using the same material substrates. According to ISO 10993-1:2009, Biological Evaluation of Medical Devices – Part 1: Guidance on Selection of Tests, the Solex Catheter is categorized as an "external communicating, blood contact device with prolonged exposure (>24 hours to 30 days)". Based on this categorization, the Solex Catheter was tested for Cytotoxicity, Sensitization, Acute Systemic Toxicity, Subacute Toxicity, Genotoxicity, Implantation, and Hemocompatibility. The results of the testing demonstrate that the Solex Catheter is biocompatible for its intended use.

V. Summary of Clinical Tests Performed:

Clinical evaluations were not performed for the modified Solex Catheter and were not necessary to demonstrate substantial equivalence of the modified Solex Catheter to the predicate devices (K081936 and K101987).

VI. Substantial Equivalence:

The modified Solex Catheter has the same intended use / indications for use as the 510(k) cleared Solex Catheter (K081936). The modified Solex Catheter utilizes the identical SurModics Applause Heparin Coating as other currently cleared ZOLL Catheters (Cool Line, ICY and Quattro - K101987) and has similar technological characteristics as the currently cleared Solex Catheter. The results of the bench performance, biocompatibility and shelf life testing demonstrate that the modifications do not affect the performance or function of the device. The minor differences in the design between the modified and cleared Solex Catheters, as well as other ZOLL predicate Catheters, do not raise any new types of safety or effectiveness questions as confirmed by design verification testing. Therefore, the modified Solex Catheter is substantially equivalent to the previously cleared predicate devices.

VII. Conclusions:

ZOLL concludes that based on the results of the bench performance, biocompatibility and shelf life testing, that the Solex Catheter is substantially equivalent to the predicate devices.