K Number
K133532
Device Name
ALARIS SYSTEM WITH GUARDRAILS SUITE MX
Date Cleared
2014-08-21

(276 days)

Product Code
Regulation Number
880.5725
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
The Alaris System with Guardrails Suite MX is intended for use in professional healthcare facilities that utilize infusion devices for the delivery of fluids, medications, blood and blood products. The Alaris System with Guardrails Suite MX is intended to provide trained healthcare caregivers a way to automate the programming of infusion parameters, thereby decreasing the amount of manual steps necessary to enter infusion data. All data entry and validation of infusion parameters is performed by the trained healthcare professional according to a physician's order. The Alaris System with Guardrails Suite MX is an interoperable of communicating and exchanging data accurately, effectively, securely, and consistently with different information technology systems, software applications, and networks, in various settings; and exchanging data such that the clinical or operational purpose and meaning of the data are preserved and unaltered.
Device Description
The Alaris System with Guardrails Suite MX is a modular infusion pump and vital signs monitoring system intended for adult, pediatric and neonatal care that includes safety management software to help reduce medication errors. The Alaris System consists of the PC Unit and up to four detachable infusion and/or monitoring modules (channels). The Auto-ID Module can be included as a fifth module. The Alaris System with Guardrails Suite MX is intended for use by Healthcare Professionals in facilities that utilize infusion pumps for the delivery of fluids, medications, blood and blood products using continuous or intermittent delivery through clinically acceptable routes of administration such as intravenous (IV), intra-arterial (IA), subcutaneous, epidural, enteral or irrigation of fluid spaces.
More Information

No
The summary does not mention AI, ML, or related terms, and the description focuses on automation and safety management software, which are not inherently AI/ML technologies.

Yes
The device is an infusion pump and vital signs monitoring system that delivers fluids, medications, blood, and blood products, which are therapeutic interventions.

No

The device description clearly states its purpose as a "modular infusion pump and vital signs monitoring system" intended for "delivery of fluids, medications, blood and blood products." It automates infusion parameters and provides safety management software to reduce medication errors, which are functions related to treatment and patient monitoring, not diagnosis. There is no mention of the device being used to identify or determine the nature of a disease or condition.

No

The device description explicitly states it is a "modular infusion pump and vital signs monitoring system" consisting of a "PC Unit and up to four detachable infusion and/or monitoring modules (channels)," indicating it includes significant hardware components beyond just software.

Based on the provided text, this device is not an IVD (In Vitro Diagnostic).

Here's why:

  • Intended Use: The intended use clearly states the device is for the "delivery of fluids, medications, blood and blood products" and for "automating the programming of infusion parameters." This describes a device used for administering substances to a patient, not for testing samples taken from the body to diagnose or monitor a condition.
  • Device Description: The description details a "modular infusion pump and vital signs monitoring system." This aligns with the function of delivering substances and monitoring physiological parameters, not performing in vitro tests.
  • Lack of IVD Characteristics: The text does not mention any of the typical characteristics of an IVD, such as:
    • Analyzing biological samples (blood, urine, tissue, etc.)
    • Detecting or measuring specific analytes
    • Providing diagnostic information based on sample analysis

The device is an infusion system used for patient treatment and monitoring, which falls outside the scope of In Vitro Diagnostics.

N/A

Intended Use / Indications for Use

The Alaris System with Guardrails Suite MX is intended for use in professional healthcare facilities that utilize infusion devices for the delivery of fluids, medications, blood and blood products.

The Alaris System with Guardrails Suite MX is intended to provide trained healthcare caregivers a way to automate the programming of infusion parameters, thereby decreasing the amount of manual steps necessary to enter infusion data. All data entry and validation of infusion parameters is performed by the trained healthcare professional according to a physician's order.

The Alaris System with Guardrails Suite MX is an interoperable of communicating and exchanging data accurately, effectively, securely, and consistently with different information technology systems, software applications, and networks, in various settings; and exchanging data such that the clinical or operational purpose and meaning of the data are preserved and unaltered.

Product codes

FRN, PHC

Device Description

The Alaris System with Guardrails Suite MX is a modular infusion pump and vital signs monitoring system intended for adult, pediatric and neonatal care that includes safety management software to help reduce medication errors. The Alaris System consists of the PC Unit and up to four detachable infusion and/or monitoring modules (channels). The Auto-ID Module can be included as a fifth module.

The Alaris System with Guardrails Suite MX is intended for use by Healthcare Professionals in facilities that utilize infusion pumps for the delivery of fluids, medications, blood and blood products using continuous or intermittent delivery through clinically acceptable routes of administration such as intravenous (IV), intra-arterial (IA), subcutaneous, epidural, enteral or irrigation of fluid spaces.

The Alaris System with Guardrails Suite MX is intended to provide trained Healthcare Professionals with a way to automate the programming of infusion parameters, thereby decreasing the number of manual steps necessary to enter infusion parameters and provide a "safety net" at the patient's bedside. This helps to reduce the number of programming errors at the point-of-care. All data entry and validation of infusion parameters is performed by the trained Healthcare Professional according to a Physician's order.

The Alaris System with Guardrails Suite MX can be integrated into an existing hospital network and allows communications to and from external devices including personal computers (PCs), Personal Digital Assistants (PDAs), hospital monitoring systems and Hospital Information Management Systems (HMS). Bi-directional communication of data can include infusion parameters, system configuration, clinical history, events, trending, alarms and status.

PC Unit remains the core of the Alaris System, providing a common user interface and power supply for associated system modules. The basic components of the PC Unit include:

  • A mechanical interface which provides structural interconnection between the PC Unit and the modules.
  • A power interface which provides power from the PC Unit to the modules.
  • A communications interface which provides the ability to communicate bi-directionally between the PC Unit and the modules.
  • A communications interface which provides the ability to communicate bi-directionally between the PC Unit and an external host.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

Not Found

Indicated Patient Age Range

adult, pediatric and neonatal

Intended User / Care Setting

professional healthcare facilities that utilize infusion devices / trained healthcare caregivers / trained healthcare professional / Healthcare Professionals

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies

Software verification and validation was performed to ensure that the proposed v10.5 software enhancements meet design input and safety requirements. Software testing included verification and validation of the closed secondary clamp detection functions, input and output functions and user interface modifications. The proposed v10.5 software enhancements do not affect the indications for use/intended use or introduce any unacceptable risks. Verification and validation testing to support the v10.5 software enhancements has been completed and demonstrate that design verification testing including software verification is acceptable and design outputs conform to the design input requirements. This confirms that the Alaris System with Guardrails Suite MX with the v10.5 software enhancements meet these requirements.

This 510(k) does not include clinical data.

Key Metrics

Not Found

Predicate Device(s)

K051641, K950419, K072105

Reference Device(s)

K091308, K012383, K023264, K030459

Predetermined Change Control Plan (PCCP) - All Relevant Information

Not Found

§ 880.5725 Infusion pump.

(a)
Identification. An infusion pump is a device used in a health care facility to pump fluids into a patient in a controlled manner. The device may use a piston pump, a roller pump, or a peristaltic pump and may be powered electrically or mechanically. The device may also operate using a constant force to propel the fluid through a narrow tube which determines the flow rate. The device may include means to detect a fault condition, such as air in, or blockage of, the infusion line and to activate an alarm.(b)
Classification. Class II (performance standards).

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Food and Drug Administration 10903 New Hampshire Avenue Document Control Center - WO66-G609 Silver Spring, MD 20993-0002

August 21, 2014

CareFusion 303,Inc. Christine Caton Advisor, Regulatory Management 10020 Pacific Mesa Blvd. SAN DIEGO, CA 92121

Re: K133532

Trade/Device Name: Alaris System with Guardrails Suite MX Regulation Number: 21 CFR 880.5725 Regulation Name: Infusion Pump Regulatory Class: II Product Code: FRN, PHC Dated: July 22, 2014 Received: July 23, 2014

Dear Ms. Caton

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

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Page 2 - Ms. Caton

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please contact the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/Resourcesfor You/Industry/default.htm. Also, please note the regulation entitled. "Misbranding by reference to premarket notification" (21CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm.

Sincerely vours.

Mary S. Runner -S

Erin I. Keith, M.S. Acting Director Division of Anesthesiology, General Hospital, Respiratory, Infection Control, and Dental Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

2

Indications for Use

510(k) Number (if known) K133532

Device Name Alaris System with Guardrails Suite MX

Indications for Use (Describe)

The Alaris System with Guardrails Suite MX is intended for use in professional healthcare facilities that utilize infusion devices for the delivery of fluids, medications, blood and blood products.

The Alaris System with Guardrails Suite MX is intended to provide trained healthcare caregivers a way to automate the programming of infusion parameters, thereby decreasing the amount of manual steps necessary to enter infusion data. All data entry and validation of infusion parameters is performed by the trained healthcare professional according to a physician's order.

The Alaris System with Guardrails Suite MX is an interoperable of communicating and exchanging data accurately, effectively, securely, and consistently with different information technology systems, sooftware applications, and networks, in various settings; and exchanging data such that the clinical or operational purpose and meaning of the data are preserved and unaltered.

Type of Use (Select one or both, as applicable)

2 Prescription Use (Part 21 CFR 801 Subpart D)

Over-The-Counter Use (21 CFR 801 Subpart C)

PLEASE DO NOT WRITE BELOW THIS LINE - CONTINUE ON A SEPARATE PAGE IF NEEDED.

FOR FDA USE ONLY

Concurrence of Center for Devices and Radiological Health (CDRH) (Signature)

This section applies only to requirements of the Paperwork Reduction Act of 1995.

DO NOT SEND YOUR COMPLETED FORM TO THE PRA STAFF EMAIL ADDRESS BELOW.

The burden time for this collection of information is estimated to average 79 hours per response, including the time to review instructions, search existing data sources, gather and maintain the data needed and complete and review the collection of information. Send comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing this burden, to:

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Image /page/3/Picture/0 description: The image contains the logo for CareFusion. The logo consists of an orange circle with a white shield-like shape inside, and the text "CareFusion" in gray, sans-serif font to the right of the circle. The shield shape within the circle has a small orange arrow pointing to the upper right.

Section 4.6: 510(k) Summary

Alaris System with Guardrails Suite MX

510(k) Number K133532

510(k) Owner's Name:

CareFusion 303, Inc. 10020 Pacific Mesa Blvd. San Diego, CA 92121 USA Establishment Registration Number: 2016493 Owner/Operator Number: 9068764

Contact Person:

Christine Caton Advisor, Regulatory Management Phone: 858-617-2990 Fax: 858-617-5982

Date Summary was Prepared: 14 July 2014

Device Trade / Proprietary Name:

Alaris System with Guardrails Suite MX

Device Common / Classification Name:

Pump, Infusion

Device ClassClassification PanelRegulation NumberFDA Product Code
2General Hospital21 CFR 880.572580F--RN
2General Hospital21 CFR 880.572580P--HC

Identification of the Legally Marketed Device to which the Submitter Claims Equivalence:

The proposed component device v10.5 software is similar to other devices of comparable type in commercial distribution as described in the most recently cleared 510(k)s, as listed below, and have the same intended use. Any differences in the technological characteristics do not raise different questions of safety and effectiveness.

| Component Name | Model
Number | FDA Product
Code, Regulation | 510(k) Number | |
|---------------------------------------------------|-----------------|---------------------------------|---------------|---------|
| Alaris System Components | | | | |
| Point-of-Care (PC) Unit Module | 8015 | 80F--RN | K051641* | K091308 |
| Large Volume Pump (LVP) Module | 8100 | 21 CFR 880.5725 | K950419* | K012383 |
| Syringe Pump (SYR) Module | 8110 | | K023264 | N/A |
| Guardrails Suite MX Components | | | | |
| Alaris Guardrails Editor (GRE)
safety software | 8961 | 80F--RN
21 CFR 880.5725 | K072105* | K030459 |

*Primary

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Description of the Device that is the Subject of the Premarket Notification Submission:

● Indications for Use

The Alaris System with Guardrails Suite MX is intended for use in professional healthcare facilities that utilize infusion devices for the delivery of fluids, medications, blood and blood products.

The Alaris System with Guardrails Suite MX is intended to provide trained healthcare caregivers a way to automate the programming of infusion parameters, thereby decreasing the amount of manual steps necessary to enter infusion data. All data entry and validation of infusion parameters is performed by the trained healthcare professional according to a physician's order.

The Alaris System with Guardrails Suite MX is an interoperable of communicating and exchanging data accurately, effectively, securely, and consistently with different information technology systems, software applications, and networks, in various settings; and exchanging data such that the clinical or operational purpose and meaning of the data are preserved and unaltered.

  • O Intended Use
    The Alaris System with Guardrails Suite MX is a modular infusion pump and vital signs monitoring system intended for adult, pediatric and neonatal care that includes safety management software to help reduce medication errors. The Alaris System consists of the PC Unit and up to four detachable infusion and/or monitoring modules (channels). The Auto-ID Module can be included as a fifth module.

The Alaris System with Guardrails Suite MX is intended for use by Healthcare Professionals in facilities that utilize infusion pumps for the delivery of fluids, medications, blood and blood products using continuous or intermittent delivery through clinically acceptable routes of administration such as intravenous (IV), intra-arterial (IA), subcutaneous, epidural, enteral or irrigation of fluid spaces.

  • Contraindications O
    There are no known contraindications for the Alaris System with Guardrails Suite MX.

This is the same Indications for Use and Intended Use as previously cleared for the respective 510(k)s provided below. There have been no modifications. The verbiage has only been made consistent across the system.

. Description of the Device as Found in the Labeling or Promotional Material / Intended Use

The Alaris System with Guardrails Suite MX is similar to other devices of comparable type in commercial distribution. The indications for use, principles of operation, fundamental scientific technology, method of manufacture, and application have not changed. The following description is the same for the existing cleared device as for the proposed modified device.

The Alaris System with Guardrails Suite MX is a modular infusion pump and vital signs monitoring system intended for adult, pediatric and neonatal care that includes safety management software to help reduce medication errors.

The Alaris System with Guardrails Suite MX is intended to provide trained Healthcare Professionals with a way to automate the programming of infusion parameters, thereby decreasing the number of manual steps necessary to enter infusion parameters and provide a "safety net" at the patient's bedside. This helps to reduce the number of programming errors at the point-of-care. All data entry and validation of infusion parameters is performed by the trained Healthcare Professional according to a Physician's order.

The Alaris System with Guardrails Suite MX can be integrated into an existing hospital network and allows communications to and from external devices including personal computers (PCs), Personal Digital

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Assistants (PDAs), hospital monitoring systems and Hospital Information Management Systems (HMS). Bi-directional communication of data can include infusion parameters, system configuration, clinical history, events, trending, alarms and status.

  • Explanation of How the Device Functions ●
    PC Unit remains the core of the Alaris System, providing a common user interface and power supply for associated system modules. The basic components of the PC Unit include:

  • A mechanical interface which provides structural interconnection between the PC Unit and the modules. o

  • A power interface which provides power from the PC Unit to the modules. O

  • A communications interface which provides the ability to communicate bi-directionally between the PC O Unit and the modules.

  • A communications interface which provides the ability to communicate bi-directionally between the PC O Unit and an external host.

  • The Scientific Concepts that Form the Basis for the Device .

Smart infusion pump systems can help prevent medication errors by alerting the healthcare professional to a pump setting that doesn't match the Healthcare Facility's drug administration guidelines programmed into the Data Set. By checking the programmed settings against the Healthcare Facility's Data Set for specific drugs and care areas, smart infusion pump systems can help the Healthcare Professional intercept and correct potentially serious infusion mistakes before they happen.

  • Significant Physical and Performance Characteristics of the Device such as Design, Material and Physical Properties
    The significant physical and performance characteristics of the infusion pump system are provided in the User Manuals.

  • o Summary of Technological Characteristics of the Proposed Device Compared to the Predicate Device
    The proposed infusion pump system with the v10.5 software enhancements has the same technological characteristics as the predicate devices.

The affected component devices with the proposed v10.5 software enhancements have the following similarities as the predicate devices:

  • Have the same indications for use and intended use. O
  • Apply the same operational principles. O
  • Have the same design. O
  • Have the same materials. O
  • O Have the same components.
  • O Have similar operational flow.
  • O Have the same performance specifications.
  • O Have the same physical properties.
  • O Have the same manufacturing process.
  • Have the same energy source. O
  • Have the same technological characteristics or have different technological characteristics (e.g., Detect O Closed Secondary Clamp feature) and do not raise different questions of safety and effectiveness. There are no significant changes in the materials, design, energy source, or other features of the device from those of the predicates. The device is as safe and effective as the legally marketed device. This claim is supported by the information and data provided in this 510(k). This includes the following information:
    • Descriptions of the existing and proposed device systems.
    • 트 Indications for Use and Intended Use of the existing and proposed device systems.

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  • 트 Labeling for the existing and proposed device systems.
  • 트 Comparison tables of features of the existing and proposed device systems.
  • 트 Comparison tables of specifications of the existing and proposed device systems.
  • 트 Proposed device system and software hazard analysis.
  • Proposed device system and software requirements.
  • 트 Proposed device system and software test plans and reports.
  • 트 Proposed device system and software traceability matrix.
  • Discussion of Non-Clinical Tests Submitted, Referenced or Relied On in the 510(k) and the Conclusions ● Drawn

Software verification and validation was performed to ensure that the proposed v10.5 software enhancements meet design input and safety requirements. Software testing included verification and validation of the closed secondary clamp detection functions, input and output functions and user interface modifications. The proposed v10.5 software enhancements do not affect the indications for use/intended use or introduce any unacceptable risks. Verification and validation testing to support the v10.5 software enhancements has been completed and demonstrate that design verification testing including software verification is acceptable and design outputs conform to the design input requirements. This confirms that the Alaris System with Guardrails Suite MX with the v10.5 software enhancements meet these requirements.

The proposed v10.5 software modifications did not require animal studies.

  • Discussion of Clinical Tests Submitted, Referenced or Relied On in the 510(k) and the Conclusions Drawn
    This 510(k) does not include clinical data.