K Number
K133191
Date Cleared
2014-01-10

(85 days)

Product Code
Regulation Number
892.5050
Reference & Predicate Devices
Predicate For
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

ProBeam Proton Therapy System provides protons for precision radiotherapy of lesions, tumors, and conditions anywhere in the body where radiation treatment is indicated.

Device Description

ProBeam Proton therapy system, has been designed by Varian Medical Systems to deliver radiation treatment in accordance with a prescribed treatment plan. The system takes advantage of the characteristics of proton charged particle beam delivery. The major characteristic of proton radiation therapy utilizes the Bragg peak to prevent radiation of normal tissue outside the target volume. The system consists of 4 major components: 1) Cyclotron required to generate the proton beam (output 250MeV) 2) Beam line to transport beam from the cyclotron to the required treatment room 3) Treatment room where the patient is irradiated as per the prescribed treatment plan 4) Control room to select patient and activate treatment delivery

AI/ML Overview

The provided text describes the "ProBeam Proton Therapy System" and its substantial equivalence to a predicate device, but it does not contain information about acceptance criteria or a study proving that the device meets specific performance criteria in the way typically expected for an AI/ML medical device.

Instead, the document is a 510(k) summary for a medical device that delivers radiation therapy. The submission focuses on demonstrating substantial equivalence to a previously cleared device (K101294 ProBeam Proton Therapy System and K042720 Varian On-board Imager Device) by comparing technological characteristics.

Therefore, many of the requested sections about acceptance criteria, study details, ground truth, and expert involvement are not explicitly present in the provided text.

Based on the information available:

1. A table of acceptance criteria and the reported device performance:

The document doesn't provide a table of acceptance criteria for specific performance metrics that would be applicable to an AI/ML device (e.g., sensitivity, specificity, accuracy). Instead, it compares the technological characteristics of the modified device to the predicate device. The "performance" in this context refers to the technological specifications and capabilities, not a clinical or analytical performance study.

Here's an adaptation of the table comparing the modified ProBeam to the predicate, highlighting the changes:

FeaturePredicate Device (ProBeam K101294)Modified Device (ProBeam)
Proton Energy Selection (usable)90-230 MeV70 - 240 MeV
Number of beam delivery rooms1 to 4 treatment rooms with isocentric gantries. No fixed beam treatment stations.Customer can choose up to 6 beam delivery room modules. The facility would be comprised of a combination of modules including Treatment rooms (either Isocentric gantries or fixed beam) and/or research rooms.
Beam angle adjustmentAdjustable via Rotating Isocentric GantryAdjustable only in Rotating Isocentric Gantry rooms. For fixed beam rooms the beam is provided at a fixed angle.
Beam characteristics: spot shape4 mm (Sigma) in the specified range (tolerance range: for energies ≤100 MeV, beam spot size +30% / -20%, for energies> 100 MeV beam spot sizes ± 20%)4.0 mm +/- 15% (Sigma) for beam energies equal or greater than 140 MeV to 240 MeV. (-0.02 * E / MeV + 6.8) +/- 15 % mm for beam energies E from 70 MeV to less than 140 MeV.
Beam characteristics: field sizeMaximum field size is 25cm (x) x 25cm (y)Maximum field size is 30cm (x) x 40cm (y)
Maximum deviation of undeflected beam from isocenter3.0 mm1.0 mm
Value of energy dose rate at the Nominal Treatment Distance>1 Gy/l/min2 Gy/l/min
Patient PositioningVarian 6-Axis Treatment TableForte 6-Axis Robotic Treatment Table (K122413)
Maximum Load150Kg (330lbs)273 Kg (550lbs)
Patient Position Verification SystemNot included (Predicate was Varian On-board Imager Device K042720)Included (ProBeam Device Component: kV Imaging)
Target localization technologySingle kV X-ray SystemDual kV X-ray System
2D/3D MatchNot includedIncluded
X-ray sourceVarian G-242Varian GS-20712
Voltage40-150kV40-140kV
Exposure0.5-630 mAs0.1-370.1 mAs

2. Sample size used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective):

Not applicable. The document states "Testing has been performed at the system and sub-system level" but does not detail specific test sets, sample sizes, or data provenance in the context of analytical or clinical performance of an AI/ML algorithm. This is a proton therapy system, not an AI/ML software.

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience):

Not applicable. Ground truth for an AI/ML algorithm is not relevant for this device submission as described.

4. Adjudication method (e.g. 2+1, 3+1, none) for the test set:

Not applicable.

5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

Not applicable. This is not an AI-assisted diagnostic device.

6. If a standalone (i.e. algorithm only without human-in-the loop performance) was done:

Not applicable.

7. The type of ground truth used (expert consensus, pathology, outcomes data, etc):

Not applicable.

8. The sample size for the training set:

Not applicable.

9. How the ground truth for the training set was established:

Not applicable.

Summary of Performance Testing mentioned in the document:
The document (Page 3) explicitly states: "Testing has been performed at the system and sub-system level and demonstrated ProBeam is substantially equivalent to the predicate device." This indicates engineering and functional testing to ensure the modified device meets its specifications and functions similarly to the predicate, rather than a clinical performance study using patient data and ground truth as would be relevant for an AI/ML device.

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K133191
Page 1 of 3

Premarket Notification [510(k)] Summary ProBeam Proton Therapy System

JAN 1 0 2014

The following information is provided following the format of 21 CFR 807.92.

Submitter's Name: Varian Medical Systems, Inc. 3100 Hansen Way e-110 Palo Alto. CA 94304 Contact Name: Vy Tran Phone: 650/424.5731 Fax: 650/842.5040 Date: 9 October 2013 Proprietary Name: ProBeam Classification Name: Medical charged-particle radiation therapy system 21 CFR 892.5050, Class II Product Code: LHN Common/Usual Name: Proton Therapy System 1) ProBeam Proton Therapy System (K101294) Predicate Devices: 2) Varian On-board Imager Device (K042720) ProBeam Proton therapy system, has been designed by Varian Medical Device Description: Systems to deliver radiation treatment in accordance with a prescribed treatment plan. The system takes advantage of the characteristics of proton charged particle beam delivery. The major characteristic of proton radiation therapy utilizes the Bragg peak to prevent radiation of normal tissue outside the target volume. The system consists of 4 major components: 1) Cyclotron required to generate the proton beam (output 250MeV) 2) Beam line to transport beam from the cyclotron to the required treatment room 3) Treatment room where the patient is irradiated as per the prescribed treatment plan 4) Control room to select patient and activate treatment delivery ProBeam Proton Therapy System provides protons for precision Statement of Intended Use radiotherapy of lesions, tumors, and conditions anywhere in the body where radiation treatment is indicated. Statement of Indications for Use: ProBeam Proton Therapy System provides protons for precision radiotherapy of lesions, tumors, and conditions anywhere in the body where radiation treatment is indicated.

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Technological Characteristics:

Refer to the Substantial Equivalence discussion in the table below:

FeaturePredicate Device:Modified Device:
ProBeam (K101294)(Note: Also known as PT2 Varian ProtonTherapy System)ProBeam
Intended UsePT2 Varian Proton Therapy System provides protonsfor precision radiotherapy of lesions, tumors, andconditions anywhere in the body where radiationtreatment is indicated.ProBeam Proton Therapy System provides protonsfor precision radiotherapy of lesions, tumors, andconditions anywhere in the body where radiationtreatment is indicated.
Indications For UsePT2 Varian Proton Therapy System, provides protonsfor precision radiotherapy of lesions, tumors, andconditions anywhere in the body where radiationtreatment is indicated.ProBeam Proton Therapy System provides protonsfor precision radiotherapy of lesions. tumors, andconditions anywhere in the body where radiationtreatment is indicated.
Proton AcceleratorIsochronous Cyclotron (superconducting type usinghelium cryogen cooling)No change
Treatment ParticleProtonProton
Cyclotron energy250 MeVNo change
Proton EnergySelection90-230 MeV (usable energy range)70 - 240 MeV (usable energy range)
Energy SelectionVia mechanical degrader system and EnergySelection System based on magnetic deflectionNo Change
Beam TransportStandard beam optical system with quadrupoles anddipole magnetsNo Change
Number of beamdelivery rooms1 to 4 treatment rooms with isocentric gantries.No fixed beam treatment stations.Customer can choose up to 6 beam delivery roommodules. The facility would be comprised of acombination of modules including Treatment rooms(either Isocentric gantries or fixed beam) and/orresearch rooms
Beam angleadjustmentAdjustable via Rotating Isocentric GantryAdjustable only in Rotating Isocentric Gantry roomsFor fixed beam rooms the beam is provided at afixed angle
Beam Spot Scanning in all treatment stationsNo change
Beam deliveryNote: The beam spot scanning is defined as the actof moving a charged particle beam of particularproperties from one spot to the next over the wholetreatment volume and/or changing one or more ofthe properties of that beam (e.g. Intensity (e.g. #protons/second), position etc.). The chargedparticle beam stops on each spot until thepredefined the proton fluence according to aprescription is reached and moves to the next spot.After one layer of spots is done the depth will bechanged by the change of the energy and the nextlayer of spots will be executed.Note: The beam spot scanning is defined as the actof moving a charged particle beam of particularproperties from one spot to the next over the wholetreatment volume and/or changing one or more ofthe properties of that beam (e.g. Intensity (e.g. #protons/second), position etc.). The chargedparticle beam stops on each spot until thepredefined the proton fluence according to aprescription is reached and moves to the next spot.After one layer of spots is done the depth will bechanged by the change of the energy and the nextlayer of spots will be executed.
Laser positioningsystemIncludedIncluded
Beam characteristics:spot shape4 mm (Sigma) in the specified range(tolerancerange: for energies ≤100 MeV, beam spot size +30% / -20%, for energies> 100 MeV beam spotsizes ± 20%)4.0 mm +/- 15% (Sigma) for beam energies equalor greater than 140 MeV to 240 MeV.$(-0.02 * E / MeV + 6.8) +/- 15 % mm for beamenergies E from 70 MeV to less than 140 MeV.$
Beam characteristics:field sizeMaximum field size is 25cm (x) x 25cm(y)Maximum field size is 30cm (x) x 40cm(y)
FeaturePredicate Device:Modified Device:
Maximum deviation of undeflected beam from isocenter3.0 mm1.0 mm
Value of energy dose rate at the Nominal Treatment Distance>1 Gy/l /min2 Gy/l/min
Patient PositioningVarian 6-Axis Treatment TableForte 6-Axis Robotic Treatment Table (K122413)
Maximum Load150Kg (330lbs)273 Kg (550lbs)
Pitch$\pm$ 3°No Change
Roll$\pm$ 3°No Change
Absolute positioning precision, radius sphere≤ 0.5 mmNo Change
Patient Position Verification SystemNot includedIncluded
Varian On-board Imager Device (K042720)ProBeam Device Component: kV Imaging
Target localization technologySingle kV X-ray SystemDual kV X-ray System
2D/3D MatchNot includedIncluded
X-ray sourceVarian G-242Varian GS-20712
Voltage40-150kV40-140kV
Exposure0.5-630 mAs0.1-370.1 mAs
Flat panel digital x-ray detectorVarian PaxScan 4030CBNo Change
Detector pixel elementsAmorphous Silicon (a-Si:H) photodiode plus thin film transistorNo Change
Type of digital image produceddigital radiographs or fluoroscopydigital radiographs
Basis of image comparisonsoft tissues, bony anatomy or fiducial markersNo change
Image comparison techniquesFully automatic using mutual information. semi-automatic, or manualNo change

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K133191
Page 3 of 3

Summary of Performance Testing:

Testing has been performed at the system and sub-system level and demonstrated ProBeam is substantially equivalent to the predicate device.

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Image /page/3/Picture/0 description: The image shows the logo for the U.S. Department of Health & Human Services. The logo features a stylized eagle-like symbol with three curved lines representing its body and wings. The text "DEPARTMENT OF HEALTH & HUMAN SERVICES USA" is arranged in a circular fashion around the symbol.

DEPARTMENT OF HEALTH & HUMAN SERVICES

Public Health Service

Food and Drug Administration 10903 New Hampshire Avenue Document Control Center - WO66-G609 Silver Spring, MD 20993-0002

January 10, 2014

Varian Medical Systems % Ms. Vy H. Tran Vice President Corporate Regulatory Affairs 3100 Hansen Way PALO ALTO CA 94304-1038

Re: K133191

Trade/Device Name: ProBeam Proton Therapy System Regulation Number: 21 CFR 892.5050 Regulation Name: Medical charged-particle radiation therapy system Regulatory Class: II Product Code: LHN Dated: October 18, 2013 Received: October 21, 2013

Dear Ms. Tran:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), ' it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

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Page 2-Ms. Tran

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please contact the Division of Small Manufacturers, International and Consumer Assistance at its tollfree number (800) 638 2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/Medicall.ocvices/Resources/or You/Industry/default.htm. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/dcfault.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Small Manufacturers, International and Consumer Assistance at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address http://www.fda.gov/MedicalDevices/ResourcesforYou/Industrv/default.htm.

Sincerely yours,

Michael D. O'Hara

for Janine M. Morris Director, Division of Radiological Health Office of In Vitro Diagnostics and Radiological Health

Center for Devices and Radiological Health

Enclosure

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Indications for Use Form

510(k) Number (if known): ____________________________________________________________________________________________________________________________________________________

Device Name: ProBeam Proton Therapy System

Indications for Use:

ProBeam Proton Therapy System provides protons for precision radiotherapy of lesions, turnors, and conditions anywhere in the body where radiation treatment is indicated.

AND/OR Over-The-Counter Use Prescription Use _____________________________________________________________________________________________________________________________________________________________ (21 CFR 801 Subpart C) (Part 21 CFR 801 Subpart D)

(PLEASE DO NOT WRITE BELOW THIS LINE-CONTINUE ON ANOTHER PAGE OF NEEDED)

..............................................................................................................................................................................

Concurrence of CDRH, Office of In Vitro Devices and Radiologic Health (OIR)

Michael D. O'Hara

Division Sign-Off Office of In Vitro Devices and Radiologic Health

K133191 510(k)__

Page 1 of 1

§ 892.5050 Medical charged-particle radiation therapy system.

(a)
Identification. A medical charged-particle radiation therapy system is a device that produces by acceleration high energy charged particles (e.g., electrons and protons) intended for use in radiation therapy. This generic type of device may include signal analysis and display equipment, patient and equipment supports, treatment planning computer programs, component parts, and accessories.(b)
Classification. Class II. When intended for use as a quality control system, the film dosimetry system (film scanning system) included as an accessory to the device described in paragraph (a) of this section, is exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to the limitations in § 892.9.