K Number
K122531
Manufacturer
Date Cleared
2012-10-09

(50 days)

Product Code
Regulation Number
868.5800
Reference & Predicate Devices
Predicate For
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

Intended Use: The device is intended to be used to provide and artificial airway in order to provide access to the patient's airway for airway management. When inserted in a tracheotomy stoma, the device is secured in place with a neck strap around the patient's neck which is attached to an integral neck plate, thereby providing for a secure artificial airway for spontaneous breathing or direct hook-up to ventilation or anesthesia equipment.

Indications for Use: This device is intended for use in providing tracheal access for airway management.

Device Description

The Shiley Neonatal, Pediatric, Pediatric Long Tracheostomy Tube Cuffless tube is a single cannula tracheostomy tube which also contains a neck strap and obturator. The device is intended to be used to provide and artificial airway in order to provide access to the patient's airway for airway management. When inserted in a tracheotomy stoma, the device may be secured in place with a neck strap around the patient's neck which is attached to an integral neck plate, thereby providing for a secure artificial airway for spontaneous breathing or direct hook-up to ventilation or anesthesia equipment.

AI/ML Overview

The provided text is a 510(k) Summary for a medical device (tracheostomy tubes) and does not contain information about software or AI-driven devices. Therefore, the questions related to acceptance criteria, study details, sample sizes, ground truth, expert involvement, adjudication methods, or MRMC studies for an AI device are not applicable to this document.

This submission is for a medical device that received a 510(k) clearance based on substantial equivalence to existing predicate devices, with changes primarily in size extension, materials, and manufacturing process. The "Non-Clinical Data" section mentions bench testing for compliance with ISO standards and biocompatibility testing, but these are for the physical device, not an AI algorithm.

Here's a summary of the available information:

1. A table of acceptance criteria and the reported device performance:

  • Acceptance Criteria: The device was tested to meet the requirements of specific ISO standards for tracheostomy tubes:
    • ISO 5366-3:2001/Cor:2003 (Pediatric Tracheostomy Tubes)
    • ISO 5356-1:2004 (Conical connectors)
    • ISO 5366-1:2000 (Tracheostomy tubes - adults, used for the 6.5mm PDL model which falls outside the scope of ISO 5366-3 for pediatrics)
    • Biocompatibility testing followed ISO 10993-1:2009.
  • Reported Device Performance: The non-clinical data section states that the device "meets the requirements" of these ISO standards and "satisfied all of the requirements" of ISO 10993-1:2009. No specific performance metrics (e.g., success rates, error rates) are provided beyond this general statement of compliance.

2. Sample sized used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective):

  • Not applicable as this is a physical medical device. The "test set" would refer to the physical samples used for bench testing. The document does not specify the number of samples used for these bench tests or their provenance.

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience):

  • Not applicable. Ground truth for a physical device is established through engineering and laboratory testing against established standards, not expert consensus on medical images.

4. Adjudication method (e.g. 2+1, 3+1, none) for the test set:

  • Not applicable.

5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

  • Not applicable. No AI component is described or evaluated.

6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done:

  • Not applicable. No algorithm is described or evaluated.

7. The type of ground truth used (expert concensus, pathology, outcomes data, etc):

  • For the non-clinical testing, the "ground truth" or reference for performance would be the specifications and requirements defined in the cited ISO standards.

8. The sample size for the training set:

  • Not applicable. No AI model or training set is described.

9. How the ground truth for the training set was established:

  • Not applicable. No AI model or training set is described.

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COVIDIEN

K122531 510(k) Summary

Date summary prepared 21-September-2012

510(k) Submitter/Holder

Covidien IIc 6135 Gunbarrel Avenue Boulder, CO.80301

Contact

Ted Kuhn Sr. Regulatory Affairs Product Specialist Office: 303-305-2272 Mobile: 720-320-7259 Fax: 303-305-2212 email address: ted.kuhn@covidien.com

Name of Device

Trade Name:Shiley Neonatal, Pediatric, Pediatric Long Tracheostomy Tube Cuffless
Catalog Numbers:NEF, PEF, PELF
Common Name:Tube Tracheostomy and Tube Cuff
Classification Name:JOH, Tube Tracheostomy and Tube Cuff (21 CFR 868.5800) Class II, 73Anestesiology

Purpose of Submission

The purpose of this submission is to introduce the Covidien Shiley Neonatal, Pediatric Long Cuffless Tracheostomy Tube. The subject and predicate device have the equivalent Indications for Use, Intended Use, fundamental technology, and design. This submission is to notify the FDA of the following changes:

  • . Pediatric and Neonatal Tracheostomy tubes size line extension of the previously cleared Shiley Pediatric and Neonatal Tracheostomy tubes
    OCT

9 2012

  • Updated the materials used in the Tracheostomy tubes to a Medical Grade PVC ● with a Citric based non-phthalate plasticizer
  • Update to the Manufacturing process .

Predicate Device

The Shiley Neonatal, Pediatric, Pediatric Long Tracheostomy Tube Cuffless was compared and found to be substantially equivalent to the following products of comparable type in commercial distribution:

Trade Name:Shiley Pediatric and Neonatal Tracheostomy Tubes
Device Common Name:Tube Tracheostomy and Tube Cuff
510(k) Number:K945513
Manufacturer:Covidien, formerly Tyco Healthcare

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Trade Name:Bivona Tracheostomy Tube Tracheostomy Tubes
Device Common Name:Tube Tracheostomy and Tube Cuff
510(k) Number:K083641
Manufacturer:Smiths Medical ASD, Inc.

Intended Use

The device is intended to be used to provide and artificial airway in order to provide access to the patient's airway for airway management. When inserted in a tracheotomy stoma, the device is secured in place with a neck strap around the patient's neck which is attached to an integral neck plate, thereby providing for a secure artificial airway for spontaneous breathing or direct hook-up to ventilation or anesthesia equipment.

Indications for Use

This device is intended for use in providing tracheal access for airway management.

Device Description

The Shiley Neonatal, Pediatric, Pediatric Long Tracheostomy Tube Cuffless tube is a single cannula tracheostomy tube which also contains a neck strap and obturator. The device is intended to be used to provide and artificial airway in order to provide access to the patient's airway for airway management. When inserted in a tracheotomy stoma, the device may be secured in place with a neck strap around the patient's neck which is attached to an integral neck plate, thereby providing for a secure artificial airway for spontaneous breathing or direct hook-up to ventilation or anesthesia equipment.

Technological Characteristics

The Shiley Neonatal, Pediatric, Pediatric Long Tracheostomy Tube Cuffless tube has technological characteristics that differ from its predicates. The Shiley Pediatric and Neonatal Tracheostomy Tubes (K945513) are comprised of a Medical Grade Polyvinylchloride (PVC) and BIVONA Tracheostomy Tubes (K083641) is comprised of Silicone and Acrylonitrile butadiene styrene (ABS) materials. Shiley Neonatal, Pediatric Long Tracheostomy Tube Cuffless tube is comprised of a Medical Grade PVC with a Citric Based non-phthalate plasticizer. All other fundamental technological characteristics are identical to the predicate devices.

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Subject Device:Predicate DevicePredicate Device
Shiley Neonatal,Pediatric, PediatricLong TracheostomyTube CufflessShiley Neonatal,Pediatric, PediatricLong TracheostomyTube (K945513)BIVONATracheostomy Tubes(K083641)
Indications for UseThis device is intendedfor use in providingtracheal access forairway management.This device is intendedfor use in providingtracheal access forairway management.The BivonaTracheostomy Tube isintended to providedirect airway accessfor a tracheotomizedpatient for up to 29days. It may bereprocessed for asingle-patient use up to5 times for pediatricsizes.
Intended UseThis device is intendedfor use in providingtracheal access forairway management.This device is intendedfor use in providingtracheal access forairway management.Unknown
Device classClass 2Class 2Class 2
Product codeJOHJOHJOH
Patient PopulationNeonatal and Pediatricpatients requiring anartificial airwayNeonatal and Pediatricpatients requiring anartificial airwayPediatric patientsrequiring an artificialairway
Environment of UseThe product shall beused in a clinicalenvironment such as theneonatal, pediatric orcritical care units of ahospital, non-critical careunits of a hospital, longterm care facilities andhome care.The product shall beused in a clinicalenvironment such as theneonatal, pediatric orcritical care units of ahospital, non-critical careunits of a hospital, longterm care facilities andhome care.Unknown
Invasive / Non-InvasiveInvasiveInvasiveInvasive
SterilizationSterile : The SAL is 10E-6utilizing the existingvalidated cycle 66.Sterile : The SAL is 10E-6utilizing the existingvalidated cycle 66.Sterile with EthyleneOxide
Shelf Life1-year Minimum shelf life5-year shelf lifeUnknown
Materials
Subject Device:Predicate DevicePredicate Device
Shiley Neonatal,Pediatric, PediatricLong TracheostomyTube CufflessShiley Neonatal,Pediatric, PediatricLong TracheostomyTube (K945513)BIVONATracheostomy Tubes(K083641)
CannulaMedical Grade PVCwith a Citric Based non-phthalate plasticizerMedical Grade PVCSilicone
Neck PlateMedical Grade PVCwith a Citric Based non-phthalate plasticizerMedical Grade PVCSilicone
15 MM connectorMedical Grade PVCwith a Citric Based non-phthalate plasticizerMedical Grade PVCAcrylonitrile butadienestyrene (ABS)
ObturatorMedical GradePolypropyleneMedical GradePolypropyleneMedical GradePolypropylene
Tie StrapCottonCottonCotton
BiocompatibilityISO 10993-1:2009ISO 10993-1:2009ISO 10993-1:2009
Sizes2.5 NEF to 4.5 NEF2.5 PEF to 5.5 PEF5.0 PELF to 6.5 PELF3.0 NEO to 4.5 NEO3.0 PED to 5.5 PED5.0 PDL to 6.5 PDL2.5 to 4.0Neonatal2.5 to 5.5Pediatric
UseSingle Patient UseSingle Patient UseSingle Patient Use
DesignTracheostomy TubeDesignTracheostomy TubeDesignTracheostomy TubeDesign
Subject Device:Predicate DevicePredicate Device
Shiley Neonatal,Pediatric, PediatricLong TracheostomyTube CufflessShiley Neonatal,Pediatric, PediatricLong TracheostomyTube (K945513)BIVONATracheostomy Tubes(K083641)
Standards metISO 5366-1:2000Anesthetic andrespiratory equipment —Tracheostomy tubes Part1: Tubes and connectorsfor use in adultsISO 5366-3:2001 /Cor:2003 Anesthetic andRespiratory Equipment --Tracheostomy Tubes --Part 3: PediatricTracheostomy TubesISO 5356-1:2004Anesthetic andrespiratory equipment -Conical connectors: Part1: Cones and sockets(The key productstandards used todevelop this productrange are ISO 5366 Part3and ISO 5356-1. ThePDL model encompassesa 6.5mm Tracheostomytube. The 6.5mm tube isbeyond the scope of ISO5366 Part 3. ThereforeISO 5366 Part 1 is alsoused to guide thedevelopment of theproduct range)5356 (1987)5366 (1985)ISO 5366-3:2001ISO 5366-3:2001Second edition 2001-08-15ISO 5356-1Thirdedition 2004-05-15

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Non-Clinical Data

Bench testing was performed to confirm that the Shiley Neonatal, Pediatric Long Tracheostomy Tube Cuffless meets the requirements of ISO 5366-3 [2001/Cor:2003[, ISO 5356-1:2004 and ISO 5366-1:2000 for Tracheostomy Tubes. Biocompatibility testing was performed on the Shiley Neonatal, Pediatric Long Tracheostomy Tube Cuffless which satisfied all of the requirements of ISO 10993-1:2009.

Clinical Data

Not Required

Substantial Equivalence

The predicate devices to which we claim equivalence are the Shiley Pediatric and Neonatal Tracheostomy Tubes (K945513) and BIVONA Tracheostomy Tubes (K083641). The basic design elements and their assemblies are identical to the cleared predicate device. The Indications for Use of the proposed devices are equivalent to the cleared predicate devices.

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Image /page/6/Picture/0 description: The image shows the logo for the U.S. Department of Health and Human Services. The logo features a stylized depiction of an eagle or bird-like figure with outstretched wings. The text "DEPARTMENT OF HEALTH & HUMAN SERVICES · USA" is arranged in a circular pattern around the bird symbol. The logo is black and white.

DEPARTMENT OF HEALTH & HUMAN SERVICES

Food and Drug Administration 10903 New Hampshire Avenue Document Control Room -WO66-G609 Silver Spring, MD 20993-0002

OCT
9
2012

Covidien, Limited Liability Company Mr. Ted Kuhn Senior Regulatory Affairs Product Specialist Respiratory & Monitoring Solutions 6135 Gunbarrel Avenue Boulder, Colorado 80021

Re: K122531

Trade/Device Name: Shiley Neonatal Tracheostomy Tube Cuffless Shiley Pediatric Tracheostomy Tube Cuffless Shiley Pediatric Tracheostomy Tube Long Cuffless

Regulation Number: 21 CFR 686.5800

Regulation Name: Tracheostomy Tube and Tube Cuff Regulatory Class: II Product Code: JOH Dated: September 21, 2012 Received: September 24, 2012

Dear Mr. Kuhn:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

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Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please go to

http://www.fda.gov/AboutFDA/CentersOffices/CDRH/CDRHOffices/ucm115809.htm for the Center for Devices and Radiological Health's (CDRH's) Office of Compliance. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Small Manufacturers, International and Consumer Assistance at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm.

Sincerely yours.

Nh for

Anthony D. Watson, B.S., M.S., M.B.A. Director

Division of Anesthesiology, General Hospital, Infection Control and Dental Devices

Office of Device Evaluation

Center for Devices and Radiological Health

Enclosure

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Indications for Use Statement

510(k) Number (if known): K122531

Device Name:

Shiley Neonatal Tracheostomy Tube Cuffless Shiley Pediatric Tracheostomy Tube Cuffless Shiley Pediatric Tracheostomy Tube Long Cuffless

Indications for Use:

This device is intended for use in providing tracheal access for airway management.

AND/OR Over-The-Counter Use × Prescription Use (Part 21 CFR 801 Subpart D) (21 CFR 801 Subpart C)

(PLEASE DO NOT WRITE BELOW THIS LINE -CONTINUE ON ANOTHER PAGE IF NEEDED)

Concurrence of cdrh, office of device evaluation (ode)

(Division Sign-Off) (Division Sign-Off)
Division of Anesthesiology, General Hospital
Division of Anesthesiology, General Devices Division of Ancolnoons. Devices

1225

510(k) Number:

§ 868.5800 Tracheostomy tube and tube cuff.

(a)
Identification. A tracheostomy tube and tube cuff is a device intended to be placed into a surgical opening of the trachea to facilitate ventilation to the lungs. The cuff may be a separate or integral part of the tracheostomy tube and is, when inflated, intended to establish a seal between the tracheal wall and the tracheostomy tube. The cuff is used to prevent the patient's aspiration of substances, such as blood or vomit, or to provide a means for positive-pressure ventilation of the patient. This device is made of either stainless steel or plastic.(b)
Classification. Class II.