K Number
K121917
Manufacturer
Date Cleared
2012-09-19

(79 days)

Product Code
Regulation Number
870.5150
Panel
CV
Reference & Predicate Devices
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The Penumbra Embolectomy Aspiration System is intended for the removal of fresh, soft emboli and thrombi from vessels of the peripheral arterial system. Not for use in the coronaries, the venous system or the neurovasculature.

Device Description

The Penumbra Embolectomy Aspiration System's fundamental mechanism of action is aspiration. Aspiration draws the embolus or thrombus into the Aspiration Catheter to remove the embolus or thrombus from the body. All Separators function to break up the clot inside of the catheter to make it more amenable to removal from the body via aspiration. The Aspiration Catheter, Separator and Aspiration Tubing are available in multiple configurations. The devices are provided sterile, non-pyrogenic, and intended for single use only.

AI/ML Overview

The provided document describes the Penumbra Embolectomy Aspiration System and its premarket notification for FDA clearance. The document focuses on demonstrating substantial equivalence to predicate devices through non-clinical testing, including biocompatibility, bench-top testing, and animal studies. However, it does not include information about AI/algorithm performance, human reader studies, or explicit acceptance criteria for a device with AI components. The information requested in the prompt, such as acceptance criteria for an AI device, sample sizes for test sets (in the context of AI), ground truth establishment for AI models, and MRMC studies, are not present in this document because the device described is a physical medical device (embolectomy system), not an AI/software as a medical device (SaMD).

Therefore, I will provide the information based on the content available, noting where the requested details are not applicable or not provided.

1. Table of Acceptance Criteria and Reported Device Performance

The document describes several non-clinical tests with acceptance criteria being "All established requirements and acceptance criteria were met." and "All established acceptance criteria were met." or specific pass/fail results for biocompatibility.

Test CategorySpecific Test / ParameterAcceptance CriteriaReported Device Performance
BiocompatibilityCytotoxicityNon-ToxicNon-Toxic
SensitizationNon-SensitizingNon-Sensitizing
Intracutaneous Reactivity (Irritation)Non-IrritantNon-Irritant
Systemic Toxicity (Acute)Non-ToxicNon-Toxic
Haemocompatibility (Complement Act.)No greater biological response than corresponding controlNo greater biological response than corresponding control
Haemocompatibility (Hemolysis)Non-HemolyticNon-Hemolytic
Haemocompatibility (Coagulation - PT)No Statistical Difference from controlNo Statistical Difference from control
Haemocompatibility (Coagulation - PTT)No Statistical Difference from controlNo Statistical Difference from control
Haemocompatibility (In vivo thrombog.)Non-ThrombogenicNon-Thrombogenic
PyrogenicityNon-PyrogenicNon-Pyrogenic
Bench-top TestingVisual & DimensionalAll established acceptance criteria were met (based on design specifications, risk analysis, and guidance docs).All established acceptance criteria were met.
Pouch Seal StrengthAll established acceptance criteria were metAll established acceptance criteria were met.
Tensile StrengthAll established acceptance criteria were metAll established acceptance criteria were met.
Bond StrengthAll established acceptance criteria were metAll established acceptance criteria were met.
Hub Air AspirationAll established acceptance criteria were metAll established acceptance criteria were met.
Burst TestAll established acceptance criteria were metAll established acceptance criteria were met.
Friction TestAll established acceptance criteria were metAll established acceptance criteria were met.
Flow Rate TestAll established acceptance criteria were metAll established acceptance criteria were met.
Elongation TestAll established acceptance criteria were metAll established acceptance criteria were met.
Corrosion TestAll established acceptance criteria were metAll established acceptance criteria were met.
Torsion TestAll established acceptance criteria were metAll established acceptance criteria were met.
Simulated UseAll established acceptance criteria were metAll established acceptance criteria were met.
Particulate TestAll established acceptance criteria were metAll established acceptance criteria were met.
FlexibilityAll established acceptance criteria were metAll established acceptance criteria were met.
Animal StudyVessel Injury (final angiograms)No vessel injuryNo vessel injury was noted.
Gross/Histology Findings (test vessels)No abnormal findingsNo abnormal gross or histology findings were noted.
Vascular ResponseNo significant vascular responseThe use of the devices resulted in no significant vascular response.

2. Sample size used for the test set and the data provenance

This document describes physical device testing, not an AI/algorithm-based device with a "test set" in the computational sense.

  • Biocompatibility: Tests were conducted on device materials. The specific number of samples for each test (e.g., number of animals for in vivo tests, number of cell cultures) is not provided.
  • Bench-top Testing: Devices were assembled, packaged, and sterilized for mechanical testing. The specific number of devices tested for each parameter is not provided.
  • Animal Study: Animal studies were conducted. The specific number of animals used is not provided.
  • Data Provenance: The studies were conducted by Penumbra, Inc. (USA) and were part of their 510(k) submission to the FDA. They are considered prospective in the sense that they were designed and executed to fulfill regulatory requirements for the device.

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

This question is not applicable as the studies do not involve expert interpretation of data for AI ground truth. The "ground truth" for the device's performance is established by objective laboratory measurements and observations in animal models. For example:

  • Biocompatibility: Standardized laboratory tests (e.g., L929 MEM Elution Test, Kligman Maximization) with clear pass/fail criteria.
  • Animal Study: Observations by veterinary professionals and pathologists (e.g., "No abnormal gross or histology findings were noted") whose qualifications are implicit in their role in GLP-compliant studies but not explicitly detailed beyond their observational findings.

4. Adjudication method for the test set

Not applicable. There's no interpretive test set requiring adjudication in the context of an AI algorithm. The tests conducted are objective physical and biological assessments.

5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

Not applicable. This device is a physical medical instrument, not an AI system or an AI-assisted diagnostic tool that would involve human readers or MRMC studies.

6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

Not applicable. The device is a physical embolectomy system, not an algorithm.

7. The type of ground truth used

The "ground truth" for this device's performance is based on:

  • Regulatory Standards: Compliance with EN ISO 10993 -1 guidelines for biocompatibility and EN ISO 10555-1 for intravascular catheters, as well as FDA guidance documents.
  • Objective Measurements: Results from standardized laboratory tests for physical properties (e.g., tensile strength, flow rate) and biological responses (e.g., cytotoxicity, hemolysis).
  • In Vivo Observations: Direct observations and histological analysis in animal models (e.g., absence of vessel injury, absence of abnormal gross or histology findings).

8. The sample size for the training set

Not applicable. This device is a physical medical instrument, not an AI system. There is no concept of a "training set" in the context of this device's evaluation.

9. How the ground truth for the training set was established

Not applicable. As there is no training set for an AI algorithm, there is no corresponding ground truth establishment process in this context.

§ 870.5150 Embolectomy catheter.

(a)
Identification. An embolectomy catheter is a balloon-tipped catheter that is used to remove thromboemboli, i.e., blood clots which have migrated in blood vessels from one site in the vascular tree to another.(b)
Classification. Class II (performance standards).