K Number
K110709
Date Cleared
2011-05-19

(66 days)

Product Code
Regulation Number
862.1345
Reference & Predicate Devices
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The ARKRAY Diabetes Management Software is an optional accessory for use with compatible blood glucose meters, such as ARKRAY Glucocard Vital Blood Glucose Meter with data management capabilities. The ARKRAY Diabetes Management Software transfers data from the meter's memory into a secured sever for enhanced data management. ARKRAY ARK Care™ Diabetes Management System is intended for use in home and clinical settings via the internet to assist people with diabetes and their healthcare professionals in uploading, storing, analyzing, and communicating about historical blood glucose test results and other biological statistics to support diabetes management.

Device Description

ARK Care system serves as an interface between the software in personal glucose monitoring devices and a general purpose health management database to assist in the review, analysis and evaluation of blood glucose test results. The secure system is compliant with HIPAA and HITECH standards.

ARK Care is designed for home use and professional healthcare settings. It is an accessory device to most manufactured model home-use blood glucose monitors, including glucose monitoring devices by ARKRAY, Roche, Bayer, LifeScan, and Abbott. The list of supported devices is located at www.arkcare.net.

The purpose of the electronic diabetes management system is to help users and healthcare teams manage blood glucose information to better regulate diabetes treatments and control blood glucose for better health outcomes. The ARK Care system holds a convenience function, as the user can upload blood glucose data from a variety of currently marketed blood glucose monitors into one location for viewing. After the user transmits and stores blood glucose data to the secure database, the ARK Care system allows family members and/or healthcare professionals to view and monitor the user's data and reports. Family and healthcare team members must receive permission from the primary user and create a password protected login before viewing data. ARK Care provides a safe communication portal for the user, family, and healthcare team to send email-like entries, improving patient care and disease management.

The user and approved healthcare team members can view the blood glucose data in different formats such as logbooks, charts, and graphs. The data can be viewed through selected time intervals and these intervals can be compared over time to track disease management.

The subject can also enter and track other health-related information such as body weight, blood pressure, lab values, and exercise activities. Groups of profiles can be queried for bulk reporting on data related to tracking and trending of outcomes, supporting diabetes disease management in individuals and in managed care organizations.

AI/ML Overview

The provided document is a 510(k) summary for the ARKRAY ARK Care Diabetes Management System. It primarily focuses on the device description, intended use, and substantial equivalence determination based on functional and safety testing and consumer studies. However, it does not contain detailed information about specific acceptance criteria, reported device performance metrics in a tabular format, sample sizes for test sets, data provenance, ground truth establishment methods, or the qualifications of experts that would be expected for a rigorous study proving device performance against acceptance criteria for a diagnostic AI system.

Therefore, I cannot extract the full range of information requested in your prompt based on the provided text. I will address what is available and indicate when information is missing.

Here's an analysis of the available information:

1. A table of acceptance criteria and the reported device performance

This information is not explicitly provided in the document in a tabular format with specific criteria and corresponding performance metrics for a diagnostic AI system. The document mentions "Functional and Safety Testing" and "consumer studies that demonstrated the systems ability to be easily operated by in-home users," but it does not detail specific acceptance criteria or quantitative performance results related to the system's analytical capabilities (e.g., accuracy, sensitivity, specificity for analyzing glucose data patterns or predicting outcomes).

The conclusion states: "Labeling, validation testing results and consumer studies results support the Indications for Use and the claim of substantial equivalence to the predicate (K073699)." This indicates that some form of testing was done to demonstrate the system met its intended purpose and was comparable to the predicate, but the specific performance results against pre-defined acceptance criteria are not elaborated.

2. Sample size used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

This information is not provided in the document. The document mentions "consumer studies" and "validation testing results," but it does not specify the sample size for these studies or the provenance of the data used (e.g., country of origin, retrospective or prospective nature).

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

This information is not provided. The document describes the system as one to "assist people with diabetes and their healthcare professionals in uploading, storing, analyzing, and communicating about historical blood glucose test results and other biological statistics to support diabetes management." It's a data management and communication system, not a diagnostic AI that generates interpretations requiring expert ground truth in the traditional sense. Therefore, the concept of "ground truth" and expert adjudication for a test set, as might be applied to image analysis or diagnostic algorithms, doesn't directly apply here based on the description of the device.

4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

This information is not provided and is likely not applicable given the nature of the device as a data management system rather than a diagnostic AI that generates interpretations needing expert adjudication.

5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

There is no mention of a multi-reader multi-case (MRMC) comparative effectiveness study. The device is described as assisting users and healthcare teams in managing blood glucose information. It provides tools for viewing data in different formats and a communication portal. It does not appear to be an "AI" in the diagnostic interpretation sense that would involve human readers making diagnoses with and without AI assistance for a study of this type.

6. If a standalone (i.e. algorithm only without human-in-the loop performance) was done

The document describes the "ARK Care system" as an "interface between the software in personal glucose monitoring devices and a general purpose health management database" and a system "to assist in the review, analysis and evaluation of blood glucose test results." This implies a strong human-in-the-loop component for review and decision-making. The concept of "standalone" algorithm performance, as typically applied to an autonomous diagnostic AI, is not applicable here based on the device description. If there are specific analytical algorithms within the system, their standalone performance is not detailed.

7. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

This information is not applicable or provided in the context of the device's function as a data management system. For a system that transmits, stores, and presents blood glucose data, the "ground truth" would implicitly be the accurate values reported by the connected blood glucose monitors. The document does not describe any higher-level diagnostic or predictive functions that would necessitate expert consensus, pathology, or outcomes data as ground truth for evaluating its performance.

8. The sample size for the training set

This information is not provided. As the device is described as a data management system and not explicitly as a machine learning/AI model that undergoes a typical training process with labelled data, the concept of a "training set" in that context may not apply or is not detailed.

9. How the ground truth for the training set was established

This information is not provided, and as explained above, the concept of a "training set" and its associated ground truth in the context of an AI model is not evident from the description of this device.

In summary, the provided 510(k) summary for the ARK Care™ Diabetes Management System details its intended use as a data management and communication platform for blood glucose data. However, it lacks the specific technical details, performance metrics, and study designs (e.g., sample sizes, ground truth establishment, expert qualifications, adjudication methods) that would be expected when describing the acceptance criteria and a study proving performance for a diagnostic AI device. The document focuses more on the administrative and regulatory aspects of device clearance, particularly establishing substantial equivalence to a predicate device, and general testing for functionality, safety, and usability.

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Image /page/0/Picture/0 description: The image shows a sequence of handwritten alphanumeric characters. The sequence appears to be "K110709". The characters are written in a simple, somewhat crude style, with varying stroke thicknesses.

MAY 1 9 2011 -

ARK Care™ 510(k) Summary

Submitter:ARKRAY Factory USA, Inc.5182 W. 76th StreetMinneapolis, MN 55439
Contact Person:Tyler FoutchRegulatory Affairs Project ManagerARKRAY Factory USA, Inc.5182 W. 76th StreetMinneapolis, MN 55439Phone: 952-646-3171Fax: 952-646-3110fbutcht@ARKRAYusa.com
Date Prepared:March 8, 2010
Trade Name:ARKRAY ARK Care Diabetes Management System™
Classification:Glucose test system, 21 CFR 862.1345; Class II
Calculator/data processing module for clinical use, 21 CFR 862.2100;Class I
Product Codes:CGA, NBW, JQP.
Predicate Device:MCT Diabetes™ (K073699).
Device Description:ARK Care system serves as an interface between the software inpersonal glucose monitoring devices and a general purpose healthmanagement database to assist in the review, analysis and evaluationof blood glucose test results. The secure system is compliant withHIPAA and HITECH standards.ARK Care is designed for home use and professional healthcaresettings. It is an accessory device to most manufactured model home-use blood glucose monitors, including glucose monitoring devices byARKRAY, Roche, Bayer, LifeScan, and Abbott. The list of supporteddevices is located at www.arkcare.net.The purpose of the electronic diabetes management system is to helpusers and healthcare teams manage blood glucose information tobetter regulate diabetes treatments and control blood glucose forbetter health outcomes. The ARK Care system holds a conveniencefunction, as the user can upload blood glucose data from a variety ofcurrently marketed blood glucose monitors into one location forviewing. After the user transmits and stores blood glucose data to thesecure database, the ARK Care system allows family members and/orhealthcare professionals to view and monitor the user's data andreports. Family and healthcare team members must receivepermission from the primary user and create a password protectedlogin before viewing data. ARK Care provides a safe communicationportal for the user, family, and healthcare team to send email-like
entries, improving patient care and disease management.
The user and approved healthcare team members can view the bloodglucose data in different formats such as logbooks, charts, and graphs.The data can be viewed through selected time intervals and theseintervals can be compared over time to track disease management.
The subject can also enter and track other health-related informationsuch as body weight, blood pressure, lab values, and exerciseactivities. Groups of profiles can be queried for bulk reporting on datarelated to tracking and trending of outcomes, supporting diabetesdisease management in individuals and in managed careorganizations.
Intended Use:ARKRAY ARK Care Diabetes Management System™ is intended foruse in home and clinical settings via the internet to assist people withdiabetes and their healthcare professionals in uploading, storing,analyzing, and communicating about historical blood glucose testresults and other biological statistics to support diabetes management.
Functional andSafety Testing:A full array of in-house testing was done consistent with relevant FDAguidance's for blood glucose monitoring systems. Testing includedvalidation of the systems hardware (USB data transfer cable) andsoftware as well as consumer studies that demonstrated the systemsability to be easily operated by in-home users.
Conclusion:Labeling, validation testing results and consumer studies resultssupport the Indications for Use and the claim of substantialequivalence to the predicate (K073699).

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Image /page/2/Picture/1 description: The image shows the seal of the Department of Health & Human Services - USA. The seal is circular, with the text "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA" arranged around the top half of the circle. In the center of the seal is a stylized emblem consisting of a series of curved lines, possibly representing a stylized caduceus or a similar symbol associated with health and medicine.

Food and Drug Administration 10903 New Hampshire Avenue Silver Spring, MD 20993

Arkray Factory Usa, Inc. c/o Tyler Foutch Project Manager Regulatory Affairs 5182 West 76th St., Minneapolis. MN 55439

MAY 1 9 2011

Re: K110709

Trade/Device Name: ARK Care™ Diabetes Management System Regulation Number: 21 CFR 862.1345 Regulation Name: Glucose test system. Regulatory Class: II Product Code: NBW, CGA, JQP Dated: March 11, 2011 Received: March 14,2011

Dear: Mr. Foutch:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to such additional controls. Existing major regulations affecting your device can be found in Title 21, Code of Federal Regulations (CFR), Parts 800 to 895. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Parts 801 and 809); medical device reporting (reporting of medical device-related adverse events) (21 CFR 803); and good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820).

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If you desire specific advice for your device on our labeling regulation (21 CFR Parts 801 and 809), please contact the Office of In Vitro Diagnostic Device Evaluation and Safety at (301) 796-5450. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Small Manufacturers, International and Consumer Assistance at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address http://www.fda.gov/cdrh/industry/support/index.html.

Sincerely yours,

CJC.

Courtney Harper, Ph.D. Director Division of Chemistry and Toxicology Office of In Vitro Diagnostic Device Evaluation and Safety Center for Devices and Radiological Health

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Enclosure

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Indication for Use

510(k) Number (if known): K110709

Device Name: ARK CARE™ DIABETES MANAGEMENT SYSTEM

Indication For Use:

The ARKRAY Diabetes Management Software is an optional accessory for use with compatible blood glucose meters, such as ARKRAY Glucocard Vital Blood Glucose Meter with data management capabilities. The ARKRAY Diabetes Management Software transfers data from the meter's memory into a secured sever for enhanced data management. ARKRAY ARK Care™ Diabetes Management System is intended for use in home and clinical settings via the internet to assist people with diabetes and their healthcare professionals in uploading, storing, analyzing, and communicating about historical blood glucose test results and other biological statistics to support diabetes management.

Prescription Use (21 CFR Part 801 Subpart D)

And/Or

Over the Counter Use X . (21 CFR Part 801 Subpart C)

(PLEASE DO NOT WRITE BELOW THIS LINE; CONTINUE ON ANOTHER PAGE IF NEEDED)

Concurrence of CDRH, Office of In Vitro Diagnostic Device Evaluation and Safety (OIVD)

Diving Officer

Division Sign-Off Office of In Vitro Diagnostic Device Evaluation and Safety

510(k) = K110709

§ 862.1345 Glucose test system.

(a)
Identification. A glucose test system is a device intended to measure glucose quantitatively in blood and other body fluids. Glucose measurements are used in the diagnosis and treatment of carbohydrate metabolism disorders including diabetes mellitus, neonatal hypoglycemia, and idiopathic hypoglycemia, and of pancreatic islet cell carcinoma.(b)
Classification. Class II (special controls). The device, when it is solely intended for use as a drink to test glucose tolerance, is exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to the limitations in § 862.9.