K Number
K092368
Manufacturer
Date Cleared
2009-11-03

(90 days)

Product Code
Regulation Number
870.2700
Panel
AN
Reference & Predicate Devices
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The reprocessed pulse oximeter sensors are indicated for use for continuous noninvasive arterial oxygen saturation (SpO2) and pulse rate monitoring.

Device Description

SterilMed's reprocessed Masimo LNCS® Pulse Oximeter Sensors consist of a sensor, integrated sensor cable, and the sensor plug which connects to the Pulse Oximeter. The reprocessed Masimo LNOP® Pulse Oximeter Sensors consist of a sensor (two LED's and a photodiode), connector extension and connector, but do not feature an integrated cable. Both configurations have a sensor that uses an optical means to determine the light absorption of functional arterial hemoglobin. The sensor contains three optical components: two light emitting diodes (LED's) that serve as light sources, and one photodiode, that acts as a light receiver. The oximeter sensor is positioned so that the LED's and photodiode oppose one another across the tissue. The sensor is connected via cable to a pulse oximeter, which provides continuous noninvasive, self-calibrated measurements of both oxygen saturation of functional hemoglobin and pulse rate.

Note: Only the pulse oximeter sensor is the subject of this submission, the oximeter and any other related equipment are not included in the scope of this submission.

AI/ML Overview

This document, K092368, is a 510(k) premarket notification for reprocessed pulse oximeter sensors by SterilMed, Inc. It aims to demonstrate substantial equivalence to predicate devices (Masimo LNCS® and LNOP® pulse oximeter sensors).

Given the nature of this submission (reprocessed medical devices) and the available information, the "device" in the context of your request refers to the reprocessed pulse oximeter sensors. The study described is primarily focused on demonstrating that the reprocessed sensors perform equivalently to new, predicate sensors.

Here's a breakdown based on your requested information:


1. Table of Acceptance Criteria and Reported Device Performance

The provided document does not explicitly list quantitative acceptance criteria in a table format with corresponding reported performance metrics for specific clinical parameters (e.g., SpO2 accuracy, pulse rate accuracy). Instead, it describes a more general approach to ensuring functional equivalence.

The document states: "Representative samples of reprocessed pulse oximeter sensors were tested to demonstrate appropriate functional characteristics by utilizing the necessary bench testing and an in vivo clinical validation."

And further: "The reprocessed pulse oximeter sensors are substantially equivalent to the Masimo pulse oximeter sensors. This conclusion is based upon the devices' similarities in functional design (principles of operation), materials, indications for use and methods of construction."

While not a direct table of specific numerical acceptance criteria, the implicit acceptance criterion is that the reprocessed sensors demonstrate functional characteristics equivalent to the predicate devices. The study and testing performed aimed to confirm this.

Acceptance Criterion (Implicit)Reported Device Performance
Appropriate functional characteristics equivalent to predicate devicesDemonstrated through in vivo clinical validation and bench testing to ensure functional equivalence in terms of optical means for oxygen saturation and pulse rate determination. The manufacturing process includes visual and validated functional testing.
Validation of sterilization proceduresProcess validation testing was performed.
Validation of device packagingProcess validation testing was performed.
SafetyNot explicitly detailed beyond functional equivalence and process validation, but implied by demonstrating substantial equivalence to legally marketed devices.

2. Sample Size Used for the Test Set and Data Provenance

  • Sample Size for the Test Set: The document states "Representative samples of reprocessed pulse oximeter sensors were tested..." but does not specify the exact sample size used for the in vivo clinical validation.
  • Data Provenance: The document does not specify the country of origin of the data. It's a submission to the FDA in the United States, implying the study was likely conducted to support US regulatory requirements, but the specific location of the clinical validation is not stated. The data is prospective in nature, as it describes a clinical validation study conducted to support the submission.

3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications

The document does not mention the use of experts to establish ground truth in the context of interpreting the in vivo clinical validation results, nor does it specify the number or qualifications of clinicians involved in the study itself. For pulse oximetry, "ground truth" for SpO2 is typically established through co-oximetry of arterial blood samples, rather than expert interpretation of images or other subjective data. Similarly, pulse rate ground truth would be from a reference ECG or direct physiological measurement.


4. Adjudication Method for the Test Set

The document does not describe an adjudication method as typically understood for studies involving expert consensus (e.g., 2+1, 3+1). This type of adjudication is usually relevant for subjective interpretations (like medical imaging), which is not the primary focus of validating a pulse oximeter sensor. For objective measurements like SpO2 and pulse rate, the comparison would be between the device's readings and a gold standard measurement technique.


5. If a Multi Reader Multi Case (MRMC) Comparative Effectiveness Study Was Done

No, a Multi Reader Multi Case (MRMC) comparative effectiveness study was not done. MRMC studies are typically used for diagnostic devices that rely on human interpretation of information (e.g., radiologists reading images). The validation for a pulse oximeter sensor focuses on its objective measurement accuracy against a reference standard, not on how human readers interpret its output or how it assists human decision-making. Therefore, there is no mention of an effect size for human readers improving with or without AI assistance.


6. If a Standalone (i.e., Algorithm Only Without Human-in-the-Loop Performance) Was Done

Yes, the in vivo clinical validation described is essentially a standalone performance assessment. The study investigates the performance of the reprocessed sensors themselves, measuring their capability to accurately determine SpO2 and pulse rate. While a human would be monitoring the oximeter, the "performance" being evaluated is that of the sensor (the device), not a human's interpretation of its output in a clinical scenario or an AI algorithm's contribution to that interpretation. The reprocessed sensor itself is the "algorithm only" device being tested in this context.


7. The Type of Ground Truth Used

For pulse oximeter sensors, the most common "gold standard" or ground truth for oxygen saturation (SpO2) in clinical validation is:

  • Co-oximetry of arterial blood samples. This involves drawing arterial blood and analyzing it with a co-oximeter to precisely measure the arterial oxygen saturation (SaO2). The SpO2 readings from the pulse oximeter are then compared to these SaO2 values.
  • For pulse rate, the ground truth would typically be derived from a simultaneously measured electrocardiogram (ECG) or another highly accurate physiological monitor.

The document states "an in vivo clinical validation" but does not explicitly detail the specific gold standard or ground truth methods used (e.g., co-oximetry). However, based on standard practices for pulse oximeter validation, these are the expected ground truth methodologies.


8. The Sample Size for the Training Set

The document does not mention or describe a "training set." This is expected because the reprocessed pulse oximeter sensors are not an AI/machine learning device that requires a training phase. Their function is based on established optical principles, and the validation aims to confirm that the reprocessing does not compromise these principles or the sensor's performance.


9. How the Ground Truth for the Training Set Was Established

As no training set is mentioned or applicable to this type of device, this question is not relevant to the information provided in the document.

§ 870.2700 Oximeter.

(a)
Identification. An oximeter is a device used to transmit radiation at a known wavelength(s) through blood and to measure the blood oxygen saturation based on the amount of reflected or scattered radiation. It may be used alone or in conjunction with a fiberoptic oximeter catheter.(b)
Classification. Class II (performance standards).