K Number
K091572
Date Cleared
2009-09-22

(112 days)

Product Code
Regulation Number
870.2700
Reference & Predicate Devices
Predicate For
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The Philips disposable SpO2 sensor M1134A is indicated for use by health care professionals whenever there is a need for acquiring non-invasively the arterial oxygen sturation a support the measurement of oxygen saturation. Intended for monitoring, recording, and alarming of the physiological parameters arterial oxygen saturation (SpO2) and pulse rate of adults, infants, and neonates in a healthcare environment and during transport inside and outside of healthcare environments.

Device Description

The modified device uses adhesive-free material (adhesive-free skins) which covers the optical parts of the sensor and which comes into contact with the patient. Such a modified SpO2 sensor can be applied to patients whenever skin sensitivity is a concern. The new disposable SpO2 sensors M1134A are for single use, when continuous non-invasive arterial oxygen saturation and pulse rate monitoring are required. The measurement method is based on the absorption of light, which is sent through human tissue (for example through the index finger). The light is emitted from two sources with different wavelengths and is received by a photodiode. Through interference with the human tissue the two distinct wavelengths will be differently absorbed. Out of this different absorption behavior a so-called Ratio can be calculated. Based on calibration curves, the Ratio can be related to a SpO2 value.

AI/ML Overview

Here's a breakdown of the acceptance criteria and the study details for the Philips disposable SpO2 sensor M1134A, based on the provided text:

1. A table of acceptance criteria and the reported device performance

Acceptance CriteriaReported Device Performance
SpO2 AccuracyMeets reliability requirements and performance claims (validated according to ISO 9919, similar to predicate M1133A)
Pulse Rate AccuracyNot influenced by modification, M1133A testing valid for M1134A

2. Sample sized used for the test set and the data provenance

  • Test Set Sample Size: 12 volunteers (6 male, 6 female).
  • Data Provenance: The study was conducted in a controlled environment as a "desaturation study." The country of origin is not explicitly stated, but the manufacturer is based in Germany, and the submission is to the FDA in the USA. This was a prospective study, as it involved actively collecting new data from volunteers.

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

The document does not explicitly state the number of experts used or their qualifications for establishing ground truth. The primary ground truth for SpO2 accuracy was established by a CO-Oximeter as a reference, which is a gold standard for blood oxygen measurement.

4. Adjudication method for the test set

The document does not describe an adjudication method involving multiple human readers for the test set. The validation appears to rely on a direct comparison between the device's readings and the reference CO-Oximeter.

5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

No, a multi-reader multi-case (MRMC) comparative effectiveness study was not done. This device is a sensor for direct physiological measurement, and the study focuses on its accuracy against a reference device, not on diagnostic image interpretation by humans with or without AI assistance.

6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

Yes, the study described is a standalone performance study of the sensor. The device itself (the SpO2 sensor) is an "algorithm only" in the sense that it mechanically measures and calculates SpO2 and pulse rate. The study assesses the accuracy of these measurements against a gold standard (CO-Oximeter) without human interpretation being the primary variable.

7. The type of ground truth used

The type of ground truth used was CO-Oximeter measurements. This is a highly accurate, direct measurement of arterial oxygen saturation and serves as the reference standard to which the SpO2 sensor's readings were compared.

8. The sample size for the training set

The document does not mention a separate "training set" in the context of machine learning. The device's accuracy is based on its fundamental measurement principle and calibration curves, which would have been developed during the device's design phase. The mentioned "more than 300 blood samples" were part of the validation study (test set) to confirm the accuracy, not for training a model.

9. How the ground truth for the training set was established

As there's no explicitly mentioned "training set" in the context of machine learning, the establishment of "ground truth for the training set" is not applicable in this document. The device's underlying principle relies on light absorption and pre-established calibration curves, which would have been developed using known SpO2 values and corresponding light absorption ratios during the initial design and development of oximetry technology. The presented study focuses on validating the final device's performance.

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Image /page/0/Picture/1 description: The image shows the word "PHILIPS" in large, bold, black letters. Below the word, there is a handwritten alphanumeric string that appears to be "K091572". The text is in black against a white background.

Philips Medizin Systeme Böblingen GmbH

Postfach 1471 71004 Böblingen Germany

8.0 510 (k) Summary

This summary of 510(k) safety and effectiveness information is submitted in accordance with the requirements of the Safe Medical Devices Act of 1990 and 21 C.F.R. §807.92.

  1. The submitter of this premarket notification is:

Dr. Jens-Peter Seher Philips Medizin Systeme Boeblingen GmbH Cardiac & Monitoring Systems Hewlett-Packard-Str. 2 D-71034 Boeblingen Germany .

Tel: +49 7031 463-2086 Fax: +49 7031 463-2442 e-mail: jens-peter.seher@philips.com

This summary was prepared on May 29, 2009.

  1. The name of the device is the Philips disposable SpO2 sensor M1134A. Classification names are as follows:
Device PanelClassificationProCodeDescription
Cardiovascular74§870.2700, IIDQAOximeter
  1. The modified device is substantially equivalent to previously cleared Philips disposable SpO2 sensor M1133A (K052377, K063783). The modified device uses adhesive-free material (adhesive-free skins) which covers the optical parts of the sensor and which comes into contact with the patient. Such a modified SpO2 sensor can be applied to patients whenever skin sensitivity is a concern.

  2. The new disposable SpO2 sensors M1134A are for single use, when continuous non-invasive arterial oxygen saturation and pulse rate monitoring are required.

The measurement method is based on the absorption of light, which is sent through human tissue (for example through the index finger). The light is emitted from two sources with different wavelengths and is received by a photodiode. Through interference with the human tissue the two distinct wavelengths will be differently absorbed. Out of this different absorption behavior a so-called Ratio can be calculated. Based on calibration curves, the Ratio can be related to a SpO2 value.

Philips Medizin Systeme Böblingen GmbH Hewlett - Packard - Str. 2, 71034 Böblingen, Germany Telefon +49 (0) 7031 463-0

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  1. The modified device has the same intended use as the legally marketed predicate device.

The modified device is indicated for use by health care professionals whenever there is a need for acquiring non-invasively the arterial oxygen saturation to support the measurement of oxygen saturation.

The device is intended for monitoring, recording, and alarming of the physiological parameters arterial oxygen saturation (SpO-) and pulse rate of adults, infants, and neonates in a healthcare environment and during transport inside and outside of healthcare environments.

  1. The modified device has the same technological characteristics as the legally marketed predicate device. Besides the adhesive skins, which cover the optical parts of the predicate device, the modified device uses the identical fundamental principle of measurement, the same type of optical elements and the same type of material. The modification replaces the adhesive parts on the inner side of the predicate device, which comes into contact with the patient, with adhesive-free parts. The purpose of this modification is to have a gentle alternative SpO2 sensor for patients with fragile skin, such as preterm infants, geriatric and burn patients, in order to help prevent skin trauma.

The modified device is compatible to the same SpO2 monitors as are the predicate device.

  1. The accuracy of the modified device was validated according to ISO 9919. The pulse rate accuracy is not influenced by the modification and therefore the testing for the M1133A is also valid for the M1134A.

  2. Because of the minor changes there is no influence on the modified device with reqards to technical and clinical performance. To reinforce that the modified device has the same SpO₂ accuracy as the predicate device a desaturation study with a CO-Oximeter as a reference was performed. As recommended by the FDA any tested pulseoximeter-sensor combination should be verified with at least 10 volunteers and at least 20 data samples per volunteer. The modified device was tested with 6 male and six female volunteers in the rage of age 19 to age 39. The skin tone of the subject covered 7 levels from rose beige to dark brown. For the tested combination of pulseoximeter and sensor, more than 300 blood samples were analyzed.

  3. Verification, validation and testing activities were conducted to establish the performance and reliability characteristics of the new device. Testing involved system level tests, performance and safety,testing from risk and hazard analysis. Clinical validation studies were also conducted. All verification and validation activities were successfully completed.

The results demonstrate that the Philips disposable SpO2 sensor M1134A meets all reliability requirements and performance claims.

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Image /page/2/Picture/0 description: The image shows the logo for the Department of Health & Human Services - USA. The logo is a circle with the words "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA" around the perimeter. Inside the circle is an abstract image of an eagle.

SEP 2 2 2009

Food and Drug Administration 10903 New Hampshire Avenue Document Mail Center - WO66-G609 Silver Spring, MD 20993-0002

Dr. Jens-Peter Seher Philips Medizin Systeme Boblingen GmbH Cardiac and Monitoring Systems Hewlett-Packard Strasse 2 Boblingen D-70134 GERMANY

Re: K091572

Trade/Device Name: Philips Disposable SpO2 Sensors M1134A. Regulation Number: 21 CFR 870.2700 Regulation Name: Oximeter Regulatory Class: II Product Code: DQA Dated: July 31, 2009 Received: August 7, 2009

Dear Dr. Seher:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

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Page 2 - Dr. Seher

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (OS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please go to

http://www.fda.gov/AboutFDA/CentersOffices/CDRH/CDRHOffices/ucm115809.htm for the Center for Devices and Radiological Health's (CDRH's) Office of Compliance. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to http://www.fda.gov/cdrh/mdr/ for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Small Manufacturers, International and Consumer Assistance at its toll-free number (800) 638-2041 or (240) 276-3150 or at its Internet address http://www.fda.gov/cdrh/industry/support/index.html.

Sincerely yours,

for

Susan Runner, D.D.S., M.A. Acting Division Director Division of Anesthesiology, General Hospital, Infection Control and Dental Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known): K09|572

Device Name: Philips disposable SpO2 sensors M1134A

Indications for Use: The Philips disposable SpO2 sensor M1134A is indicated for use by health care professionals whenever there is a need for acquiring non-invasively the arterial oxygen sturation a support the measurement of oxygen saturation. Intended for monitoring, recording, and alarming of the physiological parameters arterial oxygen saturation (SpO2) and pulse rate of adults, infants, and neonates in a healthcare environment and during transport inside and outside of healthcare environments.

Prescription Use _____________________________________________________________________________________________________________________________________________________________ Prescription Use No (21 CFR 807 Subpart C)

(PLEASE DO NOT WRITE BELOW THIS LINE- CONTINUE ON ANOTHER PAGE IF NEEDED)

Concurrence of CDRH, Office of Device Evaluation (ODE)

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L schuler

(Division Sign-Off) Division of Anesthesiology, General Hospital Infection Control, Dental Devices

510(k) Number: K091572

§ 870.2700 Oximeter.

(a)
Identification. An oximeter is a device used to transmit radiation at a known wavelength(s) through blood and to measure the blood oxygen saturation based on the amount of reflected or scattered radiation. It may be used alone or in conjunction with a fiberoptic oximeter catheter.(b)
Classification. Class II (performance standards).