K Number
K030429
Date Cleared
2003-08-18

(189 days)

Product Code
Regulation Number
880.6860
Reference & Predicate Devices
N/A
Predicate For
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The STERRAD® 200 Sterilizer is designed for sterilization of both metal and nonmetal medical devices at low temperatures. Because the cycle operates within a dry environment and at low temperatures, it is especially suitable for instruments sensitive to heat and moisture.

The STERRAD® 200 Sterilizer can sterilize instruments which have diffusion-restricted spaces. such as the hinged portion of forceps and scissors.

Medical devices with only a single stainless steel lumen with the following dimensions can be processed in the STERRAD® 200 Sterilizer.

  • An inside diameter of 1 mm or larger and a length of 125 mm or shorter* .
  • An inside diameter of 2 mm or larger and a length of 250 mm or shorter* .
  • An inside diameter of 3 mm or larger and a length of 400 mm or shorter .

Teflon® and polyethylene luments with inside diameters of 6 mm or larger and lengths of 310 mm or shorter can be processed in the STERRAD® 200 Sterilizer.

*The validation testing for this lumen size was conducted using a maximum of 12 lumens per load. Hospital loads should not exceed the maximum number of lumens validated by this testing.

Note: The validation studies for this sterilizer were performed using the STERRAD cycle consisting of a 6-minute 45-second injection phase followed by a 2-minute diffusion phase and a 2-minute plasma phase. The validation studies were performed using a validation load consisting of four instrument trays each weighing 9.12 lbs. (the total weight of the load was 36.48 lbs.).

Device Description

The STERRAD® 200 Sterilizer is a self-contained stand-alone system of hardware and software designed to sterilize medical instruments and devices, using a patented hydrogen peroxide gas plasma process. Hydrogen peroxide vapor is generated by injecting aqueous hydrogen peroxide into the vaporizer bowl where the solution is heated and transformed into a vapor, introducing the vapor into the process chamber under negative pressure and transforming the vapor into a gas plasma with electrical energy.

The equipment (hardware) for the STERRAD® 200 Sterilizer is the same as that of the predicate device, the STERRAD® 100S Sterilizer. (Note: The STERRAD® 200 Sterilizer is available in either a one-door or two-door model, depending on customer preference). The hardware consists of a sterilization chamber onto which is mounted a variety of instruments and components, housed in a covered frame. The system also uses accessories such as a movable carriage for transport of the cart, disposable sterilant cassettes, reusable instrument trays, printer paper and ink cartridges.

AI/ML Overview

The STERRAD® 200 Sterilizer is a medical device designed for the sterilization of both metal and non-metal medical devices at low temperatures. It uses a hydrogen peroxide gas plasma process.

Here's an analysis of its acceptance criteria and the study that proves the device meets them:

1. Table of Acceptance Criteria and Reported Device Performance

Acceptance Criteria (Stated Goal)Reported Device Performance
Sterilization for 1x125mm LumensPassed Dose Response and Lumen Validation Studies
Sterilization for 2x250mm LumensPassed Dose Response and Lumen Validation Studies
Sterilization for 3x400mm LumensPassed Dose Response and Lumen Validation Studies
Sterilization for 6x310mm Teflon® and polyethylene lumensPassed 6x310mm Lumen Validation Study
Surface SterilizationPassed Surface Sterilization Study
Mated Surface SterilizationPassed Mated Surface Sterilization Study
Sterilization for Pouched 1x125mm LumensPassed Pouched 1x125mm Lumen Validation Study
Sterilization for Pouched 2x250mm LumensPassed Pouched 2x250mm Lumen Validation Study
Sterilization for Pouched 3x400mm LumensPassed Pouched 3x400mm Lumen Validation Study
Prevention of Bacteriostasis in Carrier MaterialsPassed Bacteriostasis Testing of Carrier Materials
Sporicidal EfficacyPassed Sporicidal Testing
Efficacy in "In Use" conditionsPassed In Use Testing
Prevention of Bacteriostasis/FungistasisPassed Bacteriostasis/Fungistasis Testing
Efficacy in simulated use conditionsPassed Simulated Use Testing
Material Biocompatibility / Absence of Toxicity for MaterialsPassed Toxicity Testing of Materials
Proper Functionality of Chemical IndicatorPassed Chemical Indicator Functionality
Prevention of Bacteriostasis of CycleSure Biological IndicatorPassed Bacteriostasis Testing of CycleSure Biological Indicator

2. Sample Size Used for the Test Set and Data Provenance

The document does not explicitly state the exact sample sizes (e.g., number of lumens, surfaces, or biological indicators) used for each validation study. However, it notes that for the lumen sizes, "The validation testing for this lumen size was conducted using a maximum of 12 lumens per load." This implies at least 12 lumens were used for these specific tests.

The data provenance is not explicitly stated in terms of country of origin. The studies are described as "nonclinical tests" and "validation studies," indicating they were conducted in a controlled environment, likely by the manufacturer or a contracted testing facility, to evaluate the device's performance. The nature of the tests (e.g., "Dose Response," "Lumen Validation") suggests a prospective design, where tests were specifically set up to challenge the sterilizer's capabilities under defined conditions.

3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

The document does not specify the number of experts used or their qualifications for establishing ground truth. Sterilization validation often relies on established industrial and microbiological standards, rather than expert human interpretation in the same way a medical imaging AI might. The "ground truth" for sterilization is typically determined by the absence or presence of viable microbial spores after the sterilization process, which is a quantitative, laboratory-based assessment.

4. Adjudication Method for the Test Set

The document does not describe an adjudication method in the context of human expert review. Given that the validation involves "overkill" approach utilizing B. stearothermophilus spores and subsequent laboratory analysis, the "adjudication" is inherent in the microbiological results (e.g., growth or no growth of spores). This is a objective, scientific measurement rather than a subjective human interpretation requiring consensus.

5. If a Multi Reader Multi Case (MRMC) Comparative Effectiveness Study Was Done

No, a multi-reader multi-case (MRMC) comparative effectiveness study was not conducted. This type of study is typically relevant for diagnostic devices where human interpretation is a key component, and the AI aims to assist human readers. The STERRAD® 200 Sterilizer is a standalone sterilization device, and its effectiveness is measured directly through its ability to kill microorganisms, not by how it influences human interpretation.

6. If a Standalone (i.e. algorithm only without human-in-the-loop performance) Was Done

Yes, a standalone performance evaluation was done. The entire suite of "Validation Testing" listed in Table 1 represents the standalone performance of the STERRAD® 200 Sterilizer. The device's ability to sterilize was evaluated directly, independent of human intervention beyond loading and operating the machine.

7. The Type of Ground Truth Used

The primary type of ground truth used is microbiological outcome data/biological indicators. Specifically, the "overkill" approach utilizing B. stearothermophilus spores was employed. This method involves challenging the sterilization process with a high concentration of highly resistant microorganisms (biological indicators) within test devices. The "ground truth" for successful sterilization is the complete inactivation of these spores, indicated by no growth in subsequent laboratory incubation.

8. The Sample Size for the Training Set

The document does not mention a traditional "training set" in the context of machine learning or AI. This device is a physical sterilizer, not a software algorithm that learns from data. Its performance is based on its engineered design and process, which is validated through the nonclinical tests described.

9. How the Ground Truth for the Training Set Was Established

As there is no traditional "training set" for an AI or machine learning model, this question is not applicable. The device's design and operational parameters were established through engineering principles and prior research (implied by the predicate device), with the validation studies serving to confirm its efficacy.

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AUG 1 8 2003 510(k) Summary

K030429

Applicant's Name, Address, Telephone, FAX, Contact Person

Advanced Sterilization Products Division of Ethicon, Inc. 33 Technology Drive Irvine, CA 92618

Contact Person

Kevin Corrigan Director of Regulatory Affairs Tel: (949) 453-6410 Fax: (949) 789-3900

August 12, 2003

CLASSIFICATION, COMMON OR USUAL NAME, DEVICE NAME 1.0

Classification Name: Sterilizer, Class II Common/Usual Name: Hydrogen Peroxide Gas Plasma Sterilization System Product Classification: Sterilizer, Class II Proprietary Name: STERRAD® 200 Sterilizer

2.0 PREDICATE DEVICES

STERRAD® 100S Sterilization System

INDICATIONS FOR USE 3.0

The STERRAD® 200 Sterilizer is designed for sterilization of both metal and nonnetal medical devices at low temperatures. Because the cvcle operates within a dry environment and at low temperatures, it is especially suitable for instruments sensitive to heat and moisture.

The STERRAD® 200 Sterilize can sterilize instruments which have diffusion-restricted spaces, such as the hinged portion of forceps and scissors.

Medical devices with only a single stainless steel lumen with the following dimensions can be processed in the STERRAD® 200 Sterilizer.

  • An inside diameter of 1 mm or larger and a length of 125 mm or shorter* ●
  • An inside diameter of 2 mm or larger and a length of 250 mm or shorter* ●
  • An inside diameter of 3 mm or larger and a length of 400 mm or shorter .

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Teflon® and polyethylene lumen instruments with inside diameters of 6 mm or larger and lengths of 310 mm or shorter can be processed in the STERRAD® 200 Sterilizer.

*The validation testing for this lumen size was conducted using a maximum of 12 lumens per load. Hospital loads should not exceed the maximum number of lumens validated by this testing.

Note: The validation studies for this sterilizer were performed using the STERRAD cycle consisting of a 6-minute 45-second injection phase followed by a 2-minute diffusion phase and a 2-minute plasma phase. The validation studies were performed using a validation load consisting of four instrument trays each weighing 9.12 lbs. (the total weight of the load was 36.48 lbs).

4.0 DESCRIPTION OF DEVICE

The STERRAD® 200 Sterilizer is a self-contained stand-alone system of hardware and software designed to sterilize medical instruments and devices, using a patented hydrogen peroxide gas plasma process. Hydrogen peroxide vapor is generated by injecting aqueous hydrogen peroxide into the vaporizer bowl where the solution is heated and transformed into a vapor, introducing the vapor into the process chamber under negative pressure and transforming the vapor into a gas plasma with electrical energy.

The equipment (hardware) for the STERRAD® 200 Sterilizer is the same as that of the predicate device, the STERRAD® 100S Sterilizer. (Note: The STERRAD® 200 Sterilizer is available in either a one-door or two-door model, depending on customer preference). The hardware consists of a sterilization chamber onto which is mounted a variety of instruments and components, housed in a covered frame. The system also uses accessories such as a movable carriage for transport of the cart, disposable sterilant cassettes, reusable instrument trays, printer paper and ink cartridges.

5.0 SUMMARY OF NONCLINICAL TESTS

Validation Testing 5.1

Testing was performed using the "overkill" approach utilizing B. stearothermophilus spores. Table one on the following page identifies the validation studies performed and the results obtained.

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Table 1: Validation Studies
-----------------------------------
StudyResults
Dose Response with 1 x 125mm LumensPassed
Dose Response with 2 x 250mm LumensPassed
Dose Response with 3 x 400mm LumensPassed
Surface SterilizationPassed
Mated Surface SterilizationPassed
1 x 125mm Lumen ValidationPassed
2 x 250mm Lumen ValidationPassed
3 x 400mm Lumen ValidationPassed
6 x 310mm Lumen ValidationPassed
Pouched 1 x 125mm Lumen ValidationPassed
Pouched 2 x 250mm Lumen ValidationPassed
Pouched 3 x 400mm Lumen ValidationPassed
Bacteriostasis Testing of Carrier MaterialsPassed
Sporicidal TestingPassed
In Use TestingPassed
Bacteriostasis/Fungistasis TestingPassed
Simulated Use TestingPassed
Toxicity Testing of MaterialsPassed
Chemical Indicator FunctionalityPassed
Bacteriostasis Testing of CycleSure Biological IndicatorPassed

6.0 OVERALL PERFORMANCE CONCLUSIONS

The nonclinical studies demonstrate that the STERRAD® 200 Sterilizer is safe and effective for sterilization of medical devices within the indications for use for the sterilizer and establish equivalence of the STERRAD® 200 Sterilizer to the predicate device, the STERRAD® 100S Sterilizer.

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Image /page/3/Picture/1 description: The image shows a black and white seal. The seal is circular and contains text around the perimeter. Inside the circle is a stylized image of an eagle with three curved lines representing its wings and a wavy line representing its body. The text around the perimeter is not clearly legible.

Public Health Service

AUG 1 8 2003

Food and Drug Administration 9200 Corporate Boulevard Rockville MD 20850

Ms. Natalie Bennington Senior Regulatory Affairs Specialist Advanced Sterilization Products 33 Technology Drive Irvine, California 92618

Re: K030429

Trade/Device Name: STERRAD® 200 Sterilizer Regulation Number: 880.6860 Regulation Name: Ethylene Oxide Gas Sterilizer Regulatory Class: II Product Code: FLF, MRL Dated: May 21, 2003 Received: May 22, 2003

Dear Ms. Bennington:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to such additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

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Page 2 - Ms. Bennington

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807): labeling (21 CFR Part 801); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050. This letter will allow you to begin marketing your device as described in your Section 510(k) premarket notification. The FDA finding of substantial equivalence of your device to a legally marketed predicate device results in a classification for your device and thus, permits your device to proceed to the market.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please contact the Office of Compliance at (301) 594-4618. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21CFR Part 807.97). You may obtain other general information on your responsibilities under the Act from the Division of Small Manufacturers, International and Consumer Assistance at its toll-free number (800) 638-2041 or (301) 443-6597 or at its Internet address http://www.fda.gov/cdrh/dsma/dsmamain.html

Sincerely yours,

Patina Currente ffor

Susan Runner, DDS, Interim Director Division of Anesthesiology, General Hospital, Infection Control and Dental Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

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ADVANCED STERILIZATION PRODUCTS®

Johnson-Johnson company
REGULATORY AFFAIRS DEPARTMENT

510(k) Number (if known): K030429

STERRAD® 200 Sterilizer Device Name:

Indications-For-Use:

Chio S. Lim

n of Anesthesiology, General Hospital. on Control Dental Davices

510(k) Number: K030429

The STERRAD® 200 Sterilizer is designed for sterilization of both metal and nonmetal medical devices at low temperatures. Because the cycle operates within a dry environment and at low temperatures, it is especially suitable for instruments sensitive to heat and moisture.

The STERRAD® 200 Sterilizer can sterilize instruments which have diffusion-restricted spaces. such as the hinged portion of forceps and scissors.

Medical devices with only a single stainless steel lumen with the following dimensions can be processed in the STERRAD® 200 Sterilizer.

  • An inside diameter of 1 mm or larger and a length of 125 mm or shorter* .
  • An inside diameter of 2 mm or larger and a length of 250 mm or shorter* .
  • An inside diameter of 3 mm or larger and a length of 400 mm or shorter .

Teflon® and polyethylene luments with inside diameters of 6 mm or larger and lengths of 310 mm or shorter can be processed in the STERRAD® 200 Sterilizer.

*The validation testing for this lumen size was conducted using a maximum of 12 lumens per load. Hospital loads should not exceed the maximum number of lumens validated by this testing.

Note: The validation studies for this sterilizer were performed using the STERRAD cycle consisting of a 6-minute 45-second injection phase followed by a 2-minute diffusion phase and a 2-minute plasma phase. The validation studies were performed using a validation load consisting of four instrument trays each weighing 9.12 lbs. (the total weight of the load was 36.48 lbs.).

(PLEASE DO NOT WRITE BELOW THIS LINE - CONTINUE ON ANOTHER PAGE IF NEEDED)

Concurrence of CDRH, Office of Device Evaluation (ODE)

Prescription Use (PER 21 CFR 801.109) OR

Over-The-Counter Use

(Optional Format 1-2-96)

DIVISION OF ETHICON, INC. . 33 TECHNOLOGY DRIVE . IRVINE, CA 92618 . (949) 581-5799 FAX (949) 789-3988

§ 880.6860 Ethylene oxide gas sterilizer.

(a)
Identification. An ethylene gas sterilizer is a nonportable device intended for use by a health care provider that uses ethylene oxide (ETO) to sterilize medical products.(b)
Classification. Class II (performance standards).