K Number
K022835
Device Name
STEPHENS DISPOSABLE FORCEPS
Date Cleared
2002-11-01

(66 days)

Product Code
Regulation Number
886.4350
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
Forceps for single use designed for the manipulation of tissue or muscles in various ophthalmic procedures.
Device Description
A single use ophthalmic device designed to manipulate eye tissues or muscles.
More Information

Not Found

Not Found

No
The summary describes a mechanical surgical instrument (forceps) and the performance studies focus on physical characteristics and manipulation ability, with no mention of AI/ML terms or image processing.

No
The device is described as forceps for manipulation of tissue or muscles, which are surgical tools and not typically classified as therapeutic devices that deliver therapy. Therapeutic devices often involve energy delivery, drug delivery, or other forms of treatment, whereas these forceps are for mechanical manipulation during a procedure.

No
Explanation: The device is described as forceps for manipulation of tissue or muscles, which are surgical tools, not diagnostic tools. There is no mention of it being used to identify or analyze a medical condition.

No

The device description clearly states it is a "single use ophthalmic device designed to manipulate eye tissues or muscles," and the performance studies describe "teeth measurements" and "mechanism and holding ability," indicating a physical, hardware-based device.

Based on the provided information, this device is not an IVD (In Vitro Diagnostic).

Here's why:

  • Intended Use/Indications for Use: The intended use is for the "manipulation of tissue or muscles in various ophthalmic procedures." This describes a surgical or procedural tool used directly on the patient's body.
  • Device Description: The description reinforces this by stating it's a device "designed to manipulate eye tissues or muscles."
  • Lack of IVD Characteristics: IVD devices are used to examine specimens (like blood, urine, tissue samples) outside the body to provide information about a patient's health. The provided information does not mention any interaction with specimens or diagnostic testing.

Therefore, this device falls under the category of a surgical instrument, not an In Vitro Diagnostic device.

N/A

Intended Use / Indications for Use

Forceps for single use designed for the manipulation of tissue or muscles in various ophthalmic procedures.

Product codes

86HNR

Device Description

A single use ophthalmic device designed to manipulate eye tissues or muscles.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

eye tissues or muscles

Indicated Patient Age Range

Not Found

Intended User / Care Setting

Not Found

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies

  • Dimensional Equivalency Test The teeth measurements of the forceps were substantially 1.0 equivalent to the measurements of the predicate devices listed above.
  • 2.0 Manipulation Tests-The mechanism and holding ability of the Stephens forceps were found to perform as well as the predicate devices.
  • Clinical Tests: None
  • Adverse S & E Information: None

Key Metrics

Not Found

Predicate Device(s)

Katena Ophthalmic Forceps, Storz Ophthalmic Forceps, Rhein Ophthalmic Forceps, Stephens Ophthalmic Forceps

Reference Device(s)

Not Found

Predetermined Change Control Plan (PCCP) - All Relevant Information

Not Found

§ 886.4350 Manual ophthalmic surgical instrument.

(a)
Identification. A manual ophthalmic surgical instrument is a nonpowered, handheld device intended to aid or perform ophthalmic surgical procedures. This generic type of device includes the manual corneal burr, ophthalmic caliper, ophthalmic cannula, eyelid clamp, ophthalmic muscle clamp, iris retractor clip, orbital compressor, ophthalmic curette, cystotome, orbital depressor, lachrymal dilator, erisophake, expressor, ophthalmic forcep, ophthalmic hook, sphere introducer, ophthalmic knife, ophthalmic suturing needle, lachrymal probe, trabeculotomy probe, cornea-sclera punch, ophthalmic retractor, ophthalmic ring (Flieringa), lachrymal sac rongeur, ophthalmic scissors, enucleating snare, ophthalmic spatula, ophthalmic specula, ophthalmic spoon, ophthalmic spud, trabeculotome or ophthalmic manual trephine.(b)
Classification. Class I (general controls). The device is exempt from the premarket notification procedures in subpart E of part 807 of this chapter, subject to the limitations in § 886.9.

0

K022835

1 2002 NOV

Page 5

510 (k) Summary

Device Trade or Proprietary Name: Stephens Disposable Forceps

Device Common or Usual Name or Classification: Ophthalmic Forceps

Classification Name/Product Code(s): 86HNR, Ophthalmic Forceps

Predicate Devices: Katena Ophthalmic Forceps, Storz Ophthalmic Forceps, Rhein Ophthalmic Forceps, Stephens Ophthalmic Forceps

Device Description: A single use ophthalmic device designed to manipulate eye tissues or muscles.

Device Use: Designed for single use manipulating of eye tissues or muscles in various ophthalmic procedures.

Classification: Class I

Comparison to Predicate Devices:

| Device Name | Katena
Ophthalmic
Forceps | Storz Ophthalmic
Forceps | Rhein Ophthalmic
Forceps | Stephens
Ophthalmic
Forceps |
|--------------|-------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------|
| Intended Use | Manipulation of
eye tissues or
muscles in various
ophthalmic
procedures | Manipulation of
eye tissues or
muscles in various
ophthalmic
procedures | Manipulation of
eye tissues or
muscles in various
ophthalmic
procedures | Manipulation of
eye tissues or
muscles in various
ophthalmic
procedures |
| Performance | Compatible | Compatible | Compatible | Same |
| Material | 420 Stainless Steel | 420 Stainless Steel | 420 Stainless Steel | 420 Stainless Steel & Polystyren |

Performance Tests and Conclusions:

  • Dimensional Equivalency Test The teeth measurements of the forceps were substantially 1.0 equivalent to the measurements of the predicate devices listed above.
  • 2.0 Manipulation Tests-The mechanism and holding ability of the Stephens forceps were found to perform as well as the predicate devices.

Clinical Tests: None Adverse S & E Information: None

L. Johnson
Archana Johnson

10-4-02
Date

1

DEPARTMENT OF HEALTH & HUMAN SERVICES

Image /page/1/Picture/1 description: The image shows the logo for the U.S. Department of Health & Human Services. The logo consists of a circular seal with the text "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA" around the perimeter. Inside the circle is a stylized symbol that resembles an abstract caduceus or a series of waving lines.

Food and Drug Administration 9200 Corporate Boulevard Rockville MD 20350

1 2002 NOV

Stephens Instruments c/o Ms. Archana Johnson 2500 Sandersville Road · Lexington, KY 40511

Re: K022835

Trade Name: Stephens Disposable Forceps Classification Regulation Number: 886.4350 Regulatory Class: I Product Code: HNR Dated: August 21, 2002 Received: August 27, 2002

Dear Ms. Johnson:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to such additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

2

Page 2 – Ms. Archana Johnson

This letter will allow you to begin marketing your device as described in your Section 510(k) premarket notification. The FDA finding of substantial equivalence of your device to a legally marketed predicate device results in a classification for your device and thus, permits your device to proceed to the market.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801 and additionally 21 CFR Part 809.10 for in vitro diagnostic devices), please contact the Office of Compliance at (301) 594-4613. Additionally, for questions on the promotion and advertising of your device, please contact the Office of Compliance at (301) 594-4639. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21CFR Part 807.97). Other general information on your responsibilities under the Act may be obtained from the Division of Small Manufacturers, International and Consumer Assistance at its toll-free number (800) 638-2041 or (301) 443-6597 or at its Internet address http://www.fda.gov/cdrh/dsma/dsmamain.html

Sincerely yours,

A. Ralph Rosenthal

A. Ralph Rosenthal, M.D. Director Division of Ophthalmic and Ear, Nose and Throat Devices Office of Device Evaluation Center for Devices and Radiological Health

3

Pg 13 of 13

510(k) Number : K022835

Device Name : Ophthalmic Forceps

:

Indications for Use :

Forceps for single use designed for the manipulation of tissue or muscles in various ophthalmic procedures.

Debnah Falls

Division Sign-Off) sion of Ophthalmic Ear, Nose and Throat Devises

510(k) Number K022835

Prescription Use
(Per 21 CFR 801.109)