K Number
K020886
Date Cleared
2002-11-01

(228 days)

Product Code
Regulation Number
868.5905
Reference & Predicate Devices
Predicate For
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The intended use of the GoodKnight 420 Series Devices is to provide Continuous Positive Airway Pressure (C-PAP) between 4 and 20 cmHxO to spontaneously breathing patients over 30 Kg for the treatment of Obstructive Sleep Apnea in a hospital and homecare environment.

The Puritan Bennett GoodKnight 420 Series is intended for use in treating obstructive sleep apnea (OSA) in spontaneously breathing patients weighing over 30 kg within a homecare and hospital environment.

Device Description

The GoodKnight 420 Series Devices consist of the following elements:

  • GoodKnight 420G (GK420G) C-PAP Machine;
  • GoodKnight 420S (GK420S) C-PAP Machine.

The GoodKnight 420 Series Devices are designed to deliver Continuous Positive Airway Pressure between 4 and 20 cmH2O.

The GoodKnight 420 Series Devices can be powered either by AC mains (100 VAC to 240 VAC nominal) or by an external 12 VDC battery. The blower motor nominal voltage is 13 VDC. The GoodKnight 420 Series power supply is double-insulated so that grounding is not required.

The GoodKnight 420 Series Devices are set up for use by the homecare dealer using the Clinician Manual provided. The devices are operated according to the instructions contained in the Patient Manual.

The GoodKnight 420 Series devices rely on a microprocessor for setting and viewing various control parameters and turning features on and off. The microprocessor is also required for the treatment of various signals from the devices including signals relating to patient cycle detection.

The GoodKnight 420 Series devices operate only in either Constant mode. In Constant mode, the main function of the device is to deliver constant positive airway pressure to the patient at a fixed level prescribed by the practitioner and between 4 and 20 cmH2O.

Pressure delivery for the GoodKnight 420 Series Devices is regulated by a pressure sensor which monitors both ambient and output pressure and provides feedback to the control system.

The GoodKnight 420 Series Devices use the same pass over humidifier and masks as those approved for use with the GoodKnight 418G. The GoodKnight 420 Series Device tubing is equivalent to that of the GoodKnight 418G with the exception of an additional internal tube used for measuring the pressure at the patient's mask on the 420S model.

The GoodKnight Control clinical remote is also available for use with the GoodKnight 420S Device. The remote is used by the practitioner to configure the devices from a distance via a serial link.

The GoodKnight 420S Device can also be connected to a computer via an RS232 serial port. The device can be configured from the computer using the Silverlining™2 software which is required for downloading and displaying compliance data stored in the device memory.

The GoodKnight 420 Series Devices are not for use in life-sustaining situations. The devices and/or their accessories are not intended for sterile use.

The GoodKnight 420 Series Devices and the air filter are for multiple use. Accessories such as the patient circuit and nasal masks are for single patient use.

The GoodKnight 420 Series Devices are for use by prescription only and display the appropriate labeling.

The GoodKnight 420 Series Devices are for use in a hospital and homecare environment.

The GoodKnight 420 Series Devices do not contain any drugs or biological products as components. However, the devices can be used to provide the patient with supplemental oxygen.

The GoodKnight 420 Series Devices are not part of a kit.

The GoodKaight 420 Series Devices use software to set the various device parameters such as the prescription pressure and the ramp starting pressure.

The GoodKnight 420 Series Devices are electrically operated.

The GoodKnight 420 Series Devices comply with certain voluntary standards, specifically the draft ARDB Reviewer Guidance for Premarket Notification Submissions (Nov 1993) and IEC 60601-1.

AI/ML Overview

The provided 510(k) Summary for the Puritan Bennett GoodKnight 420 Series is for a CPAP machine and does not describe an AI/ML device. Therefore, the questions related to AI/ML specific criteria (number of experts, adjudication methods, MRMC studies, training set details) are not applicable.

Here's the breakdown of the available information:

1. A table of acceptance criteria and the reported device performance

The submission refers to "stated performance specifications" without detailing them in a table format. However, it indicates compliance with recognized standards and general functional performance.

Acceptance Criteria CategoryReported Device Performance (Summary)
Functional SpecificationsCapable of meeting stated performance specifications (Passed all tests).
Voluntary StandardsComplies with draft ARDB Reviewer Guidance for Premarket Notification Submissions (November 1993) and IEC 60601-1 (Passed all tests).
Software RegulationsComplies with "Guidance for the Content of Premarket submissions for Software Contained in Medical Devices" (May 29, 1998) (Passed all tests).
Safety and EffectivenessWill operate safely in its intended environment and be effective in fulfilling its intended use.

2. Sample sized used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

The document does not specify a "test set" in the context of clinical data or patient samples. The testing described is functional, standards-compliance, and software validation. It's not clear where these tests were conducted, but the submitter is based in France.

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

N/A. This is not an AI/ML device, and no ground truth in this context was established for a test set.

4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

N/A. Not applicable to the type of device and testing described.

5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

N/A. Not applicable. This is not an AI/ML device.

6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

N/A. Not applicable. The device is a CPAP machine, not an algorithm.

7. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

N/A. The testing involves functional testing, compliance with standards, and software validation, not clinical ground truth in the way it's defined for AI/ML devices. The "ground truth" for these tests would be the predefined specifications and regulatory requirements.

8. The sample size for the training set

N/A. Not applicable, as this is not an AI/ML device and therefore has no "training set."

9. How the ground truth for the training set was established

N/A. Not applicable.

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KO208860

NOV 1 2002 510(k) SUMMARY

Puritan Bennett GoodKnight 420 SERIES

1.0 - Submitter Information

Tyco Healthcare Nancy 10, Allée Pelletier Doisy 54601 Villers-lès-Nancy France

Submitter's Name: Moustafa Anki
Telephone: +33 383.44.85.00
Fax Number: +33 383.44.85.01
Preparation Date: March 2002

2.0 - Device Name

Proprietary Name: Puritan Bennett, GoodKnight 420G
: Puritan Bennett, GoodKnight 420S
Common Name: CPAP Machine
Device Classification Name: Noncontinuous Ventilator (73 BZD), per 21 CFR 868.590

3.0 - Predicate Device Equivalence

We are claiming substantial equivalence to the Puritan Bennett GoodKnight 418G CPAP device, cleared for commercial distribution as per K991150.

4.0 - Device Description

The GoodKnight 420 Series Devices consist of the following elements:

- GoodKnight 420G (GK420G)C-PAP Machine;
- GoodKnight 420S (GK420S)C-PAP Machine.

{1}------------------------------------------------

The GoodKnight 420 Series Devices are designed to deliver Continuous Positive Airway Pressure between 4 and 20 cmH2O.

The GoodKnight 420 Series Devices can be powered either by AC mains (100 VAC to 240 VAC nominal) or by an external 12 VDC battery. The blower motor nominal voltage is 13 VDC. The GoodKnight 420 Series power supply is double-insulated so that grounding is not required.

The GoodKnight 420 Series Devices are set up for use by the homecare dealer using the Clinician Manual provided. The devices are operated according to the instructions contained in the Patient Manual.

The GoodKnight 420 Series devices rely on a microprocessor for setting and viewing various control parameters and turning features on and off. The microprocessor is also required for the treatment of various signals from the devices including signals relating to patient cycle detection.

The GoodKnight 420 Series devices operate only in either Constant mode. In Constant mode, the main function of the device is to deliver constant positive airway pressure to the patient at a fixed level prescribed by the practitioner and between 4 and 20 cmH2O.

Pressure delivery for the GoodKnight 420 Series Devices is regulated by a pressure sensor which monitors both ambient and output pressure and provides feedback to the control system.

The GoodKnight 420 Series Devices use the same pass over humidifier and masks as those approved for use with the GoodKnight 418G. The GoodKnight 420 Series Device tubing is equivalent to that of the GoodKnight 418G with the exception of an additional internal tube used for measuring the pressure at the patient's mask on the 420S model.

The GoodKnight Control clinical remote is also available for use with the GoodKnight 420S Device. The remote is used by the practitioner to configure the devices from a distance via a serial link.

The GoodKnight 420S Device can also be connected to a computer via an RS232 serial port. The device can be configured from the computer using the Silverlining™2 software which is required for downloading and displaying compliance data stored in the device memory.

The GoodKnight 420 Series Devices are not for use in life-sustaining situations. The devices and/or their accessories are not intended for sterile use.

The GoodKnight 420 Series Devices and the air filter are for multiple use. Accessories such as the patient circuit and nasal masks are for single patient use.

The GoodKnight 420 Series Devices are for use by prescription only and display the appropriate labeling.

The GoodKnight 420 Series Devices are for use in a hospital and homecare environment.

{2}------------------------------------------------

The GoodKnight 420 Series Devices do not contain any drugs or biological products as components. However, the devices can be used to provide the patient with supplemental oxygen.

The GoodKnight 420 Series Devices are not part of a kit.

The GoodKaight 420 Series Devices use software to set the various device parameters such as the prescription pressure and the ramp starting pressure.

The GoodKnight 420 Series Devices are electrically operated.

The GoodKnight 420 Series Devices comply with certain voluntary standards, specifically the draft ARDB Reviewer Guidance for Premarket Notification Submissions (Nov 1993) and IEC 60601-1.

5.0 - Intended Use

The intended use of the GoodKnight 420 Series Devices is to provide Continuous Positive Airway Pressure (C-PAP) between 4 and 20 cmHxO to spontaneously breathing patients over 30 Kg for the treatment of Obstructive Sleep Apnea in a hospital and homecare environment.

6.0 - Comparison of Technological Characteristics

The GoodKnight 420 devices deliver pressure from 4 to 20 cmH2O. The prediacte device delivers pressure from 4 to 18 cmH2O.

The global architecture of the GoodKnight 418G and the GoodKnight 420 Series Devices is similar.

The voltage range for the GoodKnight 420 Series Devices is 100 to 240 VAC nominal or 13 VDC. The voltage range for the predicate device is 115 VAC or 13 VDC. The GoodKnight 418G and the GoodKnight 420 Series Devices are all double-insulated.

As with the GoodKnight 418G, the GoodKnight 420 Series Devices use a microprocessor to set the various controls. In common with the GoodKnight 418G, the GoodKnight 420 Series Devices have a ramp function which, when activated, progressively attains the set reference within a designated time between 0 to 30 minutes.

The user interfaces of the GoodKnight 418G and the GoodKnight 420 Series are similar. All three devices use an LCD screen with a four button keypad (one of which is hidden) to access and view various device settings. Available settings on the GoodKnight 420 Series depend upon the device itself and the mode of operation.

The Altitude Compensation feature of the GoodKnight 418G is not a characteristic of the GoodKnight 420 Series Devices. A pressure sensor, common to both GoodKnight 420G and 420S devices, monitors the output and ambient pressure, providing the patient with the right pressure whatever the altitude.

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Unlike the GoodKnight 418G where pressure delivery is regulated by motor speed, the GoodKnight 420 Series Devices regulate pressure delivery according to the pressure sensor feedback si gnal.

The GoodKnight 418G and the GoodKnight 420 Series Devices have the common feature of compliance and hour meters. However, the GoodKnight 420S also has a data storage facility for registering information concerning the patient's events detected for up to 100 sessions. The data memory can be accessed by connecting a PC to the RS232 type interface at the back of the device and through the use of the Silverlining ™2 software.

7.0 - Summary of Performance Testing

    1. Functional testing was performed to confirm that the GoodKnight 420 Series Devices are capable of meeting their stated performance specifications. The series passed all tests.
    1. Testing was performed to confirm that the GoodKnight 420 Series comply with the November 1993 draft "Reviewer Guidance for Premarket Notification Submissions" published by the Division of Cardiovascular, Respiratory, and Neurological Devices. The devices passed all tests.
    1. All software was tested in accordance with the May 29, 1998 "Guidance for the Content of Premarket submissions for Software Contained in Medical Devices" published by the Office of Device Evaluation. The devices passed all tests.

8.0 - Conclusions

We conclude that the GoodKnight 420 Series Devices meet the stated performance specifications and criteria outlined in the Reviewers Guidance publications referenced above. We conclude that the devices and their accessories will operate safely in their intended environment and will be effective in fulfilling their intended use.

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DEPARTMENT OF HEALTH & HUMAN SERVICES

Image /page/4/Picture/1 description: The image shows a logo for the U.S. Department of Health & Human Services. The logo features a stylized caduceus symbol, which is a staff with two snakes coiled around it. The text "DEPARTMENT OF HEALTH & HUMAN SERVICES USA" is arranged in a circular pattern around the caduceus symbol. The logo is black and white.

1 2002

ockville MD 20850

Mr. Moustafa Anki Regulatory Affairs Manager Tyco Healthcare Nancy 10. Allèe Pelletier-Doisy F-54601 Villers-lès-Nancy cedex FRANCE

Re: K020886

Trade/Device Name: Puritan Bennett, GoodKnight 420 Series Regulation Number: 868.5905 Regulation Name: Noncontinuous Ventilator Regulatory Class: II Product Code: BZD Dated: August 1, 2002 Received: August 5, 2002

Dear Mr. Anki:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to such additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition. FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies.

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Page 2 – Mr. Anki

You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); good manufacturing practice requirements as set forth in the quality systems (OS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act): 21 CFR 1000-1050.

This letter will allow you to begin marketing your device as described in your Section 510(k) premarket notification. The FDA finding of substantial equivalence of your device to a legally marketed predicate device results in a classification for your device and thus, permits your device to proceed to the market.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801 and additionally 21 CFR Part 809.10 for in vitro diagnostic devices), please contact the Office of Compliance at (301) 594-4646. Additionally, for questions on the promotion and advertising of your device, please contact the Office of Compliance at (301) 594-4639. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21CFR Part 807.97). Other general information on your responsibilities under the Act may be obtained from the Division of Small Manufacturers, International and Consumer Assistance at its toll-free number (800) 638-2041 or (301) 443-6597 or at its Internet address http://www.fda.gov/cdrh/dsma/dsmamain.html

Sincerely yours,

Timothy A. Ulatowski Director Division of Anesthesiology, General Hospital, Infection Control and Dental Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

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Statement of Intended Use

K0208846

Device Name: Puritan Bennett, GoodKnight 420 Series

Intended Use:

The Puritan Bennett GoodKnight 420 Series is intended for use in treating obstructive sleep apnea (OSA) in spontaneously breathing patients weighing over 30 kg within a homecare and hospital environment.

Concurrence of CDRH, Office of Device Evaluation (ODE)

Prescription Use

OR

Over-The-Counter Use

510(k) number: Koro 980

H

(Division Sign-Off)
Division of Anesthesiology, General Hospital,
Infection Control, Dental Devices

510(k) Number. K020986

§ 868.5905 Noncontinuous ventilator (IPPB).

(a)
Identification. A noncontinuous ventilator (intermittent positive pressure breathing-IPPB) is a device intended to deliver intermittently an aerosol to a patient's lungs or to assist a patient's breathing.(b)
Classification. Class II (performance standards).