K Number
DEN140038
Manufacturer
Date Cleared
2015-01-23

(39 days)

Product Code
Regulation Number
862.1350
Type
Direct
Reference & Predicate Devices
N/A
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The purpose of Dexcom Share Direct Secondary Displays is to notify another person, the Follower, of the patient's Dexcom G4 PLATINUM Continuous Glucose Monitoring System sensor glucose information. The Secondary Displays is intended for providing secondary notification of a continuous glucose monitoring system and does not replace real time continuous glucose monitoring (G4 PLATINUM System) or standard home blood glucose monitoring.

The Dexcom Share Direct Secondary Displays is not intended to modify or analyze data received from the continuous glucose monitor system. Nor is it intended to instruct, or to transmit information to the continuous glucose monitor system. The Dexcom Share Direct Secondary Displays is not intended to serve as a replacement for a primary display device for a continuous glucose monitoring system. The Dexcom Share Direct Secondary Displays is not intended to receive information directly from the sensor or transmitter of a continuous glucose monitoring system.

Device Description

The Dexcom Share Direct Secondary Displays is a family of mobile applications (apps) that allows for the real-time monitoring of data from the Bluetooth enabled "Dexcom G4 PLATINUM Receiver with Share" by a third party by means of display on a compatible third party device with an internet connection. The system consists of two apps: one installed on the Continuous Glucose Monitor (CGM) patient's phone (the "Share2" app) and one installed on the phone of another person (the "Follow" app). Using the Share2 app, the patient can designate people ("Followers") with which to share their CGM data. The Share2 app receives real-time CGM data directly from the CGM receiver and transmits it to the Dexcom Cloud server (a web-based storage location). The Follow app. installed on a Follower's phone, can then download the CGM data and display it in real time.

The Dexcom Share Direct Secondary Displays was preceded by the Dexcom Share System. In the Dexcom Share Direct Secondary Displays, the CGM receiver is Bluetooth enabled and can communicate directly with the Share2 app on a patient's smart phone. In the predecessor, the Dexcom Share System, the CGM receiver must be placed in a Bluetooth enabled docking station which in turn transmits real-time CGM data to the Dexcom Share app on the CGM patient's mobile device. The Share app then transmits the internet to the Dexcom Share Cloud, from which the Follow app installed on a follower's phone can retrieve the data. The Dexcom Share Direct Secondary Displays eliminates the need for a docking station: the CGM receiver transmits information directly to the Share2 app on the CGM patient's phone. The Share2 app functions identically to the Share app, with the exception that it cannot communicate with the docking station. The same Follow app is used in both cases, as its function has not changed.

The Dexcom Share Direct Secondary Displays device performs the following functions:

  • . Share2 App:
    • o Transmit real-time glucose values and ancillary information (e.g. trends, alarms and notifications) to a third-party device/display/data storage system.
  • Follow App:
    • o Receive and display real-time glucose values.
    • o Receive and display glucose trend information.
    • o Receive and deliver notifications and alarms.

The Dexcom Share Direct Secondary Displays is used for secondary real-time monitoring of a patient's continuous glucose monitoring system. It is not intended to be the primary method of patient monitoring and it does not make treatment recommendations. It does not receive information directly from the sensor or primary transmitter of the CGM system; it receives information from the primary display device (in this case, the CGM receiver). It does not serve as a replacement for a primary display device. It does not make treatment recommendations, calculate insulin doses, or control any other medical devices.

AI/ML Overview

The Dexcom Share Direct Secondary Displays device is a software-based device and its primary function is to transmit and display real-time glucose values and related information from a Dexcom G4 PLATINUM Continuous Glucose Monitoring System to a third-party device. As such, the acceptance criteria and performance evaluation focused on usability, data transmission accuracy, and compliance with regulatory requirements rather than traditional analytical or clinical performance metrics associated with glucose measurement.

Here's a breakdown of the requested information based on the provided text:

1. Table of Acceptance Criteria and Reported Device Performance

Acceptance CriteriaReported Device Performance
Safety and Effectiveness (Usability)The Dexcom Share System (predecessor) was found to be adequately safe and effective for the intended users, its intended use, and use environment based on usability testing involving task-based scenarios. This was deemed applicable to the Dexcom Share Direct Secondary Displays because the interface and functionality of the Share and Follower apps remained unchanged.
Accuracy of Data TransmissionBench testing demonstrated that data is transmitted accurately. Data from thirty (30) G4 PLATINUM Receivers with Share were uploaded from the Receivers to compatible Apple devices using the Share2 app and Follow app. Data on the Follow app were shown to be identical to the data on the receiver.
Software Development & Risk MitigationFDA reviewed and found acceptable the applicant's Hazard Analysis and software development processes, including level of concern, software description, device hazard analysis, software requirements specifications, architecture design chart, software design specification, traceability analysis, software development environment description, verification and validation testing, and revision level history for the Follow App.
CybersecurityDevices must include appropriate measures to protect against unauthorized access to data and unauthorized modification of data (Special control 1). This risk is mitigated by verification and validation, and design control activities.
Labeling - Treatment DecisionsLabeling must prominently and conspicuously display a warning: "Dosing decisions should not be made based on this device. The user should follow instructions on the continuous glucose monitoring system." (Special control 2). This mitigates the risk of incorrect treatment decisions.
Labeling - Self-MonitoringLabeling must include a limitation: "This device is not intended to replace self-monitoring practices advised by a physician." (Special control 3). This mitigates the risk of over-reliance on followers.
Compliance with General ControlsThe device must comply with general controls, including design controls. This ensures factors like safe design, manufacturing, and labeling practices.
No Modification/Analysis of DataThe device is not intended to modify or analyze data received from the continuous glucose monitor system, nor to instruct or transmit information to the continuous glucose monitor system. The device met this as it receives and displays data, not analyzes or modifies.
Not a Primary Display/Treatment DeviceThe device is not intended to serve as a primary display, receive information directly from sensor/transmitter, or control medical devices/calculate insulin doses. The device description confirms it receives data from the primary display device (CGM receiver) and its intended use explicitly states it does not make treatment recommendations or replace primary display.

2. Sample Size Used for the Test Set and Data Provenance

  • Usability Study (Clinical Study):
    • Sample Size: 20 participant pairs (Sharer + Follower).
    • Data Provenance: The document does not specify the country of origin. It was a usability study with simulated use, making it prospective in its design for evaluation, though the data itself is on user interactions rather than patient outcomes.
  • Bench Testing (Data Transmission Accuracy):
    • Sample Size: Data from thirty (30) G4 PLATINUM Receivers with Share.
    • Data Provenance: Not specified, but likely laboratory-based bench testing. Retrospective in the sense of comparing data already generated by the receiver with data displayed by the app.

3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

  • Usability Study (Clinical Study): The document does not explicitly state the number or qualifications of "experts" used to establish ground truth for this usability study. The "ground truth" here would likely be defined by the successful completion of predetermined task-based scenarios by the participants and assessment of their responses by study investigators or researchers, rather than clinical experts establishing a medical diagnosis or outcome.
  • Bench Testing (Data Transmission Accuracy): The ground truth was the data directly from the G4 PLATINUM Receivers. This implies a comparison against the source data, without the need for independent expert review to establish truth.

4. Adjudication Method for the Test Set

The document does not describe a formal adjudication method (like 2+1 or 3+1 consensus) for either the usability study or the bench testing.

  • Usability Study: Participants' responses to task-based scenarios were "scored," suggesting an objective measure against predefined correct actions or satisfactory outcomes.
  • Bench Testing: Data on the Follow app was simply "shown to be identical" to the data on the receiver. This is a direct comparison, not requiring adjudication.

5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done, If So, What Was the Effect Size of How Much Human Readers Improve with AI vs Without AI Assistance

No, an MRMC comparative effectiveness study was not done. This device is a data management software, not an AI-assisted diagnostic or interpretive tool that would involve human "readers" interpreting cases. Its function is to display glucose data, not to interpret or provide diagnostic information.

6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) Was Done

Yes, the device's core function is largely standalone in terms of its data transmission and display capabilities. The "Bench testing" that showed data on the Follow app was identical to the data on the receiver demonstrates the standalone performance of the software in accurately replicating the glucose data without human intervention in the data processing itself. The usability study evaluated human interaction with the system, but the data transmission component itself is algorithmic.

7. The Type of Ground Truth Used

  • Usability Study: The ground truth for the usability study was the successful completion of pre-defined task-based scenarios by participants, representing effective and safe interaction with the system's interface and functionality.
  • Bench Testing: The ground truth for data transmission accuracy was the glucose data directly displayed on the primary Dexcom G4 PLATINUM Receiver itself.

8. The Sample Size for the Training Set

The document explicitly states: "The interface and functionality of the Share and Follower apps remains unchanged between these two systems, so it was determined that a new clinical study was not required for the Dexcom Share Direct Secondary Displays." This implies that the usability study performed for the predecessor device (Dexcom Share System) served as the primary clinical evaluation.

  • Given it's a software device managing data display, the "training set" doesn't typically apply in the same way it would for an AI/ML algorithm that learns from data.
  • If we consider the development and testing cycle of the software to be analogous to "training," then the software was developed and tested internally by Dexcom (as indicated by the acceptable software development processes) using an unspecified amount of internal data and testing environments. The provided document does not specify a distinct "training set" size for the software development.

9. How the Ground Truth for the Training Set Was Established

As noted above, a traditional "training set" with ground truth in the context of machine learning isn't applicable here. The software's "ground truth" during its development and internal testing phases would be derived from:

  • Functional Requirements: The software was developed to meet specific functional requirements (e.g., transmit real-time glucose values, display trends, deliver notifications) as defined by engineering specifications.
  • Verification and Validation Data: Internal testing (bench testing, unit testing, integration testing) would compare the software's output against expected outcomes based on the input data, with the "ground truth" being the correct data or system behavior as defined by the product's design and intent. The bench testing performed for accuracy (comparing app data to receiver data) would be a part of this validation.

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EVALUATION OF AUTOMATIC CLASS III DESIGNATION FOR Dexcom Share Direct Secondary Displays

DECISION SUMMARY

This decision summary corrects the decision summary dated January 23, 2015.

A. DEN Number:

DEN140038

B. Purpose for Submission:

De Novo request for evaluation of automatic class III designation for the Dexcom Share Direct Secondary Displays

C. Measurand:

Not applicable. The submission is for a continuous glucose monitor data management software device.

D. Type of Test:

Continuous glucose monitor secondary display device

E. Applicant:

Dexcom, Inc.

F. Proprietary and Established Names:

Dexcom Share Direct Secondary Displays

G. Regulatory Information:

    1. Regulation: 21 CFR 862.1350, Continuous glucose monitor secondary display device
    1. Classification: Class II
    1. Product code: PJT
    1. Panel:

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Chemistry (75)

H. Intended Use:

    1. Intended use(s): Same as Intended use above
    1. Indication(s) for use:

The purpose of Dexcom Share Direct Secondary Displays is to notify another person, the Follower, of the patient's Dexcom G4 PLATINUM Continuous Glucose Monitoring System sensor glucose information. The Secondary Displays is intended for providing secondary notification of a continuous glucose monitoring system and does not replace real time continuous glucose monitoring (G4 PLATINUM System) or standard home blood glucose monitoring.

The Dexcom Share Direct Secondary Displays is not intended to modify or analyze data received from the continuous glucose monitor system. Nor is it intended to instruct, or to transmit information to the continuous glucose monitor system. The Dexcom Share Direct Secondary Displays is not intended to serve as a replacement for a primary display device for a continuous glucose monitoring system. The Dexcom Share Direct Secondary Displays is not intended to receive information directly from the sensor or transmitter of a continuous glucose monitoring system.

    1. Special conditions for use statement(s):
      This device is not intended for making treatment decisions.

This device is not intended for calculating insulin or other drug doses.

This device is not intended for controlling insulin pumps or other drug delivery systems.

Dosing decisions should not be made based on this device. The user should follow instructions on the continuous glucose monitoring system.

This device is not intended to replace self-monitoring practices advised by a physician.

    1. Special instrument requirements:
      Dexcom G4 PLATINUM Continuous Glucose Monitoring System

I. Device Description:

The Dexcom Share Direct Secondary Displays is a family of mobile applications (apps) that allows for the real-time monitoring of data from the Bluetooth enabled "Dexcom G4 PLATINUM Receiver with Share" by a third party by means of display on a compatible third party device with an internet connection. The system consists of two apps: one installed on

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the Continuous Glucose Monitor (CGM) patient's phone (the "Share2" app) and one installed on the phone of another person (the "Follow" app). Using the Share2 app, the patient can designate people ("Followers") with which to share their CGM data. The Share2 app receives real-time CGM data directly from the CGM receiver and transmits it to the Dexcom Cloud server (a web-based storage location). The Follow app. installed on a Follower's phone, can then download the CGM data and display it in real time.

The Dexcom Share Direct Secondary Displays was preceded by the Dexcom Share System. In the Dexcom Share Direct Secondary Displays, the CGM receiver is Bluetooth enabled and can communicate directly with the Share2 app on a patient's smart phone. In the predecessor, the Dexcom Share System, the CGM receiver must be placed in a Bluetooth enabled docking station which in turn transmits real-time CGM data to the Dexcom Share app on the CGM patient's mobile device. The Share app then transmits the internet to the Dexcom Share Cloud, from which the Follow app installed on a follower's phone can retrieve the data. The Dexcom Share Direct Secondary Displays eliminates the need for a docking station: the CGM receiver transmits information directly to the Share2 app on the CGM patient's phone. The Share2 app functions identically to the Share app, with the exception that it cannot communicate with the docking station. The same Follow app is used in both cases, as its function has not changed.

The Dexcom Share Direct Secondary Displays device performs the following functions:

  • . Share2 App:
    • o Transmit real-time glucose values and ancillary information (e.g. trends, alarms and notifications) to a third-party device/display/data storage system.
  • Follow App:
    • o Receive and display real-time glucose values.
    • o Receive and display glucose trend information.
    • o Receive and deliver notifications and alarms.

The Dexcom Share Direct Secondary Displays is used for secondary real-time monitoring of a patient's continuous glucose monitoring system. It is not intended to be the primary method of patient monitoring and it does not make treatment recommendations. It does not receive information directly from the sensor or primary transmitter of the CGM system; it receives information from the primary display device (in this case, the CGM receiver). It does not serve as a replacement for a primary display device. It does not make treatment recommendations, calculate insulin doses, or control any other medical devices.

J. Standard/Guidance Documents Referenced:

    1. ISO 14971 Medical devices Application of Risk Management to Medical Devices.
    1. IEC 60601-1 Medical electrical equipment Part 1: General Requirements for Basic Safety and Essential Performance
    1. Guidance: Content of Premarket Submissions for Management of Cybersecurity in Medical Devices. October 2, 2014 (http://www.fda.gov/downloads/MedicalDevices/DeviceRegulationandGuidance/Gui

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danceDocuments/UCM356190.pdf).

K. Test Principle:

Not applicable.

L. Performance Characteristics (if/when applicable):

    1. Analytical performance:
    • a. Reproducibility/Precision

Not applicable.

  • b. Linearity/assay reportable range:
    Not applicable.

  • c. Traceability, Stability, Expected values (controls, calibrators, or methods):
    Not applicable.

  • d. Detection limit
    Not applicable.

  • e. Analytical specificity:
    Not applicable.

    1. Comparison studies:
    • a. Method comparison with predicate device:

Not applicable.

  • b. Matrix comparison:
    Not applicable.

    1. Clinical studies:
      A clinical study was conducted for the Dexcom Share System (P120005/S009), which

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was the predecessor to the Dexcom Share Direct Secondary Displays. The interface and functionality of the Share and Follower apps remains unchanged between these two systems, so it was determined that a new clinical study was not required for the Dexcom Share Direct Secondary Displays.

The study population used in the evaluation of the Dexcom Share System consisted of 20 participant pairs (Sharer + Follower) who pre-qualified as representative users of one or both of the Dexcom Share and Follow Apps. User groups were divided as follows:

    1. Hypo-unaware type 1 diabetes (T1D) adults with CGM experience and their adult follower
    1. Self-managing T1D children with CGM experience and their parent follower
    1. Parents of non-self-managing T1D children with CGM experience

The participants were asked to complete a series of task-based scenarios and their responses were scored. The scenarios involved simulated use of the Dexcom Share System, including set up of the system hardware components as well as installation and use of the Dexcom Share & Follow Apps. There was no use of lancing devices, blood, simulated wearing of sensor pods on skin or actual dosing of insulin.

Based on the usability testing, the Dexcom Share System has been found to be adequately safe and effective for the intended users, its intended use, and use environment.

    1. Expected Values
      Not applicable.

M. Instrument Names:

Dexcom Share Direct Secondary Displays

N. System Description:

    1. Modes of Operation:
      Does the applicant's device contain the ability to transmit data to a computer, webserver, or mobile device? Yes X or No

Does the applicant's device transmit data to a computer, webserver, or mobile device using wireless transmission: Yes X or No ------------------------------------------------------------------------------------------------------------------------------

2. Software:

FDA has reviewed applicant's Hazard Analysis and software development processes for this line of product types:

Yes ___________ or No ________________________________________________________________________________________________________________________________________________________

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    1. Specimen Identification:
      Not Applicable
    1. Specimen Sampling and Handling:
      Not Applicable
    1. Calibration:
      Not Applicable
    1. Quality Control:
      Not Applicable

O. Other Supportive Instrument Performance Characteristics Data Not Covered In the "Performance Characteristics" Section above:

    1. The following documentation related to the Follow App was reviewed and found to be acceptable: level of concern, software description, device hazard analysis, software requirements specifications, architecture design chart, software design specification, traceability analysis, software development environment description, verification and validation testing, and revision level history.
    1. Bench testing was performed to show that data is transmitted accurately. Data from thirty (30) G4 PLATINUM Receivers with Share were uploaded from the Receivers to compatible Apple devices using the Share2 app and Follow app. Data on the Follow app were shown to be identical to the data on the receiver.

P. Proposed Labeling:

The labeling is sufficient and satisfies the requirements of 21 CFR Parts 801 and 809, and the special controls for this type of device.

Q. Identified Risks to Health and Required Mitigations

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Identified Risks to HealthRequired Mitigations
Incorrect glucose value reported on thesecondary display or glucose value missed dueto cybersecurity breach.Special control (1)
Treatment recommendations are made basedon data presented by secondary display device.Special control (2)
Individual with diabetes becomes overly relianton "followers" for monitoring their glucoselevels.Special control (3)

R. Benefit/Risk Analysis

Summary
Summary ofthe Benefit(s)Secondary display devices are convenient to use because they allow for the automatedsharing of glucose data for remote patient monitoring. The data sharing allows “followers”to stay informed and assured of the well-being of the patient without needing to be inconstant contact. Additionally, data sharing may provide patients themselves with a moreconvenient way to access data from their continuous glucose monitoring sensor. Theconvenience of the device should translate into better monitoring of the patient’s status andmore peace of mind for those interested in the patient’s well-being. It is also possible for acaregiver to notice if a person is experiencing hypo/hyperglycemia and facilitateintervention if the person cannot do so.

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Summary ofthe Risk(s)Device malfunction may lead to diabetes mismanagement and poor glycemic control.Decisions made based on incorrect data may put the patient at risk of acute episodes ofhypoglycemic and/or hyperglycemic excursions. These episodes increase the likelihood ofhospitalization and/or death. Chronic poor glycemic control could lead to irreversiblediabetes-related sequelae (e.g. retinopathy, neuropathy, nephropathy and arteriosclerosis).It is also possible that patients who are unable to manage their diabetes will not receivetimely interventions without the availability of remote monitoring via a real-timesecondary display. These risks can be adequately mitigated by the special control thatrequires that devices being marketed must include measures to protect againstunauthorized access to data and unauthorized modification of data, along with thesponsor's verification and validation and design control activities which ensure that therisk of malfunction is very low.
Another risk is patients might become overly reliant on "followers" for monitoring theirglucose levels and cease or reduce self-monitoring. This risk is mitigated by the specialcontrol that labeling for the device a limitation that states "This device is not intended toreplace self-monitoring practices advised by a physician."
Continuous glucose meters are only approved for tracking and trending; therefore anotherrisk is that patients could modify their current insulin dosage based directly on currentcontinuous glucose monitor values provided by the secondary display device. This risk ismitigated by the special controls requiring product labeling to state that patients shouldonly make treatment decisions that are consistent with the labeling of the parentcontinuous glucose monitor and the recommendations of their physician. Risks are furthermitigated by general controls, including requiring design controls.
Summary ofOtherFactorsPatients are willing to tolerate the low to moderate risk associated with use of secondarydisplay devices because they benefit from the ability to keep interested parties up to dateon their disease state in real time, with the goal of providing improved patient monitoringand maintaining proper glycemic control.
ConclusionsDo the probable benefits outweigh the probable risks?

Yes. The device is likely to provide benefits in improved diabetes monitoring with a low associated risk.

S. Conclusion:

The information provided in this de novo submission is sufficient to classify this device into class II under regulation 21 CFR 862.1350. FDA believes that the stated special controls and applicable general controls, including design controls, provide reasonable assurance of the safety and effectiveness of the device type. The device is classified under the following:

PJT Product Code:

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Device Type:Continuous glucose monitor secondary display
Class:II (special controls)
Regulation:21 CFR 862.1350

(a) Identification. A continuous glucose monitor secondary display is identified as a device intended to be used for passive real-time monitoring of continuous glucose monitoring data. It must not be capable of serving as a stand-alone primary display device. The primary display device, which is not a part of the continuous glucose monitor secondary display, directly receives the glucose data (for example, it communicates directly with transmitter) from the continuous glucose meter, which is not a part of the continuous glucose monitor secondary display, and is the primary means of viewing the continuous glucose monitor data and alerting the patient to a low or high glucose value. A continuous glucose monitor secondary display can be used by caregivers of people with diabetes to monitor a person's continuous glucose monitoring data. A device is not a continuous glucose monitor secondary device if the data from the primary display device is modified (for example predicting future glucose values) or the patient can use the secondary display in lieu of a primary display device (for example the primary display device is blinded or the primary display does not have to be near the person wearing the sensor and transmitter).

(b) Classification. Class II (special controls). A continuous glucose monitor secondary display must comply with the following special controls:

    1. Devices being marketed must include appropriate measures to protect against unauthorized access to data and unauthorized modification of data.
    1. The labeling must prominently and conspicuously display a warning that states "Dosing decisions should not be made based on this device. The user should follow instructions on the continuous glucose monitoring system."
    1. The labeling for the device must include a limitation that states "This device is not intended to replace self-monitoring practices advised by a physician."

§ 862.1350 Continuous glucose monitor secondary alarm system.

(a)
Identification. A continuous glucose monitor (CGM) secondary alarm system is identified as a device intended to be used as a secondary alarm for a CGM to enable immediate awareness for potential clinical intervention to help assure patient safety.(b)
Classification. Class II (special controls). The device is exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to the limitations in § 862.9. The special controls for this device are:(1) Devices being marketed must include appropriate measures to protect against unauthorized access to data and unauthorized modification of data.
(2) The labeling must prominently and conspicuously display a warning that states “Dosing decisions should not be made based on this device. The user should follow instructions on the continuous glucose monitoring system.”
(3) The labeling for the device must include a statement that reads “This device is not intended to replace self-monitoring practices as advised by a physician.”