K Number
DEN120011
Device Name
PROTEUS INGESTION CONFINMATION SYSTEMS
Date Cleared
2012-07-10

(60 days)

Product Code
Regulation Number
880.6305
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
The Proteus Personal Monitor is a miniaturized, wearable data-logger for ambulatory recording of heart rate, activity, body angle relative to gravity, and time-stamped, patientlogged events, including events signaled by swallowing the Ingestion Event Marker (IEM) accessory. The Proteus Personal Monitor enables unattended data collection for clinical and research applications. The Proteus Personal Monitor may be used in any instance where quantiffable analysis of event-associated heart rate, activity, and body position is desirable.
Device Description
The Proteus Personal Monitor, also called the "Patch", is a body-worn sensor that collects physiological and behavioral metrics including heart rate, activity, body angle and time-stamped user-logged events generated when a user marks an event by swallowing an Ingestion Event Marker (IEM) or by manually pressing an event marker button on the Patch. The Patch stores and wirelessly sends the IEM data to a general computing device. The Proteus Personal Monitor Ingestion Event Marker system is comprised of three main subsystems; (1) the ingestion event marker (IEM), (2) the data recorder (Patch), and (3) the Proteus software. 1. Ingestion Event Marker (IEM) The grain-of-sand sized IEM is designed to communicate the time-stamped confirmation of IEM device ingestion as a unique identifier to the Proteus Personal Monitor worn on the skin. The ingestion signal is communicated via volume conduction communication also known as intrabody communication. The IEM is attached to an inert pharmaceutical excipient tablet for ease of handling and swallowability. 2. Proteus Personal Monitor (Patch) The Proteus Personal Monitor (Patch) receives, stores, and wirelessly sends ingestion confirmation data to a general computing device. 3. Software The Proteus software is used to pair the Patch with a mobile computing device. The software organizes and displays ingestion events.
More Information

Not Found

No
The summary describes a data logger and software for collecting and displaying physiological and behavioral metrics. There is no mention of AI or ML algorithms being used for analysis, interpretation, or prediction based on the collected data. The performance metrics relate to the accuracy of data detection and identification, not the performance of an AI/ML model.

No
The device is described as a data-logger for recording physiological and behavioral metrics for clinical and research applications, not for treating or preventing any condition.

No

The device collects physiological and behavioral metrics, but its intended use is for data collection in clinical and research applications, not specifically for diagnosing a disease or condition. It monitors heart rate, activity, body angle, and patient-logged events, which are quantitative analyses, not a diagnostic determination.

No

The device description explicitly states that the system is comprised of three main subsystems: the ingestion event marker (IEM), the data recorder (Patch), and the Proteus software. The IEM and Patch are described as hardware components (wearable sensor, ingestible marker) that collect and transmit data, making this a hardware and software system, not software-only.

Based on the provided information, the Proteus Personal Monitor is not an In Vitro Diagnostic (IVD).

Here's why:

  • IVD Definition: In Vitro Diagnostics are tests performed on samples taken from the human body, such as blood, urine, or tissue, to detect diseases, conditions, or infections. They are used to examine these samples outside of the body.
  • Proteus Personal Monitor Function: The Proteus Personal Monitor is a wearable device that collects physiological and behavioral data from the body (heart rate, activity, body angle) and receives a signal from an ingested marker within the body. It does not analyze samples taken from the body in a laboratory setting.
  • Intended Use: The intended use is for "ambulatory recording of heart rate, activity, body angle relative to gravity, and time-stamped, patient-logged events, including events signaled by swallowing the Ingestion Event Marker (IEM) accessory." This describes data collection and monitoring in vivo, not in vitro analysis of samples.
  • Device Description: The description details a body-worn sensor and an ingestible marker that communicates within the body. This aligns with in vivo data collection.

The device is a data logger and monitoring system that works on and within the patient's body, not on samples taken from the patient's body.

N/A

Intended Use / Indications for Use

The Proteus Personal Monitor is a miniaturized, wearable data-logger for ambulatory recording of heart rate, activity, body angle relative to gravity, and time-stamped, patientlogged events, including events signaled by swallowing the Ingestion Event Marker (IEM) accessory. The Proteus Personal Monitor enables unattended data collection for clinical and research applications. The Proteus Personal Monitor may be used in any instance where quantiffable analysis of event-associated heart rate, activity, and body position is desirable.

Product codes

OZW

Device Description

The Proteus Personal Monitor, also called the "Patch", is a body-worn sensor that collects physiological and behavioral metrics including heart rate, activity, body angle and time-stamped user-logged events generated when a user marks an event by swallowing an Ingestion Event Marker (IEM) or by manually pressing an event marker button on the Patch. The Patch stores and wirelessly sends the IEM data to a general computing device.

The Proteus Personal Monitor Ingestion Event Marker system is comprised of three main subsystems; (1) the ingestion event marker (IEM), (2) the data recorder (Patch), and (3) the Proteus software.

  1. Ingestion Event Marker (IEM)
    The grain-of-sand sized IEM is designed to communicate the time-stamped confirmation of IEM device ingestion as a unique identifier to the Proteus Personal Monitor worn on the skin. The ingestion signal is communicated via volume conduction communication also known as intrabody communication. The IEM is attached to an inert pharmaceutical excipient tablet for ease of handling and swallowability.

  2. Proteus Personal Monitor (Patch)
    The Proteus Personal Monitor (Patch) receives, stores, and wirelessly sends ingestion confirmation data to a general computing device.

  3. Software
    The Proteus software is used to pair the Patch with a mobile computing device. The software organizes and displays ingestion events.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

Not Found

Indicated Patient Age Range

Not Found

Intended User / Care Setting

Not Found

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies

The Proteus system has been used by > 250 patients who participated in >3,800 cumulative days of system use involving >11,500 cumulative IEM ingestions as summarized in Tables 6 and 7 below. The studies characterized the safety and performance of the Proteus system. The safety of the system was characterized by recording all patient adverse events (AEs) noted during the study whether device related or not. The key measures of system performance (positive detection accuracy (PDA) and negative detection accuracy (NDA)) characterize the ability of the system to properly detect and register IEM ingestions.

Key Metrics

The cumulative average of PDA across all conducted studies is 97.2% (95% CI). The cumulative average of NDA across all conducted studies is 100% (95% CI).

Predicate Device(s)

K113070

Reference Device(s)

Not Found

Predetermined Change Control Plan (PCCP) - All Relevant Information

Not Found

§ 880.6305 Ingestible event marker.

(a)
Identification. An ingestible event marker is a prescription device used to record time-stamped, patient-logged events. The ingestible component links wirelessly through intrabody communication to an external recorder which records the date and time of ingestion as well as the unique serial number of the ingestible device.(b)
Classification. Class II (special controls). The special controls for this device are:(1) The device must be demonstrated to be biocompatible and non-toxic;
(2) Nonclinical, animal, and clinical testing must provide a reasonable assurance of safety and effectiveness, including device performance, durability, compatibility, usability (human factors testing), event recording, and proper excretion of the device;
(3) Appropriate analysis and nonclinical testing must validate electromagnetic compatibility performance, wireless performance, and electrical safety; and
(4) Labeling must include a detailed summary of the nonclinical and clinical testing pertinent to use of the device and the maximum number of daily device ingestions.

0

EVALUATION OF AUTOMATIC CLASS III DESIGNATION (DE NOVO) FOR PROTEUS PERSONAL MONITOR INCLUDING INGESTION EVENT MARKER

REGULATORY INFORMATION

FDA identifies this generic type of device as:

Ingestible Event Marker - An ingestible event marker is a prescription device used to record time-stamped, patient-logged events. The ingestible component links wirelessly through intra-body communication to an external recorder which records the date and time of ingestion as well as the unique serial number of the ingestible device.

NEW REGULATION NUMBER: 880.6305

CLASSIFICATION: II

PRODUCT CODE: OZW

BACKGROUND

DEVICE NAME: PROTEUS PERSONAL MONITOR INCLUDING INGESTION EVENT MARKER

510(K): K113070

DATE OF 510(K) NSE DECISION: MAY 7, 2012

DATE OF DE NOVO PETITION: MAY 14, 2012

PETITIONER CONTACT: PROTEUS BIOMEDICAL, INC. 2600 BRIDGE PARKWAY, SUITE 101 REDWOOD CITY, CA 94065 Phone: 650-632-4031 Fax: 650-362-1860

PETITIONER'S RECOMMENDED CLASSIFICATION: II

INDICATIONS FOR USE

The Proteus Personal Monitor is a miniaturized, wearable data-logger for ambulatory recording of heart rate, activity, body angle relative to gravity, and time-stamped, patientlogged events, including events signaled by swallowing the Ingestion Event Marker (IEM) accessory. The Proteus Personal Monitor enables unattended data collection for clinical and research applications. The Proteus Personal Monitor may be used in any instance where quantiffable analysis of event-associated heart rate, activity, and body position is desirable.

1

LIMITATIONS

Prescription-use only

Caution: Do not wear (the Patch) during magnetic resonance imaging (MRI), cautery, and external defibrillation procedures.

PLEASE REFER TO THE LABELING FOR A MORE COMPLETE LIST OF WARNINGS, PRECAUTIONS AND CONTRAINDICATIONS.

DEVICE DESCRIPTION

The Proteus Personal Monitor, also called the "Patch", is a body-worn sensor that collects physiological and behavioral metrics including heart rate, activity, body angle and time-stamped user-logged events generated when a user marks an event by swallowing an Ingestion Event Marker (IEM) or by manually pressing an event marker button on the Patch. The Patch stores and wirelessly sends the IEM data to a general computing device.

The Proteus Personal Monitor Ingestion Event Marker system is comprised of three main subsystems; (1) the ingestion event marker (IEM), (2) the data recorder (Patch), and (3) the Proteus software.

    1. Ingestion Event Marker (IEM)
      The grain-of-sand sized IEM is designed to communicate the time-stamped confirmation of IEM device ingestion as a unique identifier to the Proteus Personal Monitor worn on the skin. The ingestion signal is communicated via volume conduction communication also known as intrabody communication. The IEM is attached to an inert pharmaceutical excipient tablet for ease of handling and swallowability.
  1. Proteus Personal Monitor (Patch)

The Proteus Personal Monitor (Patch) receives, stores, and wirelessly sends ingestion confirmation data to a general computing device.

3. Software

The Proteus software is used to pair the Patch with a mobile computing device. The software organizes and displays ingestion events.

2

Image /page/2/Picture/0 description: The image shows a diagram of a Proteus Personal Monitor (PPM) and an Ingestible Event Marker (IEM). The PPM is a small, wearable sensor that is placed on the skin. The IEM is a small, ingestible sensor that is swallowed. The IEM sends a signal to the PPM when it is ingested. The PPM then records the time and date of ingestion.

Figure 1: An overview of the Proteus Personal Monitor System - IEM (attached to an inert tablet carrier) and Patch, plus a display screen on a paired computing device (not pictured). Magnified view of IEM with attached excipient skirt is also displayed in graphic.

SUMMARY OF NONCLINICAL/BENCH STUDIES

BIOCOMPATIBILITY/MATERIALS (IEM)

The petitioner conducted a series of tests to demonstrate that the patient-contacting components of the Proteus Personal Monitor demonstrated acceptable performance for its intended purpose, which included the tests indicated below.

ISO 10993-5 CYTOTOXICITY TESTING ISO 10993-10 IRRITATION TESTING ISO 10993-11 SYSTEMIC TOXICITY TESTING

Given the results of the biocompatibility testing, the petitioner conducted additional animal testing to assess materials toxicity, which included the following tests summarized in Table 1 below.

Testing PerformedResults
Chemical
CharacterizationHPLC And Spectroscopic
Analysis Of Concentrated
Device ExtractsNo Unintended Compounds
Detected Above Stringent ICH
Reporting Threshold For Drug
Impurities
Copper (Cu)
ToxicityRisk Assessment By
Gradient Corp (Metal
Toxicology Experts)No Risk Of Cu Toxicity With
Realistic Exposure
CytotoxicityQuantitative Studies With
Physiologic Device ExtractsRealistic Exposure Levels Are
Non-Cytotoxic

TABLE 1. PRE-CLINICAL SAFETY TESTING

3

IN VIVO STUDIES

The petitioner also performed forty-two (42) in-vivo studies, including rodent, canine and porcine models, to characterize device performance and safety. Porcine and canine animal models are frequently used in gastrointestinal (GI) device testing, and were chosen because of the similarities of their GI anatomy to that of a human. Efforts were made to include a wide range of body size in the non-clinical experiments, with body weight ranging from 25 to 95 kg. The purpose of this inclusion criterion is to provide an opportunity to investigate the potential effects of body size on the performance of the system. Canine testing was also performed to validate that device egestion occurred as well as additional rodent testing and literature review to assess toxicology of materials. A summary of the studies conducted are provided in Table 2.

Testing PerformedResults
Mechanical safetyExcretion and GI injury studies in caninesIngested IEMs reliably excreted
Supra-normal doses of IEMs do not inflict
any clinically significant injuries
Electrical safetyTissue stimulation in caninesNo abnormal ECG morphology or
arrhythmia
In vivo toxicity14-day rat oral gavage study with physiologic device extractsNo evidence of toxicity in any dosing
groups, including max dose group
(equivalent to 30,000 IEMs/day), based
upon clinical observations, hematology,
serum chemistries and histopathology.
Canine oral toxicology studyNo evidence of IEM toxicity, based upon
clinical observations and GI tract
histopathology. No changes in blood
levels of IEM inorganic materials
following exposure.
Rodent oral toxicology studyNo evidence of IEM toxicity—even in
highest dosing group, which received the
weight-adjusted equivalent of 30,000
IEMs/day—based upon clinical
observations, hematology, coagulation
tests, blood chemistries, necropsy, and
comprehensive histopathology.
IEM copper (Cu) human
health assessment, general
usePractical-use scenario (15 IEMs ingested
simultaneously, daily or twice-daily)
poses no risk of copper toxicity. Extreme-
use scenario (30 IEMs ingested
simultaneously, daily) poses no risk of
systemic toxicity, but transient, non-
systemic gastric upset could result at this
dose. This concentration dependent effect

TABLE 2. PERFORMANCE AND SAFETY TESTING

4

| IEM copper human health
assessment, chronic use in
a compromised population
(renal transplant patients) | would be mitigated by intake with a meal.
Post-operative renal transplant patients are
not at greater risk than the normal
population from Cu toxicity associated
with chronic ingestion of four IEMs/day.
There is no scientific basis to believe that
the physiological response to Cu in IEM-
enabled medicines will differ from the
physiological response to Cu in food. |
|------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| Quantitative cytotoxicity | Corroborates conclusion of IEM Cu
human health assessment. |
| Additional chemical
characterizations | No unintended compounds detected above
reporting threshold for new drug
substances, a stringent standard that was
adapted for analysis of the IEM device. |

ELECTROMAGNETIC COMPATIBILITY (EMC) AND ELECTRICAL SAFETY

Electromagnetic compatibility and electrical safety testing were performed to FDA recognized standards. All applicable tests passed.

| Testing

CategoryTest DescriptionsReferenceResults
Electrical
safety testingPower inputIEC 60601-1, Sub-
clause 7.1Not applicable,
because the unit is
internally powered
Limitation of voltage
and/or energyIEC 60601-1, Sub-
clause 15 bNot applicable,
because the unit is
internally powered
Protective earthing,
functional earthing and
potential equalizationIEC 60601-1, Sub-
clause 18 fNot applicable,
because the unit is
internally powered
and has a non-
conductive
enclosure
Earth leakage currentIEC 60601-1, Sub-
clause 19.4 fNot applicable,
because the unit is
internally powered
Enclosure leakage
currentIEC 60601-1, Sub-
clause 19.4 gNot applicable,
because the unit is
internally powered
and has a non-
conductive
enclosure
Patient leakage currentIEC 60601-1, Sub-
clause 19.4 h, 6Passed, 0 μA
measured

TABLE 3. EMC AND ELECTRICAL SAFETY TESTING

5

| | Patient leakage with
mains voltage on F-
type isolated applied
parts | IEC 60601-1, Sub-clause 19.4 h.6 | Passed, 0 $\u03bc$ A r.m.s measured |
|--------------------|-------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|
| | Patient auxiliary
current | IEC 60601-1, Sub-clause 19.4 j | Passed, maximum
of 250 patients who participated in >3,800 cumulative days of system use involving >11,500 cumulative IEM ingestions as summarized in Tables 6 and 7 below. The studies characterized the safety and performance of the Proteus system. The safety of the system was characterized by recording all patient adverse events (AEs) noted during the study whether device related or not. The key measures of system performance (positive detection accuracy (PDA) and negative detection accuracy (NDA)) characterize the ability of the system to properly detect and register IEM ingestions.

The cumulative average of PDA across all conducted studies is 97.2% (95% CI). The cumulative average of NDA across all conducted studies is 100% (95% CI).

TABLE 6. RESULTS OF HUMAN CLINICAL TESTING
Cumulative Clinical ExperienceN
Number of subjects wearing the
Proteus Personal Monitor (Patch)254
Number of subjects ingesting IEM219
Number of subject/days3,811
Number of IEM ingestions11,655
No unanticipated adverse device effects, no severe adverse events
related to or possibly related to Proteus Personal Monitor System
Non-serious AEs--92% mild, 8%
moderate
Adverse Event (AE) – Ingestible
SensorRate as
% of
subjectsRate as %
of
ingestions
At least one AE000
At least one severe AE000
Discontinued due to AE000
Adverse Events
Nausea/vomiting41.8%0.0%
Related10.5%0.0%
Constipation20.9%0.0%
Anxiety10.5%0.0%
Asthma attack10.5%0.0%
Abdominal cramping10.5%0.0%
Non-cardiac chest pain10.5%0.0%
Bitter taste in mouth10.5%0.0%
Adverse Event – PPM (510(k)
cleared component)
Localized skin irritation and
inflammation4517.7%NA
Discontinued due to skin irritation72.8%NA

TABLE 6. RESULTS OF HUMAN CLINICAL TESTING

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TABLE 7. SUMMARY OF HUMAN CLINICAL TESTING

Overall System Performance
219 subjects of 254 subjects,
inclusive of PPM-only users (IEM
ingestion)99.3% Detection accuracy
100% Correct identification
No SAEs / UADEs related to system
11,655 ingestions
3810 subject-days of system
utilization
Maximum daily ingestion: 34 IEMs
Maximum system utilization: 42
days

LABELING

Labeling includes all information required for the safe and effective use of the device as outlined in 801.109, including a detailed summary of the non-clinical testing pertinent to use of the device and the maximum number of daily device ingestions.

RISKS TO HEALTH

Table 8 below identifies the risks to health that may be associated with use of Ingestible Event Markers and the measures recommended to mitigate these risks.

Identified RisksRecommended Mitigation Measures
Adverse tissue reactionBiocompatibility Testing
Labeling (dose limits)
Systemic toxicityToxicology Testing
Labeling (dose limits)
Electromagnetic incompatibilityElectromagnetic Compatibility Testing
Wireless testing
Labeling
Electrical safety issuesElectrical Safety Testing
Labeling
Electrical/Mechanical failureNon-clinical Performance Testing
Failure to mark eventNon-clinical Performance Testing
Clinical Evaluation
Failure to excreteAnimal Testing
UsabilityHuman Factors Testing
Labeling

Table 8 Risk/Mitigation Measures

SPECIAL CONTROLS

In combination with the general controls of the FD&C Act, the Proteus Personal Monitor including Ingestion Event Marker is subject to the following special controls:

9

    1. The device must be demonstrated to be biocompatible and non-toxic;
    1. Non-clinical, animal and clinical testing must provide a reasonable assurance of safety and effectiveness, including device performance, durability, compatibility, usability (human factors testing), event recording, and proper excretion of the device;
    1. Appropriate analysis and non-clinical testing must validate electromagnetic compatibility (EMC) performance, wireless performance, and electrical safety; and
    1. Labeling must include a detailed summary of the non-clinical and clinical testing pertinent to use of the device and the maximum number of daily device ingestions.

BENEFIT/RISK DETERMINATION

The Benefit/Risk Determination for the Proteus Personal Monitor finds that although the benefits realized by the use of the device system are small, the risks posed by the device system are also small and pose little to no risk to the patient when Special Controls are met and are outweighed by the benefits of the device system.

CONCLUSION

The de novo petition for the Proteus Personal Monitor including Ingestion Event Marker is granted and the device is classified under the following:

Product Code: OZW Device Type: Proteus Personal Monitor including Ingestion Event Marker Class: II Regulation: 21 CFR 880.6305