K Number
K991788

Validate with FDA (Live)

Manufacturer
Date Cleared
1999-08-06

(73 days)

Product Code
Regulation Number
868.5630
Reference & Predicate Devices
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

This product is indicated for use in patients where enhanced medicated aerosol deposition or lung exercise is recommended by a physician or licensed clinician. This device is intended to be used in the hospital, clinic and home care markets,

The Salter Labs PEP device is designed to be used with the Salter Labs Nebutech Nebulizerseries Mouthpiece as a stand-alone device, or the device may be used in conjunction with the Salter Labs Nebutech Nebulizer and the Salter Labs Aerosol Filter during the nebulization process.

This product is a nebulizer accessory that connects to the exhalation port of the Salter Labs Nebutech Nebulizer mouthpiece and serves to provide a controllable exhalation resustance of from 5 to 20 cm H20 at flow rates ranging from 10 to 55 L/min.

Device Description

The Salter Labs PEP Device (PEP Device) is a non-sterile, injection molded plastic device that will attach to the exhalation valve of the Salter Labs NebuTech™ Model 8960 & 8660 Nebulizer mouthpiece assembly or to the NebuTech™ mouthpiece placed in line in a 25 to 50 cm flex tube with a one-way valve at the distal opening. In either of these assemblies, the PEP Device will regulate the force and flow of exhalation to provide a specific therapeutic effect. The device is intended to be single patient use and is prescribed by a physician or licensed clinician.

The purpose of the Salter Labs PEP Device is to allow for a variable regulation of exhalation resistance through a selectable set of orifices in order to obtain a resistance at a given flow rate. The restriction of exhalation serves to open closed airways, enhancing aerosol deposition, increasing oxygenation and improving bronchial hygiene.

The Salter Labs PEP Device has a variable exhalation resistance capability. Effective exhalation resistance is determined by rotation of a "handle," located at the top of the device. The handle is connected to a disk that contains a set of predetermined exit ports. The diameter of these ports establishes the resistance to exhalation.

A manometer may be placed on the device port in order for the clinician to determine the correct resistance for each patient. This will also help the patient determine what a proper exhalation force feels like. The patient will be instructed by the clinician on proper breathing techniques and the manometer will be used to assure that exhalation pressure ranges do not exceed 20cm of water pressure, which is considered to be the maximum average therapeutic target value. The prescribing doctor or licensed clinician will determine all appropriate settings and device use and application to meet the particular requirements of his/her patient.

AI/ML Overview

The provided text is a 510(k) summary for the Salter Labs PEP Device. It outlines the device's features, intended use, and comparison to predicate devices, focusing on its physical characteristics and measured back pressure.

Here's an analysis of the acceptance criteria and the study that proves the device meets them, based only on the provided text:

1. Table of Acceptance Criteria and Reported Device Performance

The core "acceptance criteria" for this device, as implied by the FDA submission, relate to its ability to provide a controllable exhalation resistance within a specific range, and its technological characteristics being substantially equivalent to predicate devices.

Acceptance Criteria (Implied)Reported Device Performance (Salter Labs PEP)
Variable regulation of exhalation resistance.Yes, through selectable orifices via a "handle."
Exhalation resistance range between 5 to 20 cm H₂O.Achieves 6.0 to 21.0 cm H₂O across settings (at 30 L/min).
Functions as a lung exerciser.Yes, shares this intended use with predicate devices.
Enhances aerosol deposition / improves bronchial hygiene.Stated as the purpose/intended effect.
Compatible with Salter Labs NebuTech Nebulizer Mouthpiece.Designed for use only with this specific nebulizer mouthpiece.
Incorporates an overpressure relief valve (unique feature).Yes, designed to open above 20 cm H₂O, assuring consistent performance.
Non-sterile.Yes, sold and used as non-sterile.
Materials are biocompatible (re-use of existing materials).Yes, materials incorporated in other Salter Labs devices.
No software.Not applicable, no software in product.
Meets design requirements.Stated in conclusions: "met all design requirements."
Functions properly and exhibits controllable/predictable flow restriction below 20 cm H₂O.Stated in conclusions: "functioned properly and exhibited a controllable and predictable flow restriction below the design limit of 20 cm H₂O."
Substantially equivalent to predicate devices.Yes, the FDA letter confirms this determination.

2. Sample Size Used for the Test Set and Data Provenance

  • Test Set Sample Size: Not explicitly stated as a "sample size" in the conventional sense for human subjects or a large batch of devices. The comparative testing involved one unit of the Salter Labs PEP Device and one unit each of the predicate devices.
  • Data Provenance: The data is from "Comparative Test Results at 30 L/min" which is presumably generated by Salter Labs (the submitter) through non-clinical testing. The country of origin for this testing is not specified, but the company is based in Arvin, CA, USA. This is retrospective data in the context of the device's development; the testing was performed to support the 510(k) submission.

3. Number of Experts Used to Establish the Ground Truth for the Test Set and Their Qualifications

This information is not provided in the given text. The "ground truth" here is objective physical measurements of back pressure, not diagnostic assessments requiring expert consensus.

4. Adjudication Method for the Test Set

Not applicable. The "test set" involves physical measurements (back pressure at different settings/flow rates) of mechanical devices, not subjective interpretations requiring adjudication.

5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

Not applicable. This device is a mechanical PEP (Positive Expiratory Pressure) device, not an AI-powered diagnostic or assistive tool. Therefore, MRMC studies and the concept of "human readers improving with AI" are irrelevant to this submission. No human interpretation is involved in its function or the assessment of its performance.

6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was done

Not applicable. This device is a purely mechanical product with no software or AI components, so there is no "algorithm only" performance to evaluate. Its performance is its physical function.

7. The Type of Ground Truth Used

The ground truth used for the device's technical specifications (specifically, back pressure) was physical measurement (presumably using a manometer or similar pressure sensor) under controlled flow rate conditions (30 L/min). This is objective, quantitative data.

8. The Sample Size for the Training Set

Not applicable. This device does not use machine learning or AI, so there is no concept of a "training set."

9. How the Ground Truth for the Training Set Was Established

Not applicable. As there is no training set, there is no ground truth establishment for it.


Summary of Device-Specific Information from the Text:

The Salter Labs PEP Device is a mechanical respiratory accessory designed to provide variable exhalation resistance for lung exercise and enhanced aerosol deposition. Its performance was primarily evaluated through non-clinical testing focusing on its ability to generate specific back pressures at a given flow rate (30 L/min). The key finding was that it consistently produced back pressures within the intended therapeutic range of 5 to 20 cm H₂O, and that its performance was comparable to existing predicate devices, with the added benefit of an overpressure relief valve. The FDA determined the device to be substantially equivalent based on these characteristics and intended use.

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K991788

13. Salter Labs PEP Device 510(k) Summary:

In accordance with 21 CFR section 807.92 Salter Labs is submitting the following safety and effectiveness summary.

    1. Submitter Information
      Salter Labs 100 W. Sycamore Road Arvin, CA 93203 (805) 854-3166
  1. Name of Device

Proprietary Name: Salter Labs PEP Device Common Name is PEP Device Classification Name: Nebulizer Accessory

    1. Substantially equivalent to: Pari PEP Device
    1. Device Description and System Overview:

The Salter Labs PEP Device (PEP Device) is a non-sterile, injection molded plastic device that will attach to the exhalation valve of the Salter Labs NebuTech™ Model 8960 & 8660 Nebulizer mouthpiece assembly or to the NebuTech™ mouthpiece placed in line in a 25 to 50 cm flex tube with a one-way valve at the distal opening. In either of these assemblies, the PEP Device will regulate the force and flow of exhalation to provide a specific therapeutic effect. The device is intended to be single patient use and is prescribed by a physician or licensed clinician.

The purpose of the Salter Labs PEP Device is to allow for a variable regulation of exhalation resistance through a selectable set of orifices in order to obtain a resistance at a given flow rate. The restriction of exhalation serves to open closed airways, enhancing aerosol deposition, increasing oxygenation and improving bronchial hygiene.

The Salter Labs PEP Device has a variable exhalation resistance capability. Effective exhalation resistance is determined by rotation of a "handle," located at the top of the device. The handle is connected to a disk that contains a set of predetermined exit ports. The diameter of these ports establishes the resistance to exhalation.

A manometer may be placed on the device port in order for the clinician to determine the correct resistance for each patient. This will also help the patient determine what

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a proper exhalation force feels like. The patient will be instructed by the clinician on proper breathing techniques and the manometer will be used to assure that exhalation pressure ranges do not exceed 20cm of water pressure, which is considered to be the maximum average therapeutic target value. The prescribing doctor or licensed clinician will determine all appropriate settings and device use and application to meet the particular requirements of his/her patient.

Pressure Relief Valve:

The Salter Labs PEP Device is unique to current predicate devices in that it incorporates a pressure relief valve. This spring-activated valve is designed to open whenever exhalation pressures exceed 20cm water pressure, thereby helping to assure consistent product performance with minimum discomfort to the patient. Instructions are included with each device, and are intended for use by the clinician in his/her instructions of device use by the patient. As with all PEP devices, this device is intended to be used by each patient according to the specific directions of his/her clinician.

System Similarities and Differences to Currently Marketed Devices

The Salter Labs PEP Device and the predicate devices upon which equivalence is sought share the same purpose: to serve as a means of producing a controllable exhalation flow resistance in order to provide a small positive pressure in the lungs for lung exercise or during nebulizer aerosol treatment. This positive pressure allows for enhanced aerosol deposition within the lungs.

Additional Remarks: Similarities and Differences to Predicate Devices:

    1. The Salter Labs PEP Device has an overpressure relief valve. The intent of this device is to provide device flow resistance to 20 cm H20, which is considered to be an appropriate therapeutic value.
    1. The Salter Labs PEP Device has been designed and is intended for use only with the Salter Labs Nebutech Nebulizer Mouthpiece. Product labeling clearly states that the PEP Device is intended for use only with the Salter Labs Nebutech Nebulizer.
    1. Statement of Intended Use:

The purpose of the Salter Labs PEP Device is to allow for a variable regulation of exhalation resistance through a selectable set of orifices in order to obtain a specific resistance at a given flow rate. The restriction of exhalation serves to open closed airways, enhancing aerosol deposition, increasing oxygenation and improving bronchial hygiene.

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    1. Comparative data concerning the Salter Labs PEP Device and competitive products follows:
Setting:Salter Labs PEPback pressure cmH₂OPari PEPback pressure cmH₂OBreather PEPback pressure cmH₂OLittle Puffer PEP:back pressure cmH₂O
16.05.07.50.3
27.07.88.56.1
38.012.410.012.5
49.019.419.0off-scale
59.029.6
612.060.6
715.0off-scale
817.0off-scale
918.0
1021.0
  • a) Technological Characteristics and Comparison of Salter Labs Prototype and Predicate devices at 30 Liters/minute flow rate:
    Comparative Test Results at 30 L/min

Where setting #1 represents the largest orifice, with gradually decreasing orifice size corresponding to the increase in setting number.

b. Predicate Devices:

Product:Manufacturer:510(k) Number:
Pari #783 PEP DevicePariK972042
Breather PEP DeviceInstrumentation Industries, Inc.K980725
Expiratory Resistance ExerciserMercury MedicalK954492

Table 3.1 Predicate Devices

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Comparative Product Matrix ﻦ

Salter Labs: PEPDevicePariIII Breather PEP
Brand Name:PEP DevicePEP DeviceBreather
Model #:TBD783Breather
Disposable?YesYesYes
To be used with a specificnebulizer product?YesYesNo
To be used as a lung exerciser?YesYesYes
Product made from:polypropylene, ABS orK-Resin
Prescribed Device?YesYesYes
Used in conjunction with amanometer?Yes: initiallyYesYes
Advertised flow resistancevalues:5 to 20 cm H2O10 to 20 cm H2Ounknown
Reuse Claims:Single PatientSingle Patientunknown
Sterile/Non- Sterile:Non-SterileNon-SterileNon-Sterile
Intended Use:Flow restriction: usewith nebulizer & aslung exerciserFlow restriction: usewith nebulizer & aslung exerciserlung exerciser
Target Population:home; hospital; clinichome; hospital; clinichome; hospital; clinic
Over pressure protection?YesNoNo
Location in the device:expiratory flowpathwayinspiratory flowpathwayexpiratory flowpathway

The chart below compares Salter Labs PEP Device with predicate devices:

  • d. Brief Description of Non-Clinical Tests Identified in the Premarket Notification:
    • Verification and Validation testing to design specifications.
    • . Back pressure testing and comparative product testing.
  • Clinical Tests submitted: None. e.

Conclusions of all Testing: The Salter Labs Nebulizer PEP Device met all design requirements and passed all validation test requirements. The device functioned properly and exhibited a controllable and predictable flow restriction below the design limit of 20 cm H2O.

  • Software Validation: Not applicable: there is no software in this product. f.
  • Sterilization Validation: Not applicable: this product is sold and used as a non-sterile g. product.
  • h. Biocompatibility: All materials used in this device are incorporated in other Salter Labs devices, such as their nebulizer product lines and have shown themselves to be appropriate for the intended use described herein.

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Image /page/4/Picture/1 description: The image shows the logo for the U.S. Department of Health & Human Services. The logo is circular and contains the words "DEPARTMENT OF HEALTH & HUMAN SERVICES • USA" around the perimeter. Inside the circle is a stylized symbol that resembles three human profiles facing to the right, stacked on top of each other.

Food and Drug Administration 9200 Corporate Boulevard Rockville MD 20850

AUG - 6 1999

Mr. Duane Kazal Salter Labs 100 W. Sycamore Road Arvin, CA 93203-2300

Re: K991788 Salter Labs PEP Device Regulatory Class: II (two) Product Code: 73 CAF Dated: May 20, 1999 Received: May 25, 1999

Dear Mr. Kazal:

We have reviewed your Section 510(k) notification of intent to market the device referenced above and we have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration.

If your device is classified (see above) into either class II (Special Controls) or class III (Premarket Approval), it may be subject to such additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 A substantially equivalent determination assumes compliance to 895. with the Current Good Manufacturing Practice requirements, as set forth in the Quality System Requlation (QS) for Medical Devices: General requlation (21 CFR Part 820) and that, through periodic QS inspections, the Food and Drug Administration (FDA) will verify such assumptions. Failure to comply with the GMP requlation may result in regulatory action. In addition, FDA may publish further announcements concerning your device in the Federal Register. Please note: this response to your premarket notification submission does not affect any obligation you might have under sections 531 through 542 of the Act for devices under the Electronic Product Radiation Control provisions, or other Federal laws or regulations.

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Page 2 - Mr. Duane Kazal

This letter will allow you to begin marketing your device as described in your 510(k) premarket notification. The FDA finding of substantial equivalence of your device to a leqally marketed predicate device results in a classification for your device and thus, permits your device to proceed to the market.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801 and additionally 809.10 for in vitro diagnostic devices), please contact the Office of Compliance at (301) 594-4648. Additionally, for questions on the promotion and advertising of your device, please contact the Office of Compliance at (301) 594-4639. Also, please note the regulation entitled, "Misbranding by reference to premarket notification"(21 CFR 807.97). Other general information on your responsibilities under the Act may be obtained from the Division of Small Manufacturers Assistance at its toll-free number (800) 638-2041 or (301) 443-6597, or at its internet address "http://www.fda.gov/cdrh/dsma/dsmamain.html".

Sincerely yours,

sincerely yours,

Thomas J. Callahan

Thomas J. Callahan, Ph.D. Director Division of Cardiovascular, Respiratory, and Neurological Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

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Salter Labs

Page 2 of 5

FAX

100 W. Sycamore Road Arvin, CA 93203 (805) 854-3170 fax (805) 854-3166

Center for Devices and Radiological Health

Page 12 of 48

510(k) Number (if known): K991788

Device Name: Salter Labs PEP Device

Indications for Use:

This product is indicated for use in patients where enhanced medicated aerosol deposition or lung exercise is recommended by a physician or licensed clinician. This device is intended to be used in the hospital, clinic and home care markets,

The Salter Labs PEP device is designed to be used with the Salter Labs Nebutech Nebulizerseries Mouthpiece as a stand-alone device, or the device may be used in conjunction with the Salter Labs Nebutech Nebulizer and the Salter Labs Aerosol Filter during the nebulization process.

This product is a nebulizer accessory that connects to the exhalation port of the Salter Labs Nebutech Nebulizer mouthpiece and serves to provide a controllable exhalation resustance of from 5 to 20 cm H20 at flow rates ranging from 10 to 55 L/min.

Image /page/6/Picture/12 description: The image shows a signature and a date. The signature is illegible, but it appears to be a stylized combination of letters. Below the signature, the date "8.3-99" is written in a handwritten style. The image is in black and white, and the signature and date are the only elements present.

PRESCRIPTION USE

OVER - THE - COUNTER

(PLEASE DO NOT WRITE BELOW THIS LINE-CONTINUE ON ANOTHER PAGE IF NEEDED)

Concurrence of CDRH, Office of Device Evaluation (ODE)

Mi. Penz

(Division Sign-Off) Division of Cardiovascular, Respiratory, and Neurological Devices 510(k) Number 190

§ 868.5630 Nebulizer.

(a)
Identification. A nebulizer is a device intended to spray liquids in aerosol form into gases that are delivered directly to the patient for breathing. Heated, ultrasonic, gas, venturi, and refillable nebulizers are included in this generic type of device.(b)
Classification. Class II (performance standards).