K Number
K202513
Date Cleared
2021-04-09

(221 days)

Product Code
Regulation Number
878.4040
Reference & Predicate Devices
Predicate For
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The Disposable Medical Face Masks are intended to be worn to protect both the patient and healthcare personnel from transfer of microorganisms, body fluids and particulate material. These masks are intended for use in infection control practices to reduce the potential exposure to blood and body fluids. This is a single use ,disposable device, provided non-sterile.

Device Description

The proposed devices are single use, three-layer, flat masks with straps and nose piece. The Disposable Medical Face Masks are manufactured with three layers, the inner and outer layers are made of spun-bond polypropylene, and the middle layer is made of melt blown polypropylene filter. The proposed device is held in place over the user's mouth and nose by two elastic ear loops welded to the face mask. The elastic ear loops are not made with natural rubber latex. The nose piece contained in the proposed device is in the layers of face mask to allow the user to fit the face mask around their nose, which is made of polyethylene with steel wire. The proposed devices are sold non-sterile and are intended to be single use. disposable devices.

AI/ML Overview

The provided document is a 510(k) Premarket Notification for a Disposable Medical Face Mask (Model FM-04). This type of submission is for medical devices and focuses on demonstrating substantial equivalence to a legally marketed predicate device, rather than a full study proving a device meets strict acceptance criteria in a clinical setting in the way an AI/Software as a Medical Device (SaMD) study would.

Therefore, many of the requested categories (e.g., sample size for test set, number of experts for ground truth, adjudication methods, MRMC studies, standalone algorithm performance, training set sample size, how ground truth for training set was established) are not applicable to this type of medical device submission.

The "acceptance criteria" and "reported device performance" here refer to non-clinical performance and safety testing against established standards for medical face masks.

Here's the information extracted from the document relevant to your request:

1. Table of Acceptance Criteria and Reported Device Performance

ItemsAcceptance CriteriaReported Device Performance
Fluid Resistance Performance (ASTM F1862)29 out of 32 pass at 120 mmHg32 out of 32 pass at 120 mmHg
Particulate Filtration Efficiency (ASTM F2299)≥ 98%99.8%
Bacterial Filtration Efficiency (ASTM F2101)≥ 98%99.9%
Differential Pressure (EN 14683:2019)< 6.0 mmH2O/cm$^2$3.7 mmH2O/cm$^2$
Flammability (16 CFR 1610)Class 1Class 1
Cytotoxicity (ISO 10993-5:2009)No toxicityNo potential toxicity
Irritation (ISO 10993-10:2010)No irritationNo potential skin irritation
Sensitization (ISO 10993-10:2010)No sensitizationNo potential skin sensitization

Study Proving Device Meets Acceptance Criteria:
The device meets the acceptance criteria based on non-clinical performance and biocompatibility testing conducted in accordance with relevant ASTM, EN, CFR, and ISO standards. These tests demonstrate that the Disposable Medical Face Mask (Model FM-04) performs as intended and is as safe and effective as its legally marketed predicate device (K153496).

2. Sample size used for the test set and the data provenance

  • Sample Size for Test Set:
    • For Fluid Resistance (ASTM F1862): 32 units were tested (32 out of 32 passed).
    • For other performance tests (Particulate Filtration Efficiency, Bacterial Filtration Efficiency, Differential Pressure, Flammability, Biocompatibility), the specific sample size per test is not explicitly stated but implied to be sufficient for standard compliance.
  • Data Provenance: The data is from non-clinical laboratory testing performed to evaluate the physical and biological characteristics of the device against international and national standards. The country of origin of the data is not specified beyond being generated for a Chinese manufacturer (Shenzhen Jinko Industrial Co., Ltd.). This is retrospective as the testing was completed prior to submission.

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

Not Applicable (N/A). This is a non-clinical testing report for a physical medical device. "Ground truth" in the context of expert consensus is not relevant here. The "ground truth" is defined by the objective measurement results from standardized laboratory tests.

4. Adjudication method for the test set

Not Applicable (N/A). Adjudication methods are typically for subjective assessments, particularly in clinical or diagnostic studies involving human readers or expert consensus. This involves objective laboratory measurements.

5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

Not Applicable (N/A). This device is a disposable medical face mask, not an AI or SaMD product.

6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

Not Applicable (N/A). This device is a disposable medical face mask, not an AI or SaMD product.

7. The type of ground truth used

The "ground truth" for this device is based on objective measurements from standard laboratory tests as defined by the referenced ASTM, EN, CFR, and ISO standards. For example, a passing result in the fluid resistance test (32 out of 32 passing at 120 mmHg) is the ground truth for that performance metric.

8. The sample size for the training set

Not Applicable (N/A). This device is a physical product and does not involve AI/machine learning, therefore there is no "training set."

9. How the ground truth for the training set was established

Not Applicable (N/A). As there is no training set for this physical device.

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April 9, 2021

Shenzhen Jinko Industrial Co., Ltd % Joyce Yang Consultant Shenzhen Joyantech Consulting Co., Ltd 1713A, 17th Floor, Block A, Zhongguan Times Square Nanshan District Shenzhen, Guangdong 518100 China

Re: K202513

Trade/Device Name: Disposable Medical Face Mask (Model FM-04) Regulation Number: 21 CFR 878.4040 Regulation Name: Surgical Apparel Regulatory Class: Class II Product Code: FXX Dated: March 3, 2021 Received: March 12, 2021

Dear Joyce Yang:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

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Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (OS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely.

Bifeng Qian -S

For Clarence W. Murray, III, Ph.D. Acting Assistant Director DHT4B: Division of Infection Control and Plastic Surgery Devices OHT4: Office of Surgical and Infection Control Devices Office of Product Evaluation and Ouality Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known) K202513

Device Name Disposable Medical Face Mask (Model FM-04)

Indications for Use (Describe)

The Disposable Medical Face Masks are intended to be worn to protect both the patient and healthcare personnel from transfer of microorganisms, body fluids and particulate material. These masks are intended for use in infection control practices to reduce the potential exposure to blood and body fluids. This is a single use ,disposable device, provided nonsterile.

Type of Use (Select one or both, as applicable)
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Prescription Use (Part 21 CFR 801 Subpart D)

Over-The-Counter Use (21 CFR 801 Subpart C)

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510(k) Summary

510(k) Number: K202513 Date of Summary prepared: April 8, 2021

This summary of 510(K) safety and effectiveness information is submitted as required by requirements of SMDA and 21 CFR §807.92.

1. Submission Sponsor

Applicant NameShenzhen Jinko industrial Co., Ltd.
AddressBuilding B2 101, Haocheng(Heping) IndustrialPark, No. 66 Hexiu West Road, HepingCommunity, Fuhai Street, Baoan District,Shenzhen, Guangdong, China.
Contact personWang Yinghui
Phone+0086-400-990-9777
Submission correspondent
NameShenzhen Joyantech Consulting Co., Ltd
Address1713A, 17th Floor, Block A, Zhongguan TimesSquare, Nanshan District, Shenzhen
Post Code518000
Phone No.+86-755-86069197
Contact PersonJoyce Yang
Emailjoyce@cefda.com

3. Device Identification

Type of 510(k) submission:Traditional
Trade Name:Disposable Medical Face Mask
Model:FM-04
Classification name:Mask, Surgical
Review Panel:Surgical Apparel
Product Code:FXX
Device Class:II
Regulation Number:878.4040

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4. Legally Marketed Predicate Device

Trade NameDisposable Surgical Face Mask
Regulation number878.4040
Regulation classII
Regulation nameSurgical Apparel
510(k) NumberK153496
Product CodeFXX
ManufacturerXiantao Rayxin Medical Products Co.,Ltd.

Device Description 5.

The proposed devices are single use, three-layer, flat masks with straps and nose piece. The Disposable Medical Face Masks are manufactured with three layers, the inner and outer layers are made of spun-bond polypropylene, and the middle layer is made of melt blown polypropylene filter.

The proposed device is held in place over the user's mouth and nose by two elastic ear loops welded to the face mask. The elastic ear loops are not made with natural rubber latex.

The nose piece contained in the proposed device is in the layers of face mask to allow the user to fit the face mask around their nose, which is made of polyethylene with steel wire.

The proposed devices are sold non-sterile and are intended to be single use. disposable devices.

6. Intended Use/ Indications for Use

The Disposable Medical Face Masks are intended to be worn to protect both the patient and healthcare personnel from transfer of microorganisms, body fluids and particulate material. These masks are intended for use in infection control practices to reduce the potential exposure to blood and body fluids. This is a single use ,disposable device, provided non-sterile.

7. Technological characteristics of the subject device compared to the predicate device

7.1 Predicate Device Information:

510(K) No.:K153496
Common name:Disposable Surgical Face Mask
Classification name:Mask, Surgical
Production regulation:21 CFR § 878.4040
Product code:FXX
Panel:Surgical Apparel

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7.2 Comparison to predicate device:

The Disposable Medical Face Mask is compared with the predicate device Disposable Surgical Face Mask(K153496). The product characteristics are shown as follow:

ComparisonitemSubject Device (K202513)Predicate Device (K153496)Comments
ApplicantShenzhen Jinko industrial Co.,Ltd.Xiantao Rayxin MedicalProducts Co.,Ltd./
ProductnameDisposable Medical Face MaskDisposable Surgical FaceMask/
ProductCodeFXXFXXSame
RegulationNumber21 CFR § 878.404021 CFR § 878.4040Same
ClassificationClass IIClass IISame
OTC useYesYesSame
Intendeduse &Indications for UseThe Disposable Medical FaceMasks are intended to be wornto protect both the patient andhealthcare personnel fromtransfer of microorganisms, bodyfluids and particulate material.These masks are intended foruse in infection control practicesto reduce the potential exposureto blood and body fluids. This isa single use ,disposable device,provided non-sterile.The Disposable SurgicalMasks are intended to beworn to protect both thepatient and healthcarepersonnel from transfer ofmicroorganisms, body fluidsand particulate material.These face mask areintended for use in infectioncontrol practices to reducethe potential exposure toblood and body fluids. Thisis a single use ,disposabledevice, provided non-sterile.Same
DesignfeatureEar-loopEar-loop, Tie-onSimilarIssue 1
UsageSingle useSingle useSame
ColorBlueBlueSame
Size$(175±8)mm×(95+4.5)cm$$(17.5±1)cm×(9.5±1)cm$SimilarIssue 2
ComparisonitemSubject Device (K202513)Predicate Device (K153496)Comments
SterileNon-sterileNon-sterileSame
MaterialOuter layer: Spun-bondpolypropyleneOuter layer: Spun-bondpolypropyleneSame
Middle layer: Melt blownpolypropylene filterMiddle layer: Melt blownpolypropylene filterSame
Inner layer: Spun-bondpolypropyleneInner layer:Spun-bondpolypropyleneSame
Nose piece:PE+Steel wireNose piece:Malleablealuminum wireDifferenceIssue 3
Ear loops: SpandexEar loops:PolyesterSimilarIssue 4
ASTM F2100 LevelLevel 2Level 2Same
FluidResistancePerformanceASTM F1862-1332 out of 32 pass at 120 mmHg32 out of 32 pass at 120mmHgSame
ParticulateFiltrationEfficiencyASTM F229999.8%98.46%Similar
BacterialFiltrationEfficiencyASTM F210199.9%98.7%Similar
DifferentialPressure(Delta P) EN14683:2019+AC: 20193.7 mmH2O/cm24.2 mmH2O/cm2Similar
Flammability16CFR 1610Class 1Class 1Same
CytotoxicityNon cytotoxicNon cytotoxicSame
IrritationNon irritatingNon irritatingSame
SensitizationNon sensitizingNon sensitizingSame

Table 1: General Comparison

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Issue 1: The design feature of the proposed device is covered by the predicate device.

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lssue 2: The size of the proposed device is the same as that of the predicate device, but the tolerance range is different, and this difference will not cause new safety risks.

lssue 3: The nose piece of the proposed device is made by polypropylene and iron, which of the predicate device is made by Malleable aluminum wire. The Nose piece is between the inner and outer layers of the mask, which does not contact with the human body directly when used. Moreover, the whole product has been tested for biocompatibility, and the test results confirm that they have good biocompatibility, so their differences will not cause new safety risks.

lssue 4: The Ear loops of the proposed device are made by spandex, which of the predicate device is made by polyester. Both of these materials are commonly used for mask straps. In addition, the proposed devices have been tested for biocompatibility, and the test results confirm that they have good biocompatibility, so their differences will not cause new safety risks.

8. Non-clinical Testing

The purpose of non-clinical testing is to evaluate whether the face mask in accordance with the requirements of technical specification.

Non clinical tests were conducted and conformed to the following standards and the requirements state in the Guidance for Industry and FDA Staff: Surgical Masks -Premarket Notification [510(k)] Submission issued on March 05, 2004.

Standards:

  • ASTM F2100-19 Standard Specification For Performance of Materials used in Medical Face Masks.
  • ASTM F1862-13 Standard Test Method For Resistance of Medical Face Masks to Penetration by Synthetic Blood.
  • ASTM F2299-03 Stand Test Method For Determining The Initial Efficiency Of Materials Used In Medical Face Masks To Penetration By Particulates Using Latex Spheres.
  • 16 CFR 1610 Standard For The Flammability Of Clothing Textiles.
  • ASTM F1980-16 Standard Guide for Accelerated Aging of Sterile Barrier ● Systems for Medical Devices.
  • ANSI/AAMI/ISO 11135:2014 Sterilization of health care products - Ethylene oxide - Requirements for Development, validation, and routine control of a sterilization process for Medical devices
  • ISO 10993-5: 2009 Biological Evaluation Of Medical Devices - Part 5: Tests For In Vitro Cytotoxicity.
  • . ISO 10993-10: 2010 Biological Evaluation Of Medical Devices – Part 10: Tests For Irritation And Skin Sensitization.

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ItemsAcceptance criteriaResults
Fluid ResistancePerformance(ASTM F1862)29 out of 32 pass at 120 mmHg32 out of 32 pass at 120 mmHg
Particulate FiltrationEfficiency(ASTM F2299)$\ge$ 98%99.8%
Bacterial FiltrationEfficiency(ASTM F2101)$\ge$ 98%99.9%
Differential Pressure(EN 14683:2019)<6.0mmH2O/cm23.7 mmH2O/cm2
Flammability(16 CFR 1610)Class 1Class 1

Table 2: Performance testing

Table 3: Biocompatibility testing

ltemsAcceptance criteriaResults
Cytotoxicity(ISO 10993-5:2009)No toxicityNo potential toxicity
Irritation(ISO 10993-10:2010)No irritationNo potential skin irritation
Sensitization(ISO 10993-10:2010)No sensitizationNo potential skinsensitization

9. Brief discussion of clinical tests

N/A.

10. Other information (such as required by FDA guidance/Test)

N/A.

11. Conclusions

The conclusions drawn from the nonclinical tests demonstrate that the subject device is as safe, as effective, and performs as well as the legally marketed predicate device.

§ 878.4040 Surgical apparel.

(a)
Identification. Surgical apparel are devices that are intended to be worn by operating room personnel during surgical procedures to protect both the surgical patient and the operating room personnel from transfer of microorganisms, body fluids, and particulate material. Examples include surgical caps, hoods, masks, gowns, operating room shoes and shoe covers, and isolation masks and gowns. Surgical suits and dresses, commonly known as scrub suits, are excluded.(b)
Classification. (1) Class II (special controls) for surgical gowns and surgical masks. A surgical N95 respirator or N95 filtering facepiece respirator is not exempt if it is intended to prevent specific diseases or infections, or it is labeled or otherwise represented as filtering surgical smoke or plumes, filtering specific amounts of viruses or bacteria, reducing the amount of and/or killing viruses, bacteria, or fungi, or affecting allergenicity, or it contains coating technologies unrelated to filtration (e.g., to reduce and or kill microorganisms). Surgical N95 respirators and N95 filtering facepiece respirators are exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to § 878.9, and the following conditions for exemption:(i) The user contacting components of the device must be demonstrated to be biocompatible.
(ii) Analysis and nonclinical testing must:
(A) Characterize flammability and be demonstrated to be appropriate for the intended environment of use; and
(B) Demonstrate the ability of the device to resist penetration by fluids, such as blood and body fluids, at a velocity consistent with the intended use of the device.
(iii) NIOSH approved under its regulation.
(2) Class I (general controls) for surgical apparel other than surgical gowns and surgical masks. The class I device is exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to § 878.9.