K Number
K152779

Validate with FDA (Live)

Device Name
Avex CX2
Date Cleared
2015-11-25

(61 days)

Product Code
Regulation Number
872.5470
Panel
Dental
Reference & Predicate Devices
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

Avex® CX2 ceramic brackets are intended for use in orthodontic treatment.

Device Description

Avex® CX2 ceramic brackets are intended to be bonded to teeth upon which an orthodontic wire is placed in a slot to re-position the teeth to desired positions. Avex CX2 ceramic brackets are manufactured from polycrystalline alumina (ceramic) material and have a base which has been designed to provide adhesion to the tooth, yet allow for removal when necessary. The raw material has been documented to be biocompatible for its intended contact and duration of contact. There are several other products in the market that have the same indications as these products and the proposed modification does not affect composition, intended use, or indications for use. Opal Orthodontics has followed design control processes outlined in 21 CFR 820.30 and internal procedures to complete our design control procedure and documentation for the Avex CX2.

Avex CX2 ceramic brackets are esthetically preferred as ceramic colored arch wires are available and the vision of "metal mouth" is no longer the case for the bracket wearer. These ceramic brackets and certain arch wires are intended to match natural tooth coloring in order to reduce visibility.

Avex CX2 ceramic brackets are indicated for use in patients of all ages when prescribed by a dentist or orthodontist.

AI/ML Overview

This document describes the premarket notification for the Avex CX2 ceramic brackets. The information provided is for regulatory clearance and focuses on demonstrating substantial equivalence to a previously cleared predicate device, rather than detailed performance against acceptance criteria in the way a diagnostic AI/ML device might.

Here's an analysis of the provided text in relation to your request:

1. A table of acceptance criteria and the reported device performance:

The document doesn't present acceptance criteria in the form of numerical performance metrics (e.g., sensitivity, specificity, F1-score) typical for AI/ML devices. Instead, it relies on demonstrating equivalence through:

Acceptance Criteria (Implied)Reported Device Performance and Equivalence Claim
Material Characteristics: Polycrystalline alumina (ceramic)Met: "Avex® CX2 is composed of polycrystalline alumina... The raw material has been documented to be biocompatible for its intended contact and duration of contact." Table 5-1 also shows both predicate and subject devices use "Polycrystalline alumina (ceramic)".
Physical Properties: Molded ceramic body, rounded corners, edges, hooks, prepared base; specific slot sizes and prescriptions.Met: Table 5-1: "Molded ceramic body with rounded corners, edges, and hooks, and physically prepared base." "Available in .018 and .022 slot sizes and various prescriptions."
Compliance to applicable standard(s): ISO 27020:2010Met: Table 5-1 explicitly states: "Complies to ISO 27020:2010" for both predicate and subject device.
Biocompatibility: Non-toxic per ISO 10993-1Met: Table 5-1: "Device demonstrated through literature studies to be non-toxic per ISO 10993-1" for both predicate and subject device. The text also states: "The raw material has been documented to be biocompatible for its intended contact and duration of contact."
Bond Strength, De-bond Evaluations, Adhesive Shear Strength Evaluation.Met: "Avex CX2 has been tested for bond strength, de-bond evaluations, and adhesive shear strength evaluation and met all other design inputs." The comparative testing "demonstrated that the modified Avex CX2 is substantially equivalent to the predicate, Avex CX2 and Avex CXi2." (No specific numerical results provided, just that they "met" and "demonstrated equivalence").
Intended Use/Indications for Use: Orthodontic treatment by dental/orthodontic professional.Met: Both predicate and subject devices have identical "Indications for Use" and "Intended user" as "Dental or Orthodontic professional."

2. Sample size used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

The document does not specify a "test set" in the context of an AI/ML algorithm. The "testing" referred to is bench testing for physical and mechanical properties.

  • Sample size: Not explicitly stated for each test (e.g., how many brackets were tested for bond strength). It refers to "various prescriptions" and "various slot sizes" which implies multiple configurations were tested.
  • Data provenance: Not applicable in the context of clinical data. It's in-house bench testing ("in-house testing").
  • Retrospective or prospective: Not applicable.

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g., radiologist with 10 years of experience)

Not applicable. The ground truth for this device is based on established engineering standards for material properties, mechanical performance (like bond strength), and biocompatibility. No clinical "ground truth" or expert review of images/cases is mentioned.

4. Adjudication method (e.g., 2+1, 3+1, none) for the test set

Not applicable. This is not a study requiring adjudication of clinical data. Testing methods would follow established laboratory protocols for each specific mechanical or material test (e.g., ISO standards).

5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

No. This is a medical device (orthodontic bracket), not an AI/ML diagnostic tool. Therefore, an MRMC study is not performed, and AI assistance is not relevant.

6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

Not applicable. This is a physical medical device, not an algorithm.

7. The type of ground truth used (expert concensus, pathology, outcomes data, etc)

The "ground truth" for this device's performance is based on:

  • Engineering standards: Compliance with ISO 27020:2010.
  • Biocompatibility standards: Compliance with ISO 10993-1, often through existing literature for the material.
  • Bench test results: Mechanical properties like bond strength, de-bond evaluations, and adhesive shear strength are measured against pre-defined engineering design inputs, rather than an "expert consensus" or "pathology."

8. The sample size for the training set

Not applicable. This is not an AI/ML device.

9. How the ground truth for the training set was established

Not applicable. This is not an AI/ML device requiring a training set and associated ground truth.

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Image /page/0/Picture/1 description: The image shows the logo for the U.S. Department of Health & Human Services. The logo is a circular seal with the words "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA" around the perimeter. Inside the circle is a stylized image of three human profiles facing to the right, stacked on top of each other.

Food and Drug Administration 10903 New Hampshire Avenue Document Control Center - WO66-G609 Silver Spring, MD 20993-0002

November 25, 2015

Opal Orthodontics By Ultradent Products Marie Hess Sr. Regulatory Affairs Associate 505 West 10200 South South Jordan, Utah 84095

Re: K152779

Trade/Device Name: Avex Cx2 Regulation Number: 21 CFR 872.5470 Regulation Name: Orthodontic Plastic Bracket Regulatory Class: II Product Code: NJM Dated: October 13, 2015 Received: October 15, 2015

Dear Ms. Marie Hess:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food. Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

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Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting (reporting of medical device-related adverse events) (21 CFR 803); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please contact the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/Resourcesfor You/Industry/default.htm. Also, please note the regulation entitled. "Misbranding by reference to premarket notification" (21CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to

http://www.fda.gov/MedicalDevices/Safety/ReportaProblem/default.htm for the CDRH's Office of Surveillance and Biometrics/Division of Postmarket Surveillance.

You may obtain other general information on your responsibilities under the Act from the Division of Industry and Consumer Education at its toll-free number (800) 638-2041 or (301) 796-7100 or at its Internet address

http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/default.htm.

Sincerely yours,

Susan Runno DDS, mA

Erin I. Keith, M.S. Director Division of Anesthesiology, General Hospital, Respiratory, Infection Control and Dental Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

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DEPARTMENT OF HEALTH AND HUMAN SERVICES Food and Drug Administration

Indications for Use

510(k) Number (if known) K152779

Device Name Avex CX2

Indications for Use (Describe)

Avex® CX2 ceramic brackets are intended for use in orthodontic treatment.

Opal Orthodontics by Ultradent Products, Inc. 505 West 10200 South South Jordan, UT 84095
Form Approvedi, QMB4N07889120-0120

Expiration Date: January 31, 2017

See PRA Statement below.

Type of Use (Select one or both, as applicable)

X Prescription Use (Part 21 CFR 801 Subpart D)

| Over-The-Counter Use (21 CFR 801 Subpart C)

CONTINUE ON A SEPARATE PAGE IF NEEDED.

This section applies only to requirements of the Paperwork Reduction Act of 1995.

DO NOT SEND YOUR COMPLETED FORM TO THE PRA STAFF EMAIL ADDRESS BELOW.

The burden time for this collection of information is estimated to average 79 hours per response, including the time to review instructions, search existing data sources, gather and maintain the data needed and complete and review the collection of information. Send comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing this burden, to:

Department of Health and Human Services Food and Drug Administration Office of Chief Information Officer Paperwork Reduction Act (PRA) Staff PRAStaff@fda.hhs.gov

"An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB number."

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K152779

Section 5: Special 510(k) Summary

This summary of the Special 510(k) substantial equivalence information is being submitted in accordance with the requirements of 21 CFR 807.92.

l. Applicant's Name and Address

Opal Orthodontics by Ultradent Products, Inc. 505 West 10200 South South Jordan, UT 84095

Contact Person:Ms. Marie Hess
Title:Sr. Regulatory Affairs Associate
Telephone:800-552-5512 x4610, 801-553-4610
FAX:801-553-4609

Date Summary Prepared:

22 September, 2015

II. Name of the Device

Trade Name:Avex® CX2
Common Name:Ceramic Bracket
Device Classification:Class II
Classification Product Code:NJM
Regulation No.21 CFR 872.5470

III. Predicate Device:

Avex CX2, ceramic brackets are a modification of Avex CX2, cleared under 510(k) K113334, also manufactured by Opal Orthodontics by Ultradent Products. Avex CX2 and Avex CXi2 are made from polycrystalline alumina (ceramic). They come in two prescriptions; McLaughlin and Opal R, with two slot sizes; .018 and .022. These brackets have the same measurement designators found in all orthodontic brackets such as angle of torque; angulation; in/out; slot height, depth, length; and dimensions of the auxiliary slot. Avex CX₂ is a bracket consisting of only the ceramic material while the Avex CXi2 has a stainless steel metal slot liner to help reduce friction between the material of the bracket in the slot and the arch wire. They are translucent and have the same basic forms as other ceramic brackets like tie wings and hooks so as to facilitate their intended use.

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Indications for use of predicate device:

Avex CX2 and Avex CXi2 ceramic brackets are intended for use in orthodontic treatment.

IV. Device Description of subject device:

Avex® CX2 ceramic brackets are intended to be bonded to teeth upon which an orthodontic wire is placed in a slot to re-position the teeth to desired positions. Avex CX2 ceramic brackets are manufactured from polycrystalline alumina (ceramic) material and have a base which has been designed to provide adhesion to the tooth, yet allow for removal when necessary. The raw material has been documented to be biocompatible for its intended contact and duration of contact. There are several other products in the market that have the same indications as these products and the proposed modification does not affect composition, intended use, or indications for use. Opal Orthodontics has followed design control processes outlined in 21 CFR 820.30 and internal procedures to complete our design control procedure and documentation for the Avex CX2.

Avex CX2 ceramic brackets are esthetically preferred as ceramic colored arch wires are available and the vision of "metal mouth" is no longer the case for the bracket wearer. These ceramic brackets and certain arch wires are intended to match natural tooth coloring in order to reduce visibility.

Avex CX2 ceramic brackets are indicated for use in patients of all ages when prescribed by a dentist or orthodontist.

V. Indications for use of subject device:

Avex CX2 ceramic brackets are intended for use in orthodontic treatment.

VI. Comparison of technological characteristics Avex CX2 and Avex CXi₂, (K113334), and Avex CX2 have similar technological characteristics:

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Table 5-1: Substantial equivalence comparison

CharacteristicPredicate: Avex CX®2 and Avex®CXi2, (K113334)Avex® CX2
Indications for UseAvex CX2 and Avex CXi2, (K113334) areintended for use in orthodontic treatment.Avex CX2 ceramic brackets areintended for use in orthodontictreatment.
Intended userDental or OrthodonticprofessionalDental or Orthodontic professional
MaterialCharacteristicsPolycrystalline alumina (ceramic)Polycrystalline alumina (ceramic)
Tie wings for ligature wires andidentification marks forplacementTie wings for ligature wires andidentification marks for placement
Physical PropertiesMolded ceramic body withrounded corners, edges, andhooks, and physically preparedbase.Molded ceramic body with roundedcorners, edges, and hooks, andphysically prepared base.
Available in .018 and .022 slotsizes and various prescriptionsAvailable in .018 and .022 slot sizesand various prescriptions
Compliance toapplicablestandard(s)Complies to ISO 27020:2010Complies to ISO 27020:2010
BiocompatibilityDevice demonstrated throughliterature studies to be non-toxicper ISO 10993-1Device demonstrated throughliterature studies to be non-toxic perISO 10993-1

The Avex® CX2 is composed of polycrystalline alumina, which has been widely used by manufacturers in the dental industry for more than 2 decades. The efficacy or

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suitability to the intended purpose of Avex CX2 has been demonstrated by a combination of inhouse testing and side-by-side comparisons to predicate devices currently on the market. Results of our testing document that Avex CX2 is substantially equivalent in performance t o predicate devices currently on the market.

Avex CX2 has been tested for bond strength, de-bond evaluations, and adhesive shear strength evaluation and met all other design inputs. The Avex CXi₂ has been tested for bond strength, de-bond evaluations, and adhesive shear strength evaluation and met all other design inputs. The comparative results of the testing demonstrated that the modified Avex CX2 is substantially equivalent to the predicate, Avex CX2 and Avex CXi2.

No clinical performance testing was performed on Avex CX2, ceramic brackets.

In conclusion, Avex CX2, ceramic brackets, have been designed and manufactured with the intended use and claims for the product in mind. Published literature, bench test data, and risk/benefit reviews have been collected and evaluated to determine substantial equivalence in safety and effectiveness of similar devices and the Avex CX2 bracket for the same indications. Therefore, the modified version Avex CX2, is substantially equivalent to Avex CX2 cleared under K113334.

§ 872.5470 Orthodontic plastic bracket.

(a)
Identification. An orthodontic plastic bracket is a plastic device intended to be bonded to a tooth to apply pressure to a tooth from a flexible orthodontic wire to alter its position.(b)
Classification. Class II.