K Number
K042099

Validate with FDA (Live)

Date Cleared
2004-12-10

(128 days)

Product Code
Regulation Number
886.1930
Reference & Predicate Devices
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The TonoPach Ultrasonic Tonometer/Pachymeter Model P-201 is a diagnostic instrument that is intended for use in the measurement of both intraocular pressure and corneal thickness. It is intended for use during or following surgery and as a screening, monitoring or diagnostic aid in patients with normal, disease-induced or surgically altered anatomy, or in glaucoma suspects under current therapeutic guidelines.

Device Description

The TonoPach is a portable, battery operated, handheld ophthalmic instrument which measures both intraocular pressure (IOP) and corneal thickness (CT) simultaneously and at the same locus on the cornea. The device uses the principles of applanation pneumatometery to measure IOP and the principles of reflection pulsed ultrasound pachymetry to measure CT. The system is comprised of the TonoPach electronics, transducer handpiece, protective membranes and optionally, a foot pedal.

AI/ML Overview

The provided 510(k) summary for the RetinaPharma TonoPach Ultrasonic Tonometer/Pachymeter Model P-201 primarily focuses on demonstrating substantial equivalence to predicate devices rather than providing detailed acceptance criteria and a rigorous study report with specific performance metrics against those criteria. However, I can extract the information that is present and highlight what is missing based on your request.

Here's a breakdown of the available information:

1. Table of Acceptance Criteria and Reported Device Performance

The submission does not explicitly state acceptance criteria in the typical format of sensitivity, specificity, accuracy, or other performance metrics. Instead, it refers to performance specifications being "met or exceeded" and data generally showing "accuracy and reproducibility."

MeasurementAcceptance Criteria (Implicit/Stated)Reported Device Performance
Pachymetry (Corneal Thickness)Clinical accuracy: +/- 5 µmMeets or exceeds specifications. (Implied from comparison to predicate devices and general statements on testing)
Measurement range: 125 to 1300 umDevice measures within this range. (Comparative table)
Least significant display digit: 1 umDevice displays to this precision. (Comparative table)
Tonometry (Intraocular Pressure - IOP)Pressure range: 5-80 mm HgDevice measures within this range. (Comparative table)
Pressure traceability: Manometer & Goldmann (Implied as verification)"TonoPach meets or exceeds specifications." (Based on comparison to Goldmann tonometry)
Reproducibility"The data exceeds product specifications." (From pig eye study)
Accuracy"TonoPach meets or exceeds specifications." (From clinical trial, based on scatter and Bland & Altman plots)

Missing from the table: Specific numerical acceptance criteria for sensitivity, specificity, or overall accuracy values (e.g., "sensitivity > 90%"). The document makes general statements about meeting or exceeding specifications but doesn't quantify those specifications.

2. Sample Size Used for the Test Set and Data Provenance

  • Pachymetry Test Set: The document does not explicitly state a separate independent test set for pachymetry for which detailed performance metrics are provided. The "inanimate" and "animal" studies included pachymetry evaluation.
    • Inanimate: Polycarbonate wafers of varying thicknesses.
    • Animal: Live rabbit eyes.
  • Tonometry Test Set:
    • Sample Size: "347 eyes" were tested in a clinical trial for comparison to Goldmann tonometry.
    • Data Provenance: "Eye clinic volunteers who required tonometery." Location not specified, but likely within the U.S. as it's a U.S. company submitting to FDA. Retrospective or Prospective is not explicitly stated for the clinical trial, but the description "All patients who agreed to volunteer were admitted to the study" suggests a prospective collection of data for the purpose of the study.
    • Animal: Three porcine eyes were used for a reproducibility study at each 10 mmHg pressure over a range of 5 to 80 mmHg. (This is for reproducibility, not accuracy against a ground truth). Live rabbit eyes were also used for evaluation.

3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications

  • Pachymetry: The ground truth for inanimate models (polycarbonate wafers) would be the known, precisely measured thickness of the wafers. For animal studies, the ground truth source is not specified (e.g., calibrated caliper, optical pachymetry). No human experts are described as establishing ground truth for pachymetry in the provided text.
  • Tonometry: The ground truth for the clinical trial was Goldmann tonometry. Goldmann tonometry is a widely accepted clinical standard for measuring IOP. While this inherently involves a human operator (likely an ophthalmologist or trained technician), the document does not specify the "number of experts" or their "qualifications" involved in performing the Goldmann measurements to establish ground truth for the 347 eyes.

4. Adjudication Method for the Test Set

  • The document does not describe any adjudication method for either the pachymetry or tonometry test sets. For the clinical tonometry comparison, it's a direct comparison against Goldmann tonometry, implying the Goldmann reading itself was considered the reference, not an adjudicated value from multiple observers.

5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

  • No MRMC comparative effectiveness study was performed or reported. The TonoPach is a diagnostic instrument that provides a direct measurement (IOP and CT), not an interpretive imaging device for which human readers would typically "improve with AI vs without AI assistance." Its primary use is as a measurement tool, analogous to a thermometer or blood pressure cuff, which is operated by a healthcare professional.

6. Standalone Performance

  • Yes, standalone performance was assessed. The entire testing described (inanimate, animal, and human clinical trial) is a "standalone" evaluation of the TonoPach device's ability to measure IOP and CT and its agreement with established methods/standards. There is no human-in-the-loop component where the device's output is modified or interpreted by a human to produce the final result. The device provides its measurement, which a clinician then uses.

7. Type of Ground Truth Used

  • Pachymetry:
    • Inanimate: Known thickness of polycarbonate wafers.
    • Animal: Not explicitly stated, but implies methods to independently measure corneal thickness for comparison.
  • Tonometry:
    • Inanimate: Water-filled spherical membrane with a manometer (acting as a controlled, known pressure).
    • Animal: Not explicitly stated for performance against a "ground truth" for accuracy, more for reproducibility.
    • Clinical Trial: Goldmann tonometry was used as the reference standard for comparison.

8. Sample Size for the Training Set

  • The document does not provide any information about a "training set" or how the device was developed using machine learning or AI. The product description suggests it operates on known physical principles (applanation pneumatometry for IOP, reflection pulsed ultrasound pachymetry for CT). Devices cleared under the 510(k) pathway, especially from 2004, often did not involve machine learning and thus would not have separate training data sets in the AI sense. The "testing" described is for verification and validation of accuracy and reproducibility.

9. How Ground Truth for the Training Set Was Established

  • As no training set is mentioned (likely because the device does not employ machine learning that would necessitate one), this information is not applicable/not provided.

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K042099

510(k) SUMMARY

1Submitter (Contact) Information
ACompany Name/Address:RetinaPharma Technologies, Inc.
944 Morgan Road
Jenkintown, PA 19046
BCompany Phone:(215) 885-4558
CCompany Fax:(215) 885-2788
DContact Person:Terry A. Fuller, Ph.D.
President
EManufacturing Location:The Company has not established a manufacturing facility.
It will notify the Agency upon its establishment.
  • 2 Device Information
    A Device Trade Name: TonoPach™ Ultrasonic Tonometer/Pachymeter Model P-201 (the "TonoPach™")

B Device Classification:

The TonoPach is a combination of two devices, a pneumatometer and a pachymeter, which have already been determined to be substantially equivalent to legally marketed predicate devices with regard to safety, effectiveness and intended use. The device classifications are presented in the following table.

PneumatometerPachymeter
Common Name:Tonometer for MeasuringIntraocular PressureUltrasonic Pachymeterfor Measurement ofCorneal Thickness
Classification Name:Tonometer, AC PoweredUltrasonic Pulsed EchoImaging System
Product Code:HKX90-IYO
Regulatory Class & Tier:IIII
Regulatory Number:21 CFR 866.193021 CFR 892.1560
Classification & ReviewAdvisory CommitteesOphthalmicRadiology

3 Substantial Equivalence

The RetinaPharma TonoPach Ultrasonic Tonometer/Pachymeter is judged to be substantially equivalent in safety, effectiveness and intended use to the following legally marketed devices:

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Predicate DeviceManufacturer510(k)Date Cleared
TonoPen ophthalmictonometerOculab, Inc.K 852774August 20, 1985
Pocket UltrasonicPachymeterQuantel Medical, Inc.K993674July 13, 2000
Echoscan Model US-1800Nidek, Inc.K020876May 3, 2002

I ist of predicate devices

Device Description. ব

The TonoPach is a portable, battery operated, handheld ophthalmic instrument which measures both intraocular pressure (IOP) and corneal thickness (CT) simultaneously and at the same locus on the cornea. The device uses the principles of applanation pneumatometery to measure IOP and the principles of reflection pulsed ultrasound pachymetry to measure CT. The system is comprised of the TonoPach electronics, transducer handpiece, protective membranes and optionally, a foot pedal.

ട Intended Use

The TonoPach Ultrasonic Tonometer/Pachymeter Model P-201 is a diagnostic instrument that is intended for use in the measurement of both intraocular pressure and corneal thickness. It is intended for use during or following surgery and as a screening, monitoring or diagnostic aid in patients with normal, disease-induced or surgically altered anatomy, or in glaucoma suspects under current therapeutic guidelines.

6 Technological Equivalence

Table 6.1 provides a list of predicate devices and the "k" number. In Tables 6.2, 6.3 and 6.4 the TonoPach Pachymeter portion and the Ultrasonic Tonometer are compared, respectively, to predicate devices to show the equivalence. Description statements were relied on to ascertain the intended use and technological features of legally marketed devices, and the substantial equivalence to the TonoPach to such legally marketed devices. The comparison of the intended use and technological features of this device to other legally marketed devices indicates that this device is substantially equivalent to legally marketed predicate devices with regard to safety, effectiveness and intended use. Note: areas of difference between the two devices are indicated in the tables. RetinaPharma believes that these differences are minor and should not raise any concerns regarding the overall safety and efficacy of the TonoPach.

Table 6.1: List of predicate devices
Predicate DeviceManufacturer510(k)Date Cleared
TonometerTonoPen ophthalmic tonometerOculab, Inc.K 852774August 20, 1985
PachymeterPocket Ultrasonic PachymeterEchoscan Model US-1800Quantel Medical, Inc.Nidek, Inc.K993674K020876July 13, 2000May 3, 2002

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Table 6.2: Comparison of Tonometer Characteristics
TonoPen vs. TonoPach P 201
Predicate DeviceMentor TonoPen 3RetinaPharmaTonoPach P 201
MeasurementIOPIOP
Pressure measurement deviceMicro strain gaugeMicro strain gauge
Measurement techniqueApplanationApplanation
Pressure range5-80 mm Hg5-80 mm Hg
Pressure contact area*1.5 mm1.8 mm
Measurement frequency500 reading per second500 readings per second
Display/measureLCD / 2 digit readingLCD / 2 digit reading
Statistical storageYesYes
Pressure traceabilityManometer & GoldmannManometer & Goldmann
UsageHandheldHandheld or Slitlamp mounted
Power supplyBatteryBattery
System configuration*Single unit; transducer andsystem electronics combinedTethered unit; transducer istethered from the systemelectronics
VersatilityCan be used with the patient inany position, making it suitablefor use in the office, bedside or inremote locations. Suitable for usein cases of their regular or Hgcorneal astigmatism.Can be used with the patient inany position, making it suitablefor use in the office, bedside or inremote locations. Suitable for usin cases of their regular or Hgcorneal astigmatism.
*Indicates differences between the predicate device and TonoPach
Table 6.3: Comparison of Pachymeter Characteristics"Pocket" Ultrasonic Pachymeter and Echoscan US-1800 vs. TonoPach P 201
Predicate Device"Pocket"Predicate DeviceEchoscan US-1800RetinaPharmaTonoPach P 201
MeasurementCorneal thicknessCorneal thicknessCorneal thickness
Measurement systemUltrasonic pulsereflectionUltrasonic pulsereflectionUltrasonic pulsereflection
Probe typeSolid,AngledSolid,Straight, AngledSolidStraight, Angled
Measurement range*100 to 1300 um200 to 1300 um125 to 1300 um
Clinical accuracy+/- 5 um+/- 5 um+/- 5 um
Least significant displaydigit1 um1 um1 um
Default velocity*1620 m/sec1640 m/sec,changeable1640 m/sec
Exam Mode(s)Single point, 1 mapSingle point, 3 mapsSingle point, 1 map
Data OutputLCD, PrintLCD, PrintLCD, Print
Power requirementsBattery120 VAC, 60 HzBattery
Weight0.46 kg6 kg0.75 kg
*Pachymeter mode. Indicates difference between the predicate device and the TonoPach

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7 TonoPach Testing

Substantial testing has been performed using the TonoPach. It includes inanimate, animal and human evaluation.

  • A Inanimate: Models for both tonometry and pachymetry have been used.
    • l ) The tonometry model consists of a water-filled spherical membrane attached to a manometer. When the TonoPach handpiece tip touches the sphere, it mimics intraocular pressure.
      1. The pachymetry model consists of polycarbonate wafers of varying thicknesses. When the TonoPach handpiece tip touches a wet wafer, it is suitable to mimic the cornea for thickness measurement purposes.
  • B Animal: Live rabbit eyes and freshly enucleated porcine eyes were used for several studies.
    • l) Rabbit eyes were used to test the tonometer and pachymeter portions of the TonoPach. They were used to evaluate the TonoPach's performance on a live eye. Also, they were used to assist in evaluation of the System's numerical accuracy and reproducibility.
      1. Pig eyes were used predominately to verify and validate tonometer accuracy and reproducibility. One study was used to demonstrate repeatability. Three porcine eyes were studied at each 10 mmHg pressure over a pressure range of 5 to 80 mmHg with 10 independent measurements per pressure. The data exceeds product specifications.
  • C Clinical Crial: The TonoPach was evaluated on eye clinic volunteers who required tonometery. All patients who agreed to volunteer were admitted to the study.
      1. Tonometry testing was the predominated the data collected. 347 eyes were tested for comparison to Goldmann tonometery. Scatter and Bland & Altman plots as well as mean, standard deviation and variance around the mean reveal that the TonoPach meets or exceeds specifications.

8 Statement of Confidentiality

Information contained in this letter and its attachments is considered confidential, proprietary information and a trade secret until RetinaPharma Technologies, Inc. distributes such information publicly. The release of information contained herein is to be governed by applicable provisions of the Food, Drug and Cosmetic Act, the Freedom of Information Act and pertinent FDA regulations in 21 CFR Part 20.

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Image /page/4/Picture/1 description: The image shows the logo for the U.S. Department of Health and Human Services. The logo consists of a circular seal with the text "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA" arranged around the perimeter. Inside the circle is an abstract symbol resembling a stylized caduceus or a bird in flight, composed of three curved lines.

Food and Drug Administration 9200 Corporate Boulevard Rockville MD 20850

DEC 1 0 2004

RetinaPharma Technologies, Inc. % Terry Fuller, Ph.D. 944 Morgan Road Jenkintown, PA 19046

Re: K042099

Trade/Device Name: TonoPach Ultrasonic Tonometer/Pachymeter Model P-201 Regulation Number: 21 CFR 886.1930 Regulation Name: Tonometer and accessories Regulatory Class: Class II Product Code: HKX Dated: July 30, 2004 Received: August 4, 2004

Dear Dr. Fuller:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to such additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820); and if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

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Page 2 - Terry Fuller

This letter will allow you to begin marketing your device as described in your Section 510(k) premarket notification. The FDA finding of substantial equivalence of your device to a legally marketed predicate device results in a classification for your device and thus, permits your device to proceed to the market.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801), please contact the Office of Compliance at (301) 594-4613. Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21CFR Part 807.97). You may obtain other general information on your responsibilities under the Act from the Division of Small Manufacturers, International and Consumer Assistance at its toll-free number (800) 638-2041 or (301) 443-6597 or at its Internet address http://www.fda.gov/cdrh/dsma/dsmamain.html

Sincerely yours,

A halyl Rosenthal

A. Ralph Rosenthal, M.D. Director Division of Ophthalmic and Ear, Nose and Throat Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

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3) Diagnostic Ultrasound Indications for Use Form

Page 1 of 1

510(k) Number (if known):

Device name: RetinaPharma Model P 201, TonoPachTM System

Intended Use: The TonoPach Ultrasonic TonometerPachymeter Model P-201 is a diagnostic instrument that is intended for use in the measurement of both intraccular pressure and corneal thickness. It is intended for use during or following surgery and as a screening, monitoring or diagnostic aid in patients with normal, disease-induced or surgically altered anatomy, or in glaucoma suspects under current therapeutic guidelines.

Clinical ApplicationMode of Operation
ABMPWDCWDColorDopplerAmplitudeDopplerColorVelocityImagingCombined(specify)Other(specify)
OphthalmicN
Fetal
Abdominal
Intraoperative (specify)
IntraoperativeNeurological
Pediatric
Small Organ (specify)
Neonatal Cephalic
Adult Cephalic
Cardiac
Transesophageal
Transrectal
Transvaginal
Transurethral
Intravascular
Peripheral Vascular
Laparoscopic
Musculo-skeletalConventional
Musculo-skeletalSuperficial
Other (specify)*

N= new indication; P= previously cleared by FDA; E= added under Appendix E

Additional Comments:

(PLEASE DO NOT WRITE BELOW THIS LINE-CONTINUE ON ANOTHER PAGE IF NEEDED)

Concurrence of CDRH, Office of Device Evaluation (ODE)

Prescription Use (Per 21 CFR 801.109)
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Clay R. Butterman
(Division Sign-Off)
Division of Ophthalmic Ear,
Nose and Throat Devises

510(k) TonoPach Indications for Use modified 041210.doc
From 510(k) 040729_Cover D.doc

510(k) NumberK042099
------------------------

§ 886.1930 Tonometer and accessories.

(a)
Identification. A tonometer and accessories is a manual device intended to measure intraocular pressure by applying a known force on the globe of the eye and measuring the amount of indentation produced (Schiotz type) or to measure intraocular tension by applanation (applying a small flat disk to the cornea). Accessories for the device may include a tonometer calibrator or a tonograph recording system. The device is intended for use in the diagnosis of glaucoma.(b)
Classification. Class II.