K Number
DEN110011

Validate with FDA (Live)

Device Name
SYMPHONY DEVICE
Date Cleared
2013-12-18

(889 days)

Product Code
Regulation Number
882.5895
Age Range
All
Reference & Predicate Devices
N/A
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticPediatricDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The purpose of the Symphony Device is to improve the quality of sleep in patients with primary Restless Legs Syndrome (RLS) through the use of vibratory counter-stimulation.

Device Description

The Symphony Device is a non-sterile, reusable, cloth-covered foam pad that contains six embedded electric motors that swing eccentric weights to produce vibration throughout the pad. The device is designed to be placed under the user's legs while sleeping. When the device is activated, an electronic controller runs a 35 minute preset vibration cycle. The controller allows the patient to control the intensity level of the vibration for the first 30 minutes of the cycle. In the last five minutes, the controller slowly ramps down the vibration intensity of the device and then automatically shuts the device off at the end of the timed cycle. One repeat cycle can be initiated by the patient. The controller contains the on/off function and has variable mechanical counter-stimulation intensity settings (1 to 9). The motor amplitude and frequency (vibration) can be set to different levels of intensity by means of a knob. The polyurethane foam pad is covered by an inner lycra cover and an outer cover. The outer cover on the Symphony™ Device is made of cotton. The device will be offered in three sizes: Small, Medium, and Large.

AI/ML Overview

Here's a summary of the acceptance criteria and the study details for the Symphony Device, organized as requested:

1. Table of Acceptance Criteria and Reported Device Performance

The provided text does not explicitly state "acceptance criteria" in a quantitative, pass/fail manner for the clinical effectiveness of the device. Instead, it describes clinical study results and a benefit/risk determination. The non-clinical acceptance criteria are implied by compliance with standards and successful completion of tests.

Acceptance Criteria (Implied)Reported Device Performance
Clinical Effectiveness: Improvement in RLS symptoms (general)SMI-001: No statistically significant differences in IRLS score between active and sham groups. SMI-002: No statistically significant differences in IRLS score between active and sham groups.
Clinical Effectiveness: Improvement in sleep qualitySMI-001: Statistically significant improvements in mean MOS-I scores (-16.76 for Symphony vs -5.09 for sham, p=0.0117) and MOS-II scores (-15.83 for Symphony vs -5.34 for sham, p=0.0230). SMI-002: Mean improvements in MOS-I scores (-10.13 for Symphony vs -5.48 for sham, p=0.2358) and MOS-II scores (-11.41 for Symphony vs -7.36 for sham, p=0.3040) did not reach statistical significance.
Safety: Low incidence of device-related adverse eventsSMI-001: 7 AEs (17.9%) at least possibly device-related in Symphony group vs. 1 (2.6%) in sham. All resolved. Most common: worsening RLS. SMI-002: 5 AEs (9.6%) at least possibly device-related in Symphony group vs. 2 (6.9%) in sham. All resolved. Most common: worsening RLS.
Biocompatibility: Patient-contacting materials safeJustification provided: identical cotton material has a demonstrated long history of safe use.
Electromagnetic Compatibility (EMC) & Electrical Safety: CompliantFound to be in compliance with IEC 60601-1, EN 55011, EN 61000-4-2, EN 61000-4-3, EN 61000-4-4, EN 61000-4-5, EN 61000-4-6.
Software: Adequacy of firmwareAdequacy confirmed; consistent with 'MINOR' level of concern as per FDA guidance.
Device Output: Performance within specifications (acceleration, velocity, displacement, frequency)Mean, minimum, and maximum values of acceleration, velocity, displacement, and frequency were within specifications for each intensity setting.
Durability & Safety: Withstand various use scenariosLife cycle testing, decibel level, pad surface temperature, motor housing deformation, drop test, bend test, strain relief & electrical cable tensile strength, and shaft tensile strength were conducted. (Results stated as "conducted to characterize" without explicit pass/fail details on outcomes, but implies satisfactory performance).
Shelf Life/Sterility: Appropriate for device typeNon-sterile, reusable; no stated shelf life acceptable given components and cleaning instructions.

2. Sample Size Used for the Test Set and Data Provenance

  • SMI-001 (Test Set 1):
    • Sample Size: 77 subjects (39 Symphony, 38 sham).
    • Data Provenance: Prospective, multicenter trial (5 sites). The country of origin is not specified but is implied to be the US given the FDA regulatory context.
  • SMI-002 (Test Set 2):
    • Sample Size: 81 subjects (52 Symphony, 29 sham).
    • Data Provenance: Prospective, multicenter trial (4 sites). The country of origin is not specified but is implied to be the US given the FDA regulatory context.

3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

The study design described is a clinical trial involving patient-reported outcomes for RLS and sleep quality. The "ground truth" for RLS severity (IRLS) and sleep quality (MOS Sleep Scale) is established directly by the patients' subjective responses to the validated questionnaires. There is no mention of experts establishing a separate ground truth for these endpoints. Physicians/investigators at the study sites would have been involved in participant diagnosis and monitoring, but not in creating a "ground truth" for the device's performance in the way an imaging study would use expert radiologists.

4. Adjudication Method for the Test Set

The clinical trials used patient-reported outcome measures (IRLS, MOS Sleep Scale, RLSQOL). These measures are self-administered questionnaires, so an adjudication method in the sense of multiple expert reviews of data to establish a single ground truth is not applicable. The outcomes are the direct responses of the participants. Adverse events were collected and monitored by the clinical sites, and their device-relatedness was assessed, but a formal adjudication committee process is not detailed.

5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done, If So, What Was the Effect Size of How Much Human Readers Improve with AI vs Without AI Assistance

No, an MRMC comparative effectiveness study was not done. This device is a therapeutic device for RLS, not an imaging diagnostic device that would typically involve human readers (like radiologists) or AI assistance in interpretation.

6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) Was Done

This question is not applicable to the Symphony Device. The Symphony Device is a physical, therapeutic vibratory counter-stimulation device. It does not involve an algorithm or AI that operates in a standalone diagnostic or interpretive capacity. Its software controls the vibration cycle, which is a functional control, not an analytical or diagnostic algorithm.

7. The Type of Ground Truth Used

The ground truth used in the clinical studies was patient-reported outcomes (PROs):

  • International Restless Legs Scale (IRLS) score: A validated scale for RLS symptom severity.
  • Medical Outcomes Study (MOS) Sleep Scale scores: Patient-reported assessment of sleep disturbance and quality.
  • Johns Hopkins Restless Legs Syndrome Quality of Life questionnaire (RLSQOL): Patient-reported quality of life related to RLS.

8. The Sample Size for the Training Set

The provided text describes two prospective clinical trials (SMI-001 and SMI-002) which serve as the primary effectiveness and safety studies presented for regulatory review. There is no mention of a separate "training set" for an algorithm, as this device does not utilize a machine learning algorithm in the way a diagnostic AI would. The clinical trials themselves provide the data upon which the device's performance is assessed.

9. How the Ground Truth for the Training Set Was Established

Since there is no "training set" in the context of an algorithm for this device (see point 8), this question is not applicable. The data from the clinical trials (SMI-001 and SMI-002) were used to demonstrate the device's safety and effectiveness, with "ground truth" established via patient-reported outcomes (IRLS, MOS Sleep Scale, RLSQOL) as described in point 7.

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DE NOVO CLASSIFICATION REQUEST FOR SYMPHONY DEVICE

REGULATORY INFORMATION

FDA identifies this generic type of device as:

Vibratory counter-stimulation device. A vibratory counter-stimulation device is a prescription device that provides electrically powered mechanical vibration to improve the quality of sleep in patients with primary Restless Legs Syndrome.

NEW REGULATION NUMBER: 882.5895

CLASSIFICATION: CLASS II

PRODUCT CODE: OVP

BACKGROUND

DEVICE NAME: SYMPHONYTM DEVICE

SUBMISSION NUMBER: DEN110011

DATE OF DE NOVO: JULY 13, 2011

  • CONTACT: SENSORY MEDICAL, INC. FRED BURBANK, MD, CEO 1235 Puerta del Sol, #500 SAN CLEMENTE, CA 92673

REQUESTER'S RECOMMENDED CLASSIFICATION: CLASS II

INDICATIONS FOR USE

The purpose of the Symphony Device is to improve the quality of sleep in patients with primary Restless Legs Syndrome (RLS) through the use of vibratory counter-stimulation.

LIMITATIONS

For prescription use only.

Limitations on device use are also achieved through the following statements included in the Instructions for Use Manual:

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Contraindication:

  • . This device should not be used on patients who have been diagnosed with deep venous thrombosis (DVT) in either leg during the last 6 months because of the known potential to dislodge or break up the clot and cause a pulmonary embolism.

Warnings:

The Symphony Device is only intended for use on patients with primary Restless Legs Syndrome (RLS). It is not intended to be used by people who:

  • have leg skin disorders such as eczema, psoriasis, cellulitis, non-healing wounds; or .
  • . have secondary RLS.

Due to the potential for the device to cause worsening of symptoms in some patients, the patient labeling should include a warning to discontinue device use and contact a doctor if symptoms worsen.

PLEASE REFER TO THE LABELING FOR A MORE COMPLETE LIST OF WARNINGS, PRECAUTIONS AND CONTRAINDICATIONS.

DEVICE DESCRIPTION

The Symphony Device is a non-sterile, reusable, cloth-covered foam pad that contains six embedded electric motors that swing eccentric weights to produce vibration throughout the pad. The device is designed to be placed under the user's legs while sleeping. When the device is activated, an electronic controller runs a 35 minute preset vibration cycle. The controller allows the patient to control the intensity level of the vibration for the first 30 minutes of the cycle. In the last five minutes, the controller slowly ramps down the vibration intensity of the device and then automatically shuts the device off at the end of the timed cycle. One repeat cycle can be initiated by the patient.

The controller contains the on/off function and has variable mechanical counter-stimulation intensity settings (1 to 9). The motor amplitude and frequency (vibration) can be set to different levels of intensity by means of a knob. The polyurethane foam pad is covered by an inner lycra cover and an outer cover. The outer cover on the Symphony™ Device is made of cotton. The device will be offered in three sizes: Small, Medium, and Large.

SUMMARY OF NONCLINICAL/BENCH STUDIES

BIOCOMPATIBILITY/MATERIALS

The Symphony is intended to only contact intact skin for a limited duration (< 24 hours). The patient-contacting, outer cover of the device is made of cotton. In lieu of biocompatibility testing, the sponsor provided a justification that the identical material has a demonstrated long history of safe use in legally marketed devices with the same type and duration of contact.

SHELF LIFE/STERILITY

The Symphony is a non-sterile, reusable device. It is intended only for external use and the user manual includes appropriate cleaning instructions for the removable outer cover.

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The device does not have a stated shelf life, which, based upon the nature of the device components, is acceptable.

ELECTROMAGNETIC COMPATIBILITY AND ELECTRICAL SAFETY

The Symphony device was tested for and found to be in compliance with the following standards for electromagnetic compatibility and electrical safety:

StandardTitle
IEC 60601-1Medical electrical equipment – Part 1: General requirements for safety.
EN 55011Limits and methods of measurement of radio disturbance characteristics of industrial scientific & medical (ISM) radio-frequency equipment
EN 61000-4-2Electromagnetic compatibility (EMC) – Part 4-2: Testing and measurement techniques – Electrostatic discharge immunity test
EN 61000-4-3Electromagnetic compatibility (EMC) – Part 4-3: Testing and measurement techniques – Radiated, radio-frequency, electromagnetic field immunity test
EN 61000-4-4Electromagnetic compatibility (EMC) – Part 4-4: Testing and measurement techniques – Electrical fast transient/ burst immunity test
EN 61000-4-5Electromagnetic compatibility (EMC) – Part 4-5: Testing and measurement techniques – Surge immunity test
EN 61000-4-6Electromagnetic compatibility (EMC) – Part 4-6: Testing and measurement techniques – Immunity to conducted disturbances, induced by radio frequency fields

SOFTWARE

Software for the device consisted of firmware that controls the vibration cycle of the device. The software was reviewed and the provided documentation was found adequate and consistent with a 'MINOR' level of concern, as discussed in the FDA document "Guidance for the Content of Premarket Submissions for Software Contained in Medical Devices," issued May 11, 2005.

PERFORMANCE TESTING - BENCH

Device outputs - Testing was conducted to characterize the device outputs at eachintensity setting on the controller. The mean, minimum, and maximum values of acceleration, velocity, displacement (amplitude), and frequency (rpm and Hz) were within specifications for each setting.

Device durability and safety - The following testing was conducted to characterize the Symphony device's ability to perform safely when subjected to different use scenarios: life cycle testing, decibel level, pad surface temperature, motor housing deformation, drop test, bend test, strain relief and electrical cable tensile strength, and shaft tensile strength.

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SUMMARY OF CLINICAL INFORMATION

Two clinical trials were conducted to assess the safety and effectiveness of counter-stimulation with the Symphony Device in the treatment of patients with primary RLS. The primary difference between the two studies was the design of the sham device. The first study (SMI-001) used a sound-emitting (auditory) sham in the control group, while the second study (SMI-002) used a light-emitting sham control. Both studies had the same primary and secondary endpoints.

1. SMI-001

Design: This was a prospective, 1:1 randomized, multicenter (5 sites) trial which assessed the safety and effectiveness of the Symphony Device in the reduction of symptoms associated with RLS by comparison to an auditory sham control device. Subjects were adults with moderate to severe primary RLS involving only the legs, with a minimum baseline score of 15 points on the International Restless Legs Scale (IRLS) scale and symptoms occurring at least 15 nights per month. Patients with secondary RLS, other sleep disorders, disorders involving the legs (e.g., cellulitis, deep vein thrombosis) or taking unapproved medications to treat their RLS were excluded. If subjects were on an approved RLS medication, they were required to be on stable doses during the trial. Patients used the device for at least one 35 minute cycle each night. The primary endpoint was the mean change from baseline in the IRLS total score to week 1, 2, 3 and 4. The safety endpoint was a descriptive analysis of adverse events from both groups. Secondary endpoints included the mean change from baseline to 4 weeks in the Medical Outcomes Study (MOS) Sleep Scale scores and the Johns Hopkins Restless Legs Syndrome Quality of Life questionnaire (RLSQOL). The MOS inventory is a patient-reported questionnaire that evaluates sleep disturbance. The MOS sleep problem index I (MOS-I) contains 6 of the 12 inventory questions, while the MOS sleep problem index II (MOS-II) contains an additional 3 questions (9 of the 12). The scale measures sleep difficulty based on recall about sleep quality during the four weeks prior to taking the test.

Results: A total of 77 subjects were enrolled in the study at a 1:1 ratio (39 used Symphony, 38 used the sham device). Although there were no statistically significant differences between active and sham groups for the primary endpoint (IRLS score), there were statistically significant improvements in the mean MOS-I scores (-16.76 for Symphony vs -5.09 for sham. p=0.0117) and MOS-II scores (-15.83 for Symphony vs -5.34 for sham, p=0.0230).

Adverse Events: There were 7 AEs in the Symphony group (17.9%) and 1 in the sham group (2.6%) that were at least possibly device-related. There were an additional 2 AEs in the Symphony group and 3 AEs in the sham group that were not device-related. All devicerelated AEs resolved after use of the device was stopped, without medical intervention or clinical sequelae. One AE (cramping sensation in both legs) was graded as moderate and all 7 remaining AEs were graded as mild. The most common AE was worsening of RLS symptoms, which occurred in 4 subjects with the Symphony device (10.3%) and 1 subject with the sham device (2.6%). Worsening of RLS symptoms resolved within 3 weeks of discontinuation of device use without additional intervention. Other device-related AEs

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reported in the Symphony group included non-RLS leg cramps (2 AEs, 5.1%) and leg soreness (1 AE, 2.6%).

2. SMI-002

Design: This was a prospective, 2:1 randomized, multicenter (4 sites) trial which assessed the safety and effectiveness of the Symphony Device in the reduction of symptoms associated with RLS by comparison to a light-emitting sham control device. The inclusion criteria, study design, and endpoints were very similar to SMI-001, with only minor differences.

Results: A total of 81 subjects were enrolled in the study at a 2:1 ratio (52 used Symphony, 29 used the sham device). Although there were no statistically significant differences between active and sham groups in any of the primary or secondary endpoints, there were mean improvements in the MOS-I scores (-10.13 for Symphony vs -5.48 for sham, p=0.2358) and MOS-II scores (-11.41 for Symphony vs -7.36 for sham, p=0.3040) that did not achieve statistical significance.

Adverse Events (AEs): There were 5 AEs in the Symphony group (9.6%) and 2 in the sham group (6.9%) that were at least possibly device-related. There were an additional 2 AEs that were not device-related, both in the Symphony group. All device-related AEs in the Symphony group were categorized as worsening of RLS symptoms and resolved within 3 weeks of discontinuation of device use without additional intervention. One of these AEs was graded as moderate and the remaining 4 were graded as mild. In the sham group, 1 AE was categorized as worsening of RLS symptoms (mild), which resolved after stopping use of the sham device. The other AE was pain below the knee (moderate), which resolved with use of a heating pad.

LABELING

The Symphony User Manual is consistent with the clinical data and covers all the hazards and other clinically relevant information that may impact use of the device. The labeling is sufficient and satisfies the requirements of 21 CFR § 801.109 Prescription devices. Because the clinical data indicate that approximately 10% of patients using the Symphony device experience worsening of RLS symptoms, the patient labeling includes instructions to discontinue device use and contact a doctor if symptoms worsen.

RISKS TO HEALTH

The table below identifies the risks to health that are associated with use of vibratory counterstimulation devices and the measures necessary to mitigate these risks.

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Identified RiskMitigation Method
Pain, discomfort, worsening of RLS symptomsNon-clinical TestingSoftware TestingLabeling
Electrical shockElectrical Safety TestingLabeling
BurnsElectrical and Thermal Safety TestingLabeling
Adverse skin reactionsBiocompatibility AssessmentLabeling
Interference with other medical devicesElectromagnetic Compatibility TestingLabeling

SPECIAL CONTROLS:

In combination with the general controls of the FD&C Act, the Vibratory Counter-Stimulation device is subject to the following special controls:

    1. Appropriate analysis/testing must demonstrate electromagnetic compatibility (EMC), electrical safety, and thermal safety.
    1. If the device contains software or firmware, appropriate verification, validation, and hazard analysis must be performed.
    1. The elements of the device that contact the patient must be assessed to be biocompatible.
    1. Non-clinical testing data (including vibration frequency, amplitude and acceleration) must demonstrate that the device performs as intended under anticipated conditions of use.
    1. Labeling must include:
    • a. Specific information pertinent to use of the device by the intended patient population and the treatment regimen.
    • Warning to only use the device on normal, intact, clean, healthy skin. b.
    • Warning to not use the device if the user has leg skin disorders, such as eczema, C. psoriasis, cellulitis, non-healing wounds.
    • d. Warning to discontinue use if restless leg syndrome symptoms worsen.
    • Instructions for end users to contact the device manufacturer and MedWatch in e. case they experience any adverse events when using this device.

In addition, this is a prescription device and must comply with 21 CFR 801.109.

BENEFIT/RISK DETERMINATION

The risks of the device are based on data collected in the clinical studies described above. No serious device-related adverse events were reported in the clinical performance data. The majority of adverse events were minor and all resolved on their own within 3 weeks after discontinuation of device use. Based on this information, along with a demonstrated history of safe use of devices with similar technology (i.e., therapeutic massagers), the risk associated with this device is considered low.

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The probable benefits of the device are also based on data collected in two clinical studies as described above. Although the IRLS scores do not support that the device is effective for improvement of RLS symptoms in general, the data do indicate an improvement in the specific area of sleep quality. The SMI-001 clinical study demonstrated a statistically significant improvement in the 4-week mean MOS-I and MOS-II sleep scores compared to the control. Although the results of the SMI-002 study did not reach statistical significance, the mean reduction in MOS-I and MOS-II scores was greater than with the sham device. Overall, this indicates that there is clinical benefit for patients with primary RLS.

Additional factors to be considered in determining probable risks and benefits for the Symphony device include: (1) there are no legally marketed devices available for patients with RLS. There are approved drug treatments, but these have known adverse events that are more common and more severe than those seen in the Symphony trials. (2) Although RLS is a chronic disease, longterm safety and effectiveness data are not available. The clinical data is limited to 4 weeks in duration.

Given the available information above, the data support that for improving the quality of sleep in patients with primary Restless Legs Syndrome (RLS), the probable benefits outweigh the probable risks for the Symphony™ device. The device risks can be mitigated by the use of general and the identified special controls.

CONCLUSION

The de novo for the Symphony device is granted and the device is classified under the following:

Product Code: OVP Device Type: Vibratory counter-stimulation device Class: Class II Regulation: 21 CFR 882.5895

§ 882.5895 Vibratory counter-stimulation device.

(a)
Identification. A vibratory counter-stimulation device is a prescription device that provides electrically powered mechanical vibration to improve the quality of sleep in patients with primary Restless Legs Syndrome.(b)
Classification. Class II (special controls). The device is exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to the limitations in § 882.9. The special controls for this device are:(1) Appropriate analysis/testing must demonstrate electromagnetic compatibility (EMC), electrical safety, and thermal safety.
(2) If the device contains software or firmware, appropriate verification, validation, and hazard analysis must be performed.
(3) The elements of the device that contact the patient must be assessed to be biocompatible.
(4) Non-clinical testing data (including vibration frequency, amplitude, and acceleration) must demonstrate that the device performs as intended under anticipated conditions of use.
(5) Labeling must include:
(i) Specific information pertinent to use of the device by the intended patient population and the treatment regimen;
(ii) Warning to only use the device on normal, intact, clean, healthy skin;
(iii) Warning to not use the device if the user has leg skin disorders, such as eczema, psoriasis, cellulitis, non-healing wounds;
(iv) Warning to discontinue use if Restless Leg Syndrome symptoms worsen; and
(v) Instructions for end users to contact the device manufacturer and MedWatch in case they experience any adverse events when using this device.