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510(k) Data Aggregation

    K Number
    K150667
    Manufacturer
    Date Cleared
    2015-06-17

    (93 days)

    Product Code
    Regulation Number
    870.1255
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The TrueTM Dilatation Balloon Valvuloplasty Catheter is indicated for balloon aortic valvuloplasty.

    Device Description

    The True™ Dilatation Balloon Valvuloplasty Catheter is an over-the-wire co-axial catheter with a balloon fixed at the tip. The catheter is 110 cm long and has two lumens: one lumen is used to inflate and deflate the balloon and the other permits the use of a guidewire to position the catheter. The balloon inflation luer-lock hub (angled) connects to a syringe inflation device to deliver radiopaque contrast media for inflation. The guidewire luer-lock hub (straight) connects to the guidewire lumen. The balloon is noncompliant and is designed to reach a known diameter and length when inflated within the specified pressure range. Two radiopaque marker bands are provided for fluoroscopic positioning of the device across the aortic valve. These bands are positioned at the proximal and distal balloon shoulders. Balloon catheter dimensions, balloon nominal pressure, maximum inflation pressure, recommended introducer size, and recommended guidewire size are indicated on the package label.

    AI/ML Overview

    This document describes a 510(k) premarket notification for the True™ Dilatation Balloon Valvuloplasty Catheter. The submission aims to demonstrate substantial equivalence to a legally marketed predicate device (K133569).

    1. A table of acceptance criteria and the reported device performance

    The document does not explicitly provide a table of acceptance criteria with corresponding performance values in a side-by-side format. Instead, it lists the types of in vitro tests performed and states that the device "met all predetermined acceptance criteria." The acceptance criteria would likely be specified in the internal test protocols.

    Given the information in the document, we can infer some of the tests that would have had acceptance criteria:

    Test TypeReported Device Performance
    Dimensional Testing (catheter shaft length, balloon OD, balloon length)Met predetermined acceptance criteria (implies dimensions are within specified tolerances)
    Marker Band AlignmentMet predetermined acceptance criteria (implies marker bands are correctly positioned)
    Visual Inspection of ProductMet predetermined acceptance criteria (implies no visible defects)
    Visual Inspection of Sterile Barrier Packaging Heat SealsMet predetermined acceptance criteria (implies seals are intact and meet specifications)
    TrackabilityMet predetermined acceptance criteria (implies catheter navigates effectively)
    Sheath CompatibilityMet predetermined acceptance criteria (implies compatibility with specified introducer sheath sizes)
    Inflation/DeflationMet predetermined acceptance criteria (implies proper balloon inflation/deflation within specified pressures)
    FatigueMet predetermined acceptance criteria (implies durability under repeated stress)
    Tip to Balloon TensileMet predetermined acceptance criteria (implies secure attachment of tip to balloon)
    Balloon BurstMet predetermined acceptance criteria (implies burst pressure meets safety margins)
    Catheter LeakMet predetermined acceptance criteria (implies no leaks in lumens)
    Failure ModeMet predetermined acceptance criteria (implies analysis of potential failures and mitigations)
    Shaft BurstMet predetermined acceptance criteria (implies shaft integrity under pressure)
    Radiopacity (inflated)Met predetermined acceptance criteria (implies visibility under fluoroscopy when inflated)
    Balloon DistensibilityMet predetermined acceptance criteria (implies consistent diameter at specified pressures)
    ReinsertionMet predetermined acceptance criteria (implies durability for reinsertion if applicable)

    Notes on "predetermined acceptance criteria": These criteria would be derived from applicable standards, guidance documents, internal test protocols, and customer input. For a 510(k) submission, the primary goal is to show the new device performs as safely and effectively as the predicate, so acceptance criteria often reflect performance parameters established for the predicate or industry standards.

    2. Sample sizes used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

    The document does not specify the sample sizes used for the "test set" (i.e., the units tested for performance). It only refers to "the subject device" and "the predicate device" in general terms. The tests listed are "in vitro tests," meaning they were conducted in a lab environment. The document does not provide information on the country of origin of the data or whether it was retrospective or prospective. Since these are in vitro tests, the concepts of retrospective/prospective clinical data are not directly applicable.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

    This section is not applicable. The document describes "in vitro tests" of a physical medical device (catheter). It does not involve human subjects, imaging data, or expert interpretations requiring a "ground truth" established by clinical experts.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

    This section is not applicable. Adjudication methods like 2+1 or 3+1 are typically used in clinical studies or studies involving expert review of diagnostic outputs. The described tests are laboratory-based performance evaluations of a medical device.

    5. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    This section is not applicable. The submission is for a balloon valvuloplasty catheter, a mechanical device used in a medical procedure, not an AI-powered diagnostic or assistive tool for human readers. Therefore, an MRMC study related to AI assistance would not be relevant.

    6. If a standalone (i.e. algorithm only without human-in-the loop performance) was done

    This section is not applicable. The device is a physical catheter, not a standalone algorithm.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

    This section is not applicable. As explained in point 3, the tests concern the physical and mechanical performance of a device, not diagnostic accuracy requiring a "ground truth" in the clinical sense. The "ground truth" for these tests would be the engineering specifications and tolerances to which the device must conform.

    8. The sample size for the training set

    This section is not applicable. The document describes a traditional 510(k) submission for a physical medical device, not an AI/Machine Learning algorithm that requires a "training set."

    9. How the ground truth for the training set was established

    This section is not applicable. As explained in point 8, there is no training set for this device.

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    K Number
    K133569
    Date Cleared
    2013-12-20

    (30 days)

    Product Code
    Regulation Number
    870.1255
    Reference & Predicate Devices
    Predicate For
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The True Dilatation Catheter is indicated for balloon aortic valvuloplasty.

    Device Description

    The True Dilatation Catheter is a coaxial catheter with a balloon fixed at the tip used for Balloon Aortic Valvuloplasty (BAV) of the aortic valve. The effective length of the catheter is 110 cm and it has two lumens: one lumen is used to inflate and deflate the balloon and the other permits the use of a guidewire to position the catheter. The balloon inflation luer-lock hub (angled) connects to a syringe inflation device to deliver radiopaque contrast media for inflation. The guidewire luer-lock hub (straight) connects to the guidewire lumen. The balloon functions by connecting an inflation device to the angled luer lock and injecting contrast/sailine into the inflation lumen; which inflates the balloon on the distal end of the catheter. The inflation device plunger is pulled back to deflate the balloon and it can then be withdrawn into the introducer for removal.

    AI/ML Overview

    The provided text is a 510(k) summary for the True Dilatation Balloon Valvuloplasty Catheter. It describes the device, its intended use, and the functional and safety testing performed to demonstrate its equivalence to a predicate device.

    Acceptance Criteria and Device Performance Study

    The document does not detail specific quantitative acceptance criteria or a dedicated study that proves the device meets these criteria in the way one might expect for an AI/ML device. Instead, it focuses on demonstrating substantial equivalence to a previously cleared predicate device (True Dilatation Balloon Valvuloplasty Catheter, 510(k) number K121083).

    The "study" in this context is the range of Functional and Safety Testing outlined, which serves to verify that the device design met its functional and performance requirements. The acceptance criteria for these tests would implicitly be the successful completion of each test without failure and within specified parameters, demonstrating that the device functions as intended and is safe.

    Here's a breakdown of what can be extracted:


    1. Table of Acceptance Criteria and Reported Device Performance

    Note: The document does not provide explicit "acceptance criteria" with numerical thresholds for performance metrics. Instead, it describes "performance requirements" that were met through testing. The "reported device performance" is the successful completion of these tests.

    Acceptance Criteria (Implied)Reported Device Performance
    Biocompatibility in accordance with ISO 10993-1 2009Device underwent biocompatibility testing. (Successful)
    Sterility in accordance with ISO 11135-1 2007Device underwent sterility testing. (Successful)
    Packaging integrity in accordance with ASTM D4169:2009Device underwent packaging integrity testing. (Successful)
    Mechanical testing in accordance with ISO 10555-1 2009Device underwent mechanical testing. (Successful)
    Dimensional verification of inflated balloonPerformed. (Successful, specific values not given)
    Simulated use for access to annulus, inflation, re-sheathing, and withdrawalPerformed. (Successful)
    Inflation and deflation timePerformed. (Successful, specific values not given)
    Rupture, herniation, and leakingPerformed. (Successful, no rupture, herniation, or leaking)
    Compatibility with introducerPerformed. (Successful)
    Diameter Variation over Operating Pressure Range (20-26mm)<2% (This is a specific performance metric reported)

    Note on "Acceptance Criteria": For a physical medical device, especially for a 510(k) based on substantial equivalence, the "acceptance criteria" are generally that the device performs functionally and safely at least as well as the predicate device, and meets relevant international standards. The listed tests are how this is demonstrated.


    The subsequent questions (2-9) are typically relevant for AI/ML device submissions, which involve data provenance, ground truth establishment, and clinical study designs. This document describes a traditional medical device (balloon catheter), and therefore, most of these questions are not applicable based on the provided text.

    Here's why and what can be said:

    2. Sample Size Used for the Test Set and Data Provenance

    • Not applicable in the context of AI/ML. This document describes a physical medical device (catheter). The "test set" refers to samples of the device itself undergoing various physical and chemical tests (e.g., biocompatibility, sterility, mechanical).
    • Sample Size: Not explicitly stated for each test, but "representative samples of the device" were used.
    • Data Provenance: Not applicable in the AI/ML sense. The "data" comes from laboratory and physical testing of device samples.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

    • Not applicable. There is no "ground truth" in the clinical data sense for this type of device submission. The "ground truth" for physical characteristics and performance is established by standardized testing methods and material science. Experts would be involved in designing and conducting these tests (e.g., metrology, materials science, sterility assurance professionals), but their roles are not detailed as clinical "ground truth" experts.

    4. Adjudication Method for the Test Set

    • Not applicable. Adjudication is typically for clinical endpoints or image interpretations. For physical device testing, results are usually definitive (pass/fail, within/outside spec).

    5. If a Multi Reader Multi Case (MRMC) Comparative Effectiveness Study was Done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    • Not applicable. This is a physical medical device, not an AI/ML diagnostic tool involving human readers or interpretation of medical cases.

    6. If a Standalone (i.e. algorithm only without human-in-the-loop performance) was done

    • Not applicable. This is a physical medical device, not an algorithm.

    7. The Type of Ground Truth Used

    • Not applicable in the AI/ML sense. For this device, the "ground truth" for its performance is established by:
      • Compliance with recognized international standards (e.g., ISO, ASTM).
      • Physical measurements and characterizations (e.g., balloon diameter variation, inflation/deflation time).
      • Results of controlled laboratory tests (e.g., biocompatibility assays, sterilization validation).
      • Comparison to the performance characteristics of the legally marketed predicate device.

    8. The Sample Size for the Training Set

    • Not applicable. This is a physical medical device, not an AI/ML algorithm that requires a training set.

    9. How the Ground Truth for the Training Set was Established

    • Not applicable. As above, no training set for an AI/ML algorithm is involved.
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