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510(k) Data Aggregation

    K Number
    K201724
    Date Cleared
    2020-10-21

    (120 days)

    Product Code
    Regulation Number
    886.1850
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    Pentacam AXL Wave

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Pentacam AXL Wave is intended to image the anterior segment of the eye which includes the cornea, pupil, anterior chamber and lens. It is indicated for the evaluation of

    • corneal shape,
    • condition of the lens (opaque crystalline lens),
    • the anterior chamber angle,
    • anterior chamber depth,
    • the volume of the anterior chamber,
    • anterior or posterior cortical opacity,
    • the location of cataracts using cross slit imaging with densitometry,
    • corneal thickness,
    • axial length,
    • white-to-white distance.
    • optical aberrations of the eye,
    • and retroillumination imaging.

    The Pentacam AXL Wave also performs calculations to assist physicians in determining the power of the intraocular lens for implantation.

    Device Description

    The Pentacam AXL Wave is intended to image the anterior segment of the eye to measure eye components, such as corneal thickness, anterior chamber depth, corneal cylinder, corneal cylinder axis and white-to-white-distance. The axial length of the eye can be measured by a built-in interferometer. An also integrated aberrometer can determine the optical aberrations of the eye. By using retroillumination imaging, the back-lit eye can be observed.

    The measured parameters can be used by physicians to calculate the power of the intraocular lens (IOL) implanted during a cataract surgery.

    While rotating around the eye, the Pentacam AXL Wave captures Scheimpflug images of the anterior eye segment through varying axes. The Scheimpflug images created during an examination are transmitted to a connected PC.

    Scheimpflug images can be captured within maximum of two seconds. Up to 138,000 genuine height values are measured and analyzed from the Scheimpflug images.

    The Scheimpflug images are the basis for the height data which are used to calculate a mathematical 3D model of the anterior eye segment.

    The mathematical 3D model, corrected for eye movements, provides the basis for all subsequent analysis.

    The axial length of the eye is measured by interferometry measurements are done by a common Hartmann-Shack-Aberrometer. The retroillumination works similar to the illumination method of slit-lamps.

    AI/ML Overview

    The medical device described, the OCULUS Pentacam AXL Wave, is a combination device that integrates functionalities from two predicate devices: the Pentacam AXL (K152311) and the LUNEAU SAS, VX120 (K143086). The submission focuses on demonstrating substantial equivalence to these predicates, rather than proving performance against specific quantitative acceptance criteria for de novo claims.

    Here's an analysis of the provided text in the requested format:


    1. Table of Acceptance Criteria and Reported Device Performance

    The FDA submission for the Pentacam AXL Wave does not explicitly state quantitative acceptance criteria in terms of sensitivity, specificity, accuracy, or other performance metrics, nor does it provide a direct table of reported device performance against such criteria. Instead, it relies on demonstrating substantial equivalence to predicate devices. The "performance" assessment is based on the device conforming to established standards and showing that its combined functionalities are as safe and effective as the individual functionalities of the predicate devices.

    However, the document lists various technical specifications and qualitative aspects that can be inferred as "performance characteristics" that are deemed acceptable because they are equivalent to or do not significantly deviate from the predicates.

    Feature/CharacteristicAcceptance Criteria (Inferred from Predicates)Reported Device Performance (Pentacam AXL Wave)
    General FunctionalityIntended to image anterior segment, evaluation of corneal shape, lens condition, anterior chamber, cataracts, corneal thickness, axial length, white-to-white distance. Calculations for IOL power. (Based on Pentacam AXL).Same indications as Pentacam AXL, with added evaluation of "optical aberrations of the eye" and "retroillumination imaging" (similar to VX120). Performs calculations for IOL power.
    Scheimpflug Camera Resolution1392x1040 pixel (Pentacam AXL)1392x1040 pixel
    Slit Length & Width14 mm, 35 μm (Pentacam AXL)14 mm, 35 μm
    Images per Scan Time100 images in 2 seconds (Pentacam AXL)100 images in 2 seconds
    Measuring PointsUp to 138,000 (Pentacam AXL)Up to 138,000
    Axial Length Measurement Range14 – 40 mm (Pentacam AXL)14 – 40 mm
    Aberrometry TypeHartmann-Shack aberrometer (VX120)Hartmann-Shack aberrometer
    Aberrometry Spherical Measurement Range-20D to +20D for corneal vertex distance 12 mm (VX120)-10D to +6D for corneal vertex distance 12 mm. Note: This is an intentional difference "not raising new questions of safety and effectiveness because the measurement range continues to be appropriate for the relevant patient group".
    Aberrometry Cylindrical Measurement Range0D - 8D (VX120)0D - 6D. Note: Slightly narrower range, but still considered acceptable due to substantial equivalence reasoning.
    Retroillumination MethodSlit-lamp illumination method (VX120)Slit-lamp illumination method (850 nm wavelength)
    Electrical Safety & EMCCompliance with IEC 60601-1, IEC 60601-1-2 (Common standards)Compliance demonstrated.
    Laser SafetyCompliance with IEC 60825-1 (Class 1 laser product)Class 1 laser product (for both AXL Wave and Pentacam AXL).
    Other Standards ComplianceISO 15004-1, ISO 15004-2, ISO 22665 (Common standards)Compliance demonstrated.

    2. Sample Size Used for the Test Set and Data Provenance

    The document does not specify a sample size for a "test set" or provide details on data provenance (country of origin, retrospective/prospective). The submission relies on "bench and clinical testing" to demonstrate safety and effectiveness and substantial equivalence to predicates, rather than presenting a de novo clinical study with a defined test set for performance metrics.

    3. Number of Experts Used to Establish Ground Truth and Qualifications

    This information is not provided in the document. The submission focuses on technical equivalence and compliance with established standards, not on a clinical validation study requiring expert-established ground truth.

    4. Adjudication Method

    This information is not provided in the document. As no specific clinical study with expert ground truth establishment is detailed, an adjudication method is not described.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    A MRMC comparative effectiveness study was not described or presented in the provided text. The document does not discuss human reader improvement with or without AI assistance. This device is an imaging and measurement device, not an AI-powered diagnostic algorithm with a human-in-the-loop component in the context of this submission.

    6. Standalone Performance Study (Algorithm Only)

    While the device itself is a standalone system, the provided text does not describe or present a separate "standalone" performance study akin to an algorithm-only evaluation for a machine learning model. Instead, it refers to "bench and clinical testing" which demonstrated the overall device's safety and effectiveness and its substantial equivalence to the predicate devices. The "algorithm" here refers to the underlying physics-based calculations (Scheimpflug analysis, interferometry, Hartmann-Shack principle) rather than a machine learning algorithm requiring separate standalone performance assessment.

    7. Type of Ground Truth Used

    Given the nature of the device (measuring physical characteristics of the eye) and the submission's focus on substantial equivalence to existing devices, the "ground truth" for the device's measurements would inherently be based on:

    • Physical principles/measurements: The accuracy of Scheimpflug imaging for corneal shape, interferometry for axial length, and Hartmann-Shack for aberrations are based on established optical and physical principles.
    • Comparison to predicate devices: The "ground truth" for proving equivalence is implicitly the performance and measurements obtained from the legally marketed predicate devices (Pentacam AXL and VX120), which themselves would have been validated against established clinical standards or other "gold standard" instruments.
    • The document states "bench and clinical testing demonstrate that the Pentacam AXL Wave is as safe and effective as its predicate devices," suggesting that a comparison of measurements against the predicate devices was likely a core part of the "ground truth" for validation.

    8. Sample Size for the Training Set

    The document does not mention a training set sample size. This indicates that the device's underlying computational methods for image processing and measurement are likely based on established deterministic algorithms (e.g., optical physics, mathematical modeling of 3D structures) rather than iterative machine learning models requiring large training datasets.

    9. How Ground Truth for the Training Set Was Established

    Since there is no mention of a "training set" in the context of a machine learning model, the concept of establishing ground truth for a training set does not apply in this document. The device uses established optical and measurement principles, where the accuracy of its internal calculations and measurements would be validated through engineering verification and clinical validation against known physical standards or established clinical measurement methods, as reflected in the "bench and clinical testing" reference.

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    K Number
    K152311
    Device Name
    Pentacam AXL
    Date Cleared
    2016-01-20

    (159 days)

    Product Code
    Regulation Number
    886.1850
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    Pentacam AXL

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Pentacam® is designed to take photos of the anterior segment of the cornea, pupil, anterior chamber and lens of the eye. To evaluate:

    • · corneal shape,
    • · analyze condition of the lens (opaque crystalline lens),
    • · analyze the anterior chamber angle,
    • · analyze anterior chamber depth,
    • · analyze the volume of the anterior chamber,
    • · analyze anterior or posterior cortical opacity.
    • · analyze the location of cataracts (nuclear, sub capsular and or cortical), using cross slit imaging with densitometry,
    • · corneal thickness,
    • · axial length,
    • · white-to-white distance.

    The Pentacam® AXL also performs calculations to assist physicians in determining the power of the intractular lens for implantation.

    Device Description

    The Pentacam AXL is designed to take photos of the anterior segment of the eye to measures eye components such as Axial length, Corneal thickness, Anterior chamber depth, Corneal curvature, Corneal cylinder, Corneal cylinder axis and White-to-white-distance. The measured parameters can be used by physicians to calculate the power of the intraocular lens (IOL) implanted during a cataract surgery.

    While rotating around the eye. the Pentacam® AXL captures Scheimpflug images of the anterior eye segment through varying axes. The Scheimpflug images created during an examination are transmitted to the connected PC. The axial length of the eye is measured by interferometry.

    Scheimpflug images can be captured within maximum two seconds. Up to 138,000 genuine height values are measured and analyzed from the Scheimpflug images.

    The Scheimpflug images are the basis for the height data which are used to calculate a mathematical 3D model of the anterior eye segment.

    The mathematical 3D model, corrected for eye movements, provides the basis for all subsequent analysis.

    AI/ML Overview

    The provided text describes the acceptance criteria and study proving that the Pentacam AXL device meets these criteria by demonstrating substantial equivalence to predicate devices (IOL Master 500 and Pentacam).

    Here's a breakdown of the requested information:

    1. Table of Acceptance Criteria (as implied by comparison to predicate devices) and Reported Device Performance:

    The acceptance criteria for the Pentacam AXL are implicitly defined by its agreement with the predicate devices (IOL Master 500 and Pentacam) on various ophthalmic measurements. The study evaluated agreement using mean differences and 95% Limits of Agreement (LoA). The table below summarizes the reported performance for the overall eye population in comparison to IOL Master 500, which serves as the primary benchmark for the new functionalities (like axial length). Similar data exists for other eye populations and for comparison with the original Pentacam for parameters related to Scheimpflug imaging.

    MeasureAcceptance Criteria (95% LoA, derived from predicate agreement)Reported Pentacam AXL Performance (vs. IOL Master 500, Overall Population)
    Axial Length [mm](-0.116; 0.110)Difference (Mean ± SD): -0.003 ± 0.058
    Radius Flat Meridian [mm](-0.063; 0.111)Difference (Mean ± SD): 0.024 ± 0.044
    Radius Steep Meridian [mm](-0.077; 0.152)Difference (Mean ± SD): 0.037 ± 0.058
    Mean Radius (Rm) [mm](-0.045; 0.106)Difference (Mean ± SD): 0.030 ± 0.038
    Corneal Cylinder [D](-0.99; 0.79)Difference (Mean ± SD): -0.10 ± 0.45
    Corneal Cylinder Axis [°](-23.0; 30.2)Difference (Mean ± SD): 3.6 ± 13.6
    Anterior Chamber Depth [mm](-0.14; 0.24)Difference (Mean ± SD): 0.05 ± 0.10
    White-to-White Distance [mm](-0.57; 0.04)Difference (Mean ± SD): -0.26 ± 0.16
    CCT [µm](-15; 19) (vs. Pentacam)Difference (Mean ± SD): 2 ± 9 (vs. Pentacam)

    Note: The acceptance criteria are interpreted as the demonstrated agreement (Limits of Agreement) with the predicate devices, indicating that the Pentacam AXL performs within acceptable ranges compared to established devices. A separate de novo set of acceptance criteria is not explicitly stated, but the study design aims to show non-inferiority/agreement.

    2. Sample Size Used for the Test Set and the Data Provenance:

    • Test Set 1 (Pentacam AXL vs. IOL Master 500):

      • Sample Size: 80 subject eyes (20 eyes in each of four pre-defined eye populations).
      • Data Provenance: Not explicitly stated as country of origin, but described as a clinical study comparing the Pentacam AXL with the IOL Master 500. This implies prospective collection for the purpose of this comparison.
      • Four Eye Populations: Normal eyes (phakic, no cataracts/corneal disease), eyes with cataracts, eyes with abnormal corneal shape (post-keratorefractive surgery), and eyes without a natural lens (aphakic/pseudophakic).
    • Test Set 2 (Pentacam AXL vs. Pentacam):

      • Sample Size: 138 eyes of 138 patients.
      • Data Provenance: Not explicitly stated as country of origin, but described as a second agreement study. This implies prospective collection for the purpose of this comparison.
    • Test Set 3 (In-house Precision Testing):

      • Sample Size: 40 eyes of 40 subjects.
      • Data Provenance: Described as "In-house Precision Testing," implying internal data collection.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and the Qualifications of Those Experts:

    This information is not provided in the document. The study design is a comparison between two devices (Pentacam AXL and predicate devices), rather than an evaluation against a manually established ground truth by experts. The "ground truth" for the test set is effectively the measurements obtained by the predicate devices.

    4. Adjudication Method for the Test Set:

    This information is not provided. As the study is a direct comparison between device measurements, traditional adjudication methods involving expert review of images for diagnosis or measurement might not be directly applicable in the same way as, for example, a diagnostic AI study. The "adjudication" is implicitly the statistical comparison of measurements from two automated devices.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done, If So, What Was the Effect Size of How Much Human Readers Improve with AI vs Without AI Assistance:

    A multi-reader multi-case (MRMC) comparative effectiveness study was not conducted as described in the provided text. The study focused on the agreement between the Pentacam AXL and existing devices (IOL Master 500 and Pentacam) for quantitative ophthalmic measurements. It did not involve assessing human reader performance, either with or without AI assistance.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) Was Done:

    Yes, the studies described are essentially standalone performance evaluations. The Pentacam AXL, an ophthalmic device, directly measures various eye parameters. The evaluations compare these direct device measurements against those from predicate devices or against repeat measurements from the same device (precision study). There is no "human-in-the-loop" aspect to these performance assessments; they assess the device's inherent measurement capabilities.

    7. The Type of Ground Truth Used:

    The type of ground truth used is comparison to legally marketed predicate devices.

    • For axial length, corneal curvature, corneal cylinder, anterior chamber depth, and white-to-white distance, the IOL Master 500 served as the predicate/reference device.
    • For central corneal thickness, and corneal shape parameters, the Pentacam Scheimpflug Camera served as the predicate/reference device.
    • For the precision study, repeat measurements from the Pentacam AXL itself served as the reference for repeatability and reproducibility.

    8. The Sample Size for the Training Set:

    The document describes studies for device validation (performance testing), not for training a machine learning algorithm. Therefore, there is no "training set" mentioned or implied for an AI/algorithm in the context of device development as presented here. The Pentacam AXL is a measurement device, and the Scheimpflug images capture process and subsequent analysis are part of its inherent design, not machine learning that requires a separate training set.

    9. How the Ground Truth for the Training Set Was Established:

    As there is no training set for an AI/algorithm described in this submission, this question is not applicable.

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