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    K Number
    K091241
    Manufacturer
    Date Cleared
    2009-11-06

    (193 days)

    Product Code
    Regulation Number
    870.2700
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    MASIMO RAINBOW SET RADICAL 7 PULSE CO-OXIMETER; RAD 87 PULSE CO-OXIMETER

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Masimo Rainbow SET® Rad 87 Pulse CO-Oximeter and accessories are indicated for the continuous noninvasive monitoring of functional oxygen saturation of arterial hemoglobin (SpO₂), pulse rate, carboxyhemoglobin saturation (SpCO), methemoglobin saturation (SpMet), total hemoglobin concentration (SpHb), and/or respiratory rate (RR). The Masimo Rainbow SET® Rad 87 Pulse CO-Oximeter and accessories are indicated for use with adult, pediatric, and neonatal patients during both no motion and motion conditions, and for patients who are well or poorly perfused in hospital-type facilities, mobile, and home environments.

    Device Description

    The Rainbow SET® Rad 87 Pulse CO-Oximeter and accessories (Rad 87) include the MX board with Masimo Rainbow SET technology. The Rad 87 provides noninvasive monitoring of arterial oxygen saturation (%SpO₂), pulse rate, carboxyhemoglobin saturation (%SpCO), methemoglobin saturation (%SpMet), total hemoglobin concentration (g/dl SpHb), and/or respiratory rate (RR). Other information displayed by the Rad 87 includes: Low Signal IQ (Low SIQ), Perfusion Index (PI), Pleth Variability Index (PVI), Total Arterial Oxygen Content (SpOC), Respiratory Signal Quality (RSQ), alarm status, alarm silence, battery life, sensor status, and trends. The Rad 87 has output interfaces include: Nurse Call analog output, and RS-232 serial output. The Rad 87 in this filing are the Rad-87 in the K080238 filing, but with the addition of respiratory rate monitoring.

    AI/ML Overview

    The Masimo Rainbow SET® Rad 87 Pulse CO-Oximeter and Accessories are indicated for the continuous noninvasive monitoring of several physiological parameters. The acceptance criteria and device performance are outlined below, along with details of the supporting studies.

    1. Table of Acceptance Criteria and Reported Device Performance:

    FeatureAcceptance Criteria (Specifications)Reported Device Performance (Accuracy)
    SpO2 (Oxygen Saturation)
    No MotionDisplay Range: 0-100%60-80% ± 3% (adults/pediatrics/infants)
    Motion70-100% ± 2% (adults/pediatrics/infants); ± 3% (neonates)
    Low Perfusion70-100% ± 2% (adults/pediatrics/infants/neonates)
    Pulse Rate
    No MotionDisplay Range: 25-240 bpm25-240 bpm ± 3 bpm (adults/pediatrics/infants/neonates)
    Motion25-240 bpm ± 5 bpm (adults/pediatrics/infants/neonates)
    Low Perfusion25-240 bpm ± 3 bpm (adults/pediatrics/infants/neonates)
    SpCO (Carboxyhemoglobin Saturation)Display Range: 0-99%1-40% ± 3% (adults/pediatrics/infants)
    SpMet (Methemoglobin Saturation)Display Range: 0-99.9%1-15% ± 1% (adults/pediatrics/infants/neonates)
    SpHb (Total Hemoglobin)Display Range: 0-25 g/dL8-17 g/dl ± 1 g/dl (arterial or venous, adults/pediatrics/infants). (Accuracy not validated with motion or low perfusion.)
    RR (Respiratory Rate)Display Range: 0-150 breaths per minute4-70 breaths per minute ± 1 breath per minute (adults > 30kg)

    2. Sample Size Used for the Test Set and Data Provenance:

    The document provides specific details for different parameters:

    • SpO2, SpCO, SpMet (Adults): "healthy adult volunteers" were tested.
    • SpO2, SpMet (Neonates): 16 neonatal NICU patients (age 7-135 days, weighing 0.5-4.25 kg). 79 data samples were collected.
    • SpO2 (No Motion): "healthy adult male and female volunteers with light to dark skin pigmentation in induced hypoxia studies."
    • SpO2 (Motion): "healthy adult male and female volunteers with light to dark skin pigmentation in induced hypoxia studies while performing rubbing and tapping motions."
    • SpO2 (Low Perfusion): Bench top testing using a Biotek Index 2 simulator and Masimo's simulator.
    • Pulse Rate: Bench top testing using a Biotek Index 2 simulator.
    • SpHb: "healthy adult male and female volunteers and on surgical patients with light to dark skin pigmentation."

    Data Provenance:
    The studies appear to be prospective human blood studies on healthy volunteers and surgical patients for SpO2, SpCO, SpMet, and SpHb. Neonatal data was also collected prospectively in a NICU setting. Benchtop testing was used for low perfusion SpO2 and Pulse Rate.

    Country of Origin: The document does not explicitly state the country of origin for the human volunteer studies; however, the submission is from Masimo Corporation based in Irvine, CA, USA, and approved by the FDA in the USA, suggesting the studies were likely conducted in the US or under US regulatory standards.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications:

    The document does not specify the number of experts used or their qualifications for establishing ground truth. The ground truth for the physiological parameters was established using:

    • A laboratory CO-Oximeter for SpO2, SpCO, SpMet, and SpHb.
    • An ECG monitor for SpO2 (no motion and motion studies).
    • A Biotek Index 2 simulator and Masimo's simulator for low perfusion SpO2 and Pulse Rate.

    4. Adjudication Method for the Test Set:

    The document does not describe any adjudication method involving human experts for the test set. Ground truth was established by reference devices (laboratory CO-Oximeter, ECG monitor) or simulators.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study:

    No MRMC comparative effectiveness study is mentioned in the provided text. The device is a direct physiological measurement device, not an image interpretation or diagnostic aid that typically involves human readers. Therefore, the concept of human readers improving with AI vs without AI assistance does not directly apply here.

    6. Standalone (Algorithm Only) Performance Study:

    Yes, the accuracy statements are for the device's standalone performance (algorithm only without human-in-the-loop performance). The accuracies are reported as deviations from concurrently measured reference values (e.g., laboratory CO-Oximeter, ECG monitor, or simulators). For example:

    • "SpO2, SpCO and SpMet accuracy was determined by testing on healthy adult volunteers... against a laboratory CO-Oximeter."
    • "The Masimo sensors have been validated for no motion accuracy... against a laboratory CO-Oximeter and ECG monitor."

    7. Type of Ground Truth Used:

    The ground truth used for the accuracy studies consists of:

    • Reference device measurements: A laboratory CO-Oximeter and an ECG monitor.
    • Simulator data: Biotek Index 2 simulator and Masimo's simulator for specific conditions (low perfusion SpO2 and pulse rate).

    8. Sample Size for the Training Set:

    The document does not provide information regarding the sample size for any training sets. Given the nature of a pulse CO-Oximeter which uses established physiological principles and signal processing, it's possible that the "training" (development and refinement) of the algorithms was not conducted in the same manner as for AI/machine learning algorithms that typically require large, distinct training datasets. It likely involved extensive engineering, signal processing, and iterative testing rather than a formalized "training set" in the context of deep learning.

    9. How the Ground Truth for the Training Set Was Established:

    As no specific training set is described, there is no information on how ground truth for such a set would have been established. Any internal development and testing would have likely relied on similar reference methods as described for the performance studies.

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    K Number
    K080238
    Manufacturer
    Date Cleared
    2008-05-12

    (102 days)

    Product Code
    Regulation Number
    870.2700
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    MASIMO RAINBOW SET RADICAL 7 PULSE CO-OXIMETER, MASIMO RAINBOW SET RAD 87 PULSE CO-OXIMETER

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Masimo Rainbow SET® Radical 7 Pulse CO-Oximeter and accessories are indicated for the continuous noninvasive monitoring of functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate (measured by an SpO2 sensor), carboxyhemoglobin saturation (measured by an SpCO/SpMet/SpHb sensor), methemoglobin saturation (measured by an SpCO/SpMet/SpHb sensor), and total hemoglobin concentration (measured by an SpHb sensor). The Masimo Rainbow SET® Radical 7 Pulse CO-Oximeter and accessories are indicated for use with adult, pediatric, and neonatal patients during both no motion and motion conditions, and for patients who are well or poorly perfused in hospital-type facilities, mobile, and home environments. In addition, the Masimo Rainbow SET® Radical 7 Pulse CO-Oximeter and accessories are indicated to provide the continuous monitoring data obtained from the Masimo Rainbow SET® Radical 7 Pulse CO-Oximeter and accessories of functional oxygen saturation of arterial hemoglobin (SpO2) and pulse rate (measured by an SpO2 sensor) to multi-parameter devices for the display of those devices.

    The Masimo Rainbow SET® Rad 87 Pulse CO-Oximeter and accessories are indicated for the continuous noninvasive monitoring of functional oxygen saturation of arterial hemoglobin (SpO2), pulse rate (measured by an SpO2 sensor), carboxyhemoglobin saturation (measured by an SpCO/SpMet/SpHb sensor), methemoglobin saturation (measured by an SpCO/SpMet/SpHb sensor), and total hemoglobin concentration (measured by an SpHb sensor). The Masimo Rainbow SET® Rad 87 Pulse CO-Oximeter and accessories are indicated for use with adult, pediatric, and neonatal patients during both no motion conditions, and for patients who are well or poorly perfused in hospital-type facilities, mobile, and home environments.

    The Masimo Rainbow SET® Rad-57 t Pulse CO-Oximeter and accessories are indicated for the continuous noninvasive monitoring of functional oxygen saturation of arterial hemoglobin (SpO2) and pulse rate (measured by an SpO2 sensor) and total hemoglobin concentration (measured by an SpHb sensor). The Masimo Rainbow SET® Rad-57 t Pulse CO-Oximeter and accessories are indicated for use with adult, pediatric, and neonatal patients during both no motion conditions, and for patients who are well or poorly perfused in hospitals, hospital-type facilities, mobile, and home environments.

    Device Description

    The Masimo Rainbow SET® Radical 7 Pulse CO-Oximeter and accessories (Radical 7), the Masimo Rainbow SET® Rad 87 Pulse CO-Oximeter and accessories (Rad 87), and the Masino Rainbow SET® Rad 57t Pulse CO-Oximeter and accessories (Rad 57t) have the noninvasive monitoring Masimo Rainbow SET technology.

    The Radical 7 provides monitoring of arterial oxygen saturation (%SpO2), pulse rate, carboxyhemoglobin saturation (%SpCO), methemoglobin saturation (%SpMet), and/or total hemoglobin concentration (g/dl SpHb). Other information displayed by the Radical 7 include: Low Signal IQ (Low SIQ), Perfusion Index (PI), Pleth Variability Index (PVI), Total Arterial Oxygen Content (CaO2), alarm status, alarm silence, battery life, sensor status, trends, and pleth waveform. The Radical 7 has output interfaces include: SatShare connection to multi-parameter monitors, Nurse Call analog output, and RS-232 serial output.

    The Rad 87 provides noninvasive monitoring of arterial oxygen saturation (%SpO2), pulse rate, carboxyhemoglobin saturation (%SpCO), methemoglobin saturation (%SpMet), and/or total hemoglobin concentration (g/dl SpHb). Other information displayed by the Rad 87 include: Low Signal IQ (Low SIQ), Perfusion Index (PI), Pleth Variability Index (PVI), Total Arterial Oxygen Content (CaO2), alarm status, alarm silence, battery life, sensor status, and trends. The Rad 87 has output interfaces include: Nurse Call analog output, and RS-232 serial output.

    The Rad 57t provides noninvasive monitoring of arterial oxygen saturation (%SpO2), pulse rate, and/or total hemoglobin concentration (g/dl SpHb). Other information displayed by the Rad 87 include: Low Signal IQ (Low SIQ), Perfusion Index (PI), Total Arterial Oxygen Content (CaO2), alarm status, alarm silence, battery life, sensor status, and trends.

    The Radical 7, Rad 87, and Rad 57t are intended to be used with Masimo LNOP series of oximetry sensors and patient cables, Masimo LNCS series of oximetry sensors and patient cables, Masimo Rainbow (SpCO/SpMet) sensors and patient cables, and Masimo Rainbow (SpCO/SpMet/SpHb) sensors and patient cables.

    AI/ML Overview

    The provided text describes the specifications and some testing details for the Masimo Rainbow SET® Radical 7 Pulse CO-Oximeter and accessories, Masimo Rainbow SET® Rad 87 Pulse CO-Oximeter and accessories, and Masimo Rainbow SET® Rad 57t Pulse CO-Oximeter and accessories.

    Here's an analysis of the acceptance criteria and the study that proves the device meets those criteria, based on the provided text:


    1. Acceptance Criteria and Reported Device Performance

    The device performance is described in terms of "Accuracy" for various parameters. The acceptance criteria are implicitly those stated "Specifications" as the expected accuracy for each parameter.

    FeatureType of Pulse CO-OximeterAcceptance Criteria (Specifications)Reported Device Performance (Achieved Accuracy)
    Accuracy - SpO2Radical 7, Rad 87, Rad 57tAdults, Pediatrics, Infants: 60% - 80% ± 3%
    Adults, Pediatrics, Infants, Neonates: 70% - 100% ± 2%
    Adults, Pediatrics, Infants, Neonates: 0% - 69% unspecifiedDuring No Motion Conditions:
    • Adults, Pediatrics, Neonates: 70-100% SpO2 with ±2% against a laboratory CO-Oximeter and ECG monitor. (Footnote 2)
    • Neonatal NICU patients (7-135 days, 0.5-4.25 kg): 70-100% SaO2 with a resultant accuracy of 2.9% SpO2. (Footnote 1)
      During Motion Conditions:
    • Adults, Pediatrics, Infants, Neonates: 70% - 100% ± 3%.
    • Human blood studies on healthy adult male and female volunteers in induced hypoxia studies while performing rubbing and tapping motions. (Footnote 3)
      Low Perfusion:
    • Adults, Pediatrics, Infants, Neonates: 70% - 100% ± 2%.
    • Benchtop testing against a Biotek Index 2 simulator and Masimo's simulator with signal strengths of >0.02% and transmission of >5% for saturations 70-100%. (Footnote 4) |
      | Accuracy - Pulse Rate | Radical 7, Rad 87, Rad 57t| Adults, Pediatrics, Infants, Neonates: 25 - 240 ± 3 bpm (No Motion, Low Perfusion)
      Adults, Pediatrics, Infants, Neonates: 25 - 240 ± 5 bpm (Motion Conditions) | During No Motion Conditions: 25 - 240 ± 3 bpm.
      During Motion Conditions: 25 - 240 ± 5 bpm.
      Low Perfusion: 25 - 240 ± 3 bpm.
    • Validated for range 25-240 bpm in benchtop testing against a Biotek Index 2 simulator. (Footnote 5) |
      | Accuracy - SpCO | Radical 7, Rad 87 | Adults, Pediatrics, Infants: 1% - 40% ± 3% | During No Motion Conditions:
    • Adults, Pediatrics, Infants: 1% - 40% ± 3%.
    • Determined by testing on healthy adult volunteers in the range of 0-40% SpCO against a laboratory CO-Oximeter. (Footnote 1) |
      | Accuracy - SpMet | Radical 7, Rad 87 | Adults, Pediatrics, Infants, Neonates: 1% - 15% ± 1% | During No Motion Conditions:
    • Adults, Pediatrics, Infants, Neonates: 1% - 15% ± 1%.
    • Determined by testing on healthy adult volunteers in the range of 0-15% SpMet against a laboratory CO-Oximeter. (Footnote 1)
    • Neonatal NICU patients (7-135 days, 0.5-4.25 kg): 0.5-2.5% MetHb with a resultant accuracy of 0.9% SpMet. (Footnote 1) |
      | Accuracy - SpHb | Radical 7, Rad 87, Rad 57t| Adults, Pediatrics: 7 - 17 g/dl ± 1 g/dl
      (*SpHb accuracy has been validated on healthy adult male and female volunteers and on surgical patients with light to dark skin pigmentation in the range of 7 - 17 g/dl SpHb against a laboratory CO-oximeter. This variation equals plus or minus one standard deviation which encompasses 68% of the population. The SpHb accuracy has not been validated with motion or low perfusion.) | During No Motion Conditions:
    • Adults, Pediatrics: 7 - 17 g/dl ± 1 g/dl.
    • Validated on healthy adult male and female volunteers and on surgical patients with light to dark skin pigmentation in the range of 7 - 17 g/dl SpHb against a laboratory CO-oximeter. (Specification Table, SpHb Accuracy)
    • Note: SpHb accuracy not validated with motion or low perfusion. |

    2. Sample Size Used for the Test Set and Data Provenance

    • SpO2, SpCO, SpMet (Adults): "Healthy adult volunteers" for SpO2 (60-100%), SpCO (0-40%), and SpMet (0-15%). The exact number of volunteers is not specified, but it's stated that "This variation equals plus or minus one standard deviation. Plus or minus one standard deviation encompasses 68% of the population weight." (Footnote 2). The data provenance is described as "human blood studies" and "induced hypoxia studies," implying prospective data collection in a controlled setting (likely the US, given the submission location).
    • SpO2, SpMet (Neonates): "16 neonatal NICU patients ranging in age from 7-135 days old and weighing between 0.5-4.25 kg." "Seventy-nine (79) data samples were collected." This appears to be prospective clinical data. The country of origin is not specified but is likely in the US.
    • SpO2 (Motion Conditions): "healthy adult male and female volunteers with light to dark skin pigmentation in induced hypoxia studies while performing rubbing and tapping motions." The specific number of volunteers is not provided. Data provenance is prospective human blood studies in a controlled environment.
    • SpO2 (Low Perfusion): "Bench top testing against a Biotek Index 2 simulator and Masimo's simulator." This is simulated data, not human patient data.
    • Pulse Rate: "Bench top testing against a Biotek Index 2 simulator." This is simulated data, not human patient data.
    • SpHb (Adults/Pediatrics): "healthy adult male and female volunteers and on surgical patients with light to dark skin pigmentation." The specific number of volunteers/patients is not provided. Data provenance is described as human clinical studies.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Their Qualifications

    The ground truth was established by a "laboratory CO-Oximeter" for SpO2, SpCO, SpMet, and SpHb, and an "ECG monitor" for SpO2 (in conjunction with the laboratory CO-Oximeter) and a "Biotek Index 2 simulator" for pulse rate and low perfusion SpO2.

    No human experts were explicitly stated to establish the ground truth for the measurements; rather, validated reference instruments were used. Therefore, the concept of "number of experts" and "qualifications of experts" as typically applied to image annotation (e.g., radiologists) is not directly applicable here. The accuracy of the reference instruments serves as the ground truth.


    4. Adjudication Method for the Test Set

    Not applicable. The ground truth was established by reference instruments (laboratory CO-Oximeter, ECG monitor, Biotek Index 2 simulator), not by human adjudication of observations.


    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    No. The description focuses on the standalone performance of the device against reference standards, not on how human readers improve with or without AI assistance. This device is a measurement instrument, not an AI diagnostic tool that assists human readers.


    6. Standalone (Algorithm-Only) Performance Study

    Yes, this entire submission is primarily a standalone performance study. The reported accuracies (e.g., ±2%, ±3%, ±1 g/dl) are for the Masimo devices running their internal algorithms, comparing their output directly to established reference methods (laboratory CO-Oximeter, ECG, simulators). There is no human-in-the-loop component mentioned in these performance evaluations.


    7. Type of Ground Truth Used

    The type of ground truth used is reference standard measurements:

    • Laboratory CO-Oximeter: For SpO2, SpCO, SpMet, and SpHb.
    • ECG monitor: For SpO2 (used in conjunction with the CO-Oximeter).
    • Biotek Index 2 simulator and Masimo's simulator: For SpO2 (low perfusion) and Pulse Rate.

    8. Sample Size for the Training Set

    The document does not explicitly mention a "training set" in the context of machine learning or AI algorithms. The device utilizes "multi-wavelength calibration equations" (Section 5, Page 3), which would have been developed using a dataset, but the size of this dataset is not specified. The studies described appear to be validation (test set) studies for the final calibrated device.


    9. How the Ground Truth for the Training Set Was Established

    As with point 8, the document does not detail how a "training set" ground truth was established. The device relies on "multi-wavelength calibration equations." It can be inferred that these equations were developed and calibrated using a similar methodology to the validation studies (i.e., comparing non-invasive readings to invasive or gold-standard laboratory CO-oximetry measurements across a range of physiological states and patient types). However, the specifics of this development process, including sample size or ground truth establishment for that specific phase, are not provided.

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