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510(k) Data Aggregation

    K Number
    K121721
    Date Cleared
    2012-10-15

    (125 days)

    Product Code
    Regulation Number
    886.4670
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    LAMINAR FLOW PHACO TIPS AND IRRIGATION SLEEVE (21G, REUSABLE)

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Laminar Flow Phacoemulsification Tips are used to break up (emulsify) the nucleus of a cataractous lens and remove the remaining nuclear fragments.

    The Irrigation Sleeve is a device intended to direct irrigation solution across the shaft of a phacoemulsification tip, allowing the solution to enter the eye during ocular surgery.

    The Phacoemulsification tip is intended for use in conjunction with the Irrigation Sleeve during ocular surgery.

    Device Description

    Phacoemulsification (Phaco) is a technique used during cataract surgery to emulsify and extract a cataractous lens from the eye with an ultrasonic handpiece. The ultrasonic handpiece is connected to, and powered by a phacoemulsification system, which is identified in 21 CFR 886.4670 as "an AC-powered device with a fragmenting needle intended for use in cataract surgery to disrupt a cataract with ultrasound and extract the cataract."

    The fragmentation needle, also referred to as a phaco tip, vibrates at an ultrasonic frequency and emulsifies the cataract when connected to an ultrasonic phacoemulsification handpiece. The fragmented tissue can then be aspirated and removed through the lumen of the tip. During a surgical procedure, irrigation solution, typically Balanced Salt Solution (BSS), is used to irrigate the eye and this is passed with the help of an Irrigation Sleeve. The Irrigation Sleeve directs the irrigation solution across the shaft of the phacoemulsification tip, allowing it to enter the eye during ocular surgery. This small molded component is placed over the Phacoemulsification tip. The proposed tips and irrigation sleeves are made of fitanium and medical grade silicone respectively.

    The subject of this 510(k) premarket notification is the Reusable Phacoemulsification Tips (Phaco Tips) & Irrigation Sleeves (Phaco Sleeves), which will be additions to the family of Disposable Laminar Flow Phacoemulsification Tips & Sleeves. The Phaco tips that are the subject of this 510(k) premarket notification have two different designs, straight and curved tip. The same two designs were the subject of the predicate device and have been cleared by the FDA under K111882 (AMO Laminar Flow Phaco Tips). These tips were cleared by the FDA for single use only and now AMO intends to introduce the reusable version of the same models into the market to offer a broad range of products to our customers. These tips will be compatible with all our currently marketed AMO ultrasonic handpieces, and will be made of the same surgical grade titanium as the predicate device. Moreover, these 21G tips will also be compatible with our 21G Irrigation Sleeves (Phaco Sleeve), which is the other subject device of this 510(k) premarket notification. The 21G Irrigation Sleeve will have a slightly different design as compared to the predicate device, which has been cleared under K103023 (AMO Irrigation Sleeve). The reduced gauge size (21G) is designed for use with the 21G Phaco tips. The proposed Light Blue and Orange sleeve will be made of the same medical grade silicone material as the predicate device (Yellow Sleeve), with a difference in the colorant to distinguish between the various AMO sleeve offerings in the market.

    AI/ML Overview

    This looks like a 510(k) summary for a medical device (Laminar Flow Phacoemulsification Tip and Irrigation Sleeve) where the primary change from predicate devices is the claim of reusability, a different gauge size for the irrigation sleeve, and a higher flow rate for the irrigation sleeve.

    However, the provided text does not contain acceptance criteria for specific performance metrics (like sensitivity, specificity, or accuracy) derived from a study comparing the device's output to a ground truth. Instead, it focuses on demonstrating that the device (the reusable Phaco Tips and Irrigation Sleeves) is substantially equivalent to legally marketed predicate devices, with additional testing performed to support the new features (reusability, different gauge size, higher flow rate).

    The document mentions "Functional validation testing has been performed to demonstrate higher flow rate for the proposed irrigation Sleeve," and "Additional testing including Cleaning and Autoclave validation has been performed to demonstrate reusability for both the proposed subject devices." It also lists various standards used in testing.

    Given the information provided, I cannot populate the table or answer all the questions as they relate to typical clinical performance studies (e.g., sample size for test set, number of experts for ground truth, MRMC study, standalone performance). The 510(k) summary focuses on demonstrating engineering equivalence and safety for the reusable aspect and functional performance (like flow rate), rather than diagnostic accuracy or effectiveness in terms of human reader improvement.

    Here's what I can extract and state based on the provided text, and where I must note missing information:

    1. A table of acceptance criteria and the reported device performance

    Feature/TestAcceptance Criteria (or Reference to Standard)Reported Device Performance
    Irrigation Sleeve Flow Rate$\ge 40$ cc/minFunctional validation testing performed to demonstrate higher flow rate; reported to be $\ge 40$ cc/min (this is both the criteria and reported performance, implying it met or exceeded this value). This is specifically compared to the predicate's $\ge 18$ cc/min.
    Phaco Tips & Irrigation Sleeve ReusabilityDemonstrated through Cleaning and Autoclave validationCleaning and Autoclave validation performed, results indicated successful demonstration of reusability.
    Functional TestingCompliance with applicable safety standards (e.g., ANSI/AAMI/IEC 80601-2-58:2008)Performed, "considered successful," and "demonstrates that Phaco Tips & Irrigation Sleeve perform equivalently to the predicate devices with respect to safety and effectiveness."
    SterilizationISO 11137-1, -2, -3; ANSI/AAMI ST79; ISO 17664Performed, in compliance with applicable safety standards.
    Shelf LifeNot specifiedPerformed, in compliance with applicable safety standards.
    Packaging IntegrityNot specifiedPerformed, in compliance with applicable safety standards.
    BiocompatibilityNot specifiedPerformed, "results have shown the material used in these devices to be biocompatible and safe for use during the cataract surgery."
    Non-Clinical Animal StudiesNot specifiedPerformed for Straight and Curved Laminar Flow Phaco Tips along with Irrigation Sleeves. "Both studies demonstrate that Phaco tips and sleeves are safe and effective for human use and that they perform well with our various AMO phacoemulsification systems and handpieces and pose no additional risks." "Demonstrate similar effectiveness and performance profiles with respect to their predicates."

    2. Sample sized used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

    • Sample Size: Not specified for any of the individual tests. The document refers to "various testing" and "studies" but does not give numerical sample sizes.
    • Data Provenance: Not specified. Assumed to be internal testing by Abbott Medical Optics Inc., located in Santa Ana, CA, USA.
    • Retrospective/Prospective: Not specified, but functional and validation testing would typically be prospective (conducted specifically for this submission).

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

    • Not applicable as this is not a diagnostic device involving expert adjudication of ground truth for performance metrics like sensitivity/specificity. The ground truth for functional tests would be based on engineering specifications and standard test methods.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

    • Not applicable for the types of engineering and safety tests described.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    • No MRMC study was done. This is not an AI/diagnostic device that would typically involve human readers.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    • Not applicable. This is not an algorithm-only device. The described tests are for the physical device's functional integrity, safety, and reusability.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

    • The "ground truth" for the tests mentioned (e.g., flow rate, sterilization, biocompatibility, reusability) would be established by:
      • Engineering specifications and measurements: For flow rate, dimensional analysis.
      • Validated test methods and standards: For sterilization (ISO, AAMI standards), cleaning validation, biocompatibility (ISO 10993 series, though not explicitly listed for biocompatibility, it's the standard practice).
      • Animal study observations: For non-clinical animal studies to confirm safety and effectiveness in a biological system.

    8. The sample size for the training set

    • Not applicable. This is not a machine learning/AI device requiring a training set.

    9. How the ground truth for the training set was established

    • Not applicable. This is not a machine learning/AI device.
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    K Number
    K111882
    Date Cleared
    2011-11-07

    (129 days)

    Product Code
    Regulation Number
    886.4670
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    LAMINAR FLOW PHACO TIPS

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Laminar Flow Phacoemulsification Needles (Tips) are used to break up (emulsify) the nucleus of a cataractous lens and remove the remaining nuclear fragments.

    Device Description

    Phacoemulsification (Phaco) is a technique used during cataract surgery to emulsify and extract a cataractous lens from the eye with an ultrasonic handpiece. The ultrasonic handpiece is connected to and powered by a phacoemulsification system, which is identified in 21 CFR 886.4670 as "an AC-powered device with a fragmenting needle intended for use in cataract surgery to disrupt a cataract with ultrasound and extract the cataract."

    The fragmentation needle - also referred to as a phaco tip - referenced in the aforementioned definition is the focus of this 510(k) premarket notification. Phaco tips vibrate at an ultrasonic frequency and emulsify a cataract when connected to an ultrasonic phacoemulsification handpiece. The fragmented tissue can then be aspirated and removed through the lumen of the tip. During a surgical procedure, irrigation solution, typically Balanced Salt Solution (BSS), used to irrigate the eye also passes through the hollow opening of the phaco tip.

    The subject of this 510(k) premarket notification is for the Phacoemulsification Tips (Phaco Tips) that are additions to the family of Laminar Flow Phacoemulsification Tips, of which there are two proposed designs: a straight tip and a curved tip. Both Phaco Tip models will be marketed as single-use devices, will be compatible with all currently marketed AMO ultrasonic handpieces, and will be made of the same surgical grade titanium as the predicate device; the AMO Profinesse III Needle cleared under the AMO Profinesse III Handpiece 510(k), K951462.

    AI/ML Overview

    The provided text is a 510(k) summary for a medical device called "Laminar Flow Phaco Tips." This document focuses on demonstrating substantial equivalence to an existing predicate device rather than presenting a study to prove the device meets specific acceptance criteria in the way one might for a novel AI algorithm or a diagnostic test.

    Therefore, many of the requested points regarding acceptance criteria, sample sizes for test/training sets, expert adjudication, MRMC studies, and standalone performance are not applicable in this context. The 510(k) summary is designed to show that the new device is as safe and effective as a previously cleared device, not to establish novel performance metrics against a reference standard.

    Here's a breakdown based on the provided text:

    1. A table of acceptance criteria and the reported device performance

    • Acceptance Criteria: Not explicitly defined in terms of specific performance metrics (e.g., accuracy, sensitivity, specificity) with numeric thresholds in the provided text. The overall "acceptance criterion" for a 510(k) submission is demonstrating substantial equivalence to a predicate device.
    • Reported Device Performance: The document states that performance testing was conducted to demonstrate equivalence. It generally claims the device performs equivalently to the predicate device in terms of safety and effectiveness.
    Criteria TypeDescription from textReported Performance
    OverallSubstantial equivalence to the legally marketed predicate device (AMO Profinesse III Needle, K951462) in terms of safety and effectiveness."Performance testing was conducted to demonstrate that the Phaco Tips perform equivalently to the predicate device with respect to safety and effectiveness."
    FunctionalEquivalent function and performance to the predicate device. This includes mechanism of action, technological features, materials, intended use, claims, clinical applications, patient population, and method of operation."Functional validation testing... all demonstrate that the proposed device, the Phaco Tips, are substantially equivalent in their function and performance to the legally marketed predicate device..." The "technological characteristics... are identical to those of the legally marketed predicate device... The mechanism of action and technological features... are the same as the predicate device..."
    BiocompatibilityAssessment to ensure the device is biocompatible and safe for human contact."Biocompatibility assessments all demonstrate that the proposed device... are substantially equivalent..."
    SterilizationAssessment of sterilization efficacy."Sterilization... all demonstrate that the proposed device... are substantially equivalent..."
    PackagingAssessment of packaging integrity and maintenance of sterility."Packaging... all demonstrate that the proposed device... are substantially equivalent..."
    Animal StudiesTo demonstrate that the tips perform well with various AMO phacoemulsification systems and handpieces and pose no additional risks, and are safe and effective."Both studies demonstrate that the tips perform well with various AMO phacoemulsification systems and handpieces and pose no additional risks. The results of the animal studies also indicate that the Phaco Tips are safe and effective."

    2. Sample sized used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

    • The document mentions "Non-clinical animal studies" but does not specify the sample size (number of animals or eyes) used in these studies.
    • The data provenance (country of origin, retrospective/prospective) is not mentioned.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

    • Not applicable. This is not a study assessing diagnostic accuracy of an algorithm against expert consensus. The "ground truth" for this type of submission is typically derived from established engineering standards, material properties, and biological responses in animal models, showing equivalence to a known safe and effective (predicate) device.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

    • Not applicable. No expert adjudication method is described as this is not a diagnostic device or AI algorithm evaluation.

    5. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    • Not applicable. This is a physical medical device (phaco tip), not an AI-assisted diagnostic tool.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    • Not applicable. This is a physical medical device, not an algorithm.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

    • The "ground truth" in this context is based on the performance and safety profile of the legally marketed predicate device (AMO Profinesse III Needle, K951462). The goal is to show the new device meets the same performance and safety characteristics.
    • Evidence supporting this includes "functional validation testing, sterilization, packaging, and biocompatibility assessments," and "Non-clinical animal studies."

    8. The sample size for the training set

    • Not applicable. This is not an AI algorithm.

    9. How the ground truth for the training set was established

    • Not applicable. This is not an AI algorithm.
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