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510(k) Data Aggregation

    K Number
    K060912
    Date Cleared
    2006-04-19

    (16 days)

    Product Code
    Regulation Number
    892.5050
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    MODIFICATION TO: HI-ART SYSTEM

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The TomoTherapy HI-ART System® is intended to be used as an integrated system for the planning and delivery of intensity modulated radiation therapy (IMRT). The HI-ART System provides precise delivery of radiation to tumors or other targeted tissues while minimizing the delivery of radiation to vital healthy tissue.

    The HI-ART System's planning station or operator station is intended to be used by the physician/oncologist to prescribe a radiation therapy plan for a particular patient. The HI-ART System then calculates the treatment plan which the physician reviews and approves.

    The HI-ART system's operator station and status console is then intended to be used by the therapist to select and implement the patient's treatment plan. The treatment process will begin by performing a TomoImage™ (MVCT) scan (a CT using the onboard linear accelerator as the radiation source). This Tomolmage (MVCT) will confirm that the patient's position is correct for the radiation therapy as well as assist in patient repositioning when necessary. The Tomolmage (MVCT image) is not for diagnostic use.

    When patient positioning is complete, the HI-ART System is then intended to be used by the therapist to treat the patient using the selected treatment plan. The HI-ART System delivers the radiation therapy, stereotactic radiotherapy or stereotactic radiosurgery treatment in accordance with the physician approved plan delivered in a helical tomographic pattern.

    Device Description

    The TomoTherapy HI-ART System is a radiation therapy system that integrates planning, dose calculation, megavoltage CT scanning, and helical radiation therapy treatment capabilities into a single comprehensive IMRT system.

    The HI-ART System's planning station or operator station is used by the physician to prescribe and enter the radiation therapy plan. A diagnostic CT image imported via a DICOM protocol from another diagnostic CT device or a TomoImage (MVCT) scan is used as the basis for the plan. The regions of interest, regions to avoid, and other prescribing information are entered in a manner that is similar to other commercially available planning systems.

    The HI-ART System utilizes a 6 MV linear accelerator as the radiation source. The linear accelerator along with the primary collimator, multi-leaf collimator (MLC), detector, various control devices and power supplies are mounted on a rotating gantry, much like a CT gantry. During treatment or imaging, the patient is positioned on the couch support, and the couch moves axially through the bore of the gantry, and the radiation is delivered in a helical pattern.

    The primary collimator and the MLC control the beam dimensions during radiation delivery so that the range of collimated beam size can vary from 0 to 400 mm wide by 5 to 50 mm at the isocenter. The MLC is constructed of 64 tungsten leaves that open and close as determined by the radiation therapy plan. The intensity of the radiation beam is proportional to the length of time that a particular leaf is open. The opening and closing of various leaves as the radiation is delivered in this helical pattern allows for an IMRT plan to be delivered with precise control. The result is a highly conformal dose to the region of interest with low doses to surrounding healthy tissue.

    Because the HI-ART System is operating in a helical mode similar to CT systems, it inherently has the ability to obtain a CT image. The system utilizes the linear accelerator to obtain a megavoltage (MVCT) scan of the region of interest prior to the delivery of radiation therapy. This MVCT image is then used to ascertain that the patient is correctly positioned prior to treatment. The radiation dose to the patient from an MVCT scan is comparable to diagnostic CT or portal imaging.

    AI/ML Overview

    The provided text describes a medical device, the TomoTherapy HI-ART System®, which is a radiation therapy system. However, the document primarily focuses on regulatory approval (510(k) submission for substantial equivalence) and does not contain specific acceptance criteria or an in-depth study proving the device meets those criteria in the manner typically expected for AI/ML device evaluations (e.g., performance metrics like sensitivity, specificity, AUC).

    Instead, the "Validation" section describes a more general approach, focusing on system functionality and compliance with safety standards rather than quantitative performance metrics against a defined ground truth for a diagnostic or AI-driven task.

    Therefore, for aspects like "Table of acceptance criteria and reported device performance," "Sample size for the test set," "Number of experts for ground truth," "Adjudication method," "MRMC study," "Standalone performance," "Type of ground truth," "Sample size for training set," and "How ground truth for training set was established," the provided document does not contain this information.

    It is important to note that this document is a 510(k) summary, which typically focuses on demonstrating substantial equivalence to a predicate device and compliance with general safety and performance principles, rather than presenting detailed clinical trial results or AI/ML performance metrics.

    Here's a summary of what can be extracted or inferred from the provided text, along with the information that is not present:


    Acceptance Criteria and Study for TomoTherapy HI-ART System® (modified)

    1. Table of Acceptance Criteria and Reported Device Performance

    Acceptance CriteriaReported Device Performance
    System Functionality Validation:
    • Planning
    • Imaging
    • Delivery
    • Database Management
    • DICOM Communications | "The HI-ART System was extensively validated for system functionality, including planning, imaging, delivery, database management, DICOM communications, etc."
      (Evaluation against IMRT phantoms, ion chambers, and other test phantoms.) |
      | Safety Compliance:
    • IEC 60601-1 (Medical electrical equipment - General requirements for safety)
    • IEC 60601-2-1 (Medical electrical equipment - Particular requirements for the safety of medical electron accelerators in the range 1 MeV to 50 MeV)
    • IEC 60601-1-2 (Medical electrical equipment - Collateral standard: Electromagnetic compatibility - Requirements and tests)
    • IEC 60601-1-4 (Medical electrical equipment - Collateral standard: Programmable electrical medical systems)
    • EN ISO 14971:2000 (Medical devices - Application of risk management to medical devices) | "The HI-ART System is designed to comply with relevant sections of the IEC 60601-1, IEC 60601-2-1, IEC 60601-1-2, IEC 60601-1-4 safety standards and EN ISO 14971:2000."
      "Validation and verification testing of the HI-ART System demonstrates the device is safe and effective for its intended use." |
      | Intended Use Fulfillment:
    • Integrated system for planning and delivery of IMRT.
    • Precise radiation delivery to tumors/targeted tissues.
    • Minimizing radiation delivery to vital healthy tissue.
    • Physician/oncologist prescribes plan; system calculates; physician approves.
    • Therapist selects/implements plan.
    • TomoImage (MVCT) scan for patient positioning confirmation and repositioning assist (not for diagnostic use).
    • Delivers radiation therapy, stereotactic radiotherapy, or stereotactic radiosurgery in helical tomographic pattern. | The conclusion states: "Validation and verification testing of the HI-ART System demonstrates the device is safe and effective for its intended use." This implicitly means it meets the stated intended uses. |
      | Substantial Equivalence: | "The HI-ART System with modifications is substantially equivalent to the HI-ART system [Predicate Device: K042739]." (As determined by the FDA.) |

    Note: The document provides high-level statements about meeting safety standards and demonstrating safety/effectiveness for intended use, rather than specific numerical performance metrics for acceptance criteria.

    2. Sample size used for the test set and the data provenance

    • Not present in the document. The validation section mentions "IMRT phantoms, ion chambers and other test phantoms," which are physical objects rather than patient data. There is no mention of a test set of patient data, nor its provenance (country of origin, retrospective/prospective).

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

    • Not present in the document. Since there is no mention of a patient-related test set or
      ground truth establishment using experts, this information is not applicable.

    4. Adjudication method for the test set

    • Not present in the document.

    5. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    • Not present in the document. This type of study is not mentioned. The device is a radiation therapy system, not an AI diagnostic tool for human reader improvement.

    6. If a standalone (i.e. algorithm only without human-in-the loop performance) was done

    • Not present in the document. The device is an integrated system (planning, imaging, delivery) that is always used with human operators (physicians/oncologists and therapists). The concept of "standalone algorithm performance" (e.g., for a diagnostic AI) does not directly apply here. The system's imaging component (MVCT) is explicitly stated "is not for diagnostic use."

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.)

    • Not present in the document in the context of patient data. For the system's "functionality validation," the ground truth seems to be derived from physical measurements using tools like "IMRT phantoms, ion chambers and other test phantoms" against expected physical radiation dose distributions and system behaviors.

    8. The sample size for the training set

    • Not present in the document. The document describes a radiation therapy delivery system, not a machine learning model that would typically have a "training set" of data.

    9. How the ground truth for the training set was established

    • Not present in the document. (See point 8).

    In conclusion, the provided FDA 510(k) summary focuses on regulatory compliance, system functionality, safety standards, and substantial equivalence to a predicate device for a radiation therapy system. It does not include the detailed performance metrics, patient data study designs, or AI/ML-specific validation information that would be expected for a diagnostic AI device.

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    K Number
    K042739
    Device Name
    HI-ART SYSTEM
    Date Cleared
    2004-11-03

    (30 days)

    Product Code
    Regulation Number
    892.5050
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    HI-ART SYSTEM

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The TomoTherapy HI-ART System is intended to be used as an integrated system for the planning and delivery of intensity modulated radiation therapy (IMRT) for the treatment of cancer. The HI-ART System provides precise delivery of radiation to tumors while minimizing the delivery of radiation to vital healthy tissue.

    The HI-ART System's planning station is intended to be used by the physician/oncologist to prescribe a radiation therapy plan for a particular patient. The HI-ART System then calculates the treatment plan which the physician reviews and approves.

    The HI-ART system's operator station and status console is then intended to be used by the therapist to select and implement the patient's treatment plan. The treatment process will begin by performing a Tomolmage™ (MVCT) scan (a CT using the onboard linear accelerator as the radiation source). This TomoImage (MVCT) will confirm that the patient's position is correct for the radiation therapy as well as assist in patient re-positioning when necessary. The Tomolmage (MVCT image) is not for diagnostic use.

    When patient positioning is complete, the HI-ART System is then intended to be used by the therapist to treat the patient using the selected treatment plan. The HI-ART System delivers the radiation therapy, or stereotactic radiotherapy or radiosurgery, treatment in accordance with the physician approved plan using IMRT techniques delivered in a helical tomographic pattern.

    Device Description

    The TomoTherapy HI-ART System is a radiation therapy system that integrates planning, dose calculation, megavoltage CT scanning, and helical radiation therapy treatment capabilities into a single comprehensive IMRT system.

    The HI-ART System's planning station is used by the physician to prescribe and enter the radiation therapy plan. The patient's diagnostic CT image is imported via a DICOM protocol from another diagnostic CT device. The regions of interest, regions to avoid, and other prescribing information are entered in a manner that is similar to other commercially available planning systems.

    The HI-ART System utilizes a 6 MV linear accelerator as the radiation source. The linear accelerator along with the primary collimator, multi-leaf collimator (MLC), detector, various control devices and power supplies are mounted on a rotating gantry. much like a CT gantry. During treatment or imaging, the patient is positioned on the couch support, and the couch moves axially through the bore of the gantry, and the radiation is delivered in a helical pattern.

    The primary collimator and the MLC control the beam dimensions during radiation delivery so that the range of collimated beam size can vary from 0 to 400 mm wide by 5 to 50 mm at the isocenter. The MLC is constructed of 64 tungsten leaves that open and close as determined by the radiation therapy plan. The intensity of the radiation beam is proportional to the length of time that a particular leaf is open. The opening and closing of various leaves as the radiation is delivered in this helical pattern allows for an IMRT plan to be delivered with precise control. The result is a highly conformal dose to the region of interest with low doses to surrounding healthy tissue.

    Because the HI-ART System is operating in a helical mode similar to CT systems, it inherently has the ability to obtain a CT image. The system utilizes the linear accelerator to obtain a megavoltage (MVCT) scan of the region of interest prior to the delivery of radiation therapy. This MVCT image is then used to ascertain that the patient is correctly positioned prior to treatment. The radiation dose to the patient from an MVCT scan is comparable to diagnostic CT or portal imaging.

    AI/ML Overview

    Here's an analysis of the provided text regarding the acceptance criteria and study for the TomoTherapy HI-ART System (modified).

    It's important to note that the provided documents are a 510(k) summary and the FDA's clearance letter. These documents primarily focus on demonstrating substantial equivalence to a predicate device and safety and effectiveness from a regulatory perspective. They generally do not contain detailed clinical study reports with specific acceptance criteria tables, sample sizes for test sets with ground truth, multi-reader multi-case studies, or detailed training set information as would be found in a full efficacy trial report.

    Based on the provided text, the device's performance is demonstrated through its design and compliance with safety standards, and by showing substantial equivalence to a previously cleared device. There isn't a "study that proves the device meets the acceptance criteria" in the traditional sense of a clinical performance study with statistical endpoints outlined in the provided documents. Instead, the "acceptance criteria" are implied by the device's intended use and its compliance with relevant safety standards and technical specifications.


    1. Table of Acceptance Criteria and Reported Device Performance

    As mentioned, explicit quantitative acceptance criteria with reported performance metrics in a clinical study format are not present in these regulatory documents. The "acceptance criteria" are implied to be adherence to the specifications of an IMRT system for cancer treatment, safety, and functionality as described.

    Acceptance Criteria (Implied)Reported Device Performance (from summary)
    Integrated Functionality: System effectively integrates planning, dose calculation, MVCT scanning, and helical radiation therapy."The TomoTherapy HI-ART System is a radiation therapy system that integrates planning, dose calculation, megavoltage CT scanning, and helical radiation therapy treatment capabilities into a single comprehensive IMRT system."
    Precision of Radiation Delivery: Delivers radiation precisely to tumors while minimizing delivery to healthy tissue."The HI-ART System provides precise delivery of radiation to tumors or other targeted tissues while minimizing the delivery of radiation to vital healthy tissue."
    IMRT Capability: Capable of delivering Intensity Modulated Radiation Therapy (IMRT)."The HI-ART System delivers the radiation therapy... using IMRT techniques delivered in a helical tomographic pattern."
    Treatment Planning: Planning station allows physicians to prescribe and calculate treatment plans."The HI-ART System's planning station is intended to be used by the physician/oncologist to prescribe a radiation therapy plan... The HI-ART System then calculates the treatment plan which the physician reviews and approves."
    Patient Positioning/Verification: MVCT scan confirms patient position and assists in repositioning."This TomoImage (MVCT) will confirm that the patient's position is correct for the radiation therapy as well as assist in patient re-positioning when necessary."
    Safety: Device operates safely, avoiding injury to patients/operators."The HI-ART System has several characteristics that promote its safety - no beam blocks are used that can fall off onto the patient; the rotating gantry is covered so that the patient cannot contact moving gantry parts; the linear accelerator operates in photon mode only so inadvertent electron exposure is virtually eliminated; MVCT allows for reliable patient positioning." "The HI-ART System is designed to comply with relevant sections of the IEC 60601-1, IEC 60601-2-1, IEC 60601-1-2, IEC 60601-1-4 safety standards."
    Mechanical/Beam Control: MLC controls beam dimensions and intensity."The primary collimator and the MLC control the beam dimensions... The MLC is constructed of 64 tungsten leaves... The opening and closing of various leaves as the radiation is delivered in this helical pattern allows for an IMRT plan to be delivered with precise control."
    Dose from MVCT: MVCT radiation dose is comparable to diagnostic CT or portal imaging."The radiation dose to the patient from an MVCT scan is comparable to diagnostic CT or portal imaging."

    2. Sample Size Used for the Test Set and Data Provenance

    The provided documents do not describe a specific test set or clinical study with patient data (like images or clinical outcomes) used to prove performance in the way a diagnostic AI device would. The "test" for this device appears to be its engineering specifications, functional testing, and comparison to a predicate device. Therefore, information on sample size, country of origin, or retrospective/prospective nature of a clinical test set is not present.


    3. Number of Experts Used to Establish Ground Truth for the Test Set and Their Qualifications

    Since there is no described clinical "test set" in the provided documents used to assess performance against a ground truth, this information is not available. The "ground truth" for a radiation therapy system is typically its ability to accurately deliver a planned dose to a target, which is assessed through physics measurements and phantom studies, rather than expert interpretation of images. The physician/oncologist reviews and approves the treatment plan, but this isn't a "ground truth" establishment for a device performance test in the diagnostic sense.


    4. Adjudication Method (e.g., 2+1, 3+1, none) for the Test Set

    Not applicable, as no clinical test set requiring expert adjudication is described in these documents.


    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done, and the effect size of how much human readers improve with AI vs without AI assistance

    Not applicable. The TomoTherapy HI-ART System is a sophisticated radiation delivery system, not an AI-based diagnostic or assistive reading tool. Its purpose is to physically deliver radiation therapy, and while it has a "planning station" that "calculates the treatment plan," this is not presented as an AI assistance tool for human readers (e.g., radiologists, oncologists) in the typical MRMC study context. Thus, there is no mention of such a study or effect size.


    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was done

    This question typically refers to AI algorithms for diagnosis or analysis. The TomoTherapy HI-ART System is a physical medical device for treatment delivery. While parts of it involve calculation (treatment planning, dose calculation), its overall operation is described as intended for use by physicians and therapists, who ultimately review and approve plans and implement treatment. No "standalone algorithm-only performance" is described in the context of replacing human decision-making or interpretation.


    7. The Type of Ground Truth Used (expert consensus, pathology, outcomes data, etc.)

    As discussed, a clinical "ground truth" in the diagnostic sense (like pathology for cancer detection) is not applicable here. The "ground truth" for a radiation therapy delivery system primarily revolves around:

    • Physics measurements: Verification that the system delivers the prescribed radiation dose distribution accurately to a phantom.
    • Engineering specifications: The device performs according to its design parameters.
    • Safety standards: Compliance with international safety standards (e.g., IEC 60601 series).

    The documents confirm compliance with safety standards and describe the physical mechanisms (MLC, helical delivery) that enable precise dose delivery, implying that the "ground truth" is that the system adheres to these technical and safety specifications.


    8. The Sample Size for the Training Set

    Not applicable in the context of these documents. This device is not an AI algorithm trained on a dataset of cases in the traditional sense. It is a physical treatment delivery system. The "training" would refer to the engineering and physics design, calibration, and testing of the components, not a machine learning training set.


    9. How the Ground Truth for the Training Set Was Established

    Not applicable, for the reasons mentioned in point 8.

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    K Number
    K033347
    Date Cleared
    2003-11-12

    (23 days)

    Product Code
    Regulation Number
    892.5050
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    MODIFICATION TO: HI-ART SYSTEM

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The TomoTherapy HI-ART System is intended to be used as an integrated system for the planning and delivery of intensity modulated radiation therapy (IMRT) for the treatment of cancer. The HI-ART System provides precise delivery of radiation to tumors while minimizing the delivery of radiation to vital healthy tissue.

    The HI-ART System's planning station is intended to be used by the physician/oncologist to prescribe a radiation therapy plan for a particular patient. The HI-ART System then calculates the treatment plan which the physician reviews and approves.

    The HI-ART system's operator station and status console is then intended to be used by the therapist to select and implement the patient's treatment plan. The treatment process will begin by performing a TomoImage™ (MVCT) scan (a CT using the onboard linear accelerator as the radiation source). This TomoImage (MVCT) will confirm that the patient's position is correct for the radiation therapy as well as assist in patient re-positioning when necessary. The Tomolmage (MVCT image) is not for diagnostic use.

    When patient positioning is complete, the HI-ART System is then intended to be used by the therapist to treat the patient using the selected treatment plan. The HI-ART System delivers the radiation therapy treatment in accordance with the physician approved plan using IMRT techniques delivered in a helical tomographic pattern.

    Device Description

    The TomoTherapy HI-ART System is a radiation therapy system that integrates planning, dose calculation, megavoltage CT scanning, and helical radiation therapy treatment capabilities into a single comprehensive IMRT system.

    The HI-ART System's planning station is used by the physician to prescribe and enter the radiation therapy plan. The patient's diagnostic CT image is imported via a DICOM protocol from another diagnostic CT device. The regions of interest, regions to avoid, and other prescribing information are entered in a manner that is similar to other commercially available planning systems.

    The HI-ART System utilizes a 6 MV linear accelerator as the radiation source. The linear accelerator along with the primary collimator, multi-leaf collimator (MLC), xenon detector, various control devices and power supplies are mounted on a rotating gantry, much like a CT gantry. During treatment or imaging, the patient is positioned on the couch support, and the couch moves axially through the bore of the gantry, and the radiation is delivered in a helical pattern.

    The primary collimator and the MLC control the beam dimensions during radiation delivery so that the range of collimated beam size can vary from 0 to 400 mm wide by 5 to 50 mm at the isocenter. The MLC is constructed of 64 tungsten leaves that open and close as determined by the radiation therapy plan. The intensity of the radiation beam is proportional to the length of time that a particular leaf is open. The opening and closing of various leaves as the radiation is delivered in this helical pattern allows for an IMRT plan to be delivered with precise control. The result is a highly conformal dose to the region of interest with low doses to surrounding healthy tissue.

    Because the HI-ART System is operating in a helical mode similar to CT systems, it inherently has the ability to obtain a CT image. The system utilizes the linear accelerator to obtain a megavoltage (MVCT) scan of the region of interest prior to the delivery of radiation therapy. This MVCT image is then used in a non-diagnostic mode to ascertain that the patient is correctly positioned prior to treatment. The radiation dose to the patient from an MVCT scan is comparable to diagnostic CT or portal imaging.

    AI/ML Overview

    Acceptance Criteria and Device Performance Study for the TomoTherapy HI-ART System

    1. Table of Acceptance Criteria and Reported Device Performance:

    The provided document (K033347) is a 510(k) summary for a modified TomoTherapy HI-ART System. As such, it does not explicitly state acceptance criteria in a quantitative table format with corresponding performance metrics as would typically be found in a detailed clinical study report. Instead, the document focuses on demonstrating substantial equivalence to a legally marketed predicate device (TomoTherapy Hi-Art System K013673) and confirming the device's safety and effectiveness for its intended use through extensive validation testing.

    However, based on the information provided, we can infer the general areas of "acceptance criteria" through the descriptions of the device's intended function and the validation methods. The "reported device performance" is then described in broad terms as successful validation.

    Feature/FunctionImplicit Acceptance Criteria (based on intended use & validation)Reported Device Performance
    Planning StationAccurately prescribes and enters radiation therapy plans; similar functionality to other systems."The HI-ART System was extensively validated for system functionality, including planning... " (Page 2). "The HI-ART System's planning station is intended to be used by the physician/oncologist to prescribe a radiation therapy plan for a particular patient. The HI-ART System then calculates the treatment plan which the physician reviews and approves." (Page 0, Intended Use). Implies successful calculation and physician approval.
    Dose CalculationProvides accurate dose calculations for IMRT."The HI-ART System was extensively validated for system functionality, including... dose calculation..." (Page 2). "The HI-ART System delivers the radiation therapy treatment in accordance with the physician approved plan using IMRT techniques delivered in a helical tomographic pattern." (Page 0, Intended Use). This implies the dose calculation is accurate enough to enable physician-approved treatment delivery.
    Megavoltage CT (MVCT) Scan (TomoImage™)Confirms correct patient positioning; assists in repositioning; not for diagnostic use."The HI-ART System was extensively validated for system functionality, including... imaging..." (Page 2). "This TomoImage (MVCT) will confirm that the patient's position is correct for the radiation therapy as well as assist in patient repositioning when necessary. The TomoImage (MVCT image) is not for diagnostic use." (Page 0, Intended Use). "MVCT allows for reliable patient positioning." (Page 1, Safety Considerations).
    Radiation Therapy Delivery (IMRT)Delivers precise radiation to tumors while minimizing exposure to healthy tissue, in a helical pattern."The HI-ART System was extensively validated for system functionality, including... delivery..." (Page 2). "The HI-ART System provides precise delivery of radiation to tumors while minimizing the delivery of radiation to vital healthy tissue." (Page 0, Intended Use). "The HI-ART System delivers the radiation therapy treatment in accordance with the physician approved plan using IMRT techniques delivered in a helical tomographic pattern." (Page 0, Intended Use). "The result is a highly conformal dose to the region of interest with low doses to surrounding healthy tissue." (Page 1, Description).
    System Functionality (General)Reliable operation of integrated components (planning, imaging, delivery, database, DICOM)."The HI-ART System was extensively validated for system functionality, including planning, imaging, delivery, database management, DICOM communications, etc." (Page 2). This indicates all these functionalities met their intended requirements.
    SafetyComplies with relevant IEC safety standards; promotes patient safety (no falling blocks, covered gantry, photon mode only)."The HI-ART System is designed to comply with relevant sections of the IEC 60601-1, IEC 60601-2-1, IEC 60601-1-2, IEC 60601-1-4 safety standards." (Page 1, Standards Compliance). "The HI-ART System has several characteristics that promote its safety - no beam blocks are used that can fall off onto the patient; the rotating gantry is covered so that the patient cannot contact moving gantry parts; the linear accelerator operates in photon mode only so inadvertent electron exposure is virtually eliminated: MVCT allows for reliable patient positioning." (Page 1, Safety Considerations).

    2. Sample Size Used for the Test Set and Data Provenance:

    • Sample Size: The document does not specify a "test set" in terms of patient data. The validation relied on "test tools" such as "IMRT phantoms, ion chambers and other test phantoms" (Page 2). Therefore, the sample size refers to the number of tests performed using these phantoms, which is not quantified.
    • Data Provenance: The study described is a device validation study performed by the manufacturer (TomoTherapy Incorporated). It is an internal, retrospective validation using specified test tools, not prospective clinical data from human subjects. The data is not from a specific country of origin in terms of patient population, as it involves phantoms.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications of Those Experts:

    • The document does not describe the use of "experts" to establish ground truth in the context of a clinical study or image review. The "ground truth" for the device's technical performance (e.g., dose delivery accuracy, image quality for positioning) was established through measurements with physical phantoms and established measurement devices (ion chambers).
    • The validation process would have been overseen by engineers, physicists, and quality assurance personnel within TomoTherapy Incorporated, whose qualifications are not detailed in this summary but would be relevant to radiation therapy device development and testing.

    4. Adjudication Method for the Test Set:

    • No adjudication method (like 2+1, 3+1 consensus) is mentioned or applicable, as the validation was based on physical measurements of device output against established standards and expected performance, rather than human review of cases.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done, What was the Effect Size of How Much Human Readers Improve with AI vs. Without AI Assistance:

    • No MRMC comparative effectiveness study was done. The HI-ART System is a radiation therapy delivery system, not an AI-assisted diagnostic or image interpretation tool for human readers in the traditional sense. Its "AI" or advanced component is the intensity-modulated radiation therapy (IMRT) plan calculation and delivery, which is integral to its function, not a separate assistance tool for human interpretation.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) Was Done:

    • The validation described is essentially a standalone performance assessment of the device's technical functionalities (planning, imaging, delivery, etc.) through testing with phantoms and measurements. The "algorithm only" aspect refers to the planning and dose calculation algorithms within the system, which were tested for accuracy and functionality.
    • However, the device is explicitly designed for "human-in-the-loop" operation: a "physician/oncologist" prescribes the plan, reviews, and approves it, and a "therapist" selects and implements the plan, performs the MVCT scan, and treats the patient (Page 0, Intended Use). The validation ensures these components (algorithms and hardware) function correctly when used by qualified personnel as intended.

    7. The Type of Ground Truth Used:

    • The "ground truth" used for this validation study was physical measurements and established scientific principles related to radiation dose delivery, image quality for positioning, and system functionality. This involved:
      • IMRT phantoms: Used to simulate patient anatomy and allow for precise dose measurements in a controlled environment.
      • Ion chambers: Standard devices for measuring radiation dose, providing objective quantitative data.
      • Other test phantoms: For various aspects of system performance.
      • Compliance with IEC safety standards (Page 1).

    8. The Sample Size for the Training Set:

    • The concept of a "training set" in the context of machine learning or AI algorithm development is not directly applicable here. The document describes a traditional medical device validation for a radiation therapy system, not a study focused on a deep learning model. The system's design and algorithms would have been developed over time, incorporating engineering principles and potentially internal iterations and refinements, but not typically a discrete "training set" phase as seen in current AI development.

    9. How the Ground Truth for the Training Set Was Established:

    • As a "training set" is not explicitly mentioned or relevant in the context of this 510(k) summary for a modified radiation therapy system (not an explicit AI/ML device), the method for establishing its ground truth is not applicable to the information provided. The development of such a complex system would involve extensive engineering, physics, and clinical input during its design and optimization phases.
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    K Number
    K013673
    Device Name
    HI-ART SYSTEM
    Manufacturer
    Date Cleared
    2002-01-28

    (83 days)

    Product Code
    Regulation Number
    892.5050
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    HI-ART SYSTEM

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The TomoTherapy HI-ART System is intended to be used as an integrated system for the planning and delivery of intensity modulated radiation therapy (IMRT) for the treatment of cancer. The HI-ART System provides precise delivery of radiation to tumors while minimizing the delivery of radiation to vital healthy tissue.

    The HI-ART System's planning station is intended to be used by the physician/oncologist to prescribe a radiation therapy plan for a particular patient. The HI-ART System then calculates the treatment plan which the physician reviews and approves.

    The HI-ART system's operator station and status console is then intended to be used by the therapist to select and implement the patient's treatment plan. The treatment process will begin by performing an MVCT scan (a CT using the onboard linear accelerator as the radiation source). This MVCT image will confirm that the patient's position is correct for the radiation therapy as well as assist in patient re-positioning when necessary. The MVCT image is not for diagnostic use.

    When patient positioning is complete, the HI-ART System is then intended to be used by the therapist to confirm the selected treatment plan. The HI-ART System delivers the radiation therapy treatment in accordance with the physician approved plan using IMRT techniques delivered in a helical tomographic pattern.

    Device Description

    The TomoTherapy HI-ART System is a radiation therapy system that integrates planning, dose calculation, megavoltage CT scanning, and helical radiation therapy treatment capabilities into a single comprehensive IMRT system.

    The HI-ART System's planning station is used by the physician to prescribe and enter the radiation therapy plan. The patient's diagnostic CT image is imported via a DICOM protocol from another diagnostic CT device. The regions of interest, regions to avoid, and other prescribing information are entered in a manner that is similar to other commercially available planning systems.

    The HI-ART System utilizes a 6 MV linear accelerator as the radiation source. The linear accelerator along with the primary collimator, multi-leaf collimator (MLC), xenon detector, various control devices and power supplies are mounted on a rotating gantry, much like a CT gantry. During treatment or imaging, the patient is positioned on the couch support, and the couch moves axially through the bore of the gantry, and the radiation is delivered in a helical pattern.

    The primary collimator and the MLC control the beam dimensions during radiation delivery so that the range of collimated beam size can vary from 0 to 400 mm wide by 5 to 45 mm at the isocenter. The MLC is constructed of 64 tungsten leaves that open and close as determined by the radiation therapy plan. The intensity of the radiation beam is proportional to the length of time that a particular leaf is open. The opening and closing of various leaves as the radiation is delivered in this helical pattern allows for an IMRT plan to be delivered with precise control. The result is a highly conformal dose to the region of interest with low doses to surrounding healthy tissue.

    Because the HI-ART System is operating in a helical mode similar to CT systems, it inherently has the ability to obtain a CT image. The system utilizes the linear accelerator to obtain a megavoltage (MVCT) scan of the region of interest prior to the delivery of radiation therapy. This MVCT image is then used in a non-diagnostic mode to ascertain that the patient is correctly positioned prior to treatment. The radiation dose to the patient from an MVCT scan is comparable to diagnostic CT or portal imaging.

    AI/ML Overview

    This document describes the TomoTherapy HI-ART System, a radiation therapy system designed for Intensity Modulated Radiation Therapy (IMRT) for cancer treatment. It integrates planning, dose calculation, megavoltage CT scanning (MVCT), and helical radiation therapy.

    While the document thoroughly describes the device's intended use, its components, and safety considerations, it does not present specific acceptance criteria or a dedicated study explicitly designed to prove the device meets pre-defined acceptance criteria in the format requested.

    Instead, the document focuses on:

    • Substantial Equivalence: The 510(k) submission successfully argues that the HI-ART System is substantially equivalent to legally marketed predicate devices, a common regulatory pathway for medical devices.
    • Validation and Verification Testing: It generally states that "The HI-ART System was extensively validated for system functionality, including planning, imaging, delivery, database management, DICOM communications, etc. Test tools utilized in this testing included IMRT phantoms, ion chambers and other test phantoms."

    Therefore, many of the specific details requested regarding acceptance criteria and study design cannot be extracted from this document. The information provided is at a high level, confirming that validation activities occurred rather than detailing the specific criteria and results of those activities in a structured manner to demonstrate meeting acceptance criteria.

    Below is an attempt to structure the available information, with many sections noted as "Not Provided" due to the nature of the submitted document.


    1. Table of Acceptance Criteria and Reported Device Performance

    Acceptance CriteriaReported Device Performance
    Not ProvidedNot Provided
    (Specific quantitative criteria like dose accuracy, image resolution, patient positioning accuracy, etc., and their corresponding performance metrics are not detailed in this document. The document states "extensive validation for system functionality" but does not list specific criteria or results.)

    2. Sample Size Used for the Test Set and Data Provenance

    • Sample Size: Not provided. The document mentions "IMRT phantoms, ion chambers and other test phantoms" were used as test tools, implying inanimate objects rather than patient data for acceptance testing.
    • Data Provenance: Not provided. Given the use of phantoms, the concept of "country of origin of the data" or "retrospective/prospective" does not directly apply to the primary validation described in the 510(k). If patient data was used for any part of the "extensive validation," its provenance is not stated.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Their Qualifications

    • Not Provided. The validation described appears to rely on physical measurements with phantoms and ion chambers, rather than expert-established ground truth on clinical images or patient data for the acceptance criteria demonstration. Therefore, the number and qualifications of experts for this purpose are not mentioned.

    4. Adjudication Method for the Test Set

    • Not Applicable / Not Provided. Since the described validation primarily involves physical measurements using phantoms and instruments, and not, for example, image interpretation requiring expert consensus, an adjudication method for a test set is not relevant or described.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    • Not done (or not described). The document does not mention any MRMC study comparing human readers with and without AI assistance. The HI-ART system is a radiation delivery system, and its MVCT imaging component is explicitly stated as "not for diagnostic use," suggesting it's not primarily an AI-driven diagnostic imaging interpretation device that would typically undergo MRMC studies for reader improvement.

    6. Standalone Performance Study

    • Implied, but details not provided. The general statement "The HI-ART System was extensively validated for system functionality" suggests that the system's various modules (planning, imaging, delivery, etc.) were tested for their inherent performance. However, specific standalone performance metrics or studies are not detailed in the document. The validation description focuses on the integrated system's functionality rather than a specific "algorithm only" component.

    7. Type of Ground Truth Used

    • Physical Measurements / Reference Standards. For the validation noted, the ground truth would be based on the known properties and responses of "IMRT phantoms, ion chambers and other test phantoms," which serve as reference standards for dose delivery accuracy, beam characteristics, and imaging fidelity (though the MVCT is non-diagnostic). It is not expert consensus, pathology, or outcomes data.

    8. Sample Size for the Training Set

    • Not Applicable / Not Provided. The TomoTherapy HI-ART System, as described, is a complex integrated hardware and software system for radiation therapy delivery. It's not presented as a machine learning or AI algorithm that undergoes "training" in the typical sense with a "training set" of data to learn patterns. Its functionality is based on physics models, control systems, and deterministic algorithms.

    9. How the Ground Truth for the Training Set Was Established

    • Not Applicable / Not Provided. As the system is not described as involving a machine learning "training set," the concept of establishing ground truth for such a set is not relevant to the information provided.
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