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510(k) Data Aggregation

    K Number
    K223838
    Date Cleared
    2023-04-12

    (111 days)

    Product Code
    Regulation Number
    886.4390
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    Catalys™ Precision Laser System

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The CATALYS™ Precision Laser System is indicated for use in patients undergoing cataract surgery for removal of the crystalline lens. Intended uses in cataract surgery include anterior capsulotomy, phacofragmentation, and the creation of single plane and multi-plane arc cuts/ incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure.

    Device Description

    Catalys™ Precision Laser System ophthalmic surgical laser system Device Description: used in healthcare facilities such as hospitals. Ambulatory Surgerv Centers (ASCs) and surgeon office settings. The System is an electromedical device which contains software. System components include a single-use Liquid Optics™ Interface and optional Mobile Patient Bed. The Catalys™ Precision Laser System (also referred to as the Catalys™ System or System) is an ophthalmic surgical laser system indicated for use in cataract surgery to create a precise anterior capsulotomy and/or to effect lens fragmentation, thus facilitating efficient lens removal. The System also creates single plane and multi-plane arc cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure. The System employs femtosecond ("FS") laser technology with integrated Optical Coherence Tomography ("OCT"), all of which are controlled and monitored by dedicated electronics. The System utilizes a common optical path for the OCT and femtosecond treatment laser (including the threedimensional scanner and Liquid Optics™ [patient] Interface). As such, the beams are intrinsically co-registered and provide for precise overlap between imaging and treatment beams. Ocular surfaces recognized by the system software include anatomy within the anterior chamber, such as the anterior and posterior corneal surfaces and the anterior and posterior surfaces of the crystalline lens. Detailed axial or sagittal cross-sectional views are available via OCT, to demarcate proposed incisions versus adjacent ocular structures (for example, iris, pupil and limbus). The Catalys™ Precision Laser System laser classification per 21 CFR 1040.10 and 1040.11 is Class 4.

    AI/ML Overview

    Here's an analysis of the acceptance criteria and study information for the CATALYS™ Precision Laser System, based on the provided text:

    1. Table of Acceptance Criteria and Reported Device Performance

    The provided text does not explicitly list quantitative acceptance criteria for the device's performance. Instead, it focuses on demonstrating substantial equivalence to a predicate device through technical characteristics and software changes.

    The "reported device performance" is described qualitatively as "the System's ability to meet all intended design specifications related to the software design changes" and that "the System remains safe and effective for its intended use".

    2. Sample Size Used for the Test Set and Data Provenance

    • Sample Size for Test Set: Not explicitly stated. The document refers to "hardware and software bench tests" and "simulated use testing", but does not provide details on the number of tests or specific data samples used for these tests.
    • Data Provenance: Not explicitly stated regarding country of origin or whether it was retrospective or prospective. The testing involved "bench testing" and "simulated use testing", suggesting a controlled environment rather than real-world patient data.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications

    This information is not provided in the document. The testing described primarily focuses on technical and software verification, not clinical performance based on expert review of outcomes.

    4. Adjudication Method for the Test Set

    This information is not provided as the type of testing described (bench and simulated use) does not typically involve expert adjudication in the way clinical studies or image-based AI studies do.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done

    No, an MRMC comparative effectiveness study was not done. The document explicitly states: "Clinical Data was deemed not necessary for the Catalys™ Precision Laser System."

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was done

    The device itself is a laser system with integrated software, not purely an algorithm that provides a diagnostic output. The "standalone" performance in this context would refer to the laser system's ability to execute its functions (capsulotomy, phacofragmentation, corneal cuts) according to its design specifications.

    The document states, "Software verification and validation testing in addition to bench testing was performed to verify the ability of the software to meet its intended use and to ensure that no adverse effects have been introduced due to the software change." This implies standalone testing of the software's functionality within the system.

    7. The Type of Ground Truth Used

    The "ground truth" for the non-clinical performance data appears to be based on engineering and design specifications. The software's ability to meet its "intended design specifications" was verified. For the laser's physical actions, the ground truth would be precise measurements of the cuts/fragmentation against pre-defined parameters.

    8. The Sample Size for the Training Set

    This information is not applicable/not provided. This device is a laser system, not an AI model trained on a large dataset in the conventional sense (e.g., for image analysis). The software updates are for workflow efficiency, astigmatism management, and iris registration, which are likely based on engineering development and calibration rather than machine learning training sets.

    9. How the Ground Truth for the Training Set was Established

    This information is not applicable/not provided for the same reasons as point 8.

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    K Number
    K220516
    Date Cleared
    2022-05-17

    (83 days)

    Product Code
    Regulation Number
    886.4390
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    CATALYS Precision Laser system

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Catalys® Precision Laser System is indicated for use in patients undergoing cataract surgery for removal of the crystalline lens. Intended uses in cataract surgery include anterior capsulotomy, phacofragmentation, and the creation of single plane and multi-plane arc cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure.

    Device Description

    Catalys® Precision Laser System is an ophthalmic surgical laser system used in healthcare facilities such as hospitals, Ambulatory Surgery Centers (ASCs) and surgeon office settings. The Catalys® Precision Laser System is an electromedical device which contains software. System components include a single-use Liquid Optics™ Interface and optional Mobile Patient Bed.

    The Catalys® Precision Laser System (also referred to as the Catalys® System or System) is an ophthalmic surgical laser system indicated for use in cataract surgery to create a precise anterior capsulotomy and/or to effect lens fragmentation, thus facilitating efficient lens removal. The System also creates single plane and multi-plane arc cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure. The System employs femtosecond ("FS") laser technology with integrated Optical Coherence Tomography ("OCT"), all of which are controlled and monitored by dedicated electronics. The System utilizes a common optical path for the OCT and femtosecond treatment laser (including the three-dimensional scanner and Liquid Optics™ [patient] Interface). As such, the beams are intrinsically co-registered and provide for precise overlap between imaging and treatment beams. Ocular surfaces recognized by the system software include anatomy within the anterior chamber, such as the anterior and posterior corneal surfaces and the anterior and posterior surfaces of the crystalline lens. Detailed axial or sagittal cross-sectional views are available via OCT, to demarcate proposed incisions versus adjacent ocular structures (for example, iris, pupil and limbus).

    The Catalys® Precision Laser System laser classification per 21 CFR 1040.10 and 21 CFR 1040.11 is Class 4.

    AI/ML Overview

    This document describes the CATALYS® Precision Laser System, specifically focusing on the acceptance criteria and study that proves the device meets those criteria for a modified Liquid Optics Interface (LOI).

    Here's an breakdown of the requested information:

    1. Table of Acceptance Criteria and Reported Device Performance

    The submission describes bench testing performed to confirm the ability of the Gen3 LOI to meet its intended use. The acceptance criteria themselves are explicitly stated as "All acceptance criteria were met" for various tests, implying successful completion against predefined benchmarks. The document also states, "The acceptance criteria remain unchanged between Gen2 and Gen3 LOI." While specific quantitative criteria are not listed in a table format within the provided text, the document asserts that they were met. The reported performance is that the device did meet these (unspecified) criteria.

    Acceptance Criteria CategoryReported Device Performance
    Sterilization Cycle ValidityAll acceptance criteria were met. (Minimum 10-6 SAL achieved)
    Performance Testing (Baseline & Aged)All acceptance criteria were met.
    Biocompatibility (Colorant)No leaching and no cytotoxicity for the minor colorant addition.
    Overall Safety and EffectivenessThe device remains safe and effective for its intended use and is substantially equivalent.

    2. Sample Size Used for the Test Set and Data Provenance

    The document mentions "bench testing" and "performance testing conducted for the Gen3 LOI." It indicates testing was done at "baseline time point T=0 (before aging) and at T=24 (after accelerated aging equivalent to 24 months)." However, the exact sample size for any of these tests is not specified in the provided text. The data provenance is stated as from the manufacturer's own internal testing, specifically AMO Manufacturing USA, LLC, which is a retrospective evaluation of a new manufacturing process for an existing component.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications

    The document does not describe the use of human experts to establish "ground truth" for the technical performance tests. These tests (sterilization, performance, biocompatibility) typically rely on standardized protocols and instrumental measurements against engineering specifications, rather than subjective expert assessment.

    4. Adjudication Method for the Test Set

    Not applicable, as the testing described focuses on objective technical performance criteria (e.g., sterilization assurance, mechanical integrity, biocompatibility) rather than subjective assessments requiring adjudication.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done

    No, an MRMC comparative effectiveness study was not done. The submission explicitly states: "The proposed device does not include any changes to the indications for use or intended use of the primary predicate device. It does not introduce any new harms or unacceptable risks, and therefore does not require clinical testing to assess safety and performance or to demonstrate equivalence."

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) Was Done

    This device is an ophthalmic laser system for cataract surgery with a modified patient-user interface. It is a physical medical device, not an AI or algorithm-only product. Therefore, the concept of "standalone performance" in the context of an algorithm is not applicable. The performance evaluated here is the physical and functional performance of the device's components.

    7. The Type of Ground Truth Used

    The ground truth for the evaluations conducted ("sterilization cycle validation," "performance testing," and "biocompatibility testing") would be established by:

    • Sterilization Validation: Meeting a predefined Sterility Assurance Level (e.g., 10-6 SAL) through standard microbiological challenge tests as defined by ISO 11135 and AAMI TIR28.
    • Performance Testing: Adherence to engineering specifications and design requirements for the Liquid Optics Interface (LOI), ensuring it functions correctly with the CATALYS® Precision Laser System.
    • Biocompatibility Testing: Compliance with biocompatibility standards (e.g., ISO 10993) demonstrating no cytotoxic effects or leaching for the specified materials.

    8. The Sample Size for the Training Set

    Not applicable. This submission is for a modification to a physical medical device component, not for an AI/machine learning algorithm that requires a "training set." The changes involve manufacturing site, sterilization parameters, and a colorant change for a single-use interface.

    9. How the Ground Truth for the Training Set Was Established

    Not applicable, as there is no training set for an AI/machine learning algorithm described in this document.

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    K Number
    K210701
    Date Cleared
    2021-04-07

    (29 days)

    Product Code
    Regulation Number
    886.4390
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    CATALYS Precision Laser System

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The CATALYS® Precision Laser System is indicated for use in patients undergoing cataract surgery for removal of the crystalline lens. Intended uses in cataract surgery include anterior capsulotomy, phacofragmentation, and the creation of single plane and multi-plane arc cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure.

    Device Description

    Catalys® Precision Laser System ophthalmic surgical laser system used in healthcare facilities such as hospitals, Ambulatory Surgery Centers (ASCs) and surgeon office settings. The System is an electromedical device that contains software. System components include a single-use Liquid OpticsTM Interface and optional Mobile Patient Bed.

    The Catalys® Precision Laser System (also referred to as the Catalys® System or System) is an ophthalmic surgical laser system indicated for use in cataract surgery to create a precise anterior capsulotomy and/or to effect lens fragmentation, thus facilitating efficient lens removal. The System also creates single plane and multi-plane arccuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure. The System employs femtosecond ("FS") laser technology with integrated Optical Coherence Tomography ("OCT"), all of which are controlled and monitored by dedicated electronics. The System utilizes a common optical path for the OCT and femtosecond treatment laser (including the three-dimensional scanner and Liquid OpticsTM [patient] Interface). As such, the beams are intrinsically co-registered and provide for precise overlap between imaging and treatment beams. Ocular surfaces recognized by the system software include anatomy within the anterior chamber, such as the anterior and posterior corneal surfaces and the anterior and posterior surfaces of the crystalline lens. Detailed axial or sagittal cross-sectional views are available via OCT, to demarcate proposed incisions versus adjacent ocular structures (for example, iris, pupil and limbus).

    The Catalys® Precision Laser System laser classification per 21 CFR 1040.10 and 1040.11 is Class 4.

    AI/ML Overview

    This document is a 510(k) premarket notification for the CATALYS® Precision Laser System. It is a submission for a modified device, comparing it to a previously cleared predicate device (K200056). The core of this submission is to demonstrate that the modified device remains substantially equivalent to its predicate.

    Based on the provided information, the focus is on non-clinical performance data because clinical data was deemed not necessary for this submission. The device modifications are related to the Mobile Patient Bed, not the primary laser system itself.

    Here's an analysis of the acceptance criteria and the study that proves the device meets them, based on the provided text:

    1. Table of Acceptance Criteria and Reported Device Performance

    The document doesn't explicitly state "acceptance criteria" in a quantitative, measurable format for this specific submission. Instead, it relies on demonstrating that the modified device's performance is maintained and that the changes do not introduce new safety or efficacy concerns compared to the predicate device. The "acceptance criteria" in this context are implicitly that the modified Mobile Patient Bed performs its intended function safely and effectively within the CATALYS® System, consistent with the original cleared device.

    Acceptance Criteria (Implicit)Reported Device Performance
    Mobile Patient Bed Functionality:
    • Maintain consistent motor output for Z-motors when lifting maximum weight.
    • Proper battery and charging management.
    • Diagnostic data logging capability (field service accessible).
    • Functional and tactile mechanical interface (pendant buttons, armrest, headrest). | Electronics/Circuits:
    • Z-Motors: "Consistent motor output between MPB's when lifting maximum weight."
    • Battery/Charging: "Vendor provided battery management module" (implies proper functionality).
      Firmware/FPGA:
    • "Diagnostic data logging (only field service accessible)."
      Mechanical:
    • "Tactile membrane switches on pendant."
    • "Armrest attached to seat near backrest."
    • "Simpler headrest assembly with only one articulation points." |
      | System Integration and Safety:
    • No adverse effects introduced by the changes to the Mobile Patient Bed.
    • Maintains same intended use, indications for use, and fundamental/scientific technology as the predicate device.
    • No new harms or unacceptable risks. | "Design verification and validation testing was performed to verify the ability of the modified Mobile Patient Bed to meet its intended use with the Catalys System and to ensure that no adverse effects have been introduced due to the changes."
      "The testings conducted and presented for the subject device, provides reasonable assurance that the System remains substantially equivalent for its intended use..."
      "It does not introduce any new harms or unacceptable risks..." |

    2. Sample size used for the test set and the data provenance

    • Sample Size: The document does not specify a numerical sample size for the test set used in the design verification and validation testing. The testing refers to "subsystem level verification and regression testing, as well as system validation."
    • Data Provenance: The data is internally generated by AMO Manufacturing USA, LLC, as part of their design verification and validation process for the device modifications. The geographic origin of the data is not specified, but it would typically be internal testing data from the manufacturer's facilities. It is retrospective in the sense that it's performed on the modified device before submission for clearance, but it's prospective in terms of testing the changes being proposed.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

    This section is not applicable as the study described is a non-clinical device verification and validation study, not a study involving expert-derived ground truth (e.g., image interpretation). The "ground truth" here is the expected functional and safety performance of the device components, which is defined by engineering specifications and regulatory standards.

    4. Adjudication method for the test set

    This section is not applicable for the same reasons as above. There isn't a need for adjudication in the context of verification and validation testing of device components.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    An MRMC comparative effectiveness study was not done. This device is an ophthalmic laser system for cataract surgery, not an AI-powered diagnostic or assistive tool for human readers. The clinical performance data was deemed "not necessary."

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    This section is not applicable in the context of an "algorithm only" performance. The device is a physical laser system with integrated software, not a standalone AI algorithm. The performance evaluation focuses on the entire system's functionality and safety.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.)

    As this is a non-clinical validation of device modifications, the "ground truth" for the tests performed (subsystem verification, regression testing, system validation) would be based on:

    • Engineering specifications and design requirements: The modified components (electronics, battery, firmware, mechanical parts of the Mobile Patient Bed) must meet pre-defined engineering and performance criteria.
    • Regulatory standards: Compliance with relevant medical device safety and performance criteria (e.g., ISO 15004-2:2007 mentioned for output power) is an implicit ground truth.
    • Equivalence to predicate: The ultimate "ground truth" for this submission is demonstrating that the changes do not negatively impact the substantial equivalence to the already cleared predicate device.

    8. The sample size for the training set

    This section is not applicable as there is no mention of machine learning or an "AI algorithm" requiring a training set in the context of this 510(k) submission. The changes are hardware and associated firmware modifications to a component of an existing laser system.

    9. How the ground truth for the training set was established

    This section is not applicable for the same reasons as point 8.

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    K Number
    K200056
    Date Cleared
    2020-05-18

    (126 days)

    Product Code
    Regulation Number
    886.4390
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    Catalys Precision Laser System

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The CATALYS® Precision Laser System is indicated for use in patients undergoing cataract surgery for removal of the crystalline lens. Intended uses in cataract surgery include anterior capsulotomy, phacofragmentation, and the creation of single plane and multi-plane arc cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure.

    Device Description

    Catalys® Precision Laser System ophthalmic surgical laser system used in healthcare facilities such as hospitals, Ambulatory Surgery Centers (ASCs) and surgeon office settings. The System is an electromedical device that contains software. System components include a single-use Liquid Optics™ Interface and optional Mobile Patient Bed.

    The Catalys® Precision Laser System (also referred to as the Catalys® System or System) is an ophthalmic surgical laser system indicated for use in cataract surgery to create a precise anterior capsulotomy and/or to effect lens fragmentation, thus facilitating efficient lens removal. The System also creates single plane and multi-plane arc-cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure. The System employs femtosecond ("FS") laser technology with integrated Optical Coherence Tomography ("OCT"), all of which are controlled and monitored by dedicated electronics. The System utilizes a common optical path for the OCT and femtosecond treatment laser (including the three-dimensional scanner and Liquid Optics™ [patient] Interface). As such, the beams are intrinsically co-registered and provide for precise overlap between imaging and treatment beams. Ocular surfaces recognized by the system software include anatomy within the anterior chamber, such as the anterior and posterior corneal surfaces and the anterior and posterior surfaces of the crystalline lens. Detailed axial or sagittal cross-sectional views are available via OCT, to demarcate proposed incisions versus adjacent ocular structures (for example, iris, pupil and limbus).

    AI/ML Overview

    The information provided is about the CATALYS® Precision Laser System for cataract surgery, specifically a software update (K200056), and does not describe a device that uses AI or machine learning. Therefore, many of the requested categories related to AI performance, such as sample size for test/training sets, expert ground truth establishment, MRMC studies, or standalone algorithm performance, are not applicable.

    The document indicates that the device itself is a laser system used in ophthalmic surgery. The update discussed in this document relates to software revisions to improve workflow efficiency, advanced astigmatism management, and additional improvements to existing features, including the addition of software modules to support patient exam import and iris registration.

    Here's an analysis of the provided text based on the questions, with "N/A" for criteria not applicable to this type of device and submission:

    1. Table of Acceptance Criteria and Reported Device Performance

    The document does not explicitly present acceptance criteria in a table format with corresponding reported performance metrics for the software updates. Instead, it states that "Software verification and validation testing in addition to bench testing was performed to verify the ability of the software to meet its intended use and to ensure that no adverse effects were introduced due to the software changes." and "The modified device employs additional tests to verify the performance of the laser’s ability to execute the intended trajectory."

    The non-clinical performance data section effectively serves as the "study" that proves the device meets (implied) acceptance criteria, by demonstrating that the software changes do not negatively impact safety and efficacy.

    Acceptance Criteria (Implied)Reported Device Performance
    Software ability to meet all intended design specificationsSoftware-specific bench testing conducted to demonstrate the System's ability to meet all intended design specifications related to the software design changes.
    No adverse effects introduced due to software changesSoftware verification and validation testing, in conjunction with bench tests and simulated use testing, was performed to ensure no adverse effects were introduced.
    Performance of the laser’s ability to execute the intended trajectoryThe modified device employs additional tests to verify the performance of the laser's ability to execute the intended trajectory.
    Overall safety and efficacy for intended use remainsBench testing, coupled with software regression testing, verification, and validation testing, provides reasonable assurance that the System remains safe and effective for its intended use and is substantially equivalent to the primary predicate device.

    2. Sample size used for the test set and the data provenance

    • Sample Size for Test Set: Not specified in the provided document. The testing involved "hardware and software bench tests, in conjunction with simulated use testing."
    • Data Provenance: Not explicitly stated (e.g., country of origin). The testing described as "bench testing" and "simulated use testing" implies a controlled, laboratory-type environment rather than patient data. The submission is from AMO Manufacturing USA, LLC, suggesting the testing was likely conducted in the US. The term "retrospective or prospective" is not applicable as this was bench and simulated use testing, not clinical data from patients.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

    Not applicable. "Ground truth" in the context of expert consensus is typically relevant for interpretative devices (like AI for image analysis). This document describes a surgical laser system with software updates, and the testing focuses on functional performance and adherence to design specifications through bench and simulated use testing, not on expert interpretation of output.

    4. Adjudication method for the test set

    Not applicable, as expert adjudication of results is not relevant for this type of technical device performance testing.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    Not applicable. This device is a laser system for surgery, not an AI-powered diagnostic or interpretive tool where human readers would be assessing cases with or without AI assistance.

    6. If a standalone (i.e. algorithm only without human-in-the loop performance) was done

    Not applicable. The software changes are part of a surgical laser system, which inherently involves a human operator (surgeon). The testing described focuses on the software's ability to control the laser and execute its functions as designed.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.)

    The concept of "ground truth" as typically defined for AI/diagnostic devices (e.g., pathology, clinical outcomes) is not directly applicable. For this device, the "ground truth" would be established by engineering specifications, validated measurements, and successful execution of intended laser trajectories and software functions during bench and simulated use testing. For example, "the performance of the laser's ability to execute the intended trajectory" would be verified against its programmed design.

    8. The sample size for the training set

    Not applicable. This document describes software updates for an existing medical device, not a machine learning model that requires a training set. The changes involve workflow improvements, astigmatism management, and patient data import/iris registration functionalities.

    9. How the ground truth for the training set was established

    Not applicable, as this is not an AI/ML device requiring a training set.

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    K Number
    K182083
    Date Cleared
    2018-11-09

    (99 days)

    Product Code
    Regulation Number
    886.4390
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    Catalys Precision Laser System

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Catalys Precision Laser System is indicated for use in patients undergoing cataract surgery for removal of the crystalline lens. Intended uses in cataract surgery include anterior capsulotomy, phacofragmentation, and the creation of single plane and multi-plane arc cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure.

    Device Description

    Catalys® Precision Laser System ophthalmic surgical laser system used in healthcare facilities such as hospitals, Ambulatory Surgery Centers (ASCs) and surgeon office settings. The System is an electromedical device which contains software. System components include a single-use Liquid Optics™ Interface and optional Mobile Patient Bed. The Catalys® Precision Laser System (also referred to as the Catalys® System) is a femtosecond laser system intended for use in patients undergoing cataract surgery for removal of the crystalline lens. Intended uses in cataract surgery include anterior capsulotomy, phacofragmentation, thus facilitating efficient lens removal. The System also creates single plane and multi-plane arc cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure. The System employs femtosecond ("FS") laser technology with integrated Optical Coherence Tomography ("OCT"), all of which are controlled and monitored by dedicated electronics. The System utilizes a common optical path for the OCT and femtosecond treatment laser (including the three-dimensional scanner and Liquid Optics™ [patient] Interface1). As such, the beams are intrinsically co-registered and provide for precise overlap between imaging and treatment beams. Ocular surfaces recognized by the system software include anatomy within the anterior chamber, such as the anterior and posterior corneal surfaces and the anterior and posterior surfaces of the crystalline lens. Detailed axial or sagittal cross-sectional views are available via OCT, to demarcate proposed incisions versus adjacent ocular structures (for example, iris, pupil and limbus). In addition to the laser classifications per 21 CFR 1040.10 and 1040.11, the Catalys® Precision Laser System complies with the requirements for Class I lasers per ANSI Z136.1-2007.

    AI/ML Overview

    The provided document is a 510(k) summary for the AMO Manufacturing USA, LLC's Catalys® Precision Laser System. This submission is for software revisions to an already cleared device (predicate device K172002). The core of the summary focuses on demonstrating substantial equivalence to the predicate device, especially considering the software changes.

    Based on the provided text, we can extract the following information regarding acceptance criteria and study data:

    1. A table of acceptance criteria and the reported device performance

    The document does not explicitly present a table of "acceptance criteria" with quantitative performance metrics for the software changes. Instead, it outlines the scope of the software revisions and states that verification and validation testing was performed to ensure the software meets its intended use and introduces no adverse effects.

    The "acceptance criteria" for this 510(k) are implicitly focused on demonstrating that the modified device's performance is maintained and that the software changes do not negatively impact its safety or effectiveness compared to the predicate. The performance aspects mentioned relate to maintaining the ability to deliver laser patterns for capsulotomy, phacofragmentation, and corneal incisions with corresponding accuracy and precision.

    Here's how we can interpret and present the information given:

    Acceptance Criterion (Implicit)Reported Device Performance (Summary of Study Findings)
    Software revisions do not introduce adverse effects and meet intended use.Software verification and validation testing, in addition to bench testing, was performed. This included subsystem level verification and regression testing, as well as system validation using the latest software, Mobile Patient Bed, and Liquid Optics Interface. The testing aimed to address:
    • Updates to hardware communication timing to reduce false positive alarms.
    • Graphical user interface changes to support use of the Mobile Patient Bed in environments with multiple Catalys systems.
    • A revision associated with trajectory timing offsets seen most evidently in the alignment verification function of the System.
      The modifications are stated to "employ additional tests to verify the performance of the laser's ability to execute the intended trajectory." |
      | Continued ability to deliver various laser patterns (capsulotomy, phacofragmentation, corneal incisions) with accuracy and precision. | Bench testing of the predicate device (K172002) regarding the ability to deliver these patterns with accuracy and precision is directly applicable to the subject device because "there are no significant changes to the subject device other than the design changes resident in the software." The modified device reportedly "employs additional tests to verify the performance of the laser's ability to execute the intended trajectory." |
      | System remains safe and effective for its intended use and is substantially equivalent to the predicate device. | Bench testing, coupled with software regression testing, verification, and validation, including regression testing, provides "reasonable assurance that the System remains safe and effective for its intended use and furthermore, that it is substantially equivalent to the identified predicate device." The changes in software are stated not to "raise new questions of safety and efficacy." |

    2. Sample sized used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

    The document primarily describes bench testing, software regression testing, verification, and validation testing. It does not mention a 'test set' in terms of patient data or clinical samples. The testing is hardware and software focused.

    • Sample Size: Not applicable in the context of patient data. The "sample" would be the software builds and system configurations tested. No specific number of test cases or test runs is provided, only the types of testing.
    • Data Provenance: Not applicable in the context of patient data. The testing appears to be internal engineering and software validation. No country of origin for data is stated as it's not a clinical study on patients.
    • Retrospective/Prospective: Not applicable for this type of software/bench testing.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

    This information is not provided in the document. The "ground truth" for this submission revolves around the correct functioning of the software and hardware according to design specifications, rather than expert interpretation of medical images or patient outcomes. The testing involves engineers and quality assurance personnel validating system performance against requirements.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

    Not applicable for this submission. Adjudication methods are typically employed in clinical studies involving multiple expert readers assessing medical data. This submission focuses on software and bench testing, where the "ground truth" is defined by the technical specifications and expected system behavior.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    No MRMC comparative effectiveness study was done or mentioned. This device is a laser system for cataract surgery, not an AI diagnostic or assistance tool for human readers of medical images. The submission pertains to software updates for the laser system's operational functionality.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    The device is a physical laser system with integrated software. Its performance is inherently "standalone" in the sense that the laser performs the surgical actions. However, it's a human-operated device. The software changes are about the internal operation and control of the laser system, not an external algorithm processing data for human interpretation. The testing described is of the full device system.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

    The "ground truth" for the software revisions and the device's continued substantial equivalence is based on design specifications, pre-defined operational parameters, and expected system behavior for the laser's functions (capsulotomy, phacofragmentation, corneal incisions). This is primarily established through engineering validation, verification, and bench testing. There is no mention of expert clinical consensus, pathology, or outcomes data used as ground truth for these software changes. The original predicate device (K172002) would have had its own validation studies to support its initial clearance, but this submission specifically addresses the impact of software revisions.

    8. The sample size for the training set

    Not applicable. This submission is for software revisions to an existing medical device, not for an AI/machine learning algorithm that requires a "training set" of data. The software updates are described as modifying hardware communication timing, GUI, and trajectory timing offsets, which points to traditional software engineering rather than an AI model that learns from large datasets.

    9. How the ground truth for the training set was established

    Not applicable, as there is no mention of a training set or AI/machine learning in this 510(k) summary.

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    K Number
    K172002
    Date Cleared
    2017-08-25

    (53 days)

    Product Code
    Regulation Number
    886.4390
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    Catalys Precision Laser System

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The OptiMedica® Catalys® Precision Laser System is indicated for use in patients undergoing cataract surgery for removal of the crystalline lens. Intended uses in cataract surgery include anterior capsulotomy, phacofragmentation, and the creation of single plane and multi-plane arc cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure.

    Device Description

    The Catalys Precision Laser System ("Catalys System" or "System") is an ophthalmic surgical laser system indicated for use in cataract surgery to create a precise anterior capsulotomy and/or to effect lens fragmentation, thus facilitating efficient lens removal. The System also creates single plane and multi-plane arc cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure. The System employs femtosecond ("FS") laser technology with integrated Optical Coherence Tomography ("OCT"), all of which are controlled and monitored by dedicated electronics. The System utilizes a common optical path for the OCT and femtosecond treatment laser (including the three-dimensional scanner and Liquid Optics "[patient] Interface). As such, the beams are intrinsically co-registered and provide for precise overlap between imaging and treatment beams. Ocular surfaces recognized by the system software include anatomy within the anterior chamber, such as the anterior and posterior corneal surfaces and the anterior and posterior surfaces of the crystalline lens. Detailed axial or sagittal cross-sectional views are available via OCT, to demarcate proposed incisions versus adjacent ocular structures (for example, iris, pupil and limbus).

    AI/ML Overview

    This document describes a 510(k) premarket notification for the "Catalys Precision Laser System" (K172002). The submission aims to demonstrate substantial equivalence to a previously cleared predicate device (K170322). The changes primarily involve an upgraded software version (cOS 5.0) and the addition of a Mobile Patient Bed.

    Based on the provided text, the following information can be extracted/inferred:

    1. Table of Acceptance Criteria and Reported Device Performance

    The document does not explicitly present a table of acceptance criteria with numerical performance metrics for an AI/algorithm-based device. Instead, it focuses on demonstrating that the updated "Catalys Precision Laser System" with cOS 5.0 and the Mobile Patient Bed continues to meet its intended design specifications and performs as intended.

    The acceptance criteria are implicitly related to the device's ability to "deliver incisions as intended" and continue to provide the functions (anterior capsulotomy, phacofragmentation, corneal incisions) with appropriate accuracy and precision, as established during the clearance of the predicate device (K170322).

    Reported Device Performance:

    • "Bench testing demonstrated that subject device with cOS 5.0 continues to deliver incisions as intended."
    • "Bench testing of the predicate device with regards to the ability to deliver a variety of laser patterns intended for capsulotomy, phacofragmentation and corneal incisions with corresponding accuracy and precision is directly applicable to the subject device as there are no significant changes to the subject device other than the software change and the use of the Mobile Patient Bed with the Catalys Precision Laser System."
    • The system complies with laser classifications per 21 CFR 1040.10 and 1040.11, and Class 4 lasers per ANSI Z136.1-2007.
    • Biocompatibility testing confirmed the Mobile Patient Bed upholstery meets ISO 10993-1 requirements.
    • Electrical safety and EMC testing ensured compliance with electrical safety standards.

    2. Sample Size Used for the Test Set and Data Provenance

    The document primarily describes bench testing and design validation. It does not mention clinical studies or test sets involving patient data (images, clinical records, etc.) in the context of an AI algorithm's performance on such data. The testing described is focused on the device's functional performance, hardware, and software.

    • No specific sample size for a "test set" of patient data is provided, as the studies are not evaluating diagnostic or prognostic AI performance on patient data.
    • The data provenance is from bench testing activities (e.g., software-specific bench testing, hardware-specific bench testing of the Mobile Patient Bed) rather than patient data. The country of origin of this testing is not explicitly stated, but the applicant (AMO Manufacturing USA, LLC) is based in Milpitas, CA, USA. The testing appears to be prospective in nature, conducted specifically for this submission.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of those Experts

    As the studies described are bench tests of hardware and software functionality and safety, and not an evaluation of an AI algorithm on patient data, the concept of "ground truth" derived from experts' review of patient data is not applicable here. The "ground truth" for these tests would be the design specifications and regulatory standards.

    4. Adjudication Method for the Test Set

    Not applicable as there is no mention of a test set involving human interpretation of data requiring adjudication.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done

    No, an MRMC comparative effectiveness study is not mentioned. This submission is for a laser surgical system, not a diagnostic or decision-support AI intended to assist human readers in interpreting medical cases.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was done

    The device is a "Precision Laser System" that employs "femtosecond laser technology with integrated Optical Coherence Tomography ("OCT"), all of which are controlled and monitored by dedicated electronics." It has "system software" (cOS 5.0) that "recognizes ocular surfaces" and uses "a computerized scanning system" to direct the laser.

    While the system has automated functions and software, the description does not position it as a standalone AI algorithm in the sense of a diagnostic or prognostic tool that processes data independently to produce an output for human review in a clinical decision-making pathway. It's an automated surgical device. The "standalone" performance described is the system's ability to fulfill its intended surgical actions (capsulotomy, phacofragmentation, corneal cuts) based on its programming, without direct human intervention in each laser pulse, but still under the supervision and operation of a surgeon.

    7. The Type of Ground Truth Used

    For the bench testing, the "ground truth" is defined by:

    • Design specifications: The intended performance parameters and requirements of the device.
    • Regulatory standards: Compliance with standards like 21 CFR 1040.10, 1040.11, ANSI Z136.1-2007, and ISO 10993-1.
    • Predicate device performance: The previously cleared performance of the K170322 system serves as a baseline for "accuracy and precision" in delivering laser patterns.

    8. The Sample Size for the Training Set

    The document does not describe a "training set" in the context of machine learning. The software (cOS 5.0) for this device is described as an "upgraded software version" to provide "compatibility" and ensure continued performance, rather than a learning algorithm trained on a dataset.

    9. How the Ground Truth for the Training Set was Established

    Not applicable, as a machine learning training set is not described. The "ground truth" for the software's functionality would be its adherence to engineering specifications and safe operation relative to the established performance of the predicate device.

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    K Number
    K170322
    Date Cleared
    2017-05-19

    (107 days)

    Product Code
    Regulation Number
    886.4390
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    Catalys Precision Laser System

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The OptiMedica Catalys Precision Laser System is indicated for use in patients undergoing cataract surgery for removal of the crystalline lens. Intended uses in cataract surgery include anterior capsulotomy, phacofragmentation, and the creation of single plane and multi-plane arc cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure.

    Device Description

    The Catalys Precision Laser System ("Catalys System") is an ophthalmic surgical laser system indicated for use in cataract surgery to create a precise anterior capsulotomy and/or to effect lens fragmentation, thus facilitating efficient lens removal. The System also creates single plane and multi-plane arc cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure. The System employs femtosecond ("FS") laser technology with integrated Optical Coherence Tomography ("OCT"), all of which are controlled and monitored by dedicated electronics. The System utilizes a common optical path for the OCT and femtosecond treatment laser (including the three-dimensional scanner and Liquid Optics 2[patient] Interface). As such, the beams are intrinsically co-registered and provide for precise overlap between imaging and treatment beams. Ocular surfaces recognized by the system software include anatomy within the anterior chamber, such as the anterior and posterior corneal surfaces and the anterior and posterior surfaces of the crystalline lens. Detailed axial or sagittal cross-sectional views are available via OCT, to demarcate proposed incisions versus adjacent ocular structures (for example, iris, pupil and limbus).

    AI/ML Overview

    This document describes the Catalys Precision Laser System, an ophthalmic surgical laser. The information provided heavily emphasizes bench and cadaver testing for the patient interface component and system functionality, rather than presenting a clinical study involving human patients with clear acceptance criteria and performance metrics typically found in AI/ML device submissions.

    Therefore, many of the requested items (e.g., acceptance criteria for clinical performance, sample size for test set with human data, number of experts for ground truth, MRMC study, training set details) cannot be extracted from the provided text. The text focuses on engineering and bench testing to demonstrate design verification and validation for minor design changes to an existing device, not on demonstrating clinical performance of an AI/ML algorithm.

    However, I can extract information related to the bench and cadaver testing that was performed.

    Here's the closest possible interpretation of your request based on the provided text, focusing on the available information regarding testing:

    Device: Catalys Precision Laser System (Ophthalmic Laser)

    Purpose of Submission (K170322): This 510(k) submission is for minor design changes to the Patient Interface Component (Liquid Optics Interface - LOI) of an already cleared predicate device (Catalys Precision Laser System; K161455). The study aims to demonstrate that the redesigned LOI, and the system as a whole with the updated LOI, continues to meet intended design specifications and performs as intended.

    Acceptance Criteria and Reported Device Performance (based on Bench and Cadaver Testing):

    Acceptance Criteria Category (Implied from Testing)Specific Test/EvaluationReported Performance (Summary from Text)
    Functional Verification (LOI & System)Installation of LOI onto Catalys systemVerified functional requirements for the subject device as a complete assembly with the system.
    Sub-assembly Testing (LOI components)Disposable lens, suction ring, fluid reservoir subassembliesFunctional requirements successfully met on a sub-assembly level.
    Design Validation (LOI & System with Software)Functionality with Catalys System and cOS 3.90 softwareValidated subject device requirements and its functionality.
    Cadaver Eye Model PerformanceEye fitProduct continues to perform as intended.
    Intraocular pressure rise at the eyeProduct continues to perform as intended.
    Suction ring's ability to maintain vacuum and seal when attached to the eyeProduct continues to perform as intended.
    Packaging IntegrityPackaging validationMeets requirements for maintaining sterile barrier integrity, product functionality, and labeling.
    Shelf-LifeShelf-life testingSuccessfully performed to verify and validate the shelf life of the subject device and associated packaging.
    Laser Incision Delivery(Implicitly, as design changes are to LOI, not laser engine)"Bench testing demonstrated that subject device with the Catalys system continues to deliver incisions as intended." (Relies on prior K161455 data for detailed laser performance).

    Study Details (for this 510k submission, K170322):

    1. Sample Size Used for the Test Set and Data Provenance:

      • Bench Testing: Not explicitly quantified in terms of "sample size" for a dataset, but multiple functional tests, sub-assembly tests, and design validation tests were performed. The "test set" here refers to the physical units/components under evaluation.
      • Cadaver Eye Model Testing: Not explicitly quantified in terms of number of cadaver eyes, but performed to demonstrate performance.
      • Data Provenance: The location of the testing is not specified, but the applicant (OptiMedica Corporation) is based in Milpitas, CA, USA. The testing appears to be prospective in the sense that it was conducted specifically for this submission to verify new design changes.
    2. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications:

      • Not applicable in the context of clinical AI/ML ground truth. The "ground truth" for this device's performance is established by engineering specifications, functional requirements, and physical measurements/observations during bench and cadaver testing. The experts involved would be engineers and technical personnel conducting the tests.
    3. Adjudication Method for the Test Set:

      • Not applicable. This testing is focused on objective engineering performance and physical verification, not subjective human interpretations requiring adjudication.
    4. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done:

      • No. This type of study is relevant for diagnostic imaging AI/ML devices where human readers' performance is being evaluated with and without AI assistance. This submission is for a surgical laser device and its physical components.
    5. If a Standalone Performance Study Was Done (Algorithm Only Without Human-in-the-Loop Performance):

      • Not applicable in the AI/ML sense. The "algorithm" (software for the laser system) is integrated and operates the device. The testing described focuses on the device's physical performance, not on a standalone AI algorithm's diagnostic accuracy. The text does state that "Bench testing of the predicate device (resident in K161455) with regards to the ability to deliver a variety of laser patterns intended for capsulotomy, phacofragmentation and corneal incisions with corresponding accuracy and precision is directly applicable to the subject device as there are no significant changes to the subject device other than the design changes made to the LOI." This implies that the core laser control "algorithm" was validated previously.
    6. The Type of Ground Truth Used:

      • Engineering Specifications / Design Requirements: The primary ground truth for the device's performance. Tests confirm that the device meets its predefined functional and performance specifications.
      • Physical Measurements/Observations: During bench testing (e.g., maintaining vacuum, sterile barrier integrity).
      • Cadaver Eye Performance: Demonstrating that the system functions as intended with biological tissue regarding physical interactions (eye fit, pressure, seal).
    7. The Sample Size for the Training Set:

      • Not applicable. This submission is not for an AI/ML algorithm that requires a "training set" in the conventional machine learning sense. The device's operation is based on pre-programmed designs and physical principles, not on learned patterns from a dataset.
    8. How the Ground Truth for the Training Set Was Established:

      • Not applicable. No training set was used.

    In summary, the provided document details the verification and validation of minor design changes to a surgical laser system's physical components through bench and cadaver testing, rather than the clinical evaluation of an AI/ML algorithm for diagnostic purposes.

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    K Number
    K161455
    Date Cleared
    2016-09-20

    (117 days)

    Product Code
    Regulation Number
    886.4390
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    Catalys Precision Laser System

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The OptiMedica Catalys Precision Laser System is indicated for use in patients undergoing cataract surgery for removal of the crystalline lens. Intended uses in cataract surgery include anterior capsulotomy, phacofragmentation, and the creation of single plane and multi-plane arc cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure.

    Device Description

    The Catalys Precision Laser System ("Catalys System" or "System") is an ophthalmic surgical laser system indicated for use in cataract surgery to create a precise anterior capsulotomy and/or to effect lens fragmentation, thus facilitating efficient lens removal. The System also creates single plane and multi-plane arc cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure. The System employs femtosecond ("FS") laser technology with integrated Optical Coherence Tomography ("OCT"), all of which are controlled and monitored by dedicated electronics. The System utilizes a common optical path for the OCT and femtosecond treatment laser (including the three-dimensional scanner and Liquid Optics "[patient] Interface). As such, the beams are intrinsically co-registered and provide for precise overlap between imaging and treatment beams. Ocular surfaces recognized by the system software include anatomy within the anterior chamber, such as the anterior and posterior corneal surfaces and the anterior and posterior surfaces of the crystalline lens. Detailed axial or sagittal cross-sectional views are available via OCT, to demarcate proposed incisions versus adjacent ocular structures (for example, iris, pupil and limbus).

    AI/ML Overview

    The provided document, a 510(k) summary for the Catalys Precision Laser System, focuses on demonstrating substantial equivalence to a predicate device (K141079) due to a software upgrade (cOS 3.90). It explicitly states that "there are no significant changes to the subject device other than the design changes resident in the software." As such, the document refers back to the testing performed for the predicate device to justify safety and effectiveness.

    Because of this, the document does NOT contain information about acceptance criteria and a study proving the device meets those criteria, specifically concerning the clinical performance of the device's therapeutic functions. Instead, it refers to prior submissions.

    Here's an analysis of what is available and what is missing based on your request:

    Information Present in the Document (or deducible):

    • Device: Catalys Precision Laser System
    • Purpose of current submission: Software upgrade (cOS 3.90) providing additional surveillance of vacuum pressure and LOI suction during docking, and video monitoring for fluid loss during treatment.
    • Study type mentioned: "Software specific bench testing of the Catalys System was conducted to demonstrate the System's ability to meet all intended design specifications related to the software design changes." This is a purely standalone test of the software's functionality, not related to clinical outcomes or human performance.
    • General assertion: "The bench, animal and clinical performance testing provided in K141079, when coupled with the software verification and validation testing presented for the subject device, provides reasonable assurance that the System is safe and effective for its intended use and furthermore, that it is substantially equivalent to the identified predicate device." This indicates that detailed performance data would be in K141079.
    • Ground Truth for software testing: For the software-specific bench testing, the "intended design specifications related to the software design changes" serve as the ground truth. This would involve comparing the software's output (e.g., reported vacuum pressure, fluid loss detection) against pre-defined correct operational parameters.
    • Sample size for software testing: Not specified.
    • Data provenance for software testing: Not specified, but generally, bench testing data would be internal development data.
    • Training set: Not applicable for this type of software-specific bench testing as described. This is a validation of new software features, not a model requiring a training dataset.

    Information NOT Present in the Document:

    1. Table of acceptance criteria and reported device performance (for clinical outcomes): Not provided. The document references prior submissions for clinical performance.
    2. Sample size used for the test set and data provenance (for clinical outcomes): Not provided; referenced in K141079.
    3. Number of experts and their qualifications (for clinical outcomes ground truth): Not provided; referenced in K141079.
    4. Adjudication method (for clinical outcomes): Not provided; referenced in K141079.
    5. Multi Reader Multi Case (MRMC) comparative effectiveness study: Not mentioned for this submission. The device is a surgical laser system, not an AI diagnostic tool that assists human readers.
    6. Standalone (algorithm only) performance (for clinical outcomes): While software bench testing was performed, clinical standalone performance data is not explicitly detailed in this document; referenced in K141079.
    7. Type of ground truth used (for clinical outcomes): Not provided; referenced in K141079.
    8. Sample size for the training set (if applicable for AI/ML): Not applicable for the described software update. This is a rule-based software design change, not an AI/ML system that would require a 'training set'.
    9. How the ground truth for the training set was established: Not applicable.

    Summary based on the provided text:

    The document describes a 510(k) submission for a software upgrade (cOS 3.90) to an existing device, the Catalys Precision Laser System. The primary study described in this specific document is "Software specific bench testing" to verify the new software's ability to meet its intended design specifications related to vacuum pressure monitoring and fluid loss detection. This is a standalone test of the new software features.

    For clinical efficacy and safety, the document explicitly states that the "bench, animal and clinical performance testing provided in K141079" (the predicate device's submission) is directly applicable due to "no significant changes to the subject device other than the design changes resident in the software." Therefore, details regarding acceptance criteria, sample sizes, ground truth establishment, or expert involvement for clinical outcomes would need to be sought in the K141079 submission, not in the provided text.

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    K Number
    K141079
    Date Cleared
    2014-09-11

    (139 days)

    Product Code
    Regulation Number
    886.4390
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    OPTIMEDICA CATALYS PRECISION LASER SYSTEM

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The OptiMedica® Catalys® Precision Laser System is indicated for use in patients undergoing cataract surgery for removal of the crystalline lens. Intended uses in cataract surgery include anterior capsulotomy, phacofragmentation, and the creation of single plane and multi-plane arc cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure.

    Device Description

    OptiMedica's Catalys® Precision Laser System ("Catalys®System") is a Class II ophthalmic surgical laser system as defined by regulation number 21 CFR 886.4390. The Catalys® System is indicated for use in cataract surgery to create a precise anterior capsulotomy and/or to effect phacofragmentation, thus facilitating efficient lens removal. The System also creates single-plane and multi-plane arc cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure. The System employs femtosecond ("FS") laser technology with integrated Optical Coherence Tomography ("OCT"). all of which are controlled and monitored by dedicated electronics. The System utilizes a common optical path for the OCT and femtosecond treatment laser (including the three-dimensional scanner and Liquid Optics™ [patient] Interface). As such, the beams are intrinsically co-registered and provide for precise overlap between imaging and treatment beams. In addition to the laser classifications per 21 CFR 1040.10 and 1040.11, the Catalys® Precision Laser System complies with the requirements for Class I lasers per ANSI Z136.1-2007 as well as to ISO 15004-2:2007.

    AI/ML Overview

    The provided text describes a 510(k) premarket notification for the Catalys® Precision Laser System. This device is an ophthalmic laser system intended for use in cataract surgery. However, the document does not contain information regarding an AI/ML-based device or a study involving human readers and AI assistance for diagnostic image interpretation. Therefore, I cannot provide details on acceptance criteria and a study that proves an AI/ML device meets these criteria based on the provided text.

    The "study" described in the document pertains to the performance and safety of the laser system itself for surgical procedures, not an AI/ML diagnostic aid. It refers to:

    • Bench testing: Demonstrated the system's ability to deliver corneal incision patterns with accuracy and precision (±75um relative to intended cut dimensions).
    • Animal testing: Demonstrated corneal safety by comparing laser-created incisions to standard manual surgical incisions histologically.
    • Cadaver eye testing: Qualitatively demonstrated the laser's ability to effectively cut various tissue types using bracketed laser parameters.

    To directly answer your request based only on the provided text, I must state that the information requested about acceptance criteria and a study to prove an AI/ML device meets those criteria is not present.

    If you have a different document that describes an AI/ML device and its validation, please provide it.

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    K Number
    K121091
    Date Cleared
    2012-08-28

    (140 days)

    Product Code
    Regulation Number
    886.4390
    Reference & Predicate Devices
    Why did this record match?
    Device Name :

    CATALYS PRECISION LASER SYSTEM

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The OptiMedica® Catalys™ Precision Laser System is indicated for use in patients undergoing cataract surgery for removal of the crystalline lens. Intended uses in cataract surgery include anterior capsulotomy, phacofragmentation, and the creation of single plane and multi-plane arc cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure.

    Device Description

    The Catalys™ Precision Laser System ("Catalys™ System" or "System") is an ophthalmic surgical laser system indicated for use in cataract surgery to create a precise anterior capsulotomy and/or to effect phacofragmentation, thus facilitating efficient lens removal. The System also creates single plane and multi-plane arc cuts/incisions in the cornea, each of which may be performed either individually or consecutively during the same procedure. The System employs femtosecond ("FS") laser technology with integrated Optical Coherence Tomography ("OCT"), all of which are controlled and monitored by dedicated electronics. The System utilizes a common optical path for the OCT and femtosecond treatment laser (including the three-dimensional scanner and Liquid Optics™ [patient] Interface). As such, the beams are intrinsically co-registered and provide for precise overlap between imaging and treatment beams. In addition to the laser classifications per 21 CFR 1040.10 and 1040.11, the Catalys™ Precision Laser System complies with the requirements for Class I lasers per ANSI Z136.1-2007.

    AI/ML Overview

    Here's an analysis of the provided text regarding the acceptance criteria and study for the OptiMedica Catalys Precision Laser System:

    Acceptance Criteria and Device Performance Study for OptiMedica Catalys™ Precision Laser System

    This document describes the bench and animal performance testing conducted to demonstrate the substantial equivalence of the OptiMedica Catalys™ Precision Laser System.

    1. Table of Acceptance Criteria and Reported Device Performance

    Feature/TestAcceptance CriteriaReported Device Performance
    Bench Testing (Corneal Incision Accuracy & Precision)±75um relative to the intended cut dimensions for all corneal incision patterns."All measured values met the test protocol acceptance criteria of ±75um relative to the intended cut dimensions."
    "The spectrum of pattern testing validated the system capability to cut a variety of single plane and multi-plane arc cuts/incisions patterns within specified limits for accuracy and precision."
    Animal Testing (Corneal Safety - Histology)Histological acceptance criteria when compared to standard manual surgical incisions histology.
    (Note: Specific quantitative criteria are not provided in the summary, but it implies successful comparison to a gold standard)."Each and all laser created corneal incisions met the histological acceptance criteria when compared to manual surgical incisions histology."
    Cadaver Eye Testing (Qualitative Incision Effectiveness)Qualitative acceptance criteria for effectively cutting a variety of tissue types.
    (Note: Specific qualitative criteria are not provided, but implies successful tissue cutting)."Each and all laser created corneal incisions met the qualitative acceptance criteria."

    2. Sample Size and Data Provenance

    • Bench Testing: "Multiple samples for a given test pattern were created in a test substrate." The exact number is not specified.
    • Animal Testing: The exact number of animals or incisions is not specified.
    • Cadaver Eye Testing: The exact number of cadaver eyes or incisions is not specified.
    • Data Provenance: The studies appear to be prospective in nature, conducted specifically for this 510(k) submission to demonstrate the device's performance. The country of origin of the data is not explicitly stated, but it's presumed to be the United States, given the FDA submission context.

    3. Number of Experts and Qualifications for Ground Truth

    • Bench Testing: The ground truth was established by "cross-sectioning and measured using a NIST-traceable reticule, under magnified digital image analysis." This implies technical experts performing measurements, but no specific number or qualifications are provided beyond the NIST traceability.
    • Animal Testing: The comparison was against "standard manual surgical incisions histology." This implies veterinary pathologists or similar experts would have evaluated the histology, but no details on their number or qualifications are provided.
    • Cadaver Eye Testing: The ground truth was based on "qualitative acceptance criteria." This would likely involve expert assessment of the incision quality, but no details on the number or qualifications of these experts are provided.

    4. Adjudication Method for the Test Set

    The reported studies do not describe a specific adjudication method like 2+1 or 3+1. The ground truth appears to be derived directly from measurements (bench testing) or comparative histological/qualitative assessments (animal and cadaver testing), implying single expert or consensual assessment rather than a multi-reader adjudication process with conflict resolution.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    No information suggesting a Multi-Reader Multi-Case (MRMC) comparative effectiveness study was done is present in the provided text. The studies focus on the device's technical performance and safety, not on human reader improvement with or without AI assistance.

    6. Standalone (Algorithm Only) Performance Study

    The device, the OptiMedica Catalys Precision Laser System, is an ophthalmic surgical laser system. Its "performance" refers to the accuracy, precision, and safety of the laser actions (capsulotomy, phacofragmentation, corneal incisions) it performs directly, not an AI algorithm that provides diagnostic or assistive outputs for a human. Therefore, a standalone algorithm performance study in the typical sense (e.g., for an imaging AI) is not applicable. The device itself is the "standalone" entity whose performance is being evaluated.

    7. Type of Ground Truth Used

    • Bench Testing: Metrology (NIST-traceable reticule measurements of physical cuts).
    • Animal Testing: Histopathology (comparison of laser-created incisions to manual incisions).
    • Cadaver Eye Testing: Qualitative expert assessment of incision effectiveness.

    8. Sample Size for the Training Set

    The document describes performance testing, not the development or training of an AI algorithm. Therefore, there is no mention of a "training set" in the context of machine learning. The system presumably relies on pre-programmed parameters and control algorithms rather than a learned model from a training set.

    9. How the Ground Truth for the Training Set Was Established

    As stated above, this document does not describe a machine learning model, and thus, no training set or ground truth establishment method for a training set is applicable or provided.

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