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510(k) Data Aggregation

    K Number
    DEN230011
    Device Name
    OcuCool
    Date Cleared
    2024-09-30

    (592 days)

    Product Code
    Regulation Number
    N/A
    Type
    Direct
    Reference & Predicate Devices
    N/A
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    OcuCool is a cooling anesthesia device intended for topical application to the conjunctiva and sclera. OcuCool is intended for the temporary reduction of pain associated with intravitreal injections.

    OcuCool is indicated for patients who are allergic to deep penetrating pharmaceutical based anesthetics used for temporarily reducing pain during and following intravitreal injections.

    Device Description

    The OcuCool is a hand-held, cooling anesthesia device that provides rapid and controlled cooling to the conjunctiva and sclera. It is intended to provide an anesthetic effect via a controlled cooling treatment. The main device performs controlled thermoelectric cooling of a single-use sterile OcuCool Tip. The hand-held device has a rechargeable battery, an LCD display screen to show device status, and two LED indicators to show cooling status and battery charging status. Other features of the hand-held device include the Priming Button, which activates the cooling process in preparation for device use and the Cooling Trigger, which activates the cooling anesthesia process. The device has a built-in 30 second timer and alarm to indicate the effective duration of the anesthetic effect after device use.

    AI/ML Overview

    Here's a breakdown of the acceptance criteria and the study that proves the OcuCool device meets them, based on the provided text:

    Acceptance Criteria and Reported Device Performance

    Acceptance Criteria CategorySpecific Criteria (from Special Controls)Reported Device Performance (from "COOL-3" Study & Bench/Animal Testing)
    Clinical PerformanceDemonstrate performance as intended in the real-world population and per instructions for use, evaluating pain intensity/tolerability and ocular adverse events. Pain intensity assessed by fit-for-purpose instruments. Postmarket surveillance may be required.Did NOT meet non-inferiority for pain reduction: Mean numeric rating scale scores 5 minutes after IVT were 2.1±2.1 (OcuCool) vs. 1.4±2.0 (control - lidocaine gel), with a between-group difference of -0.739 (95% CI -1.6329 - 0.1557). The lower bound of the CI (-1.6329) was not greater than the non-inferiority threshold of -1.3. Ocular TEAEs were reported in 70.5% (OcuCool) vs. 54.3% (control). Most frequent: punctate keratitis, conjunctival hemorrhage. Increased IOP reported in 18.2% (OcuCool) vs. 11.1% (control). Moderate/severe fluorescein staining in 40.9% (OcuCool) vs. 24.5% (control). Postmarket study required to characterize pain experience and tolerability, and evaluate safety, due to uncertainty in benefits.
    Non-clinical Performance1. Validation of the intended temperature profile.
    1. Validation of all safety features to prevent use outside the intended temperature range and intended treatment duration. | 1. "Device functionality for producing the required temperature profile was confirmed via validation testing in 'Test Mode'."
    2. "Safety features for cooling deactivation when the temperature is exceeded and for time error code for prolonged use were validated with bench testing." |
      | Animal Performance | Evaluate the safety profile of the device over the intended cooling temperature and treatment duration, including a detailed evaluation of all ocular adverse events. | "A total of 16 eyes of New Zealand white rabbits were treated at -5° and -20°C with the cooling anesthesia device once a week for 10 or 24 weeks showed no signs of hemorrhage, inflammation, or necrosis." (Note: The device delivers -15°C to the conjunctiva, so the -5°C and -20°C tested in animals encompass this target.) |
      | Software | 1. Verification, validation, and hazard analysis.
    3. Description of cooling temperature, contact verification, and contact timing alerts to limit excessive cooling.
    4. Description of all timing alerts for safe detachment and appropriate anesthetic effect duration. | Software developed/tested per FDA guidance. FDA reviewed and found acceptable.
      Software controls implement timing for:
    • Tip reaching -13°C, contact within 20s, pressure verification.
    • Cooling trigger within 5s, 10s cooling duration.
    • Tip warming to -3°C for safe detachment.
    • 30s countdown for IVT administration. |
      | Biocompatibility | Device patient-contacting components must be demonstrated to be biocompatible. | Biocompatibility assessment performed in accordance with ISO 10993-1, -5, -10. All tests in GLP. Found acceptable. |
      | Shelf Life/Sterility | Performance data must support shelf life by demonstrating continued sterility, package integrity, and device functionality. Performance testing must demonstrate sterility of patient-contacting components. | OcuCool Tips sterile with SAL of 1 x 10^-6. Gamma irradiation validated per ANSI/AAMI/ISO 11137. Packaging validated for 3-year shelf-life per ASTM F88/F88M and F1929. Testing demonstrates consistent device performance following conditioning and aging. Found acceptable. |
      | Electrical Safety/EMC | Performance testing must demonstrate electrical safety and electromagnetic compatibility (EMC) in the intended use environment. | Testing per IEC 60601-1, -1-6, -1-2. Found acceptable. Battery certified to IEC 62133. |
      | Human Factors | Human factors validation testing must demonstrate that intended users can correctly use the device, based solely on the instructions for use. | Study in simulated-use format. Participants observed, difficulties/errors documented and analyzed. Concluded device is safe and effective for intended users, uses, and environments. |
      | Labeling | Must include:
    1. Summaries of treatment parameters.
    2. Summary of clinical performance testing, including patient population.
    3. Detailed summary of postmarket surveillance data (for updated labeling). | Labeling found sufficient, satisfying 21 CFR 801.109. Describes device use, treatment procedure, user interface. Includes intended patient population and summary of clinical study (including demographics/racial distribution). Includes contraindications, warnings, precautions. (Note: Item 3 on postmarket data is for future updates based on a required postmarket study). |

    Study Details (Clinical Performance - "COOL-3" Study)

    1. Sample Size Used for the Test Set and Data Provenance:

      • Enrollment: 90 participants enrolled. 44 to OcuCool group, 46 to control group.
      • Per-Protocol (PP) Cohort: 39 participants in OcuCool group, 41 in control group.
      • Provenance: Prospective, multi-center, randomized, controlled, double-masked trial conducted across eight sites in the United States.
    2. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications:

      • The "ground truth" for the primary effectiveness endpoint was patient-reported pain scores using a numeric rating scale (NRS). This is a subjective patient outcome, not an expert-determined ground truth in the traditional sense of diagnostic accuracy studies.
      • For safety outcomes, healthcare providers (implied to be trained for intravitreal injections, likely ophthalmologists or retina specialists) would have performed examinations (slit-lamp, indirect ophthalmoscopy, IOP assessment). Their qualifications are not explicitly stated, but they are referred to as "healthcare provider trained and qualified to diagnose and treat ophthalmic disease and perform intravitreal injections."
    3. Adjudication Method for the Test Set:

      • Not applicable as the primary outcome was patient-reported pain scores (NRS) and direct clinical measurements of adverse events. These are typically recorded directly by the treating or observing clinician and do not involve an "adjudication" of expert opinions on a specific case.
    4. If a Multi Reader Multi Case (MRMC) Comparative Effectiveness Study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

      • Not applicable. This study is a comparative effectiveness study of two anesthesia methods (OcuCool vs. Lidocaine gel) on patient-reported pain and safety. It does not involve human readers interpreting images, nor does it involve AI assistance in that context.
    5. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was done:

      • Not applicable. OcuCool is a physical medical device, not an algorithm, and it requires a human operator for its use.
    6. The type of ground truth used:

      • Patient-reported outcome (PRO): Mean pain score as measured by a numeric rating scale (NRS) 5 minutes after IVT.
      • Clinical observation/measurement: Adverse event reporting, visual acuity, slit-lamp biomicroscopy, indirect ophthalmoscopy, changes in intraocular pressure (IOP), fluorescein staining, and SPEED questionnaire results.
    7. The sample size for the training set:

      • Not applicable. This study pertains to the clinical evaluation of a medical device, not an AI/ML model that requires a training set. The "COOL-3" study is a pivotal clinical study to evaluate the device's performance directly.
    8. How the ground truth for the training set was established:

      • Not applicable, as there is no training set mentioned or implied for this device's evaluation.
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    K Number
    K230599
    Device Name
    TargetCool™
    Date Cleared
    2023-06-22

    (111 days)

    Product Code
    Regulation Number
    878.4350
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    TargetCool™ (Cooling mode / Boosting mode) is indicated for the temporary reduction of pain, swelling, inflammation, and hematoma from minor surgical procedures, minor sprains or other minor sports injuries, and as an adjunct to rehabilitative treatment (e.g., intermittent cold with stretch).

    TargetCool™ (Freezing mode) is indicated for the surgical destruction of target tissue by applying cryogenic gases at extreme low temperatures

    • Molluscum Contagiosum
    • Skin Tags
    • Actinic Keratosis
    • Lentigo
    • Verruca Plana
    • Verruca Vulgaris
    • Verruca Lesions
    • Genital Lesions
    • Seborrheic Keratosis
    Device Description

    TargetCool™ is a handheld device that can deliver rapid, precise, and controlled cooling to the skin tissue. The TargetCool™ device consists of a main device, nozzle, a guard, a filter, and a cartridge.

    The main device produces controlled cooling based on thermoelectric cooling, which controls the temperature of the targeted area. TargetCool™ displays the skin temperature measured in real time, the set cooling temperature and the device status through the LCD display. Also, if the measured temperature is below -1 ℃ and lasts for more than 1 second, the status light blinks in blue with a beep sound.

    The principle of pain relief through skin cooling is as the skin cools by spraying the cryogen onto the skin, the nerve conduction velocity (NCV) of the skin decreases, increasing the pain threshold (PTH) and pain tolerance (PT). Through this mechanism, pain in the skin is relieved. The advances represented by TargetCool™ lie in the fact that the device executes this process in a precise, controlled, and rapid way.

    AI/ML Overview

    The provided text describes the 510(k) premarket notification for the TargetCool™ device. However, it does not include detailed acceptance criteria or a specific study proving the device meets those criteria with performance metrics, sample sizes, or ground truth establishment relevant to AI/ML device evaluations.

    The document focuses on demonstrating substantial equivalence to predicate devices based on intended use, technological characteristics, and safety. The performance data section refers to bench testing (compliance with standards, biocompatibility, hazard analysis) and mentions "Clinical publications and clinical data demonstrated the safety and effectiveness of the TargetCoolTM for treatment of pediatric patient," but it does not provide specifics about these clinical studies in the context of acceptance criteria.

    Therefore, many of the requested details cannot be extracted from the provided text.

    Here's what can be inferred and what is missing:

    1. A table of acceptance criteria and the reported device performance:

    Feature/TestAcceptance Criteria (Inferred)Reported Device Performance (Inferred)
    Cooling ModeTemperature of 2-4 °C within 5 secondsAchieves 2-4 °C within 5 seconds
    Boosting ModeTemperature of 2-4 °C, sustained for 3-4 minutes (for saline solution)Achieves 2-4 °C, sustained for 3-4 minutes (for saline solution)
    Freezing Mode (CO2 cryoablation)Temperature of -79°C (using CO2)Achieves -79°C (using CO2)
    Gas dispensing rate (Freezing Mode)0.578 g/sec0.578 g/sec
    Gas Volume65g cartridge capacityUses 65g cartridge
    Safety Feature (Temperature monitoring)Alarm and status light blinking if skin temperature is determined to be less than -1 °C for 1 second.Alarm and status light blinks if skin temp is
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