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510(k) Data Aggregation

    K Number
    K192724
    Date Cleared
    2020-03-26

    (181 days)

    Product Code
    Regulation Number
    868.5630
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    Reciprocal Labs Corporation

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Propeller System includes the Propeller Sensor Model 2018-S. The sensor is an accessory device intended for singlepatient use to assist physicians and patients in recording and monitoring the actuations of prescribed pMDI usage for the Symbicort device.

    The Propeller Mobile Application records, stores, and transmits usage events from Propeller Sensors, or via manual user entry, to a remote storage system. With the Propeller Mobile Application the user can review information collected from the pMDI sensor, and report and review symptoms and other information about their disease management and its impact. The user may also share their information with their caregivers, physician, and healthcare providers.

    The Propeller Web Application is software that, like the Propeller Mobile Application, is intended to allow users to review the collected information and characteristics of their pMDI and its use, to capture other patient-reported information and outcomes, and to allow that information to be shared with their caregivers, physicians, and health care providers.

    When used with a prescribed pMDI, the system can report on information captured during the normal course of use, such as the time between actuations that can be helpful in assessing pMDI technique.

    The Propeller System is intended to be used in populations from Child (>2 years) to Adult.

    The Propeller System can be used both indoors; home, work, and clinical settings, as well as on aircraft.

    The Propeller System may also be used in clinical trials where researchers need to know information about the use of pMDI medication(s) by a participant.

    The output of the Propeller System is not intended to diagnosis provided by a licensed physician. The Propeller System is not intended for use as an pMDI dose counter, nor is it intended to indicate the quantity of medication remaining in an pMDI.

    Device Description

    Pressurized Metered Dose Inhaler (pMDI) / Symbicort Accessory that monitors inhaler usage. The portable sensor mounts to the back of the pMDI and records inhalation events when the inhaler is used.

    AI/ML Overview

    This document is a 510(k) Premarket Notification from the FDA regarding the "Propeller Sensor for Symbicort" (Model 2018-S). It asserts that the device is substantially equivalent to a previously cleared predicate device (Propeller Sensor Model 2017-B).

    Based on the provided text, the device in question is a sensor that attaches to a Pressurized Metered Dose Inhaler (pMDI) to record and monitor its usage. The main purpose of the testing described here is to demonstrate that the new model (2018-S) is substantially equivalent to the previous model (2017-B), especially regarding its ability to detect and record inhaler actuations, and its safety.

    Here's an analysis based on your request:

    1. Table of Acceptance Criteria and Reported Device Performance

    The document does not explicitly state quantitative acceptance criteria or a direct performance table for features like accuracy of actuation detection. Instead, it relies on demonstrating substantial equivalence to a predicate device. The "Test Summary" statement, "Test results indicate that the Propeller Sensor Model 2018-S and its predicate Propeller Sensor Model 2017-B complies with predetermined specifications. Software verification and validation testing confirms this result," acts as the overall conclusion of meeting the implicit criteria of functioning similarly and safely to the predicate.

    The primary comparison is regarding technological characteristics and their sameness between the new device and the predicate. The table on page 6-7 serves as the direct "comparison" showing where the devices are similar or identical.

    Here's how we can infer the "acceptance criteria" and "performance" from this document:

    Feature/Criterion (Inferred)Acceptance Criteria (Implicit)Reported Device Performance (Summary)
    FunctionalityDevice effectively records and monitors actuations of prescribed pMDI usage, similar to the predicate."Records date and time of pMDI usage by monitoring actuation of the pMDI via sensors." Functionally "Same" as predicate.
    Attachment MechanismPhysically attaches to pMDI without inhibiting patient use, similar to how the predicate attached to DPI."Physically attaches to pMDI without inhibiting patient use."
    Principle of OperationUses wireless uploading of usage history, similar to the predicate."Performs wireless uploading of usage history of the pMDI." Functionally "Same" as predicate.
    Output Port/InterfaceWireless uploading to database; viewed by PC or other Internet-capable device, similar to the predicate."Wireless uploading to database; viewed by PC or other Internet-capable device." "Same" as predicate.
    Software FunctionalityMobile and Web applications allow review of collected information and characteristics of pMDI use, consistent with the predicate's software.Mobile Application: "records, stores, and transmits usage events." Web Application: "allows users to review collected information." Both are "Same" as predicate's software functionality.
    Safety - ElectricalCompliance with IEC 60601-1, IEC 60601-2, IEC 60601-6, IEC 60601-11."Compliance to IEC 60601-1, IEC 60601-2, IEC 60601-6, IEC 60601-11, ISO 10993-5, and ISO 10993-10 was confirmed."
    Safety - BiocompatibilityCompliance with ISO 10993-5 (cytotoxicity) and ISO 10993-10 (irritation/sensitization)."Compliance to... ISO 10993-5, and ISO 10993-10 was confirmed."
    Safety - Mechanical/UseUsability testing successful; device does not affect particle size distribution of medication."Usability testing" and "electrostatic discharge testing (to verify the device does not affect particle size distribution of the medication)" were performed. Results implicit in "complies with predetermined specifications."
    Battery PerformanceBattery life and low battery indicator function as expected."Battery performance testing" was performed. Results implicit in "complies with predetermined specifications."

    2. Sample Size Used for the Test Set and Data Provenance

    • Sample Size: The document does not specify a sample size for any specific "test set" or the number of devices or uses tested. It generally refers to "bench testing."
    • Data Provenance: Not explicitly stated, but given it's a submission to the FDA for a medical device company in Madison, WI, the testing would typically be conducted by the manufacturer, which is usually in the U.S. or through their contract labs. The document does not indicate if data was retrospective or prospective in the sense of clinical study data, as no clinical testing was required or performed.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

    • Not applicable. This submission focuses on engineering and performance testing to demonstrate substantial equivalence, not on establishing a "medical ground truth" from experts interpreting diagnostic data (like radiology images). The device's function is to record actuation events, not to interpret complex medical data.

    4. Adjudication Method for the Test Set

    • Not applicable. As there's no interpretation of complex data by multiple readers necessitating adjudication, this method is not relevant to the type of testing described (bench testing, software verification/validation, electrical safety).

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    • No. An MRMC study was not conducted. The document explicitly states: "Clinical Testing: No clinical testing was required." The device is intended as an accessory to record pMDI usage, not to provide diagnostic interpretations that would assist human readers in an MRMC setting.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was done

    • Yes, in essence. The testing described (bench testing, software verification/validation) is a form of standalone performance evaluation of the device's ability to detect and record inhaler actuations, and its software's ability to process and display that data accurately. The core function of the device (detecting actuation) is an algorithmic function performed by the sensor. The reported "Test Summary" and "Conclusion" indicate this standalone performance meets "predetermined specifications" and is "substantially equivalent" to the predicate.

    7. The Type of Ground Truth Used

    • For the core function of detecting pMDI actuations: The "ground truth" would be the actual physical actuation events of the pMDI during bench testing. This would be established by direct observation or synchronized, validated measurement techniques during the testing process. The device's recorded actuation event would be compared against the actual event occurring.
    • For compliance with standards (IEC, ISO): The ground truth is the specified requirements within those engineering and safety standards. The device's performance is measured against these established quantitative and qualitative criteria.

    8. The Sample Size for the Training Set

    • Not applicable. This device is a sensor that records physical events and transmits data. It's not described as an AI/ML algorithm that requires a "training set" in the conventional sense of machine learning for classification or prediction tasks based on complex data (e.g., image analysis). The "algorithms" would be embedded logic for event detection and data processing, which are validated through standard software V&V and bench testing.

    9. How the Ground Truth for the Training Set Was Established

    • Not applicable. (See point 8).

    In summary, this 510(k) submission establishes substantial equivalence primarily through comparing the new device's engineering specifications and performance (demonstrated through bench testing and compliance with recognized standards) to a previously cleared predicate device. It avoids significant clinical studies or complex AI/ML "training/ground truth" methodologies because its function is a relatively straightforward data acquisition task rather than a diagnostic interpretation or predictive AI model.

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    K Number
    K180770
    Date Cleared
    2018-08-01

    (131 days)

    Product Code
    Regulation Number
    868.5630
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    Reciprocal Labs Corporation

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Propeller System includes the Propeller Sensor Model 2017-B. The sensor is an accessory device intended for singlepatient use to assist physicians and patients in recording and monitoring the actuations of prescribed DPI usage for the Neohaler and Breezhaler devices.

    The Propeller Mobile Application records, stores, and transmits usage events from Propeller Sensors, or via manual user entry, to a remote storage system. With the Propeller Mobile Application the user can review information collected from the DPI sensor, and review symptoms and other information about their disease management and its impact. The user may also share their information with their caregivers, physician, and healthcare providers.

    The Propeller Web Application is software that, like the Propeller Mobile Application, is intended to allow users to review the collected information and characteristics of their DPI and its use, to capture other patient-reported information and outcomes, and to allow that information to be shared with their caregivers, physicians, and health care providers.

    When used with a prescribed DPI, the system can report on information captured during the normal course of use, such as the time between actuations that can be helpful in assessing DPI technique.

    The Propeller System is intended to be used in populations from Child (>2 years) to Adult.

    The Propeller System can be used both indoors home, work, and clinical settings, as well as on aircraft.

    The Propeller System may also be used in clinical trials where researchers need to know information about the use of DPI medication(s) by a participant.

    The output of the Propeller System is not intended to diagnosis provided by a licensed physician. The Propeller System is not intended for use as an DPI dose counter, nor is it intended to indicate the quantity of medication remaining in an DPI.

    Device Description

    Dry Powder Inhaler (DPI) / Neohaler Accessory that monitors inhaler usage. The portable sensor mounts on top of a DPI and records inhalation events when the inhaler is used.

    AI/ML Overview

    The provided text describes the Propeller Sensor Model 2017-B, an accessory device for Dry Powder Inhalers (DPIs), and its substantial equivalence to a predicate device (Propeller Sensor Model 2015-E). However, the document does NOT contain information regarding acceptance criteria and a study that proves the device meets those criteria in the context of diagnostic performance metrics (e.g., sensitivity, specificity, accuracy).

    Instead, the document focuses on:

    • Regulatory clearance (510(k) summary): Demonstrating "substantial equivalence" to a previously cleared device.
    • Technological comparison: Highlighting the similarities between the new device and the predicate.
    • Bench testing: Confirming compliance with various standards and specifications (e.g., electrical safety, biocompatibility, battery performance).

    Therefore, I cannot provide the requested information about acceptance criteria and performance metrics for diagnostic purposes. The device described here is a sensor for monitoring inhaler usage, not a diagnostic tool requiring such performance studies.

    Here's what can be extracted from the document regarding the type of testing and its conclusion:

    1. A table of acceptance criteria and the reported device performance:

    Since the device is an accessory for monitoring inhaler usage and not a diagnostic device, the acceptance criteria are not in terms of diagnostic performance metrics (e.g., sensitivity, specificity). Instead, they relate to compliance with regulatory standards and functional specifications.

    Acceptance Criteria (Implied from text)Reported Device Performance
    Compliance with predetermined specifications (functional performance of the sensor, software verification/validation)Test results indicate that the Propeller Sensor Model 2017-B complies with predetermined specifications. Software verification and validation testing confirms this result.
    Compliance with IEC 60601-1 (medical electrical equipment - General requirements for basic safety and essential performance)Confirmed
    Compliance with IEC 60601-2 (particular requirements for basic safety and essential performance of specific medical electrical equipment)Confirmed
    Compliance with IEC 60601-6 (particular requirements for basic safety and essential performance of medical electrical equipment in the home healthcare environment)Confirmed
    Compliance with IEC 60601-11 (particular requirements for basic safety and essential performance of medical electrical equipment for use by lay operators)Confirmed
    Compliance with ISO 10993 Biocompatibility (Primary Skin Irritation, Patch Dermal Sensitization, Cytotoxicity)Confirmed
    Battery performanceBench testing included battery performance testing (Implicitly met based on conclusion of compliance with specifications). The technical characteristics table mentions a 1-year battery life, which should have been verified.
    Particle Size Distribution (PSD) testing (implying no adverse effect on DPI functionality)Bench testing included particle size distribution (PSD) testing (Implicitly met based on conclusion of substantial equivalence and safety). The device itself is an accessory that attaches to a DPI, so PSD testing would likely ensure it doesn't negatively impact the DPI's ability to deliver medication, rather than being a performance metric of the sensor itself.

    2. Sample size used for the test set and the data provenance:
    Not applicable as no diagnostic performance study involving test sets from patients was conducted. The testing focused on engineering, software verification, and biocompatibility.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts:
    Not applicable. No ground truth establishment by experts for diagnostic performance was required as it's not a diagnostic device.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set:
    Not applicable.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:
    Not applicable. This device is a sensor for inhaler usage, not an AI-assisted diagnostic tool for human readers.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done:
    Not applicable. While the device does have an "algorithm" to detect inhaler actuations, the document does not describe it in terms of standalone "performance" in the way a diagnostic algorithm would be evaluated (e.g., sensitivity/specificity for a disease). The testing confirms its functional operation (e.g., compliance with specifications) rather than diagnostic accuracy.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc):
    Not applicable in the context of diagnostic performance. The "ground truth" for the device's functionality would likely be physical measurements and observations during bench testing to confirm accurate detection of inhaler actuations.

    8. The sample size for the training set:
    Not applicable. As a non-AI diagnostic device, there is no mention of a "training set" in the context of machine learning. The device's operation is based on physical principles (sensors detecting actuation) rather than learned patterns from a training dataset.

    9. How the ground truth for the training set was established:
    Not applicable.

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    K Number
    K161454
    Date Cleared
    2016-11-01

    (159 days)

    Product Code
    Regulation Number
    868.5630
    Reference & Predicate Devices
    N/A
    Why did this record match?
    Applicant Name (Manufacturer) :

    Reciprocal Labs Corporation

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Propeller System includes the Propeller Sensor is an accessory device intended for singlepatient use to assist physicians and patients in recording and monitoring the actuations of prescribed DPI usage for the Ellipta devices.

    The Propeller Mobile Application records, stores, and transmits usage events from Propeller Sensors, or via manual user entry, to a remote storage system. With the Propeller Mobile Application the user can review information collected from the DPI sensor, and review symptoms and other information about their disease management and its impact. The user may also share their information with their caregivers, physician, and healthcare providers.

    The Propeller Web Application is software that, like the Propeller Mobile Application, is intended to allow users to review the collected information and characteristics of their DPI and its use, to capture other patient-reported information and outcomes, and to allow that information to be shared with their caregivers, physicians, and health care providers.

    When used with a prescribed DPI, the system can report on information captured during the normal course of use, such as the time between actuations that can be helpful in assessing DPI technique.

    The Propeller System is intended to be used in populations from Child (>2 years) to Adult.

    The Propeller System can be used both indoors home, work, and clinical settings, as well as on aircraft.

    The Propeller System may also be used in clinical trials where researchers need to know information about the use of DPI medication(s) by a participant.

    The output of the Propeller System is not intended to diagnosis provided by a licensed physician. The Propeller System is not intended for use as an DPI dose counter, nor is it intended to indicate the quantity of medication remaining in an DPI.

    Device Description

    Dry Power Inhaler (DPI) / Ellipta Accessory that monitors a patient's inhaler usage. The portable, polycarbonate sensor clips on top of a DPI mouthpiece cover and passively records inhalation events when the inhaler is used using infra-red (IR) sensors. The sensor then sends the event information via Bluetooth to the mobile phone or wireless gateway.

    AI/ML Overview

    The provided text does not contain detailed acceptance criteria or a study proving that the device meets those criteria with specific performance metrics. This document is a 510(k) summary, which focuses on demonstrating substantial equivalence to a predicate device rather than providing intricate details of performance studies against defined acceptance criteria.

    However, based on the information available, I can infer some aspects and present the information as requested, using placeholders where specific data is absent.

    Here's a breakdown of what can be extracted and what is missing:

    1. Table of Acceptance Criteria and Reported Device Performance

    The document mentions that "Test results indicate that the Propeller Sensor Model 2015-E... complies with predetermined specifications." However, the specific predetermined specifications (acceptance criteria) and the corresponding reported device performance values are not detailed in this summary.

    Acceptance Criteria (Inferred from text)Reported Device Performance
    Software Verification & Validation (Moderate Concern)Complies with predetermined specifications (Identical to predicate)
    Compliance to IEC 60601-1:2012 (Medical Electrical Equipment)Confirmed
    Compliance to IEC 60601-1-2:2007 (Electromagnetic Compatibility)Confirmed
    Compliance to IEC 60601-1-6:2010 (Usability)Confirmed
    Compliance to IEC 60601-1-11:2015 (Home Healthcare Environment)Confirmed
    Compliance to ISO 10993:2010 Biocompatibility (Primary Skin Irritation, Patch Dermal Sensitization, Cytotoxicity)Confirmed
    EMC testing (Home use environment levels)Completed with passing results
    Wireless coexistence testingPerformed with passing results
    Battery performanceTested (Specific results not detailed)
    Particle size distribution (PSD)Tested (Specific results not detailed)
    Actuation detection (implicit, as it monitors DPI usage)Complies with predetermined specifications (Implied)

    2. Sample Size Used for the Test Set and Data Provenance

    The document states, "Bench testing included battery performance testing and particle size distribution (PSD) testing." It also references "Software verification and validation testing." However, no specific sample sizes for these test sets are provided, nor is the data provenance (e.g., country of origin, retrospective or prospective) mentioned.

    3. Number of Experts Used to Establish Ground Truth and Qualifications

    This information is not provided. The testing mentioned (software, electrical safety, biocompatibility, battery, PSD) does not typically involve expert review for ground truth establishment in the same way as performance studies for diagnostic algorithms.

    4. Adjudication Method

    This information is not applicable and therefore not provided. The testing described does not involve an adjudication process.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    No MRMC comparative effectiveness study was done or reported. The device is a sensor for monitoring inhaler usage, not a diagnostic tool requiring human reader interpretation in comparison to AI assistance. The document explicitly states: "Clinical Testing No clinical testing was required."

    6. Standalone (Algorithm Only) Performance Study

    The device is a hardware sensor that passively records inhalation events and transmits data. Its "performance" is primarily about accurately detecting these events and transmitting them reliably. While software verification and validation were performed, no standalone "algorithm-only" performance study in the context of, for example, diagnostic image analysis, is described. The core function is sensing and data transmission, for which specific accuracy metrics are implied to be part of the "predetermined specifications" but are not detailed.

    7. Type of Ground Truth Used

    For the various tests mentioned:

    • Software verification and validation: Ground truth would be defined by the software requirements and specifications.
    • Compliance to standards (IEC, ISO): Ground truth is the adherence to the requirements outlined in those standards.
    • EMC, Wireless Coexistence: Ground truth is defined by the technical limits and requirements of relevant standards and regulations.
    • Battery performance, PSD: Ground truth would be the expected physical or electrical characteristics defined by the manufacturer's specifications.

    8. Sample Size for the Training Set

    This information is not provided and likely not relevant in the conventional sense of machine learning training data for this type of device. The device is a hardware sensor primarily. While there is a "Propeller System" that includes mobile and web applications, the document focuses on the sensor itself. Any "training" for the sensor would be during its design and calibration, not typically described as a "training set" in this context.

    9. How the Ground Truth for the Training Set Was Established

    Not applicable/Not provided given the nature of the device and the absence of a distinct "training set" as understood in AI/ML performance studies.

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    K Number
    K142516
    Device Name
    Propeller System
    Date Cleared
    2015-05-15

    (249 days)

    Product Code
    Regulation Number
    868.5630
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    RECIPROCAL LABS CORPORATION

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Propeller System includes the Propeller MDI Model 2 OTC Sensor is an accessory device intended for single-patient use to assist physicians and patients in recording and monitoring the actuations of prescribed MDI usage.

    The Propeller Mobile Application records, stores, and transmits usage events from Propeller Sensors, or via manual user entry, to a remote storage system. With the Propeller Mobile Application the user can review information collected from the MDI sensor, and report and review symptoms and other information about their disease management and its impact. The user may also share their information with their caregivers, physician and healthcare providers.

    The Propeller Web Application is software that, like the Propeller Mobile Application, is intended to allow users to review the collected information and characteristics of their respiratory medication(s) and its use, to capture other patientreported information and outcomes, and to allow that information to be shared with their caregivers, physicians and health care providers.

    When used with a prescribed MDI, the system can report on information captured during the normal course of use, such as the time between actuations that can be helpful in assessing MDI technique.

    When used under the care of a physician with a prescribed MDI, or other inhaled medication, the system can be used to reduce the frequency of respiratory health symptoms and exacerbations by increasing adherence to MDI or other inhaled medications through the use of feedback such as reminders and notifications, and self-management education.

    The Propeller System is intended to be used in populations from used in populations from Child (>2 years) to adult.

    The Propeller system can be used both indoors; home, work and clinical settings, as well as on aircraff.

    The Propeller System may also be used in clinical trials where researchers need to know information about the use of MDI or other inhaled medication(s) by a participant.

    The output of the Propeller System is not intended to diagnose provided by a licensed physician. The Propeller System is not intended for use as an MDI or inhaled medication dose counter, nor is it intended to indicate the quantity of medication remaining in an MDI or inhaled medication.

    Device Description

    The Propeller System includes the Propeller MDI Model 2 OTC Sensor is an accessory device intended for single-patient use to assist physicians and patients in recording and monitoring the actuations of prescribed MDI usage.

    The Propeller Mobile Application records, stores, and transmits usage events from Propeller Sensors, or via manual user entry, to a remote storage system. With the Propeller Mobile Application the user can review information collected from the MDI sensor, and report and review symptoms and other information about their disease management and its impact. The user may also share their information with their caregivers, physician and healthcare providers.

    The Propeller Web Application is software that, like the Propeller Mobile Application, is intended to allow users to review the collected information and characteristics of their respiratory medication(s) and its use, to capture other patientreported information and outcomes, and to allow that information to be shared with their caregivers, physicians and health care providers.

    AI/ML Overview

    This document is a 510(k) premarket notification for the Propeller System Model 2 OTC. It is primarily focused on seeking approval for over-the-counter (OTC) use of a device previously approved for prescription use. As such, the information provided relates more to the comparison with a predicate device and the validation for the change in use status, rather than a detailed study proving performance against new, specific acceptance criteria for a novel device.

    Given the information provided, it states: "No clinical testing was required" and "The device is identical to the predicate device." Therefore, a traditional study proving the device meets acceptance criteria as would be for a de novo or novel device is not present here. The focus is on demonstrating that the previously established performance and safety remain valid for OTC use.

    However, I can extract information related to the validation testing for OTC and the conclusion regarding safety, which can be interpreted as fulfilling new "acceptance criteria" for the change in intended use.

    Here's an attempt to structure the information based on your request, acknowledging the limitations of the provided text:

    Acceptance Criteria and Study to Prove the Device Meets Acceptance Criteria

    The provided document describes a 510(k) premarket notification for the Propeller System Model 2 OTC, which is a re-marketing of a previously approved prescription-use device (Propeller System Model 2) for over-the-counter (OTC) use. The primary goal of this submission is to demonstrate that the device continues to meet specified requirements for the change in status from "Prescription Use" to "OTC". Therefore, the "acceptance criteria" and "study" are framed around this change in intended use, rather than a de novo evaluation of the device's fundamental performance.

    1. Table of Acceptance Criteria and Reported Device Performance

    Acceptance Criteria Category (for OTC use)Reported Device Performance (from the document)
    Overall Compliance with Predetermined Specifications"Test results indicate that the Propeller System Model 2 OTC and its predicate Propeller System Model 2 complies with predetermined specifications."
    Electromagnetic Compatibility (EMC)"Completed EMC... testing confirms this result." (Implied compliance)
    Electrical Safety"Completed ... electrical, safety... testing confirms this result." (Implied compliance)
    Mechanical Durability"Completed ... mechanical durability... testing confirms this result." (Implied compliance)
    Software Verification and Validation"Completed ... software verification and validation testing confirms this result." (Implied compliance)
    Suitability for OTC use"Validation testing has been completed and confirms that the device continues to meet the specified requirements for the change from 'Prescription Use' to 'OTC' status."
    No New Safety Concerns for OTC Use"Hazard Analysis for OTC [...] No new concerns of safety with the proposed OTC indication were found."
    No New Effectiveness Issues for OTC Use"Conclusion: There are no new safety or effectiveness issues with classification as an over-the-counter medical device."
    Device is Identical to Predicate Device (Technology Comparison)"The device is identical to the predicate device."

    2. Sample Size Used for the Test Set and Data Provenance

    The document explicitly states: "No clinical testing was required". This indicates that the validation for OTC use did not involve a study with human subjects or a test set in the traditional sense of a clinical trial. The testing performed was likely bench testing, software validation, and a hazard analysis related to the change in labeling and intended use. Therefore, a "sample size for the test set" is not applicable in the context of clinical performance data, and "data provenance" (country of origin, retrospective/prospective) is not relevant to this type of regulatory submission.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications

    Not applicable. As no clinical testing was required and the device is stated to be identical to its predicate, there was no "test set" requiring expert ground truth establishment in a clinical performance study. The "ground truth" here is the established safety and performance of the predicate device and the assessment that these characteristics are maintained for OTC use.

    4. Adjudication Method (e.g., 2+1, 3+1, none) for the Test Set

    Not applicable, as no clinical test set requiring adjudication was performed.

    5. If a Multi Reader Multi Case (MRMC) Comparative Effectiveness Study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    Not applicable. The Propeller System is an electronic MDI accessory for recording and monitoring inhaler actuations, not an AI-powered diagnostic imaging tool. Therefore, an MRMC study and effects on "human readers" are not relevant to this device.

    6. If a Standalone (i.e. algorithm only without human-in-the-loop performance) was done

    The device itself (the Propeller MDI Model 2 OTC Sensor) operates in a standalone manner to record actuations. The accompanying mobile and web applications also process and display data. The document confirms that "Completed EMC, electrical, safety, mechanical durability, software verification and validation testing confirms this result." This implies that the device's core functions (including its algorithms for detecting actuations) were validated. However, the document does not provide details on the performance metrics of these algorithms (e.g., accuracy of actuation detection) as this was likely established and accepted with the predicate device. The focus here is on the transition to OTC.

    7. The Type of Ground Truth Used (expert consensus, pathology, outcomes data, etc)

    For the validation of the device itself (as opposed to its OTC reclassification), the ground truth for actuation detection would typically be established against physical measurements or manual observations of MDI actuations. However, this information pertains to the predicate device's initial approval and is not detailed in this 510(k) submission which focuses on the OTC change. For the OTC reclassification, the "ground truth" was essentially the confirmed safety and effectiveness of the identical predicate device and the absence of new hazards identified through the hazard analysis for OTC.

    8. The Sample Size for the Training Set

    Not applicable. This device is an electronic MDI accessory, not an AI/machine learning model that typically requires a training set of data. Its function is based on sensor data interpretation, not predictive modeling from a large dataset.

    9. How the Ground Truth for the Training Set Was Established

    Not applicable, as there is no "training set" in the context of this device's function as described.

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    K Number
    K140638
    Date Cleared
    2014-05-02

    (51 days)

    Product Code
    Regulation Number
    868.5630
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    RECIPROCAL LABS CORPORATION

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Propeller System includes the Propeller MDI Model 2 Sensor is an accessory device intended for single-patient use to assist physicians and patients in recording and monitoring the actuations of prescribed MDI usage.

    The Propeller Mobile Application records, stores, and transmits usage events from Propeller Sensors, or via manual user entry, to a remote storage system. With the Propeller Mobile Application the user can review information collected from the MDI sensor, and review symploms and other information about their disease management and its impact. The user may also share their information with their caregivers, physician and healthcare providers.

    The Propeller Web Application is software that, like the Propeller Mobile Application, is intended to allow users to review the collected information and characteristics of their MDI and its use, to caplure other patient-reported information and outcomes, and to allow that information to be shared with their caregivers, physicians and health care providers.

    When used under the care of a physician with a prescribed MDI, the system can report on information caplured during the normal course of use, such as the lime between actualions that can be helpful in assessing MDI technique. When used under the care of a physician will a prescribed MDI, the system can be used to reduce the frequency of respiratory health symploms and exacerbations by increasing adherence to MDI medications through the use of feedback such as reminders and notifications, and self-management education.

    The Propeller System is intended to be used in populations from Child (>2 years) to adult."

    The Propeller system can be used both indoors and ouldoors; home, work and clinical settings, as well as on aircraft.

    The Propeller System may also be used in clinical trials where researchers need to know information about the use of MDI medication(s) by a participant. The Propeller System is not inlended to diagnose or replace a diaonosis provided by a licensed physician. The Propeller System is not intended for use as an MDI dose counter, nor is it intended to indicate the quantity of medication remaining in an MDI.

    Device Description

    Electronic MDI Accessory

    AI/ML Overview

    Here's an analysis of the Propeller System based on the provided 510(k) summary, structured to address your specific questions.

    1. Table of Acceptance Criteria and Reported Device Performance

    The 510(k) summary for the Propeller System (K140638) does not explicitly present a table of "acceptance criteria" with quantitative targets or thresholds for its performance. Instead, it focuses on demonstrating that the device functions as intended and is substantially equivalent to a predicate device (Asthmapolis, K121609) through various verification and validation tests. The reported device performance is largely described in terms of successful completion of these tests and compliance with relevant standards.

    Acceptance Criterion (Implicit/Derived)Reported Device Performance
    Functional Verification & Data Logging Accuracy"MDI actuation sensor system to ensure data is logged accurately for MDI usage."
    "established correct functionality of the Propeller System according to the requirements."
    Software Verification & Validation"complies with its predetermined specifications."
    Electrical Safety (Compliance with IEC 60601-1)"successfully completed patient safety testing according to IEC 60601-1."
    Electromagnetic Compatibility (EMC) (Compliance with IEC 60601-1-2)"successfully completed EMC testing according to IEC 60601-1-2."
    Biocompatibility (Compliance with ISO 10993 series)"completed by accredited laboratories prior to this submission." (Implies successful completion)
    Wireless/Bluetooth Technology Performance"successful performance testing that was completed for wireless/Bluetooth technology in accordance with specifications and also with, 'FDA's Guidance on Radio-Frequency Wireless Technology in Medical Devices'."
    "tests required for FCC licensing were successful."
    Cleaning Instructions Validation"validated by an accredited lab."
    Equivalence in Features (e.g., display of time between actuations)"These aspects of the device have been verified and validated in order to establish equivalent performance to the equivalent device." (Referring to expanded indications that include displaying time between actuations and focusing on symptom/exacerbation reduction through data review.)

    2. Sample Size Used for the Test Set and Data Provenance

    The summary does not specify a sample size for a "test set" or data provenance in the context of clinical performance data comparing human readers with and without the device, or studies involving a test set of patient data. The testing described is primarily non-clinical, focusing on device functionality, safety, and compliance with standards. It mentions "functional verification and device performance" and "performance testing of the MDI actuation sensor system to ensure data is logged accurately for MDI usage," but these are general descriptions of bench testing rather than studies involving patient data or a defined test set with associated sample size and provenance.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications

    This information is not provided in the 510(k) summary. Given that the testing detailed is primarily non-clinical and focused on device functionality, there is no mention of "experts" establishing ground truth for a test set in a medical diagnostic or interpretive context.

    4. Adjudication Method for the Test Set

    This information is not provided in the 510(k) summary. As there's no mention of a test set involving medical interpretations, there's no adjudication method described.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done, and the effect size of how much human readers improve with AI vs without AI assistance

    There is no mention of a Multi-Reader Multi-Case (MRMC) comparative effectiveness study comparing human performance with and without AI (or device) assistance in the provided 510(k) summary. The device's purpose is to record and monitor MDI usage, provide feedback, and aid in adherence and self-management, not to assist human readers in interpreting medical images or data diagnostically.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was done

    The summary describes the core functionality of the device as standalone in its data collection and transmission aspects: "The Propeller Mobile Application records, stores, and transmits usage events from Propeller Sensors..." and the "MDI actuation sensor system to ensure data is logged accurately for MDI usage." This implies that the sensor and associated software perform their function (recording actuations) without direct human intervention in the moment of data capture. However, the system's intended use is described as assisting physicians and patients, and empowering users to review and share information, implying a human-in-the-loop for interpretation and action based on the data. The testing primarily verifies the accuracy of this standalone data collection.

    7. The Type of Ground Truth Used

    For the functional verification of the MDI actuation sensor system, the ground truth would have been established through known, controlled MDI actuations performed during bench testing. For example, actuating an MDI a specific number of times and then verifying that the Propeller System accurately recorded that exact number. For compliance with standards (IEC, ISO, FCC), the "ground truth" is adherence to the technical specifications and requirements defined by those standards.

    8. The Sample Size for the Training Set

    The summary does not specify a sample size for a training set. The Propeller System is primarily a data capture and feedback system, not a device that relies on complex machine learning models trained on large datasets in the way an AI diagnostic tool would. Its functionality is based on sensors and software logic.

    9. How the Ground Truth for the Training Set Was Established

    Since there is no mention of a training set for a machine learning model, the concept of establishing ground truth for a training set is not applicable in the context of the information provided for this device. The "training" for such a system would involve software development and engineering processes, with verification against design specifications and functional requirements.

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    K Number
    K121609
    Date Cleared
    2012-07-02

    (31 days)

    Product Code
    Regulation Number
    868.5630
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    RECIPROCAL LABS CORPORATION

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Asthmapolis System includes the Asthmapolis Sensor which is an electronic accessory device intended for single-patient use to assist physicians and patients in recording and monitoring the actuations of prescribed MDI usage.

    The Asthmapolis Mobile Application records, stores, and transmits usage events from the Asthmapolis Sensor to a remote storage system.

    The Asthmapolis Web Application is software intended to allow users to review the collected information and characteristics of MDI use, to add detail associated with a recorded usage event, and to share that information with their physician in order to provide additional information associated with the condition for which their MDI medication(s) are prescribed.

    The Asthmapolis System may also be used in clinical trials where researchers need to know information about use of a MDI Medication(s) by a participant.

    The output of the Asthmapolis System is not intended to diagnose or replace a diagnosis provided by a licensed physician. The Asthmapolis system is not intended for use as a MDI medication dose counter, nor is it intended to indicate the quantity of medication remaining in an MDI.

    Device Description

    Electronic MDI Accessory

    AI/ML Overview

    The Asthmapolis System is an electronic accessory device (Asthmapolis Sensor) paired with a mobile and web application. Its intended use is to record and monitor actuations of prescribed Metered Dose Inhaler (MDI) usage for physicians and patients, and for use in clinical trials to track MDI medication use. It is not intended for diagnosis, as a MDI dose counter, or to indicate remaining medication.

    The device was determined to be substantially equivalent to the SmartTrack System (K091803).

    Here's an analysis of the acceptance criteria and study information provided:


    1. Table of Acceptance Criteria and Reported Device Performance

    Acceptance Criteria / TestReported Device Performance
    Functional Verification & Performance (MDI Actuation Sensor)"Non-clinical testing has been carried out to cover functional verification and device performance. This included completion of software verification and validation procedures, with performance testing of the MDI actuation sensor system to ensure data is logged accurately for MDI usage. This established correct functionality of the Asthmapolis System according to the requirements."
    Software Verification & Validation"Test results indicate that the Asthmapolis System complies with its predetermined specifications."
    Electrical Safety (IEC 60601-1)"The Asthmapolis Sensor has successfully completed patient safety testing according to IEC 60601-1."
    Electromagnetic Compatibility (IEC 60601-1-2)"The Asthmapolis Sensor has successfully completed EMC testing according to IEC 60601-1-2."
    Wireless/Bluetooth Technology Performance"The Asthmapolis System has successfully completed performance testing... for wireless/Bluetooth technology in accordance with specifications and also with, 'FDA's Guidance on Radio-Frequency Wireless Technology in Medical Devices'." Also, "tests required for FCC licensing were successful."
    Equivalence to Predicate Device"This information indicates that the Asthmapolis System is equivalent to the predicate device in terms of device safety and effectiveness. Based upon this comparison of the predicate, and the accompanying testing results for the Asthmapolis System, the Asthmapolis System is substantially equivalent to the predicate device."
    Biocompatibility, Cleaning Validation"The Asthmapolis System also meets standard requirements for... biocompatibility, cleaning validation..." (No specific performance details provided in the summary, just a statement of compliance).

    2. Sample Size Used for the Test Set and Data Provenance

    The provided text describes non-clinical performance and engineering testing (software, electrical safety, EMC, wireless). It does not mention a "test set" in the context of patient data or clinical data. The performance testing appears to be primarily bench testing and software validation. Therefore, there is no information provided regarding a sample size for a test set of patient data, nor its provenance (country of origin, retrospective/prospective).


    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications of those Experts

    As the testing described is primarily non-clinical (bench, software, electrical), the concept of "ground truth" derived from expert review in a clinical context does not apply here. The "ground truth" would be related to engineering specifications and functional requirements. Therefore, no information on the number or qualifications of experts for establishing ground truth for a clinical test set is provided.


    4. Adjudication Method for the Test Set

    Given that the document describes non-clinical, bench, and software testing, a clinical "adjudication method" like 2+1 or 3+1 is not relevant. The verification and validation processes would involve reviewing test results against predefined specifications and requirements.


    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was Done, and Effect Size

    No, a Multi-Reader Multi-Case (MRMC) comparative effectiveness study was not done. The device's primary function is to automatically record MDI actuations, not to aid human readers in interpreting clinical images or data in a way that would necessitate an MRMC study. The comparison is between the performance of the Asthmapolis System and its predicate device (SmartTrack System) in terms of fundamental technological characteristics and safety.


    6. If a Standalone (Algorithm Only Without Human-in-the-Loop Performance) Study was Done

    The performance testing described focuses on the standalone functionality of the device components:

    • MDI actuation sensor system: "to ensure data is logged accurately for MDI usage."
    • Software verification and validation: "device features are effective, and that the system configuration functions equivalently to the predicate device."
    • Wireless/Bluetooth technology: "successfully completed performance testing... in accordance with specifications."

    These tests evaluate the device's ability to perform its specified functions independently (e.g., accurately detecting an MDI actuation and transmitting data). While the system is intended to assist physicians and patients, the core performance validation relates to the device's inherent functional accuracy rather than its human-in-the-loop impact. So, yes, the described performance testing reflects a standalone evaluation of the device's core functionalities.


    7. The Type of Ground Truth Used

    The ground truth used for these non-clinical tests would be:

    • Engineering Specifications/Requirements: For functional verification, software validation, electrical safety, EMC, and wireless performance, the "ground truth" is defined by the established technical specifications and performance requirements derived from applicable standards (e.g., IEC 60601-1, IEC 60601-1-2, FDA guidance for wireless technology) or internal design documentation.
    • Predicate Device Performance: For demonstrating substantial equivalence, the "ground truth" for comparative technological characteristics is the known performance and characteristics of the legally marketed SmartTrack System (K091803).

    In summary, the ground truth is based on engineering specifications, regulatory standards, and the characteristics of the predicate device's performance.


    8. The Sample Size for the Training Set

    The document describes non-clinical verification and validation testing, not a machine learning model that would require a "training set" in the sense of a large dataset for algorithm development. Therefore, no information is provided regarding a sample size for a training set. The "training" here refers to the software development process aligned with specific guidelines.


    9. How the Ground Truth for the Training Set Was Established

    As there's no mention of a traditional machine learning "training set" in this context, the question of how its ground truth was established is not applicable. The software development process followed established guidelines ("Design Control Guidance for Medical Device Manufacturers," "Guidance for the Content of Premarket Submissions for Software Contained in Medical Devices," "Guidance for Off the Shelf Software Use in Medical Devices," and "General Principles of Software Validation"), which define the "ground truth" for compliant and effective software.

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