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510(k) Data Aggregation

    K Number
    K162179
    Date Cleared
    2017-01-10

    (159 days)

    Product Code
    Regulation Number
    888.3030
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    GRAHAM MEDICAL TECHNOLOGIES, L.L.C. DBA GRAMEDICA

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The osteo-WEDGE II ® Open Wedge Bone Locking Plate System is used for adult and transitional adolescent (18 to 21 years old) patients for the purpose of stabilization of angular deviations within an individual bone or in between two adjacent bones in the foot, such as opening wedge osteotomy for first metatarsal cuneiform joint deviations.

    Device Description

    The osteo-WEDGE II® Open Wedge Bone Locking Plate System consists of plates and screws and incorporates a screw-to-plate locking mechanism. The plate is attached to a prepared surface of the involved bone(s) of the foot using six (6) screws for fixation. The fully threaded screws are available in 2 diameters, with numerous lengths and previously cleared under K111326.

    AI/ML Overview

    The provided text describes the 510(k) premarket notification for the "OsteoWedge II Open Wedge Bone Locking Plate System." This document primarily focuses on demonstrating substantial equivalence to predicate devices based on non-clinical performance testing. It does not describe an AI/ML-based medical device. Therefore, many of the requested categories related to AI/ML device evaluation (like sample size for test set, data provenance, number of experts, adjudication method, MRMC studies, standalone performance, training set details) are not applicable to this submission.

    Here's a summary of the information that is available in the provided text, structured to address the relevant points where possible:

    1. Table of Acceptance Criteria and Reported Device Performance

    Acceptance CriteriaReported Device Performance
    Demonstrate substantial equivalence to predicate devicesNon-clinical testing was performed to demonstrate the change of the plate geometry is substantially equivalent to other predicate devices. OsteoWedge II Open Wedge Bone Locking Plate System is shown to be substantially equivalent to legally marketed predicate devices.
    Static and dynamic four-point bending testing per ASTM F382-99(2008)Testing was performed as specified. (Specific quantitative results or pass/fail thresholds against acceptance criteria are not provided in this summary document, but the conclusion is that it demonstrated substantial equivalence).

    2. Sample size used for the test set and the data provenance

    • Not Applicable. This submission details non-clinical, mechanical testing of a medical implant, not an AI/ML device that uses patient data as a test set. The testing involved mechanical components (plates and screws).

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

    • Not Applicable. Ground truth, in the context of expert review, is not relevant for the mechanical performance testing described.

    4. Adjudication method (e.g., 2+1, 3+1, none) for the test set

    • Not Applicable. Adjudication is not relevant for the mechanical performance testing described.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    • No. This is not an AI/ML device; therefore, no MRMC study was conducted.

    6. If a standalone (i.e., algorithm only without human-in-the loop performance) was done

    • No. This is not an AI/ML device.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc.)

    • Not Applicable. The "ground truth" for this device's performance would be the physical properties and mechanical behavior of the materials and design, evaluated against engineering standards (like ASTM F382-99(2008)), rather than clinical outcomes or expert labels.

    8. The sample size for the training set

    • Not Applicable. This is not an AI/ML device; there is no "training set."

    9. How the ground truth for the training set was established

    • Not Applicable. This is not an AI/ML device; there is no "training set."

    Study that proves the device meets the acceptance criteria:

    The study that proves the device meets the acceptance criteria is termed "Non-Clinical Performance Testing" in the document.

    • Description: "Non-clinical testing was performed to demonstrate the change of the plate geometry is substantially equivalent to other predicate devices."
    • Specific Tests Performed: "Static and dynamic four-point bending testing per ASTM F382-99(2008)."
    • Conclusion: Based on this testing, the "OsteoWedge II Open Wedge Bone Locking Plate System is shown to be substantially equivalent to legally marketed predicate devices."

    The provided text is a 510(k) clearance letter and an associated summary for a Class II metallic bone fixation appliance. It explicitly details that the submission is based on demonstrating "substantial equivalence" through non-clinical, mechanical performance testing to legally marketed predicate devices, not through clinical trials or AI/ML algorithm evaluation.

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    K Number
    K142478
    Device Name
    opti-Toe
    Date Cleared
    2015-05-29

    (268 days)

    Product Code
    Regulation Number
    888.3040
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    Graham Medical Technologies, L.L.C. (d.b.a.GraMedica)

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The GraMedica opti-Toe Device is indicated for reconstruction of the lesser toes following correction procedures for hammertoe, claw toe, and mallet toe. The GraMedica opti-Toe components are to be cemented in place and assembled for reconstruction of the toe. Patients should protect their weight-bearing only until soft tissue healing has occurred.

    Device Description

    The GraMedica opti-Toe is comprised of two mated components (proximal and middle phalangeal) which join together to form a single intramedullary fixation unit. The implants are offered in two sizes, small and large, and the middle phalangeal component is offered with and without a 10 degree angulation.

    AI/ML Overview

    The document provided is a 510(k) premarket notification from the FDA for a medical device called "opti-Toe". This type of document focuses on establishing substantial equivalence to a predicate device, rather than proving performance against specific acceptance criteria through a clinical study. Therefore, the information typically requested in your prompt regarding acceptance criteria, sample sizes, expert ground truth, adjudication methods, MRMC studies, or standalone algorithm performance for AI/ML devices is not present in this regulatory filing.

    However, I can extract the non-clinical performance testing information that was conducted to support the substantial equivalence claim for the opti-Toe device.

    Here's a summary of the non-clinical performance testing performed:

    1. Table of Acceptance Criteria and Reported Device Performance:

    The document does not explicitly state acceptance criteria in a numerical or categorical format for the non-clinical tests. Instead, the testing was performed to demonstrate the device's functional integrity and similarity to predicate devices. The "reported device performance" is the successful completion of these tests.

    Acceptance Criteria CategoryReported Device Performance
    Clinical Ease of UseSuccessfully demonstrated via Cadaveric Simulated Use Study, Assembly Force, and Disassembly Force measurements.
    Mechanical PerformanceSuccessfully evaluated via Static and Dynamic Bending tests.

    2. Sample Sizes Used for the Test Set and Data Provenance:

    • Cadaveric Simulated Use Study: The document does not specify the number of cadavers used.
    • Assembly/Disassembly Force, Static/Dynamic Bending: The document does not specify the number of devices or iterations tested for these mechanical evaluations.
    • Data Provenance: The testing was non-clinical (laboratory and cadaveric) and conducted for regulatory submission purposes. No information on country of origin of data or retrospective/prospective nature is applicable as it's not a clinical trial with patient data.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications:

    Not applicable. For non-clinical tests like mechanical and cadaveric studies, "ground truth" as it relates to expert consensus on clinical findings is not established. The "ground truth" for these tests would be the measured physical properties and observations of functionality.

    4. Adjudication Method for the Test Set:

    Not applicable. Adjudication methods are typically for clinical trials or expert label review, not for non-clinical mechanical or cadaveric testing.

    5. If a Multi Reader Multi Case (MRMC) Comparative Effectiveness Study was done:

    No. An MRMC study is a type of clinical study generally used for diagnostic devices involving human readers evaluating medical images. This document describes a K-wire equivalent fixation device and its non-clinical testing, so an MRMC study was not conducted or applicable.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) was done:

    Not applicable. This device is a physical medical implant (a toe fixation device), not an algorithm or AI system.

    7. The Type of Ground Truth Used:

    For the non-clinical tests:

    • Cadaveric Simulated Use Study: "Ground truth" was the observed functionality and ease of use in a cadaveric model.
    • Mechanical Testing (Assembly/Disassembly Force, Static/Dynamic Bending): "Ground truth" was the objective measurements of force and bending properties according to established engineering standards or internal protocols, likely compared against predicate device performance or relevant industry standards for similar devices.

    8. The Sample Size for the Training Set:

    Not applicable. This is not an AI/ML device; therefore, there is no "training set."

    9. How the Ground Truth for the Training Set was Established:

    Not applicable. As there is no training set for an AI/ML device, this question is not relevant.

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    K Number
    K142534
    Device Name
    HyProCure II
    Date Cleared
    2014-10-03

    (24 days)

    Product Code
    Regulation Number
    888.3040
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    Graham Medical Technologies, L.L.C. dba GraMedica

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    HyProCure II (HYP II and HYP IIs) is an implant stabilization device used in the treatment of hyperpronating instability of the hindfoot. The implant is designed to stabilize the talus to prevent excessive anterior, and/or plantarflexion of the talus, while allowing normal talotarsal joint motion.

    Device Description

    The HyProCure II is an implant which stabilizes the talus on the tarsal mechanism. The system consists of an implant designed to be inserted into the sinus tarsi and corresponding instrumentation to facilitate insertion.

    AI/ML Overview

    This document is a 510(k) summary for the HyProCure II device. It primarily focuses on demonstrating substantial equivalence to a predicate device rather than presenting a study with specific acceptance criteria and detailed device performance metrics. Therefore, most of the requested information regarding acceptance criteria, study design, sample sizes, expert qualifications, and ground truth establishment is not present in the provided text.

    Here is an attempt to address the points based only on the provided text, with clear indications where the information is missing:

    1. A table of acceptance criteria and the reported device performance

    Based on the document, direct acceptance criteria and reported device performance in the context of a formal study with quantitative metrics are not provided. The document states:

    Acceptance Criteria (Implied)Reported Device Performance
    Stabilize the talus to prevent excessive anterior, and/or medial, and/or plantarflexion of the talus, while allowing normal talotarsal joint motion. (from Intended Use)The document focuses on demonstrating substantial equivalence to a predicate device (K042030 HyProCure Subtalar Implant System) based on:Similar sizesMaterial choicesConfigurationsIntended UseTechnological Characteristics
    No specific performance data (e.g., in terms of degrees of motion, force resistance, or patient outcome scores) is provided in this summary. The conclusion states it is "safe and effective for its intended use" based on this comparison.

    2. Sample sized used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

    • Sample Size for Test Set: Not applicable/Not provided. The document explicitly states: "Non-clinical data was not necessary to show substantial equivalence." This implies a performance study (with a test set) comparing the device to performance criteria was not conducted for this 510(k) submission.
    • Data Provenance: Not applicable/Not provided.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

    • Not applicable/Not provided, as no traditional test set requiring expert ground truth was mentioned.

    4. Adjudication method (e.g. 2+1, 3+1, none) for the test set

    • Not applicable/Not provided, as no traditional test set requiring expert adjudication was mentioned.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    • No MRMC study was mentioned. The device, HyProCure II, is a physical implant (sinus tarsi implant), not an AI-powered diagnostic tool, so such a study would not be relevant.

    6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

    • Not applicable. The device is a physical implant, not an algorithm.

    7. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

    • Not applicable/Not provided, as no traditional test set requiring ground truth was mentioned. The basis for safety and effectiveness is substantial equivalence to a legally marketed predicate device.

    8. The sample size for the training set

    • Not applicable/Not provided. The device is a physical implant and does not involve machine learning algorithms that require a training set.

    9. How the ground truth for the training set was established

    • Not applicable/Not provided, as there is no training set for this type of device.
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    K Number
    K111326
    Date Cleared
    2011-07-06

    (56 days)

    Product Code
    Regulation Number
    888.3030
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    GRAHAM MEDICAL TECHNOLOGIES, L.L.C.

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The OsteoWedge™ Opening Wedge Bone Locking Plate System is used for adult and transitional adolescent (18 to 21 years old) patients for the purpose of stabilization and/or correction of angular deviations within an individual bone or in between two adjacent bones in the foot, such as opening wedge osteotomy for first metatarsal cuneiform joint deviations.

    Device Description

    The OsteoWedge™ Open Wedge Bone Locking Plate System consists of plates and screws and incorporates a screw-to-plate locking mechanism. The plate is attached to a prepared surface of the involved bone(s) of the foot using six (6) screws for fixation. The plates are available in six (6) wedge sizes. The fully threaded screws are available in 2 diameters, with numerous lengths.

    AI/ML Overview

    The OsteoWedge™ Opening Wedge Bone Locking System is a medical device used for stabilizing and/or correcting angular deviations in the bones of the foot. Its acceptance was based on demonstrating substantial equivalence to predicate devices, namely the Arthrex, Inc. Low Profile Plate and Screw System and the Darco International, Inc. DACRO Locking Bone Plate System.

    Here's an analysis of the acceptance criteria and study information:

    1. Acceptance Criteria and Reported Device Performance

    The acceptance criteria for the OsteoWedge™ system were primarily based on demonstrating substantial equivalence to existing legally marketed predicate devices. This involves showing that the new device has the same intended use and technological characteristics as the predicate devices, or if it has different technological characteristics, that it does not raise different questions regarding its safety and effectiveness.

    The reported device performance is implicitly that it meets the safety and effectiveness profile equivalent to the predicate devices.

    Acceptance Criteria CategorySpecific CriteriaReported Device Performance
    Intended Use EquivalenceThe OsteoWedge™ system must have the same intended use as the predicate devices. This includes the patient population (adult and transitional adolescent patients, 18-21 years old) and the purpose (stabilization and/or correction of angular deviations within an individual bone or between two adjacent bones in the foot, such as opening wedge osteotomy for first metatarsal cuneiform joint deviations).The OsteoWedge™ system's intended use is for "adult and transitional adolescent (18 to 21 years old) patients for the purpose of stabilization and/or correction of angular deviations within an individual bone or in between two adjacent bones in the foot, such as opening wedge osteotomy for first metatarsal cuneiform joint deviations." This was deemed comparable to the predicates, which are also used for stabilization and fixation in foot bones. Although OsteoWedge has a narrower indication (foot only) compared to some predicates (hand, feet, wrist, ankles, fingers, and toes), this difference was not considered to raise new questions of safety or effectiveness.
    Technological Characteristics EquivalenceThe device should share similar technological characteristics with the predicate devices, including materials, design principles, screw-to-plate locking mechanisms, and provision as non-sterile for cleaning and sterilization. Deviations in size should be justified not to impact safety or effectiveness negatively.Materials: All devices are made of the "same materials."
    Sterilization: All devices are "provided non sterile for cleaning and sterilization prior to use."
    Function/Mechanism: All devices are for "fixation & stabilization" and incorporate a screw-to-plate locking mechanism.
    Size: The OsteoWedge™ has "slightly larger 'wedge size'" than the predicate devices, but this was justified as leading to "narrower 'indications for use'" and not raising new safety/effectiveness questions.
    Safety and EffectivenessThe device must not raise different questions regarding its safety and effectiveness compared to the predicate devices. This is typically supported by non-clinical performance testing.Non-Clinical Testing: The following tests were performed:
    • Bend Testing (Static Four Point Bending & Dynamic Four Point Bending)
    • Bending Strength
    • Torsion Testing
    • Self-Tapping Performance
    • Axial Pullout Testing
    • Insertion and Removal Testing
    • Cleaning and Sterilization Testing
      Conclusion: The submission states that "the differences between the OsteoWedge™ Opening Wedge Bone Locking Plate System and the predicate devices do not raise any questions regarding its safety and effectiveness." |

    2. Sample Size Used for the Test Set and Data Provenance

    The provided document does not describe a "test set" in the context of clinical data or patient samples. The submission relies on non-clinical (bench) testing to support substantial equivalence.

    • Sample Size for Test Set: Not applicable in the context of clinical data. The sample sizes would refer to the number of devices or components tested during the non-clinical mechanical and sterilization tests, but these specific numbers are not provided in the summary.
    • Data Provenance: Not applicable for clinical data. The non-clinical testing was conducted to evaluate the device's physical properties and performance against engineering standards. The location or specific context of these non-clinical tests is not detailed beyond being "performed to support substantial equivalence."

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Qualifications of Those Experts

    This information is not applicable as the submission did not rely on clinical data, expert consensus, or ground truth established by medical experts for a "test set" to prove device performance in a diagnostic or clinical efficacy manner. The assessment was based on engineering and performance characteristics relative to predicate devices.

    4. Adjudication Method for the Test Set

    This information is not applicable as there was no clinical "test set" requiring adjudication by experts.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done

    No. The document explicitly states: "Clinical trial or testing was not required for the OsteoWedge™ Opening Wedge Bone Locking System." Since no clinical trials were done, an MRMC study was certainly not performed, and therefore, an effect size of human readers with AI assistance is not relevant.

    6. If a Standalone Performance (i.e., algorithm only without human-in-the-loop performance) Was Done

    No. This device is a physical bone plate system, not an AI algorithm or diagnostic tool. The concept of "standalone performance" for an algorithm or human-in-the-loop performance is not applicable to this type of medical device.

    7. The Type of Ground Truth Used (expert consensus, pathology, outcomes data, etc.)

    For the non-clinical testing, the "ground truth" refers to established engineering standards, material properties, and mechanical performance metrics (e.g., bending strength, torsion resistance, pullout strength). These are objective, measurable physical properties, not clinical outcomes or expert interpretations.

    8. The Sample Size for the Training Set

    Not applicable. This device is hardware and does not involve AI or machine learning, so there is no "training set."

    9. How the Ground Truth for the Training Set Was Established

    Not applicable. As there is no training set for an AI algorithm, this question is irrelevant to the device submission.

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    K Number
    K042030
    Date Cleared
    2004-09-16

    (50 days)

    Product Code
    Regulation Number
    888.3040
    Reference & Predicate Devices
    N/A
    Why did this record match?
    Applicant Name (Manufacturer) :

    GRAHAM MEDICAL TECHNOLOGIES, L.L.C.

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The HyProCure Subtalar Implant is indicated for use in the treatment of the hyperpronated foot by stabilization of the subtalar joint. The implant is designed to block anterior, and/or medial, and/or plantarflexion of the talus, while allowing normal subtalar joint motion but blocking excessive pronation and the resulting sequela.

    Device Description

    Not Found

    AI/ML Overview

    I am sorry, but the provided text does not contain any information about acceptance criteria, device performance, a study to prove acceptance criteria, sample sizes, data provenance, ground truth establishment methods, expert qualifications, or adjudication methods for a medical device.

    The document is a 510(k) clearance letter from the FDA for a device called "HyProCure Subtalar Implant System." It states that the device is "substantially equivalent" to legally marketed predicate devices. It lists the indications for use, but does not include any performance data, study details, or acceptance criteria.

    Without this information, I cannot fulfill your request.

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    K Number
    K970035
    Manufacturer
    Date Cleared
    1997-04-01

    (88 days)

    Product Code
    Regulation Number
    868.5630
    Reference & Predicate Devices
    N/A
    Why did this record match?
    Applicant Name (Manufacturer) :

    GRAHAM-FIELD, INC.

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    This nebulizer compressor is an AC-powered air compressor intended to provide a source of compressed air for medical purposes for use in home health care. This device is used in conjunction with a pneumatic nebulizer to produce a fine aerosol mist of medication for respiratory therapy, for both children and adults suffering from respiratory disorders such as asthma, allergies, etc.

    Device Description

    This piston-driven nebulizer contains vents in the two sides and bottom of the case providing ventilation for the motor. The compressor has only one control a double pole toggle switch to turn the compressor on and off. The unit has a two-wire power cord with polarized plug, an internal fuse, and no exposed metal that is likely to become energized (two screws that hold the case together are greatly recessed on the bottom surface and are not likely to become energized). In use, the compressor is placed on a flat surface and the cover is opened to reveal an outlet hose barb to which the oxygen (air) delivery tubing and nebulizer are connected. Inlet air to the compressor passes through a replaceable filter.

    AI/ML Overview

    Here's an analysis of the provided text regarding the acceptance criteria and supporting studies for the John Bunn Neb-U-Lite II™ Medication Compressor:

    1. Table of Acceptance Criteria and Reported Device Performance:

    Acceptance CriteriaReported Device Performance
    Safety and EffectivenessDemonstrated as safe and effective based on electrical, mechanical, and environmental test results, and compliance with FDA DCRND November 1993 Draft "Reviewer Guidance for Premarket Notification Submissions" and "Reviewer Guidance for Home Use Respiratory Devices".
    Electrical SupplyTesting conducted by CITECH, no design characteristics violated requirements or resulted in safety hazards.
    Thermal SafetyTesting conducted by CITECH, no design characteristics violated requirements or resulted in safety hazards.
    High and Low Temperature OperationTesting conducted by CITECH, no design characteristics violated requirements or resulted in safety hazards.
    High and Low Power Line VoltagesTesting conducted by CITECH, no design characteristics violated requirements or resulted in safety hazards.
    Storage at High and Low TemperaturesTesting conducted by CITECH, no design characteristics violated requirements or resulted in safety hazards.
    Liquid SpillageTesting conducted by CITECH, no design characteristics violated requirements or resulted in safety hazards.
    Mechanical Vibration and Shock ResistanceTesting conducted by CITECH, no design characteristics violated requirements or resulted in safety hazards.
    Mechanical ImpactTesting conducted by CITECH, no design characteristics violated requirements or resulted in safety hazards.
    Radiated and Conducted Electromagnetic Energy and Magnetic FieldTesting conducted by CITECH per DCRND Reviewer's Guideline, November 1993.
    Electrical Evaluation (IEC 801-4, IEC-801-5)Testing conducted by CITECH per DCRND Reviewer's Guideline, November 1993 and IEC 801-4 and IEC-801-5.
    Comparison to Predicate Device (DeVilbiss Model 4650D)Both devices are AC-powered, contain the same filter material, meet UL1431, and are in the same compressor operating pressure and liter flow ranges. Performance characteristics are basically the same.

    2. Sample Size Used for the Test Set and Data Provenance:

    The document states, "None of the testing demonstrated any design characteristics that violated the requirements of the Reviewer Guidance or resulted in any safety hazards. It was CITECH's conclusion that the John Bunn Neb-U-Lite II™ Medication Compressor with Disposable Nebulizer, Model #JBO-112-009 device sample tested met all relevant requirements..."

    • Sample Size: The exact number of units tested is not specified, but it refers to a "device sample." This typically implies a small, representative number of production units.
    • Data Provenance: The testing was conducted by CITECH, an external testing laboratory. The country of origin is not explicitly stated, but the submission is to the FDA, implying the data would be accepted within a US regulatory context. The testing described is prospective in nature, as it involves physical and electrical testing of the newly manufactured device.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Their Qualifications:

    This information is not provided in the document. The tests described are primarily engineering and performance tests against established standards and guidelines, not clinical evaluations requiring expert interpretation of patient data.

    4. Adjudication Method for the Test Set:

    This information is not applicable as the tests are non-clinical, objective measurements against pre-defined engineering standards established by organizations like UL, DCRND, and IEC. There is no mention of subjective expert agreement or a need for adjudication in these types of tests.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done:

    No, an MRMC comparative effectiveness study was not done. The submission explicitly states: "8. Discussion of Clinical Tests Performed: Not Applicable". This device is a compressor; clinical studies involving human readers and interpretation are not relevant to its type of evaluation for 510(k) clearance.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) Was Done:

    This question is not applicable to the device described. This is a physical medical device (compressor), not an algorithm or AI software. Therefore, the concept of "standalone algorithm performance" does not apply.

    7. The Type of Ground Truth Used:

    The "ground truth" for this device's evaluation is primarily established by:

    • Engineering Standards and Guidelines: UL1431, FDA DCRND Reviewer Guidance (November 1993 for Premarket Notification Submissions and for Home Use Respiratory Devices), IEC 801-4, and IEC-801-5.
    • Predicate Device Performance: The DeVilbiss Model 4650D Compressor Nebulizer (K#931015) serves as a benchmark for comparable performance characteristics (compressor operating pressure, liter flow ranges).

    These standards and predicate device performance effectively serve as the "ground truth" to which the new device's performance is compared for demonstrating substantial equivalence.

    8. The Sample Size for the Training Set:

    This question is not applicable. The device is a hardware compressor, not a machine learning model. Therefore, there is no "training set" in the context of AI/ML.

    9. How the Ground Truth for the Training Set Was Established:

    This question is not applicable for the same reason as point 8.

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    K Number
    K961857
    Manufacturer
    Date Cleared
    1996-07-03

    (50 days)

    Product Code
    Regulation Number
    870.1875
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    GRAHAM-FIELD, INC.

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    For projecting the sounds associated with the heart, arteries, veins and other internal organs, using the principles of electronic amplification to enhance the acoustical sounds of the device.

    Device Description

    This electronic stethoscope electronically amplifies sound with fingertip control; it is turned on by pressing and holding a button on the back of the diaphragm housing. The stethoscope has a volume control and a two position frequency response switch.

    AI/ML Overview

    The provided text describes a 510(k) summary for the Labtron Electromax Electronic Stethoscope (K961857). This submission is for a traditional medical device, not an AI/ML-driven device. As such, many of the requested categories in the prompt are not applicable or cannot be extracted from this type of document, which focuses on substantial equivalence to a predicate device based on non-clinical performance and intended use, rather than complex clinical studies or AI algorithm performance.

    Here's an analysis based on the information provided:

    1. A table of acceptance criteria and the reported device performance
      • Acceptance Criteria: The document does not explicitly state quantitative clinical acceptance criteria. Instead, the "acceptance criteria" for substantial equivalence are inferred from the comparison to the predicate device and adherence to general medical device safety and performance standards.
      • Reported Device Performance: The primary "performance" reported is its electronic amplification capability and its functional similarity to the predicate. No quantitative clinical performance metrics (e.g., sensitivity, specificity for detecting specific heart sounds) are provided.
    Acceptance Criteria (Implied)Reported Device Performance
    Electronic amplification of soundDevice electronically amplifies sound with fingertip control.
    Functional similarity to predicate (Littmann Electronic Stethoscope K771653)Basic design is comparable in both operation and functionality.
    Adherence to electrical, mechanical, and environmental performance standardsTesting conducted in accordance with FDA's guidelines "Reviewer Guidance for PMN Submissions", DCRND outlining electrical, mechanical and environmental performance standards.
    Safety and effectiveness establishedSafety and effectiveness have been established (conclusion based on non-clinical tests and comparison to predicate).
    1. Sample size used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

      • Test Set Sample Size: Not applicable. This summary does not describe a clinical test set with human subjects/data for evaluating performance metrics.
      • Data Provenance: Not applicable. The "testing" referred to is non-clinical engineering and performance testing of the device itself, not data from patients.
    2. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

      • Not applicable. No ground truth was established by experts for a clinical test set as part of this submission.
    3. Adjudication method (e.g. 2+1, 3+1, none) for the test set

      • Not applicable. No clinical test set requiring adjudication was performed.
    4. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

      • Not applicable. This is not an AI-assisted device, and no MRMC study was conducted.
    5. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

      • Not applicable. This is a standalone medical device (electronic stethoscope), but not an algorithm. Its performance is inherent to its physical and electronic design.
    6. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

      • Not applicable. For a traditional medical device like this, "ground truth" in the clinical sense (e.g., for disease detection or diagnosis) is not established within the 510(k) summary. The "ground truth" for the device's function is its ability to electronically amplify sounds as per its design specifications.
    7. The sample size for the training set

      • Not applicable. This device does not have a "training set" in the context of machine learning.
    8. How the ground truth for the training set was established

      • Not applicable. There is no training set for this device.
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    K Number
    K961005
    Manufacturer
    Date Cleared
    1996-05-06

    (55 days)

    Product Code
    Regulation Number
    872.3640
    Panel
    Dental
    Reference & Predicate Devices
    N/A
    Why did this record match?
    Applicant Name (Manufacturer) :

    GRAHAM & JAMES

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use
    Device Description
    AI/ML Overview
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