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510(k) Data Aggregation

    K Number
    K201018
    Manufacturer
    Date Cleared
    2020-07-15

    (89 days)

    Product Code
    Regulation Number
    878.4400
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    These AEM Instruments incorporate the use of AEM technology and are intended for use in delivering monopolar electrosurgical energy during laparoscopic procedures only. AEM Instruments are intended for use with the AEM Monitoring System and electrosurgical generators having compatibility with the AEM Monitor. Scissors Inserts are intended for use on soft tissue only.

    Device Description

    The AEM enTouch® 2X Scissors Inserts are designed for use with the ES8000 / ES8200 series AEM enTouch® Handles. All scissors will fit through standard 5.5mm trocars.

    AI/ML Overview

    The provided document is an FDA 510(k) Premarket Notification for the Encision AEM enTouch® 2X Scissor. It details the device, its intended use, design changes from a predicate device, and the testing conducted to demonstrate substantial equivalence.

    Here's a breakdown of the acceptance criteria and the study that proves the device meets them, based on the provided text:

    1. Table of Acceptance Criteria and Reported Device Performance

    The core of the device's validation is presented in the "Risk Analysis: Risk Assessment Summary" table (pages 9-10). This table directly lists the changes from the predicate device, associated risks, verification methods, acceptance criteria, and results.

    Change (from Predicate)RiskVerification Method / Standard UsedAcceptance CriteriaReported Device Performance (Results)
    Addition of IndicatorImpossible or difficult assembly into handle due to indicator diameter being too largeDirect Measurement (Calipers) - same as predicateDiameter of indicator is less than diameter of rod passes22 of 22 samples have indicator diameters less than their rod diameters - Pass
    Rod actuation force is too high due to the indicator diameter being too largeHandle with insert mechanical actuation - same as predicate; ISO 7741:1986/(R)2017, Scissor Test MethodsNo binding or impaired mechanical function passes22 of 22 samples have no binding or mechanical functional impairments - Pass
    Indicator scraping offVisual inspection under magnification during mechanical testing - same as predicate; ISO 10993-1:2009/(R)2013, BiocompatibilityNo visual evidence of chipping, delamination, or cracking to the indicator passes22 of 22 samples have no visual evidence of chipping, delamination or cracking to the indicator - Pass
    Indicator not attached to rod due to embrittlement from E-beam sterilizationVisual inspection after E-beam sterilization - same as predicate; ISO 11137-1:2006/(R)2010, Radiation SterilizationNo visual evidence of chipping, delamination, or cracking to the indicator passes22 of 22 samples have no visual evidence of chipping, delamination or cracking to the indicator - Pass
    Indicator not attached to rod due to damage during cleaning and sterilization at the hospitalVisual inspection after cleaning and sterilization - same as predicate; ISO 17664:2017, Cleaning; ISO 17665-1:2006/(R)2013, Steam SterilizationNo damage to the epoxy region passes22 of 22 samples have no damage to the epoxy region - Pass
    Indicator delaminates from the rod or cracks due to damage from shipping or useVisual inspection after ship testing - same as predicate; ASTM D4169-16, Ship TestingNo visual evidence of chipping, delamination, or cracking to the indicator passes22 of 22 samples have no visual evidence chipping, delamination, or cracking to the indicator - Pass
    Indicator color does not permanently change to orange after cleaning and autoclavingVisual inspection of indicator color change after environmental conditioning - same as predicate; ISO 11607-1:2006/(R)2010, Sterile Barrier SystemsColor changes from black to orange passes22 or 22 samples had color change from black to orange - Pass
    Indicator residue contacts patientVisual inspection under magnification during mechanical testing - same as predicate; ISO 10993-1:2009/(R)2013, BiocompatibilityNo visual evidence of chipping, delamination, or cracking to the indicator passes22 of 22 samples have no visual evidence of chipping, delamination, or cracking to the indicator - Pass
    Indicator changes to orange during transportation/storage due to product being exposed to extreme temperature/humidityVisual inspection after max dose irradiation, environmental conditioning, aging and ship testing - same as predicate; ASTM D4169-16, Ship TestingIndicator remains black after ship testing22 of 22 samples have remained black after ship testing - Pass
    2-Use ScissorPoor cutting performance due to dull blade edgeCut test simulation after simulated use and reprocessing – same as predicate; ISO 7741:1986/(R)2017, Scissor Test Methods; ASTM F1079-87, Surgical ScissorsAfter a single simulated surgery followed by cleaning and sterilization, shall pass cut test15 of 15 samples pass cut test after a simulated surgery, cleaning and sterilization - Pass
    User misinterprets indicator's color change as verification of sterilityCorrect Use of device based on indicator color and labeling in Quick Use Guide instructions (when received from OR); IEC 62366-1:2015, Medical Device UsabilityBlack color is correctly identified by Central Processing personnel20 of 20 samples were correctly identified as black - Ok to reprocess - Pass
    User does not dispose insert with orange indicator after second useCorrect Use of device based on indicator color and labeling in Quick Use Guide instructions (when received from OR); IEC 62366-1:2015, Medical Device UsabilityOrange color correctly identified by Central Processing personnel20 of 20 samples were correctly identified as orange - do not reprocess - Pass
    Stainless Steel Material ModificationCorrosionVisual inspection after max dose irradiation, environmental conditioning, aging and ship testing - same as predicate; ASTM A967-17, Stainless Steel PassivationNo visual evidence of corrosion or rust22 of 22 samples have no evidence of corrosion or rust - Pass
    Embrittlement, breakage of assembly, leading to loss of functionPouch drop testing IEC 60601-1 after max dose irradiation, environmental conditioning, aging and ship testing - same as predicate; IEC 60601-1 edition 3.1, Electrical SafetyNo bend in the rod22 of 22 samples have no bend in their rod - Pass
    Intermittent power output at the tipDirect measurement (resistance - multimeter) - same as predicate; IEC 60601-1 edition 3.1, Electrical SafetyResistance is less than 5 ohms22 of 22 samples have a resistance less than 5 ohms - Pass
    Rod Diameter ReductionImpossible or difficult assembly into handle due to the rod being bent as a result of the reduced diameter for indicator applicationHandle with insert mechanical actuation - same as predicate; IEC 60601-1 edition 3.1, Electrical SafetyAny difficulty with actuation is a failure22 of 22 samples do not have any difficulty with actuation - Pass
    (Continued) Rod bendStraightness inspection - same as predicate; ASTM F2819-10, Rod Straightness; ASTM D4169-16, Ship TestingRod gap meets straightness requirement22 of 22 Samples have a rod gap that meets straightness requirement - Pass
    Sterility Process ChangeInstrument becomes non-sterile during shippingInstrument packaging sterile barrier seal integrity testing; ISO 11607-2:2019, Sterile Barrier System; ASTM F2096-11, Seal Integrity Bubble TestThe insert and sterile barrier shall withstand ship testing, with minimal cosmetic damage. After ship testing, the insert shall remain functional. The sterile barrier shall maintain product sterility22 of 22 samples maintained a sterile barrier after ship testing - Pass

    2. Sample Size Used for the Test Set and Data Provenance

    The sample sizes for the various tests are explicitly stated in the "Risk Assessment Summary" table:

    • 22 samples for most mechanical, visual, and material integrity tests (e.g., indicator diameter, actuation force, indicator scraping, embrittlement, etc.).
    • 15 samples for cutting performance tests.
    • 20 samples for usability/indicator interpretation tests by Central Processing personnel.

    Data Provenance: The document indicates that all testing was "bench testing" (page 8). This implies the data were collected in a controlled laboratory environment. There is no information regarding the country of origin of the data or whether it was retrospective or prospective in the context of clinical use, as these were all bench tests.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications

    This section is not explicitly addressed in the provided document. The ground truth for this device's performance is established through adherence to recognized industry standards (e.g., ISO, ASTM) and internal design control procedures. For the "Usability" tests (Correct Use of device based on indicator color), it mentions "Central Processing personnel," implying trained individuals are the evaluators, but their number and specific qualifications are not detailed.

    4. Adjudication Method for the Test Set

    The document does not describe any formal adjudication method (like 2+1 or 3+1 consensus). The tests are based on objective measurements (e.g., calipers, multimeter, visual inspection against criteria) or adherence to pass/fail benchmarks from recognized standards. For the usability tests regarding indicator color interpretation, it implies direct observation of correct identification rather than a consensus process.

    5. Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study

    No MRMC study was performed. The document explicitly states: "No animal or clinical testing is required" (page 8). This is a bench-tested device with minor modifications from a predicate, demonstrating substantial equivalence through engineering and laboratory tests, not comparative clinical performance or human reader studies.

    6. Standalone (Algorithm Only Without Human-in-the-Loop Performance)

    This question is not applicable to this device. The Encision AEM enTouch® 2X Scissor is a surgical instrument, not an AI/algorithm-based diagnostic or therapeutic system. Its performance is inherent to its physical design and material properties, not an algorithm.

    7. Type of Ground Truth Used

    The ground truth used for proving device performance is primarily objective engineering measurements, adherence to established international and domestic standards (ISO, ASTM, IEC), and internal design control procedures. These tests aim to ensure the device meets predefined physical, mechanical, electrical, and functional specifications, as well as sterility and biocompatibility requirements. For the "user interpretation" aspect of the indicator, the ground truth is simply the correct identification of the color (black for reprocess, orange for dispose).

    8. Sample Size for the Training Set

    This question is not applicable. Since this device is not an AI/machine learning system, there is no concept of a "training set" for an algorithm. The testing described focuses on validating the physical and functional aspects of the manufactured device.

    9. How the Ground Truth for the Training Set Was Established

    As there is no training set mentioned or implied for this device, this question is not applicable.

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    K Number
    K140006
    Manufacturer
    Date Cleared
    2014-06-16

    (165 days)

    Product Code
    Regulation Number
    878.4400
    Reference & Predicate Devices
    Predicate For
    N/A
    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The EndoShield Burn Protection System is an accessory for use with electrosurgical generators and is designed to safely deliver electrosurgical energy and to prevent injury caused by insulation failure and capacitive coupling. EndoShield performs acive electrode monitoring intended to control stray monopolar energy, caused by insulation failure and capacitive coupling in surgical instruments, along the instrument.

    Device Description

    EndoShield is a self-contained battery-powered electronic module (about the size of a cell phone) with integral instrument and HF power cords:
    • Module plugs directly into return-electrode receptacle of ESU

    • Integral cords connect module to
      • AEM laparoscopic instrument
      • Foot-control power output receptacle of ESU
    AI/ML Overview

    The EndoShield Burn Protection System is an accessory for use with electrosurgical generators, designed to safely deliver electrosurgical energy and prevent injury caused by insulation failure and capacitive coupling by performing active electrode monitoring.

    Here's an analysis of the acceptance criteria and the study proving the device meets them:

    1. Table of Acceptance Criteria and Reported Device Performance:

    The document primarily focuses on demonstrating substantial equivalence to a predicate device (EM3 AEM Monitor) rather than detailing specific numerical acceptance criteria. However, we can infer the performance standard from the claim of equivalence and the description of the device's functions.

    Acceptance Criteria (Inferred from Predicate Equivalence)Reported Device Performance (EndoShield Burn Protection System)
    Functional Equivalence:
    * Enables AEM Monitoring and protection during monopolar laparoscopy.Yes, enables AEM Monitoring and protection during monopolar laparoscopy.
    * Transfers HF energy from ESU to AEM laparoscopic instruments while monitoring HF current returning from the instrument's shield.Yes, transfers high-frequency (HF) energy from monopolar electrosurgical unit (ESU) to AEM laparoscopic instruments while providing AEM Monitoring of HF current returning from the instrument's shield.
    * Disables HF energy delivery and presents a visual alert whenever a setup or operational fault is detected (due to stray HF energy).Yes, disables HF energy delivery and presents a visual alert whenever a set up or operational fault is detected (when energy in shield approaches excessive levels). Indicates fault by extinguishing green "✓" and lighting red "X".
    * Assures proper connections before enabling and indicating "ready."Yes, assures all connections are proper before enabling energy delivery and presenting a visual "ready" indication by lighting a green "✓" on the face of the electronic module.
    * Shunts stray energy from instrument shaft back to ESU.Yes, monitor connections shunt stray energy, attempting to pass through the insulated shaft of an AEM instrument by insulation breakdown or capacitive coupling, back to the ESU.
    Safety and Compliance:
    * Compliance with IEC 60601-1 (3rd Ed.), IEC 60601-1-2, IEC 60601-2-2.Identical standards and internal design control assurances, including recognized international standards: IEC 60601-1 (3rd Ed.) compliant, IEC 60601-1-2 compliance, IEC 60601-2-2 compliance.
    * Compliance with IEC 60601-1-6, IEC 62366 (Human Factors/Usability).Identical standards and internal design control assurances, including recognized international standards: IEC 60601-1-6 compliance, IEC 62366 compliance.
    * Sterility Assurance Level of 10⁻⁶ or better.Yes, Sterility Assurance Level: 10⁻⁶ or better, achieved via ethylene oxide gas sterilization (ANSI-AAMI-ISO 11135-1:2007) by a qualified contract sterilizer.
    * One-year shelf life for sterility and function.Yes, validated for sterility and function to one year shelf life through accelerated aging.
    Electromagnetic Compatibility (EMC) and Electrical Safety:Equivalent performance to monopolar function of EM3 AEM Monitor predicate system demonstrated through third-party testing and design-file review.
    Biocompatibility:None required due to no direct or indirect contact with patient.

    The study supporting these claims is described as Bench Testing.

    2. Sample Size Used for the Test Set and the Data Provenance:

    • Sample Size for Test Set: "Essential performance tested in 10 units" of the EndoShield Burn Protection System.
    • Data Provenance: The document does not specify the country of origin for the data, but it falls under the jurisdiction of the FDA (United States). The testing appears to be prospective as it involves new units of the EndoShield device undergoing performance evaluation.

    3. Number of Experts Used to Establish the Ground Truth for the Test Set and Their Qualifications:

    This information is not provided in the document. The testing described is technical bench testing against design control requirements and predicate device performance, not clinical evaluation requiring expert interpretation of results for ground truth.

    4. Adjudication Method for the Test Set:

    This information is not provided. Given the nature of the bench testing, an adjudication method as typically understood in clinical studies (e.g., 2+1, 3+1 for discordant reads) is not applicable. The documentation suggests direct measurement and comparison against established performance metrics of the predicate device and relevant standards.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

    No MRMC comparative effectiveness study was done or reported. This device is a hardware accessory designed to prevent injury by monitoring stray energy and shutting down the ESU if necessary, not an AI-assisted diagnostic or interpretive tool that would involve human readers.

    6. If a Standalone (i.e. algorithm only without human-in-the loop performance) was done:

    The device itself is a standalone electronic module that actively monitors and controls electrosurgical energy based on its internal logic and DSP (Digital Signal Processor) measurements. The "Bench Testing" section implicitly covers its standalone performance against design control requirements and the predicate device's monopolar function. There is no specific mention of an "algorithm only" standalone study in the context of an AI/ML algorithm. The "logic" described is battery-powered digital and analog electronic circuitry with DSP for HF current measurement.

    7. The Type of Ground Truth Used:

    The ground truth for the bench testing was the performance parameters and established functional behavior of the predicate device (monopolar function of the EM3 AEM Monitor) and compliance with recognized international standards (IEC 60601 series). It also includes internal design control requirements per 21 CFR 820.30.

    8. The Sample Size for the Training Set:

    This information is not applicable/not provided. The device is a hardware accessory with electronic logic, not an AI/ML system that utilizes a "training set" in the conventional sense. The development likely involved traditional engineering design, simulation, and hardware testing.

    9. How the Ground Truth for the Training Set was Established:

    This information is not applicable/not provided for the reasons stated above (not an AI/ML system). The device's operational principles and intended effects are based on known physics of electrosurgery and established safety standards, not learned from a data training set.

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