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510(k) Data Aggregation

    K Number
    K101561
    Date Cleared
    2010-08-27

    (84 days)

    Product Code
    Regulation Number
    N/A
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    AMERICAN OPTISURGICAL, INC.

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The TX1 Tissue Removal System is indicated for use in surgical procedures where fragmentation, emulsification, and aspiration of soft tissue are desirable, including General Surgery, Orthopedic Surgery, Laparoscopic Surgery and Plastic and Reconstructive Surgery.

    Device Description

    The TX1 Tissue Removal System is an ultrasonic surgical aspirator that emulsifies and removes soft tissue. The system consists of a console, ultrasonic handpiece, tube set, and foot pedal: The system has been designed to work with commercially available accessories and consumables including cautery pencils and forceps, ultrasonic handpiece tips, and silicone sleeves. The console provides control over the four modes of operation including irrigation, aspiration, cutting, and coagulation. It has a large, color LCD and employs a touch-screen for selection of required settings. The console also provides audible tones for confirmation of selections. The console also houses the irrigation and aspiration pumps, thereby eliminating the need for a dedicated service cart or suction/waste source within the operating room. Two USB ports are available for loading software upgrades. An Ethernet port is also available for future system expandability. The ultrasonic handpiece connects to the console for power. and to the tube set for both delivering irrigation fluid directly to the surgical site and for removing emulsified tissue. The handpiece is constructed from both 316L stainless steel and TiAl6V4 Titanium Alloy components, and can be sterilized by steam and reused multiple times. The tube set employs an external tubing cartridge design that can be easily installed or removed in a single step. The tubing is made of biomedical grade silicone. The tube set can be sterilized by steam and reused multiple times. Irrigation fluid is delivered under pressure to ensure adequate cooling of the ultrasonic tip, as well as adequate flushing of the surgical site, by operation of an air pump residing in the console. The regulated output of the air pump pressurizes a cuff that is fitted around the irrigating fluid bag, thus providing irrigation at a fixed pressure regardless of the height of the fluid bag. The foot pedal is used to control each of the four functions of the system. Simple in design, it offers on/off functionality and is rated IPX5 for protection against liquids.

    AI/ML Overview

    The provided text describes a 510(k) submission for a medical device, the TX1 Tissue Removal System, and focuses on demonstrating its substantial equivalence to a predicate device. This type of submission relies on comparisons to existing devices rather than a standalone clinical study to establish acceptance criteria based on performance. As such, the information you've requested regarding specific acceptance criteria metrics (like sensitivity, specificity), sample sizes, expert ground truth establishment, MRMC studies, or training set details is not present in the provided document.

    The document states: "Independent, 3rd party electrical safety testing, adherence to U.S. FDA design control guidance, as well as thorough in-house, non-clinical (bench) testing and software validation provide reasonable assurance that the TX1 Tissue Removal System is safe and effective, and is, with respect to intended use and technological characteristics, substantially equivalent to the predicate device." This indicates that the "study" proving the device meets acceptance criteria was primarily focused on bench testing, software validation, and compliance with electrical safety standards and design control guidance, rather than a clinical trial with performance metrics.

    Here's a breakdown of what can be extracted based on your request, with the understanding that many fields will be "Not Applicable" or "Not Provided" given the nature of a 510(k) substantial equivalence submission:


    1. Table of acceptance criteria and the reported device performance

    For a 510(k) submission, the "acceptance criteria" are typically related to demonstrating comparable technological characteristics and intended use to a predicate device, along with adherence to relevant safety standards. "Reported device performance" would thus be a comparison of these characteristics.

    CharacteristicAcceptance Criteria (Predicate Device K021989)Reported Device Performance (TX1 Tissue Removal System)
    Indications for UseFragmentation, emulsification, and aspiration of soft tissue desirable in surgical procedures.Fragmentation, emulsification, and aspiration of soft tissue desirable in surgical procedures.
    Method of tissue emulsificationUltrasonic energyUltrasonic energy
    Material in contact with tissueTiAl6V4 Titanium AlloyTiAl6V4 Titanium Alloy
    Electrical safety standards met60601-1, 60601-1-2, CSA 22.2 #601-160601-1, 60601-1-2, 60601-2-2
    Power source100-240V 50/60Hz100-240V 50/60Hz
    Frequency24 kHz and 35 kHz28 kHz
    Tip AmplitudeMax 24 kHz: 305µm, Max 35 kHz: 215µmMax 255µm
    Method of aspiration (vacuum)Venturi pumpPeristaltic pump
    Vacuum level0 to 600 mmHg100, 300, or 500 mmHg
    Method of irrigationConstant flowConstant Pressure
    Irrigation flow0 to 50 cc/min10, 20, or 30 cc/min
    Display7 segment, manual pushbuttonArticulating, LCD Touch Screen

    Note on Acceptance Criteria: The acceptance criteria for a 510(k) are implicitly met if the new device demonstrates "substantial equivalence" to the predicate, meaning it has the same intended use and similar technological characteristics, or if differences do not raise new questions of safety or effectiveness. The table above summarizes how the device compares to the predicate on these characteristics.

    2. Sample size used for the test set and the data provenance

    • Sample Size for Test Set: Not applicable in the context of a 510(k) substantial equivalence submission. No clinical "test set" (e.g., patient cases for diagnostic accuracy) is mentioned. The "testing" involved bench testing, software validation, and electrical safety testing. Details of these tests (e.g., number of units tested, duration of tests) are not provided in this summary.
    • Data Provenance: Not applicable. The "study" was primarily engineering and regulatory compliance testing rather than clinical data collection from a specific country or retrospective/prospective design.

    3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts

    • Number of Experts: Not applicable. Ground truth for a diagnostic test set is not established here. The assessment is based on engineering specifications and performance against those specifications.
    • Qualifications of Experts: The document mentions "Independent, 3rd party electrical safety testing" and "in-house, non-clinical (bench) testing and software validation." This implies qualified engineers and testers conducted these evaluations, but specific qualifications are not detailed.

    4. Adjudication method for the test set

    • Adjudication Method: Not applicable. There was no diagnostic test set requiring expert adjudication.

    5. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

    • MRMC Study: No. This is not an AI-based device, nor is a clinical comparative effectiveness study described in this 510(k) summary.

    6. If a standalone (i.e. algorithm only without human-in-the loop performance) was done

    • Standalone Performance: Not applicable. This device is an ultrasonic surgical aspirator, not an algorithm. Its "standalone" performance would be its functional operation in a surgical setting, which is inferred as equivalent to the predicate device through bench testing and design comparisons.

    7. The type of ground truth used

    • Type of Ground Truth: For the engineering and performance evaluations, the "ground truth" would be the established engineering specifications, performance parameters (e.g., maximum tip amplitude, vacuum levels), and electrical safety standards (e.g., IEC 60601-1). The device was tested to ensure it met these predefined technical requirements and performed comparably to the predicate on relevant parameters.

    8. The sample size for the training set

    • Sample Size for Training Set: Not applicable. This device does not involve machine learning or an "AI" component that requires a training set.

    9. How the ground truth for the training set was established

    • Ground Truth for Training Set: Not applicable, as there is no training set for a machine learning model.
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    K Number
    K080803
    Date Cleared
    2008-09-22

    (185 days)

    Product Code
    Regulation Number
    886.4670
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    AMERICAN OPTISURGICAL, INC.

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Vizual™ Phacoemulsification System is intended for use in the disruption and extraction of cataractous lens material from the eye with ultrasonic energy; a process known as phacoemulsification.

    Device Description

    The Vizual™ Phacoemulsification system is a complete anterior segment surgical system, offering Irrigation, Phaco or Ultrasonic (U/S), Irrigation/Aspiration (I/A), Vitrectomy, and Coagulation modes of operation. The device can be operated as a standalone unit, or connected to an optional cart with electric I/V pole where bottle height can be controlled by the software. The Vizual™ Phacoemulsification System includes the Phaco unit, U/S handpiece, tubing cartridge, and foot pedal. The device has been designed to work with commercially available (and 510k cleared) components and accessories including Phaco tips and sleeves, vit cutters, cautery pencils, and cautery forceps. The Vizual™ Phacoemulsification System utilizes a non-invasive vacuum sensing system including an external tubing cartridge that vents to the bottle versus air, thus minimizing the possibility of introducing contamination into the fluid path. The external tubing cartridge design is advantageous as the fluid path is visible to the user, and can be easily installed or removed in a single step. The Vizual™ Phacoemulsification System uses a LCD touch panel interface to allow access to all modes of operation. The system software allows for storing up to twenty-four different user profiles.

    AI/ML Overview

    Here's an analysis of the provided text regarding the acceptance criteria and study information for the Vizual™ Phacoemulsification System, Model 551:

    This document is a 510(k) summary for a medical device. In the context of 510(k) submissions, the "acceptance criteria" are typically demonstrating substantial equivalence to a predicate device, rather than specific performance metrics like those for AI algorithms. The "study" proving this substantial equivalence usually involves comparing the new device's technological characteristics and intended use to those of a legally marketed predicate device.

    The provided document does not describe a study involving AI or machine learning algorithms. Therefore, questions related to AI-specific performance metrics (such as sample sizes for test/training sets, ground truth establishment methods, expert adjudication, or MRMC studies) are not applicable.


    1. A table of acceptance criteria and the reported device performance

    For a 510(k) submission, the primary "acceptance criterion" is demonstrable substantial equivalence to a predicate device. The device performance is assessed by comparing its characteristics to the predicate.

    Acceptance Criterion (Implicit for 510(k) Substantial Equivalence)Reported Device Performance (Comparison to Predicate)
    Intended Use Equivalence: The new device must have the same intended use as the predicate device.Vizual™ Phacoemulsification System: Intended for use in the disruption and extraction of cataractous lens material from the eye with ultrasonic energy, a process known as phacoemulsification.
    Predicate Device (K020527): Implied to have the same intended use as the basis for substantial equivalence.
    Technological Characteristics Equivalence: The new device must have the same or similar technological characteristics as the predicate device, or any differences must not raise new questions of safety or effectiveness.Display: LCD Touch Screen (Same as Predicate)
    Pump: Peristaltic, low pulsation (Same as Predicate)
    Pump Vacuum Range: 0 to 500 mmHg (Same as Predicate)
    Aspiration Rate: 0 to 50 cc/min (Same as Predicate)
    Fluidics: External Fluid Path (Same as Predicate)
    System Tubing: Tubing/Cartridge unit (reusable and disposable models) (Same as Predicate)
    Vent: Fluid Vent (Same as Predicate)
    Modes: Irrigation, Phaco, Irrigation/Aspiration (I/A), Vitrectomy, and Coagulation (Same as Predicate)
    Programmable User Parameters: Yes (Same as Predicate)
    Safety and Effectiveness Equivalence: The new device must be as safe and effective as the predicate device.Based on the presented characteristics, the sponsor asserts that "The Vizual™ Phacoemulsification System has the same technological characteristics as the predicate device cleared under 510(k) K020527," implying no new questions of safety or effectiveness are raised. The FDA's 510(k) clearance letter (K080803) confirms this determination of substantial equivalence.

    Regarding the Study:

    The "study" to prove the device meets the acceptance criteria is a 510(k) substantial equivalence comparison. This is a regulatory pathway, not a clinical trial or performance study in the AI sense. The manufacturer compares their new device (Vizual™ Phacoemulsification System) to a legally marketed predicate device (K020527, Horizon Phacoemulsification System) to demonstrate that it is equally safe and effective.


    Here's why the subsequent questions are not applicable to the provided document:

    1. Sample sized used for the test set and the data provenance (e.g. country of origin of the data, retrospective or prospective)

      • Not applicable. This device is a surgical instrument (phacoemulsification system), not an AI algorithm that processes data. No "test set" of images or patient data is mentioned in this summary for performance evaluation.
    2. Number of experts used to establish the ground truth for the test set and the qualifications of those experts (e.g. radiologist with 10 years of experience)

      • Not applicable. There is no "test set" or diagnostic ground truth being established as this is not an AI diagnostic device.
    3. Adjudication method (e.g. 2+1, 3+1, none) for the test set

      • Not applicable. No test set or human adjudication process is described for this type of device submission.
    4. If a multi reader multi case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance

      • Not applicable. This device is a surgical system, not an AI-assisted diagnostic tool for human readers.
    5. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done

      • Not applicable. This is a physical medical device, not an algorithm.
    6. The type of ground truth used (expert consensus, pathology, outcomes data, etc)

      • Not applicable. There is no "ground truth" in the AI sense required for this type of device. The "ground truth" for a 510(k) is the predicate device's established safety and effectiveness.
    7. The sample size for the training set

      • Not applicable. This is not an AI algorithm requiring a training set.
    8. How the ground truth for the training set was established

      • Not applicable. There is no training set for this device.
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    K Number
    K020527
    Date Cleared
    2002-07-09

    (140 days)

    Product Code
    Regulation Number
    886.4670
    Reference & Predicate Devices
    Why did this record match?
    Applicant Name (Manufacturer) :

    AMERICAN OPTISURGICAL, INC.

    AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
    Intended Use

    The Horizon Phacoemulsification System performs phacofragmentation/ phacoemulsification with ultrasonic energy to disrupt and extract cataractous lens material from the eye.

    Device Description

    The Horizon Phacoemulsification System utilizes the same technology as the currently marketed predicate devices that employ ultrasonic energy to emulsify a cataractous lens and remove it from the eye. The intended use and performance specifications are also comparable to the predicate devices. The subject of this 510(k) is the Horizon Phacoemulsification System's design configuration of a non-invasive vacuum sensing system that maintains sterile fluids, and the unit's software controlled user interface.

    The Horizon Phacoemulsification System utilizes an external tubing cartridge venting to the bottle versus air, to minimize the possibility of introducing contamination into the fluid path. The external tubing cartridge design is advantageous as the fluid path is visible to the user, easily removed/ replaced at the end of the case. The Horizon system uses a software-controlled interface that assists the user in not only system set up but in all modes of operation during surgery. The advanced microprocessors allow the surgeon to program surgical parameters for up to six different users by an LCD touch panel display.

    The Horizon Phacoemulsification System has similar operation modes as the predicate devices, i.e. Ultrasonic (U/S), Irrigation, Irrigation/ Aspiration (I/A), Vitrectomy, and Diathermy or Coagulation modes utilized in cataract extraction. The component parts of the Horizon Phacoemulsification System include the U/S handpiece, the tubing cartridge, and the footswitch as these items can only be used with this system. The Cautery, Vitrectomy, and Irrigation/ Aspiration devices are universal-type handpieces that are considered additional accessories to the Horizon system.

    AI/ML Overview

    The provided text describes a 510(k) submission for the Horizon Phacoemulsification System. It does not include a study proving the device meets acceptance criteria in the traditional sense of a clinical trial or performance study with defined metrics. Instead, the submission relies on demonstrating substantial equivalence to predicate devices.

    Here's an analysis based on the information provided, addressing your requested points:

    1. Table of Acceptance Criteria and Reported Device Performance

    This section is not applicable in the traditional sense of a performance study with specific numerical acceptance criteria. The "acceptance criteria" here are implied by the demonstration of substantial equivalence to predicate devices, meaning the device must perform similarly to those already on the market. The reported performance is the assertion that its characteristics are the same or comparable, without new technological characteristics or performance specifications.

    Characteristic / "Acceptance Criterion"Reported Device Performance (Horizon Phacoemulsification System)
    Intended Use (Phacofragmentation/phacoemulsification of cataractous lens material)Performs phacofragmentation/phacoemulsification with ultrasonic energy to disrupt and extract cataractous lens material from the eye. (Same as predicate devices)
    Technological CharacteristicsSame as Predicate Devices.
    Console DisplayLCD Touch Screen (Predicate P4000 & Ocusystem: Touch Pad; OMS Diplomax: LCD Touch Pad) - Considered equivalent due to similar functionality.
    Pump TypePeristaltic, low pulsation (Same as predicate devices).
    Pump Vacuum Range0 to 500 mmHg (Same as predicate devices).
    Aspiration Rate0 to 50 cc/min (Same as P4000 & Ocusystem; OMS Diplomax: 0 to 44 cc/min) - Within comparable range and likely considered equivalent for this type of submission.
    FluidicsExternal Fluid Path (Same as P4000 & Ocusystem; OMS Diplomax: Internal Fluid Path) - A difference, but the submission claims it's an advantage ('external tubing cartridge venting to the bottle versus air, to minimize the possibility of introducing contamination into the fluid path') and still allows for substantial equivalence.
    System TubingReusable Tubing Cartridge* (Predicate P4000 & Ocusystem: Disposable/Reusable Tube Set; OMS Diplomax: Disposable/Reusable T-Fitting) - A difference in design, but functionality for fluid path is considered equivalent.
    VentFluid Vent (Predicate P4000 & OMS Diplomax: Air Vent; Ocusystem: Fluid Vent) - Variation among predicates, Horizon is similar to Ocusystem.
    ModesU/S Phaco, Irrigation/Aspiration, Vitrectomy, Bipolar Coagulation (Same as predicate devices).
    Programmable User ParametersYes (Same as predicate devices).
    Handpiece MaterialTitanium (Predicate P4000: Titanium; Ocusystem: Plastic/Titanium; OMS Diplomax: Stainless Steel/Titanium) - Comparable materials for the intended function.
    Handpiece Frequency40 kHz, 4 crystals (Predicate P4000: 40 kHz, 4 crystals; Ocusystem: 55 kHz, 4 crystals; OMS Diplomax: 38 kHz, 2 crystals) - Similar to P4000, and within the range of frequencies found in predicate devices.
    Footswitch Operational Control3 mode position, activates reflux (Same as predicate devices).
    Safety and EffectivenessSubstantially equivalent to predicate devices; no new technological characteristics or performance specifications.

    2. Sample Size Used for the Test Set and Data Provenance

    • Sample Size for Test Set: Not applicable. No "test set" in the context of a clinical performance study was conducted. The assessment is based on a comparison of device characteristics against predicate devices.
    • Data Provenance: The data provided is for the device's design and features, compared against existing predicate devices already on the market (K931354, K991852, K946054). This is a retrospective comparison of product specifications, not prospective data from a human trial. The country of origin for the data is implied to be the US, as it's an FDA submission.

    3. Number of Experts Used to Establish Ground Truth for the Test Set and Qualifications of Those Experts

    • Number of Experts: Not applicable. "Ground truth" in the clinical sense was not established for a test set. This type of submission relies on the regulatory body (FDA) comparing the provided device characteristics with those of already cleared devices to determine substantial equivalence.
    • Qualifications of Experts: The FDA reviewers are the "experts" in determining substantial equivalence based on regulatory guidelines and their understanding of medical devices. Their qualifications would involve scientific and regulatory expertise.

    4. Adjudication Method for the Test Set

    • Adjudication Method: Not applicable. No formal adjudication of results from a test set was performed. The FDA's review process itself serves as the adjudication by the regulatory body.

    5. If a Multi-Reader Multi-Case (MRMC) Comparative Effectiveness Study Was Done, If so, What Was the Effect Size of How Much Human Readers Improve with AI vs Without AI Assistance

    • MRMC Study: No. This device is a phacoemulsification system, not an AI-powered diagnostic or assistive tool for human readers. Therefore, an MRMC study is not applicable.

    6. If a Standalone (i.e., algorithm only without human-in-the-loop performance) Was Done

    • Standalone Performance: No, not in the sense of an algorithm. This is a medical device (hardware and embedded software) for a surgical procedure. Its performance is inherent in its physical and operational characteristics, not a standalone algorithm.

    7. The Type of Ground Truth Used

    • Type of Ground Truth: The "ground truth" for this submission is implicitly the established safety and effectiveness of the legally marketed predicate devices. The new device is deemed safe and effective because its characteristics and intended use are substantially equivalent to those predicates, which have already gone through the regulatory process to demonstrate their own safety and effectiveness. No new clinical outcomes data or pathology results were submitted as ground truth for this specific device.

    8. The Sample Size for the Training Set

    • Sample Size for Training Set: Not applicable. This device is not an AI/ML product developed using a training set in the typical machine learning sense. The "training" for this device would be its engineering design, development, and testing processes to meet its specifications, drawing upon established engineering principles and data from similar devices.

    9. How the Ground Truth for the Training Set Was Established

    • How Ground Truth for Training Set Was Established: Not applicable. As per point 8, there isn't a "training set" in the AI/ML context. The design and manufacturing of the device are based on established engineering and medical principles for phacoemulsification systems, which were validated through the prior regulatory clearance of its predicate devices.
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