K Number
K990916
Date Cleared
1999-04-21

(34 days)

Product Code
Regulation Number
866.5100
Reference & Predicate Devices
N/A
Predicate For
N/A
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdpartyExpeditedreview
Intended Use

The Stellar Bio Systems' Indirect Fluorescence Assay (IFA) for Anti-native DNA (nDNA) IgG Antibody is intended for the qualitative and semi-quantitative detection of IgG (Immunoglobulin G) antibody to nDNA in human serum. Detection of nDNA IgG antibody in humans can be used as an aid in the diagnosis of systemic lupus erythematosus (SLE).

Device Description

The nDNA IgG IFA is an Indirect Fluorescence Assay (IFA) for the detection of IgG antibodies to nDNA antigen in human serum.

AI/ML Overview

The provided document describes the performance characteristics of the "Indirect Fluorescence Assay for Anti-native DNA (nDNA) IgG Antibody" device.

Here's an analysis of the acceptance criteria and the study that proves the device meets them:

1. A table of acceptance criteria and the reported device performance:

The document doesn't explicitly state "acceptance criteria" in a separate section. However, the "Performance Characteristics" section provides data comparing the new device against an "Alternate IFA" (a commercially available nDNA IFA), implying these comparative metrics serve as the basis for acceptance. The performance is reported in terms of relative sensitivity, relative specificity, and relative agreement.

MetricAcceptance Criteria (Implied)Reported Device Performance
Relative SensitivityHigh agreement with predicate96.2%
Relative SpecificityHigh agreement with predicate99.2%
Relative AgreementHigh agreement with predicate98.7%
Titer Agreement (Identical)High agreement with predicate11/20 (55%)
Titer Agreement (± 1 dilution)High agreement with predicate7/20 (35%)
Titer Agreement (± 2 dilutions)Not specified, but reported2/20 (10%)
Reproducibility (Identical)Not specified, but reported, implied high agreement31/36 (86.1%)
Reproducibility (± 1 dilution)Not specified, but reported, implied high agreement5/36 (13.9%)

2. Sample size used for the test set and the data provenance:

  • Sample Size for Test Set: 149 sera for relative sensitivity/specificity/agreement. 20 positive sera for titer agreement. 4 sera (3 positive, 1 negative) evaluated for reproducibility, with serial dilutions and multiple assays resulting in 36 data points.
  • Data Provenance: "The samples were frozen retrospective relative to a commonly treated population of patients diagnosed with SLE." The sera were "gender, and geographical areas," implying a diverse, though unspecified, geographical origin. It's explicitly stated that there was not an attempt to correlate the assay's results with disease presence or absence, and "No judgment can be made on the comparison assay's accuracy to predict disease." This means the study is a comparison to a predicate, not a clinical diagnostic performance study against a true disease gold standard.

3. Number of experts used to establish the ground truth for the test set and the qualifications of those experts:

  • Number of experts: Not applicable. The "ground truth" for the test set was established by the "Alternate IFA" (a commercially available nDNA IFA), not by human experts. The study directly compares the new device's results to the predicate device's results.
  • Qualifications of experts: Not applicable.

4. Adjudication method for the test set:

  • Not applicable, as the "ground truth" was derived from a predicate device's results, not human interpretation requiring adjudication.

5. If a multi-reader multi-case (MRMC) comparative effectiveness study was done, If so, what was the effect size of how much human readers improve with AI vs without AI assistance:

  • Not applicable. This is an in vitro diagnostic (IVD) device for laboratory testing, not an AI-assisted diagnostic imaging or interpretation tool for human readers. There are no human readers or AI involved in the interpretation of results as per the described device operation.

6. If a standalone (i.e. algorithm only without human-in-the-loop performance) was done:

  • Yes, this study is inherently a standalone performance evaluation of the device itself. The device (IFA for nDNA IgG antibody) is an in vitro diagnostic test. Its performance is measured based on its direct output (positive/negative, titer) in comparison to a predicate device. There is no human-in-the-loop component described for its operation or interpretation.

7. The type of ground truth used:

  • Reference standard/Predicate device result: The "ground truth" for this study was the results obtained from a "commercially available nDNA IFA" (the Alternate IFA). The study explicitly states, "Please be advised that 'relative' refers to the comparison of this assay's results to that of a similar assay. There was not an attempt to correlate the assay's results with disease presence or absence. No judgment can be made on the comparison assay's accuracy to predict disease."

8. The sample size for the training set:

  • Not applicable. This is a traditional IVD device, not a machine learning or AI algorithm that requires a training set.

9. How the ground truth for the training set was established:

  • Not applicable, as there is no training set for this type of device.

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4/21/99

K99 0916

510k Summary of Safety and Effectiveness

. nis summary of 510(k) safety and effectiveness information is being submitted in accordance with the requirements of SMDA 1990 and 21 CFR 807.92.

The assigned 510(k) number is:

Applicant Information:

Date Prepared:March 12, 1999
Name:Stellar Bio Systems, Inc
Address:9075 Guilford RoadColumbia, MD 21046
Contact Person:John Brewer
PhoneNumber.410-381-8550
Fax Number.410-381-8984

Device Information:

Trade Name:Indirect Fluorescence Assay for Anti-native DNA (nDNA) IgG Antibody
Common Name:nDNA IgG IFA Test
Classification Name:nDNA IgG Serological Reagent

uivalent Device: _Jus DNA IFA

Device Description: The nDNA IgG IFA is an Indirect Fluorescence Assay (IFA) for the detection of IgG antibodies to nDNA antigen in human serum.

Intended Use: The Stellar Bio Systems' Indirect Fluorescence Assay (IFA) for Anti-native DNA (nDNA) IgG Antibody is intended for the qualitative and semi-quantitative detection of IgG (Immunoglobulin G) antibody to nDNA in human serum. Detection of nDNA IgG antibody in humans can be used as an aid in the diagnosis of systemic lupus erythematosus (SLE).

Principle of Procedure:

Stellar Bio Systems' fluorescent antibody assays use the indirect method of antibody detection and titer determination. Diluted patient serum sampled to fixed antigens provided on paint delineated wells on glass microscope slides. During a 30 minute incubation, antibody specific for nDNA antigens forms an antigen/antibody complex with the fixed antigens. In a brief washing step, nonspecific antibody and other unreacted serum proteins are eliminated. Fluorescein-conjugated goat anti-human IgG is then applied to the wells of the glass slide. The anti-IgG conjugate combines with human IgG, if present, during a 30 minute incubation. After a brief wash to remove unreacted conjugate, the slides are viewed by fluorescence microssopy. A positive antibody reaction is denoted by bright green fluorescence at the antigen sites.

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Performance Characteristics

  1. Relative Sensitivity and Specificity - The Stellar nDNA IFA kit was evaluated 1. Actative to a commercially available nDNA IFA. The samples were frozen retrospective relative to a volumerelany arants diagnosed with SLE. Ninety-nine sera were from sora. They bera work were gender, and geographical areas. The data in Table 1 summarizes the data.
Table 1
Relative Sensitivity and Specificity of the Stellar nDNA IFA Kit Relative to
Alternate IFA

Stellar nDNA IFA

PositiveNegativeTotal
Stellar INSTANT
AlternateIFAPositive25126
Negative1122123
Total26123149
Relative Sensitivity = $25/26 = 96.2%$95% Confidence Interval80.4% - 99.9%
Relative Specificity = $122/123 = 99.2%$95.6% - 100%
Relative Agreement = $147/149 = 98.7%$95.2% - 99.8%

Please be advised that 'relative' refers to the comparison of this assay's results to that of a similar assay. There was not an attempt to correlate the assay's results with disease presence or absence. No judgment can be made on the comparison assay's accuracy to predict disease.

    1. Titer Agreement: 20 positive sera were serially two-fold diluted and the endpoint titer was determined on the Stellar nDNA IFA and a commercially available nDNA IFA. The endpoint titer results are as follows.

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Identical Titer11/20
$\pm$ one, two-fold dilution7/20
$\pm$ two, two-fold dilutions2/20
  1. Reproducibility: Three positive with various titers (1:20, 1:160, 1:640) and one negative sera were serially diluted and assayed three times each on three different assays. 31/36 of the end point titers were identical. 5/36 of the end point titers were within ± one, two-fold dilution.

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Image /page/3/Picture/1 description: The image shows the logo for the U.S. Department of Health & Human Services. The logo consists of a stylized eagle or bird symbol, with three curved lines representing the bird's body and wings. The bird is facing to the right. The text "DEPARTMENT OF HEALTH & HUMAN SERVICES - USA" is arranged in a circular fashion around the bird symbol.

APR 2 1 1999

Food and Drug Administration 9200 Corporate Boulevard Rockville MD 20850

Mr. John Brewer Stellar Bio Systems, Inc. 9075 Guilford Road Columbia, Maryland 21046

Re: K990916

Trade Name: Indirect Fluorescence Assay for Anti-native DNA (nDNA) IgG Antibody Regulatory Class: II Product Code: KTL Dated: March 12, 1999 Received: March 18, 1999

Dear Mr. Brewer:

We have reviewed your Section 510(k) notification of intent to market the device referenced above and we have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration.

If your device is classified (see above) into either class II (Special Controls) or class III (Premarket Approval), it may be subject to such additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 895. A substantially equivalent determination assumes compliance with the Current Good Manufacturing Practice requirements, as set forth in the Quality System Regulation (QS) for Medical Devices: General regulation (21 CFR Part 820) and that, through periodic OS inspections, the Food and Drug Administration (FDA) will verify such assumptions. Failure to comply with the GMP regulation may result in regulatory action. In addition, FDA may publish further announcements concerning your device in the Federal Register. Please note: this response to your premarket notification submission does not affect any obligation you might have under sections 531 through 542 of the Act for devices under the Electronic Product Radiation Control provisions, or other Federal laws or regulations.

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Page 2

Under the Clinical Laboratory Improvement Amendments of 1988 (CLIA-88), this device may require a CLIA complexity categorization. To determine if it does, you should contact the Centers for Disease Control and Prevention (CDC) at (770) 488-7655.

This letter will allow you to begin marketing your device as described in your 510(k) premarket notification. The FDA finding of substantial equivalence of your device to a legally marketed predicate device results in a classification for your device and thus, permits your device to proceed to the market.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801 and additionally 809.10 for in vitro diagnostic devices), please contact the Office of Compliance at (301) 594-4588. Additionally, for questions on the promotion and advertising of your device, please contact the Office of Compliance at (301) 594-4639. Also, please note the regulation entitled, "Misbranding by reference to premarket notification"(21 CFR 807.97). Other general information on your responsibilities under the Act may be obtained from the Division of Small Manufacturers Assistance at its toll-free number (800) 638-2041 or (301) 443-6597, or at its internet address "http://www.fda.gov/cdrh/dsma/dsmamain.html".

Sincerely vours.

Steven Putman

Steven I. Gutman, M.D. M.B.A. Director Division of Clinical Laboratory Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

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Page 1 of 1

K990916 510(k) Number: Not Known

Device Name: Indirect Fluorescence Assay (IFA) for Anti-native DNA (nDNA) IgG Antibody

Indications For Use: The Stellar Bio Systems' Indirect Fluorescence Assay (IFA) for Anti-native DNA (nDNA) IgG Antibody is intended for the qualitative and semi-quantitative detection of IgG (Immunoglobulin G) antibody to nDNA in human serum. Detection of nDNA IgG antibody in humans can be used as an aid in the diagnosis of systemic lupus erythematosus (SLE).

Peter E. Maher

PLEASE DO NOT WRITE BELOW THIS LINE-CONTINUE ON ANOTHER PAGE IF NEEDED) ==============================================================================================================================================================================

Concurrence of CDRH, Office of Device Evaluation (ODE)

Prescription Use V (Per 21 CFR 801.109)

OR

Over-The Counter Use (Optional Format 1-2-96)

§ 866.5100 Antinuclear antibody immunological test system.

(a)
Identification. An antinuclear antibody immunological test system is a device that consists of the reagents used to measure by immunochemical techniques the autoimmune antibodies in serum, other body fluids, and tissues that react with cellular nuclear constituents (molecules present in the nucleus of a cell, such as ribonucleic acid, deoxyribonucleic acid, or nuclear proteins). The measurements aid in the diagnosis of systemic lupus erythematosus (a multisystem autoimmune disease in which antibodies attack the victim's own tissues), hepatitis (a liver disease), rheumatoid arthritis, Sjögren's syndrome (arthritis with inflammation of the eye, eyelid, and salivary glands), and systemic sclerosis (chronic hardening and shrinking of many body tissues).(b)
Classification. Class II (performance standards).