K Number
K983892
Device Name
COAGUCHEK PRO SYSTEM, APTT TEST CARTRIDGES FOR COAGUCHEK PRO SYSTEM, APTT CONTROLS FOR COAGUCHEK PRO SYSTEM, COAGUCHEK P
Date Cleared
1999-04-13

(161 days)

Product Code
Regulation Number
864.5425
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
The CoaguChek Pro APTT test is for the quantitative determination of the activated partical thromboplastin time (APTT) of freshly drawn whole blood. It is intended for health care professional use only.
Device Description
The APTT is used to evaluate intrinsic pathway function. The APTT is sensitive to deficiencies of factors VIII, IX, XI, and XII, prekallikrein, high molecular weight kinogen, as well as common pathway factors (II, V, X, and fibrinogen). The APTT is useful as a screening test for coagulation function, since it is sensitive to all coagulation factors except VII, platelet factor III and calcium. Additionally, the APTT is used to monitor the effectiveness of heparin therapy. Many diseases and drugs can prolong or prevent coagulation by altering the balance of clotting factors involved in coagulation. The APTT test is initiated by inserting a CoaguChek Pro APTT test cartridge into the instrument. The instrument reads a code on the test cartridge to determine test identity and lot number. The test cartridge contains a sample application well, a reagent chamber, and a reaction path. After the instrument heats the test cartridge, a drop of fresh, whole blood is placed on the test cartridge sample application well. Blood is drawn into the reagent chamber by capillary action, where it mixes with the reagent to initiate coagulation. The blood sample moves along the reaction path until a clot forms. The laser optical system detects the clot by monitoring blood flow; endpoint is reached when the blood stops moving. The time from sample application to clot detection is the APTT. The displayed result is equivalent to laboratory plasma APTT results. Because each newly-manufactured lot is calibrated to an internal reference lot, any lot-to-lot variability between reagents is corrected electronically using information coded on the lot-specific code key.
More Information

Not Found

No
The description details a mechanical and optical process for detecting clot formation based on blood flow, with electronic correction for lot variability. There is no mention of AI or ML algorithms for data analysis, interpretation, or decision-making.

No
The device is used for the quantitative determination of activated partial thromboplastin time (APTT) in whole blood, which is a diagnostic measurement to evaluate intrinsic pathway function and monitor the effectiveness of heparin therapy, not to treat a condition.

Yes

The device quantitatively determines activated partial thromboplastin time (APTT) to evaluate intrinsic pathway function and monitor heparin therapy, which are diagnostic purposes.

No

The device description clearly details a physical instrument, test cartridges, and a laser optical system, indicating it is a hardware-based medical device that utilizes software for processing and displaying results, but is not solely software.

Yes, this device is an IVD (In Vitro Diagnostic).

Here's why:

  • Intended Use: The intended use explicitly states it's for the "quantitative determination of the activated partical thromboplastin time (APTT) of freshly drawn whole blood." This is a test performed on a biological sample (whole blood) outside of the body to provide information about a patient's health status (coagulation function).
  • Device Description: The description details how the device analyzes a blood sample using reagents and a detection system to measure the time it takes for a clot to form. This process is characteristic of an in vitro diagnostic test.
  • Sample Type: The device uses "freshly drawn whole blood," which is a biological specimen.
  • Purpose: The purpose is to evaluate "intrinsic pathway function," screen for "coagulation function," and "monitor the effectiveness of heparin therapy." These are all diagnostic purposes.

The definition of an IVD is a medical device that is used to perform tests on samples taken from the human body, such as blood, urine, or tissue, to detect diseases, conditions, or infections. This device clearly fits that definition.

N/A

Intended Use / Indications for Use

The CoaguChek Pro APTT test is for the quantitative determination of the activated partical thromboplastin time (APTT) of freshly drawn whole blood. It is intended for health care professional use only.

Product codes

JPA

Device Description

The APTT is used to evaluate intrinsic pathway function. The APTT is sensitive to deficiencies of factors VIII, IX, XI, and XII, prekallikrein, high molecular weight kinogen, as well as common pathway factors (II, V, X, and fibrinogen). The APTT is useful as a screening test for coagulation function, since it is sensitive to all coagulation factors except VII, platelet factor III and calcium. Additionally, the APTT is used to monitor the effectiveness of heparin therapy. Many diseases and drugs can prolong or prevent coagulation by altering the balance of clotting factors involved in coagulation. The APTT test is initiated by inserting a CoaguChek Pro APTT test cartridge into the instrument. The instrument reads a code on the test cartridge to determine test identity and lot number. The test cartridge contains a sample application well, a reagent chamber, and a reaction path. After the instrument heats the test cartridge, a drop of fresh, whole blood is placed on the test cartridge sample application well. Blood is drawn into the reagent chamber by capillary action, where it mixes with the reagent to initiate coagulation. The blood sample moves along the reaction path until a clot forms. The laser optical system detects the clot by monitoring blood flow; endpoint is reached when the blood stops moving. The time from sample application to clot detection is the APTT. The displayed result is equivalent to laboratory plasma APTT results. Because each newly-manufactured lot is calibrated to an internal reference lot, any lot-to-lot variability between reagents is corrected electronically using information coded on the lot-specific code key.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

Not Found

Indicated Patient Age Range

Not Found

Intended User / Care Setting

health care professional use only.

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies (study type, sample size, AUC, MRMC, standalone performance, key results)

The document provides performance characteristic claims for the CoaguChek Pro APTT test compared to the CoaguChek Plus APTT test.

Key claims for CoaguChek Pro APTT Test:

  • Mean Normal: 31 seconds
  • Verified Assay Range: 18 - 150 seconds
  • Displayed Assay Range: 18 - 150 seconds
  • Factor Sensitivity: Factors VIII, IX, XI, XII, prekallikrein, and kininogen.
  • Verified Hematocrit Range: 26.5% - 53%
  • Precision with controls (Overall):
    • Level 1: 44.2 sec (CV 5.3%)
    • Level 2: 83.4 sec (CV 4.7%)
  • Accuracy (correlation to predicate):
    • Site 1, n = 55: y = 0.792 x + 8.5, r = 0.89
    • Site 2, n = 54: y = 1.134 x - 0.8, r = 0.93
    • Site 3, n = 45

Data to support these claims is indicated to be included in section IV of the 510(k) submission.

Key Metrics (Sensitivity, Specificity, PPV, NPV, etc.)

Not Found

Predicate Device(s)

K860720, K890052, K890051

Reference Device(s)

Not Found

Predetermined Change Control Plan (PCCP) - All Relevant Information

Not Found

§ 864.5425 Multipurpose system for in vitro coagulation studies.

(a)
Identification. A multipurpose system for in vitro coagulation studies is a device consisting of one automated or semiautomated instrument and its associated reagents and controls. The system is used to perform a series of coagulation studies and coagulation factor assays.(b)
Classification. Class II (special controls). A control intended for use with a multipurpose system for in vitro coagulation studies is exempt from the premarket notification procedures in subpart E of part 807 of this chapter subject to the limitations in § 864.9.

0

4/13/99

K983892

510(k) Summary

Introduction

According to the requirements of 21 CFR 807.92, the following information provides sufficient detail to understand the basis for a determination of substantial equivalence.

| 1) Submitter name, address, contact | Boehringer Mannheim Corporation, doing business as Roche Diagnostics
9115 Hague Rd.
Indianapolis, IN 46256
(317) 845-2000
Contact Person: Luann Ochs |
|-------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| | Date Prepared: October 30, 1998 |
| 2) Device name | Proprietary name: CoaguChek Pro System, APTT Test and Controls
Common name: Activated partial thromboplastin test
Classification name: Multipurpose system for in vitro coagulation studies |
| 3) Predicate device | We claim substantial equivalence to the Biotrack monitor and APTT test cartridges and controls, K860720, K890052, K890051. The Biotrack system is also known as the Roche Diagnostics CoaguChek Plus System, APTT test and controls. |

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The APTT is used to evaluate intrinsic pathway function. The APTT is 4) Device Description sensitive to deficiencies of factors VIII, IX, XI, and XII, prekallikrein, high molecular weight kinogen, as well as common pathway factors (II, V, X, and fibrinogen). The APTT is useful as a screening test for coagulation function, since it is sensitive to all coagulation factors except VII, platelet factor III and calcium. Additionally, the APTT is used to monitor the effectiveness of heparin therapy. Many diseases and drugs can prolong or prevent coagulation by altering the balance of clotting factors involved in coagulation. The APTT test is initiated by inserting a CoaguChek Pro APTT test cartridge into the instrument. The instrument reads a code on the test cartridge to determine test identity and lot number. The test cartridge contains a sample application well, a reagent chamber, and a reaction path. After the instrument heats the test cartridge, a drop of fresh, whole blood is placed on the test cartridge sample application well. Blood is drawn into the reagent chamber by capillary action, where it mixes with the reagent to initiate coagulation. The blood sample moves along the reaction path until a clot forms. The laser optical system detects the clot by monitoring blood flow; endpoint is reached when the blood stops moving. The time from sample application to clot detection is the APTT. The displayed result is equivalent to laboratory plasma APTT results. Because each newly-manufactured lot is calibrated to an internal reference lot, any lot-to-lot variability between reagents is corrected electronically using information coded on the lot-specific code key. 5) Intended use The CoaguChek Pro APTT test is for the quantitative determination of the activated partial thromboplastin time (APTT) of freshly drawn whole blood. 6) Comparison The Roche Diagnostics CoaguChek Pro System, APTT Test and controls, is to predicate substantially equivalent to other products in commercial distribution intended device for similar use. Most notably it is substantially equivalent to the currently marketed Roche Diagnostics CoaguChek Plus System, APTT Test and controls.

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The CoaguChek Pro is similar to the CoaguChek Plus in the following items: Similarities to predicate device

TopicComment
Intended UseBoth are intended for the measurement of activated partial thromboplastin time in whole blood samples.
Closed SystemBoth systems use only the instrument, reagent cartridges, and controls (liquid and electronic) that are provided by Roche and are intended to be used together.
Sample typesBoth systems require whole blood samples, either venous or capillary.
Professional useBoth systems are indicated for use by health care professionals, not for over-the-counter or prescription self-testing.
Operating principleBoth systems use the same instrument and reagent operating principles. Instrument operating conditions are also unchanged.
Reagent Test CartridgesThe APTT Reagent Test cartridges are exactly the same for both monitor systems. Test cartridge design, packaging (individually foil wrapped), calibration, and storage conditions are identical.

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Similarities to predicate device (continued)

TopicComment
Assay procedureThe whole blood testing procedure is unchanged.
Quality control procedureThe use of the reconstituted liquid controls, or the electronic quality control cartridge is the same for both systems.
Specimen collection and preparation instructionsThese instructions are the same for both systems.
Test cartridge dosingFor both systems, the test cartridge is dosed outside of the monitor, so that there is no need for cleaning of the cartridge guide or the monitor optics.
MaintenanceNo maintenance is required for either monitor.
LimitationsThe limitations of the procedure remain unchanged between the systems.
Unusual resultsThe instructions for action required when unusual results are obtained are the same for both systems.
Warnings and precautionsWarnings and precautions are unchanged.
Calibration of resultsTest results for both methods were originally calibrated to laboratory plasma method.

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Differences from predicate device

: -

The following table lists the major differences between the CoaguChek Pro and the predicate CoaguChek Plus device:

TopicComment
AssaysAt this time, we are only submitting the APTT test for use on the CoaguChek Pro monitor. Future tests will be submitted as separate 510(k)s. The CoaguChek Plus System includes APTT as well as a PT (prothrombin time) test.
Instrument modelsThe CoaguChek Plus System is available with one model of monitor. The CoaguChek Pro System will be available as a base model, a direct replacement for the Plus monitor, and a DM model. The DM model includes options for use in professional settings where data reporting features are required.
Monitor displayed self-diagnostic messages.While both monitors provide self-diagnostic messages, the CoaguChek Plus has 22 such messages, while the CoaguChek Pro has 16 self-test messages and 29 other diagnostic messages. Please refer to the appropriate operator's manuals for the listings of the messages.

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Performance characteristics The following chart shows a comparison of performance characteristic claims for the CoaguChek Pro APTT test and the CoaguChek Plus APTT test. Data to support the claims for the CoaguChek Pro is included in this 510(k), in section IV.

| Claim | CoaguChek Plus
APTT Test (Predicate) | CoaguChek Pro
APTT Test |
|---------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------|
| Mean Normal | 31 seconds | 31 seconds |
| Verified Assay
Range | 18 - 150 seconds | 18 - 150 seconds |
| Displayed Assay
Range | 18 - 150 seconds | 18 - 150 seconds |
| Factor Sensitivity | Factors VIII, IX, XI, XII,
prekallikrein, and
kininogen. | Factors VIII, IX, XI, XII,
prekallikrein, and
kininogen. |
| Verified
Hematocrit
Range | 25.5% - 53% | 26.5% - 53% |
| Precison with
controls | Control Mean CV
Within-Day
Level 1 55.5 sec 4.7%
Level 2 116.1 sec 4.5%
Between-Day
Level 1 56.2 sec 5.8%
Level 2 116.8 sec 3.8% | Control Mean CV
Overall
Level 1 44.2 sec 5.3%
Level 2 83.4 sec 4.7% |
| Accuracy | Center A, n = 73
$y = 1.24 x - 9.9, r = 0.78$
Center B, n=71
$y = 1.54 x - 22.5, r = 0.87$
Center C, n=59
| Site 1, n = 55
$y = 0.792 x + 8.5, r = 0.89$
Site 2, n = 54
$y = 1.134 x - 0.8, r = 0.93$
Site 3, n = 45 |

E E E E

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6

Public Health Service

Image /page/6/Picture/2 description: The image shows a partial view of a logo or emblem. The visible portion includes a stylized representation of a human face in profile, composed of curved lines. Above the face are three curved lines that could represent hair or some other abstract design element. The word "DEPARTMENT" is partially visible along the left edge of the image, oriented vertically.

Re:

APR 1 3 1999

Food and Drug Administration 9200 Corporate Boulevard Rockville MD 20850

Ms. Luann Ochs Regulatory Program Manager Roche Diagnostics 9115 Hague Road Indianapolis, Indiana 46256

K983892 Trade Name: CoaguChek Pro System, APTT Test and Controls Regulatory Class: II Product Code: JPA Dated: February 5, 1999 Received: February 8, 1999

Dear Ms. Ochs:

We have reviewed your Section 510(k) notification of intent to market the device referenced above and we have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act). You may, therefore, market the device, subject to the general controls provisions of the Act. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration.

If your device is classified (see above) into either class II (Special Controls) or class III (Premarket Approval), it may be subject to such additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 895. A substantially equivalent determination assumes compliance with the Current Good Manufacturing Practice requirements, as set forth in the Quality System Regulation (QS) for Medical Devices: General regulation (21 CFR Part 820) and that, through periodic QS inspections, the Food and Drug Administration (FDA) will verify such assumptions. Failure to comply with the GMP regulation may result in regulatory action. In addition, FDA may publish further announcements concerning your device in the Federal Register. Please note: this response to your premarket notification submission does not affect any obligation you might have under sections 531 through 542 of the Act for devices under the Electronic Product Radiation Control provisions, or other Federal laws or regulations.

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Page 2

Under the Clinical Laboratory Improvement Amendments of 1988 (CLIA-88), this device may require a CLIA complexity categorization. To determine if it does, you should contact the Centers for Disease Control and Prevention (CDC) at (770) 488-7655.

This letter will allow you to begin marketing your device as described in your 510(k) premarket notification. The FDA finding of substantial equivalence of your device to a legally marketed predicate device results in a classification for your device and thus, permits your device to proceed to the market.

If you desire specific advice for your device on our labeling regulation (21 CFR Part 801 and additionally 809.10 for in vitro diagnostic devices), please contact the Office of Compliance at (301) 594-4588. Additionally, for questions on the promotion and advertising of your device, please contact the Office of Compliance at (301) 594-4639. Also, please note the regulation entitled, "Misbranding by reference to premarket notification"(21 CFR 807.97). Other general information on your responsibilities under the Act may be obtained from the Division of Small Manufacturers Assistance at its toll-free number (800) 638-2041 or (301) 443-6597, or at its internet address "http://www.fda.gov/cdrh/dsma/dsmamain.html".

Sincerely yours,

Steven Sutman

Steven I. Gutman, M.D, M.B.A. Director Division of Clinical Laboratory Devices Office of Device Evaluation Center for Devices and Radiological Health

Enclosure

8

K983892

510(k) Number (if known): Device Name: CoaguChek Pro System, APTT Test and Controls Indications for Use:

The CoaguChek Pro APTT test is for the quantitative determination of the activated partical thromboplastin time (APTT) of freshly drawn whole blood. It is intended for health care professional use only.

(PLEASE DO NOT WRITE BELOW THIS LINE - CONTINUE ON ANOTHER PAGE IF NEEDED)

Concurrence of CDRH, Office of Device Evaluation (ODE)

Peter E. Madeni

(Division Sign-Off) Division of Clinical Laboratory Devices 610(k) Numiber _______________________________________________________________________________________________________________________________________________________________

Prescription Use (Per 21 CFR 801.109)

OR

Over-The-Counter Use _______

(Optional Format 1-2-96)

CONFIDENTIAL