K Number
K240094
Device Name
LumiNE US; Lumi
Manufacturer
Date Cleared
2024-09-10

(242 days)

Product Code
Regulation Number
892.2050
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdparty
Intended Use
The LumiNE US software is intended for the visualization of medical images to provide insights in anatomy and pathology in preparation of surgical treatment. As such, the software allows for the conversion of 2D patient imaging into 3D models and for the visualization of 2D and 3D patient imaging including Augmented Reality. When accessing the LumiNE US software from a wireless Head-Mounted Display (HMD) or PC monitor, images viewed are for informational purposes only and not intended for diagnostic use. The LumiNE US software is intended for use by a (neuro)surgical resident or a medical professional that is qualified by a hospital to prepare medical imaging for surgeons. For the conversion of medical imaging into 3D models, Magnetic Resonance Imaging (MRI) and/or Computed Tomography (CT) imaging of adult patients are required. The LumiNE US software is intended to be used for visualization of surgery, and not for diagnostic use. Therefore, segmentation and visualization of tumors or any other pathology can only be used for previously known and pre-diagnosed conditions. LumiNE US can only be used for contrast-enhanced T1 MR scans (sem-automatic segmentation of known tumor, skin, brain, and ventricles), or for CT scans (threshold-based segmentation). The LumiNE US MRI T1 tumor segmentation function can only be used in case of a single intracranial contrast enhancing tumor, diagnosed by a neuroradiologist or a neurosurgeon, with a minimal volume of 2.0 cc (0.1 in3) and a minimal diameter in any direction of 15 mm (0.6 inch), and a maximum volume of 100cc (6.1 in3) and a maximal diameter in any direction of 75 mm (3.0 inch).
Device Description
LumiNE US is a software device for the visualization of medical images to provide insights in anatomy and pathology in preparation of surgical treatment. As such, the software allows for the conversion of 2D patient imaging into 3D models and for the visualization of 2D and 3D patient imaging including Augmented Reality. When accessing the LumiNE US software from a wireless Head-Mounted Display (HMD) or PC monitor, images viewed are for informational purposes only and not intended for diagnostic use. Applicable pathology includes scans with known intracranial lesions that are diagnosed as Glioblastoma, Meninqioma, or Metastasis by a neurosurgeon or neuroradiologist.
More Information

Not Found

Yes
The document explicitly states that the algorithms were originally trained using machine learning (nnUnet).

No

The device is intended for visualization of medical images for surgical preparation and not for direct treatment or therapy. It explicitly states it is "not intended for diagnostic use" and images are "for informational purposes only".

No

The "Intended Use / Indications for Use" and "Device Description" sections explicitly state multiple times that the software is "not intended for diagnostic use" and that images viewed are "for informational purposes only". It also mentions that segmentation and visualization can only be used for "previously known and pre-diagnosed conditions".

Yes

The device description explicitly states "LumiNE US is a software device". While it interacts with hardware like HMDs and PCs, the device itself, as described and regulated, is the software.

Based on the provided information, this device is not an IVD (In Vitro Diagnostic).

Here's why:

  • Explicitly Stated Intended Use: The "Intended Use / Indications for Use" section repeatedly and clearly states that the software is not intended for diagnostic use. It is for visualization of medical images to provide insights in anatomy and pathology in preparation of surgical treatment.
  • Informational Purposes Only: When viewed on a HMD or PC monitor, the images are explicitly stated to be for "informational purposes only and not intended for diagnostic use."
  • Preparation for Surgery, Not Diagnosis: The primary purpose is to aid in the preparation of surgical treatment by converting and visualizing existing medical images.
  • Relies on Pre-Diagnosed Conditions: The software is intended to be used for visualization of surgery, and segmentation and visualization of tumors or any other pathology can only be used for previously known and pre-diagnosed conditions. This means the diagnosis has already been made by a qualified medical professional using other methods.
  • Intended User: The intended users are surgical residents or medical professionals qualified to prepare medical imaging for surgeons, not necessarily those making the initial diagnosis.

IVD devices are typically used to examine specimens (like blood, urine, or tissue) from the human body to provide information for the diagnosis, monitoring, or treatment of a disease or condition. This software operates on existing medical images (MRI and CT) and is used for surgical planning and visualization, not for analyzing biological specimens or making a primary diagnosis.

No
The letter does not state that the FDA has reviewed and approved or cleared a PCCP for this specific device.

Intended Use / Indications for Use

The LumiNE US software is intended for the visualization of medical images to provide insights in anatomy and pathology in preparation of surgical treatment. As such, the software allows for the conversion of 2D patient imaging into 3D models and for the visualization of 2D and 3D patient imaging including Augmented Reality. When accessing the LumiNE US software from a wireless Head-Mounted Display (HMD) or PC monitor, images viewed are for informational purposes only and not intended for diagnostic use.

The LumiNE US software is intended for use by a (neuro)surgical resident or a medical professional that is qualified by a hospital to prepare medical imaging for surgeons. For the conversion of medical imaging into 3D models, Magnetic Resonance Imaging (MRI) and/or Computed Tomography (CT) imaging of adult patients are required. The LumiNE US software is intended to be used for visualization of surgery, and not for diagnostic use. Therefore, segmentation and visualization of tumors or any other pathology can only be used for previously known and pre-diagnosed conditions.

LumiNE US can only be used for contrast-enhanced T1 MR scans (sem-automatic segmentation of known tumor, skin, brain, and ventricles), or for CT scans (threshold-based segmentation).

The LumiNE US MRI T1 tumor segmentation function can only be used in case of a single intracranial contrast enhancing tumor, diagnosed by a neuroradiologist or a neurosurgeon, with a minimal volume of 2.0 cc (0.1 in3) and a minimal diameter in any direction of 15 mm (0.6 inch), and a maximum volume of 100cc (6.1 in3) and a maximal diameter in any direction of 75 mm (3.0 inch).

Product codes

QIH

Device Description

LumiNE US is a software device for the visualization of medical images to provide insights in anatomy and pathology in preparation of surgical treatment. As such, the software allows for the conversion of 2D patient imaging into 3D models and for the visualization of 2D and 3D patient imaging including Augmented Reality. When accessing the LumiNE US software from a wireless Head-Mounted Display (HMD) or PC monitor, images viewed are for informational purposes only and not intended for diagnostic use. Applicable pathology includes scans with known intracranial lesions that are diagnosed as Glioblastoma, Meninqioma, or Metastasis by a neurosurgeon or neuroradiologist.

Mentions image processing

Yes

Mentions AI, DNN, or ML

Yes

Input Imaging Modality

Magnetic Resonance Imaging (MRI) and/or Computed Tomography (CT)

Anatomical Site

Cranium

Indicated Patient Age Range

Patient age of minimally 22 years (adult patients)

Intended User / Care Setting

(neuro)surgical resident or a medical professional that is qualified by a hospital to prepare medical imaging for surgeons.

Description of the training set, sample size, data source, and annotation protocol

The algorithms were originally trained using machine learning (nnUnet). To validate the T1cSF for application in the U.S., and incorporation in the Augmedit LumiNE US software, a specific independent U.S. test dataset of MRI-T1 scans was created with each scan belonging to a unique patient. This set was not used for training of the T1cSF algorithms.

Description of the test set, sample size, data source, and annotation protocol

A specific independent U.S. test dataset of MRI-T1 scans was created with each scan belonging to a unique patient. The inclusion criteria for this dataset were:

  • Patient age of minimally 22 years
  • T1 weighted, contrast-enhanced MRI scan
  • Scan of the cranium from vertex to minimally foramen magnum level and maximally C2 level
  • Scan with more than 100 slices
  • Scan with maximum slice thickness of 2 mm
  • Scan with maximum slice interval of 2mm
  • Scan contains minimally 1 and maximum 4 intracranial lesions which are diagnosed as Glioblastoma, Meningioma, or Metastasis by a neurosurgeon or neuroradiologist with a minimal volume of 0.5 cc (0.06 in3), and a minimal diameter in any direction 0.5 cm (0.20 inch)

The selected U.S. data were collected from institutions covering a wide range of regions across the U.S., from the West Coast to the East Coast and the Southern region. The U.S. data includes a diverse set of patients from different regions and ethnic backgrounds. When compared to the U.S. Census Bureau 2023 data, the demographic distribution of the test set reflected the U.S. general population. Each U.S. center contributed to the ethnic diversity of the dataset.

The U.S data was individually truthed by 3 U.S. based neurosurgeons with relevant experience including fellowships. The definitive US ground truth test set was established by mutual agreement after internal discussion and signed off per scan per truther.

Summary of Performance Studies (study type, sample size, AUC, MRMC, standalone performance, key results)

The performance of the semi-automatic segmentation function (T1cSF) was tested on a representative dataset, including data from the U.S. and outside the U.S. Analysis showed clinically acceptable accuracy for both the total test set and the U.S. subset.

The Dice Similarity Coefficient (DSC) and the 95% Hausdorff Distance (95% HD) were chosen as evaluation metrics. The required sample size for the U.S. test was determined for each structure (skin, brain, tumor and ventricle). Using the DSC, the required number of scans was calculated to establish non-inferiority compared to the European dataset (publicly available (https://doi.org/10.1007/s00701-024-05973-8).

Results were analyzed using the median dependent on data distribution in the subgroup. For each structure, all results were statistically non-inferior compared to the European test set data. Thereby all DSC and 95% HD results were shown to be within preset limits:

  1. DSC: median values including 95% Cl were above the acceptance criterium in all structures; For brain, the 95% Cl of the median Dice (0.96, 95% Cl 0.95-0.97) was totally above the established criterium (Dice 0.9). For skin, the 95% Cl of the median Dice (0.99, 95% Cl 0.99-0.1) was totally above the established criterium (Dice 0.9). For tumor, the 95% Cl of the median Dice (0.93, 95% Cl 0.92-0.94) was totally above the established criterium (Dice 0.8). For ventricles, the 95% Cl of the median Dice (0.89, 95% Cl 0.85-0.91) was totally above the established criterium (Dice 0.85).

  2. 95% HD: median values including 95% Cl were below the acceptance criterium in all structures. For brain, the 95% Cl of the median 95% HD (5.88, 95% Cl 4.75-8.39) was totally below the established criterium (10 mm). For skin, the 95% Cl of the median 95% HD (3.36, 95% Cl 0.99- 5.51) was totally below the established criterium (10 mm). For tumor, the 95% Cl of the median 95% HD (2.85, 95% Cl 1.82- 4.12) was totally below the established criterium (15 mm) and also below 10 mm. For ventricles, the 95% Cl of the median 95% HD (1.93, 95% Cl 1.70-2.92) was totally below the established criterium (10 mm).

An analysis was performed to compare an EU sample, and this demonstrated non-inferiority for DSC and HD95 across the four applicable segmented structures.

A detailed subgroup analysis of the general T1cSF segmentation performance in all 4 categories (brain, skin, tumor, ventricles) according to gender, race/ethnicity, tumor type, scanner model, magnetic field strength, scan quality and institution did not show any influence to T1cSF segmentation quality in this U.S. test set.

Subgroup analysis of the T1cSF tumor segmentation performance according to Size/Volume, Number of lesions and Location:

  • Size/Volume: Subgroups with 'Tumor Volume = 0-2cc' and 'Biggest Lesion's Max diameter = 0-15mm' showed DSC and/or 95% HD results below the acceptance criteria. These subgroups also contained many of the outliers. Insufficient data for tumors larger than 100cc or with a max diameter exceeding 75mm.
  • Number of Lesions: Lack of sufficient data to validate the performance of scans with multiple lesions.
  • Location: Equally distributed performance across regions and side.

Key Metrics (Sensitivity, Specificity, PPV, NPV, etc.)

Dice Similarity Coefficient (DSC), 95% Hausdorff Distance (95% HD)

Predicate Device(s): If the device was cleared using the 510(k) pathway, identify the Predicate Device(s) K/DEN number used to claim substantial equivalence and list them here in a comma separated list exactly as they appear in the text. List the primary predicate first in the list.

K213215

Reference Device(s): Identify the Reference Device(s) K/DEN number and list them here in a comma separated list exactly as they appear in the text.

Not Found

Predetermined Change Control Plan (PCCP) - All Relevant Information for the subject device only (e.g. presence / absence, what scope was granted / cleared under the PCCP, any restrictions, etc).

Not Found

§ 892.2050 Medical image management and processing system.

(a)
Identification. A medical image management and processing system is a device that provides one or more capabilities relating to the review and digital processing of medical images for the purposes of interpretation by a trained practitioner of disease detection, diagnosis, or patient management. The software components may provide advanced or complex image processing functions for image manipulation, enhancement, or quantification that are intended for use in the interpretation and analysis of medical images. Advanced image manipulation functions may include image segmentation, multimodality image registration, or 3D visualization. Complex quantitative functions may include semi-automated measurements or time-series measurements.(b)
Classification. Class II (special controls; voluntary standards—Digital Imaging and Communications in Medicine (DICOM) Std., Joint Photographic Experts Group (JPEG) Std., Society of Motion Picture and Television Engineers (SMPTE) Test Pattern).

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Augmedit B.V. Claartje Ypma CEO Galerij 15 Naarden, Noord-Holland 1411 LH Netherlands

September 10, 2024

Re: K240094

LumiNE US: Lumi Trade/Device Name: Regulation Number: 21 CFR 892.2050 Regulation Name: Medical Image Management And Processing System Regulatory Class: Class II Product Code: QIH Dated: January 12, 2024 Received: August 1, 2024

Dear Claartje Ypma:

We have reviewed your section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (the Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database available at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpm/pm.cfm identifies combination product submissions. The general controls of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Additional information about changes that may require a new premarket notification are provided in the FDA guidance documents entitled "Deciding When to Submit a 510(k) for a Change to an Existing Device" (https://www.fda.gov/media/99812/download) and "Deciding When to Submit a 510(k) for a Software Change to an Existing Device" (https://www.fda.gov/media/99785/download).

Your device is also subject to, among other requirements, the Quality System (QS) regulation (21 CFR Part 820), which includes, but is not limited to, 21 CFR 820.30, Design controls; 21 CFR 820.90, Nonconforming product; and 21 CFR 820.100, Corrective and preventive action. Please note that regardless of whether a change requires premarket review, the QS regulation requires device manufacturers to review and approve changes to device design and

1

production (21 CFR 820.30 and 21 CFR 820.70) and document changes and approvals in the device master record (21 CFR 820.181).

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR Part 803) for devices or postmarketing safety reporting (21 CFR Part 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatoryinformation/postmarketing-safety-reporting-combination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR Part 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR Parts 1000-1050.

All medical devices, including Class I and unclassified devices and combination product device constituent parts are required to be in compliance with the final Unique Device Identification System rule ("UDI Rule"). The UDI Rule requires, among other things, that a device bear a unique device identifier (UDI) on its label and package (21 CFR 801.20(a)) unless an exception or alternative applies (21 CFR 801.20(b)) and that the dates on the device label be formatted in accordance with 21 CFR 801.18. The UDI Rule (21 CFR 830.300(a) and 830.320(b)) also requires that certain information be submitted to the Global Unique Device Identification Database (GUDID) (21 CFR Part 830 Subpart E). For additional information on these requirements, please see the UDI System webpage at https://www.fda.gov/medical-device-advice-comprehensive-regulatory-assistance/unique-deviceidentification-system-udi-system.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reporting-mdr-how-report-medicaldevice-problems.

For comprehensive regulatory information about medical devices and radiation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medical-devices/deviceadvice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuingeducation/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-devices/deviceadvice-comprehensive-regulatory-assistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely.

Jessica Lamb

Jessica Lamb, PhD Assistant Director, Imaging Software Team DHT8B: Division of Radiologic Imaging Devices and Electronic Products OHT8: Office of Radiological Health Office of Product Evaluation and Quality Center for Devices and Radiological Health

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Indications for Use

510(k) Number (if known) K240094

Device Name LumiNE US

Indications for Use (Describe)

The LumiNE US software is intended for the visualization of medical images to provide insights in anatomy and pathology in preparation of surgical treatment. As such, the software allows for the conversion of 2D patient imaging into 3D models and for the visualization of 2D and 3D patient imaging including Augmented Reality. When accessing the LumiNE US software from a wireless Head-Mounted Display (HMD) or PC monitor, images viewed are for informational purposes only and not intended for diagnostic use.

The LumiNE US software is intended for use by a (neuro)surgical resident or a medical professional that is qualified by a hospital to prepare medical imaging for surgeons. For the conversion of medical imaging into 3D models, Magnetic Resonance Imaging (MRI) and/or Computed Tomography (CT) imaging of adult patients are required. The LumiNE US software is intended to be used for visualization of surgery, and not for diagnostic use. Therefore, segmentation and visualization of tumors or any other pathology can only be used for previously known and pre-diagnosed conditions.

LumiNE US can only be used for contrast-enhanced T1 MR scans (sem-automatic segmentation of known tumor, skin, brain, and ventricles), or for CT scans (threshold-based segmentation).

The LumiNE US MRI T1 tumor segmentation function can only be used in case of a single intracranial contrast enhancing tumor, diagnosed by a neuroradiologist or a neurosurgeon, with a minimal volume of 2.0 cc (0.1 in3) and a minimal diameter in any direction of 15 mm (0.6 inch), and a maximum volume of 100cc (6.1 in3) and a maximal diameter in any direction of 75 mm (3.0 inch).

Type of Use (Select one or both, as applicable)

☒ Prescription Use (Part 21 CFR 801 Subpart D)
☐ Over-The-Counter Use (21 CFR 801 Subpart C)

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Image /page/3/Picture/1 description: The image shows the text 'K240094' in a teal color. The text is displayed in a clear, sans-serif font, making it easily readable. The numbers and letters are evenly spaced, contributing to the overall clarity of the image. The background is plain white, which helps the teal text stand out.

510(k) Summary

Contact Information
Company name:Augmedit B.V.
Company owner:Mrs. Claartje Ypma
Function:CEO
Address:Galerij 15, 1411 LH Naarden, The Netherlands
Telephone:+31 617 1010 94
Name of contact person:Mr. Bryan Bhoelai
Function:Regulatory Affairs & Quality Assurance Manager
Email:bryan@augmedit.com
Summary date:September 10, 2024

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Contents

1Subject Device Names
Predicate Device Information
Description of the Device
4 Indications for Use
Substantial Equivalence Comparison Summary
5.1Substantial equivalence comparison table……………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………
5.2Similarities between the Subject Device and the Predicate Device
5.3 Differences between the Subject Device and the Predicate Device
6 Summary of Performance Testing
7Validation of Machine Learning Algorithms
8 Application of Standards

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1 Subject Device Names

Name of device: LumiNE US Trade name: LumiNE US, Lumi

Predicate Device Information N

Trade or proprietary or model name: VSI Holomedicine Original Applicant: ApoQlar GmbH 510(k) Number: K213215 Regulation Number: 21 CFR 892.2050

Description of the Device ന

LumiNE US is a software device for the visualization of medical images to provide insights in anatomy and pathology in preparation of surgical treatment. As such, the software allows for the conversion of 2D patient imaging into 3D models and for the visualization of 2D and 3D patient imaging including Augmented Reality. When accessing the LumiNE US software from a wireless Head-Mounted Display (HMD) or PC monitor, images viewed are for informational purposes only and not intended for diagnostic use. Applicable pathology includes scans with known intracranial lesions that are diagnosed as Glioblastoma, Meninqioma, or Metastasis by a neurosurgeon or neuroradiologist.

4 Indications for Use

The LumiNE US software is intended for the visualization of medical images to provide insights in anatomy and pathology in preparation of surgical treatment. As such, the software allows for the conversion of 2D patient imaging into 3D models, and for the visualization of 2D and 3D patient imaging including Augmented Reality. When accessing the LumiNE US software from a wireless Head-Mounted Display (HMD) or PC monitor, images viewed are for informational purposes only and not intended for diaqnostic use.

The LumiNE US software is intended for use by a (neuro)surqical resident or a medical professional that is qualified by a hospital to prepare medical imaging for surgeons. For the conversion of medical imaging into 3D models, Magnetic Resonance Imaging (MRI) and/or Computed Tomography (CT) imaging of adult patients are required. The LumiNE US software is intended to be used for visualization in preparation of surqery, and not for diagnostic use. Therefore, seqmentation and visualization of tumors or any other pathology can only be used for previously known and pre-diagnosed conditions.

LumiNE US can only be used for contrast-enhanced T1 MR scans (semi-automatic segmentation of known tumor, skin, brain, and ventricles), or for CT scans (threshold-based segmentation).

The LumiNE US MRI T1 tumor segmentation function can only be used in case of a single intracranial contrast enhancing tumor, diagnosed by a neuroradiologist or a neurosurgeon, with a minimal volume of 2.0 cc (0.1 in3) and a minimal diameter in any direction of 15 mm (0.6 inch), and a maximum volume of 100cc (6.1 in3) and a maximal diameter in any direction of 75 mm (3.0 inch).

ഗ Substantial Equivalence Comparison Summary

5.1 Substantial equivalence comparison table

The following table provides a comparison of the subject device's characteristics and functionality with respect to the identified predicate device.

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| Device

characteristicsSubject devicePredicate deviceComparison analysis
Device nameLumiNE USVSI HolomedicineN/A
510(k) numberK240094K213215N/A
ManufacturerAugmedit B.V.apoQlar GmbHN/A
Medical specialtyRadiologyRadiologyIdentical
CFR Reference21 CFR 892.205021 CFR 892.2050Identical
Device classification
nameMedical Image management
and Processing SystemMedical Image management
and Processing SystemIdentical
Common nameAutomated Radiological
Image Processing SoftwareRadiological Image Processing
SystemSubstantially equivalent,
the subject device has a
more specific common
name because of the
presence of nonadaptive
machine learning
algorithms.
Product codeQIHLLZSubstantially equivalent,
the subject device has a
more specific product code
because of the presence of
nonadaptive machine
learning algorithms.
Intended use/
Indications for useThe LumiNE US software is
intended for the
visualization of medical
images to provide insights in
anatomy and pathology in
preparation of surgical
treatment. As such, the
software allows for the
conversion of 2D patient
imaging into 3D models, and
for the visualization of 2D
and 3D patient imaging
including Augmented Reality.
When accessing the LumiNE
US software from a wireless
head-mounted display (HMD)
or PC monitor, images
viewed are for informational
purposes only and not
intended for diagnostic use.
The LumiNE US software is
intended for use by a
(neuro)surgeon,
(neuro)surgical resident or a
medical professional that is
qualified by a hospital to
prepare medical imaging for
surgeons. For the conversion
of medical imaging into 3D
models, Magnetic Resonance
Imaging (MRI) and/or
Computed Tomography (CT)
imaging of adult patients are
required. The LumiNE US
software is intended to be
used for visualization in
preparation of surgery, and
not for diagnostic use.
Therefore, segmentation and
visualization of pathology
can only be used for
previously known and pre-
diagnosed conditions.
LumiNE US can only be used
for contrast-enhanced T1 MR
scans (semi-automatic
segmentation of knownVSI HoloMedicine® is a
software device for displaying
digital medical images
acquired from CT, Angio CT,
MRI, CBCT, PET, and SPECT
sources. It is intended to
visualize 3D imaging
holograms of the patient for
pre-operative planning outside
and/or inside the surgical
room.
When accessing VSI
HoloMedicine® from a wireless
head-mounted display (HMD)
or PC monitor, images viewed
are for informational purposes
only and not intended for
diagnostic use. VSI
HoloMedicine® is indicated for
use by qualified healthcare
professionals including
surgeons, radiologists,
physicians, and technologists.Substantially equivalent
Device
characteristicsSubject devicePredicate deviceComparison analysis
tumor, skin, brain, and
ventricles), or for CT scans
(threshold-based
segmentation).
The LumiNE US MRI T1
tumor segmentation
function can only be used in
case of a single intracranial
contrast enhancing tumor,
diagnosed by a
neuroradiologist or a
neurosurgeon, with a
minimal volume of 2.0 cc (0.1
in³) and a minimal diameter
in any direction of 15 mm
(0.6 inch), and a maximum
volume of 100cc (6.1 in³)
and a maximal diameter in
any direction of 75 mm (3.0
inch).
Prescription useYesYesIdentical
Patient populationThe device specifically
focuses on visualization of
medical images and
preparation of surgical
treatment, for patients at
the age of 22 or olderThe device is a software
which allows for viewing of
DICOM data. Therefore, its
intended use is without any
restrictions regarding patient
populationDifferent, but no impact on
safety and effectiveness.
Main system
componentsCloud based storage of
patient data (including
anonymizer) and viewer Microsoft HoloLens 2 Browser based
(universal) mobile device
viewerCloud based storage for
patient data Microsoft HoloLens 2 Streaming hardware hub
to connect image
modalities directly to
Microsoft HoloLens 2 Anonymizer (for video's)Substantially equivalent
Imaging modalityMRI CTCT angio CT MRI CBCT PET CT SPECT CTSubstantially equivalent,
the subject device uses MRI
and CT imaging data, while
the predicate device allows
to use a broader range of
imaging modalities. Thus,
the predicate device allows
to view more data types in
the HoloLens.
Data Type SupportedDICOM 3D formats: STL GLTF PDF JPEG PNGDICOM 3D formats: OBJ, STL PDF JPEG PNG MP4Substantially equivalent,
both the subject device as
well as the predicate device
support DICOM imaging as
well as 3D format types.
The predicate device
additionally supports data
types which allow video
streaming.
3D view in web browserGeneral manipulation in
HoloLens (grab, move,Substantially equivalent:
Device
characteristicsSubject devicePredicate deviceComparison analysis
Image
view/manipulationFusion of 3D objects with source image data (web browser and Microsoft HoloLens 2) General manipulation in HoloLens (grab, move, zoom, hide, change color etc.) Surgical preparation tools which allow markings on 3D models in Microsoft HoloLens 2 Sharing (remote and co-located)zoom, hide, change color etc.) Surgical Preparation Tools (draw, measure, etc). Sharing (remote, but not co-located).Both the predicate device and Lumi enable marking on 3D models in HMD for planning purposes. Lumi allows for saving revisions on 3D models (both web and Microsoft HoloLens 2) Lumi allows validation of 3D models.
Communication
between headset and
computerWeb browser (computer) and Microsoft HoloLens 2 connect to cloud environment. Wireless encrypted connection with Microsoft HoloLens 2.Web browser (computer) and Microsoft HoloLens 2 connect to cloud environment. Wireless encrypted connection with Microsoft HoloLens 2. Hardware to stream data from image acquisition system directly to Microsoft HoloLens 2.Substantially equivalent, VSI uses additional hardware to connect to image acquisition systems. Communication for both the subject as well as the predicate device is wireless, and data encrypted.
MPR viewingYes, for CT, MRIThis viewing feature enables the display of CT, MRI, CBCT, Angio CT, PET CT and SPECT CT images into axial, coronal and sagittal orientationsSubstantially equivalent for CT and MRI.
3D Volume rendered
viewing3D volume rendering in web browser. Option to create manual segmentation to visualize results in Microsoft HoloLens 2.3D perspective views of CT, MRI, CBCT, Angio CT, PET CT and SPECT CT images sets that have been transformed into volumes. It also provides presets to enable users to alter the visualization parameters of the 3D views to highlight features.Different, but no impact on safety and effectiveness. Both the subject as well as predicate device present 2D imaging information in 3D, however, the predicate device does not include image segmentation functionality.
Surgical planningCreating and saving of 3D models and marks thereon on HMD for planning purposes.Saving and loading configurations of medical images, marks, and 3D models on HMD.
Ability to save and load combinations and arrangement of objects displayed in the 3D space on HoloLens for planning purposes.
Possibility to create annotation like drawings.Substantially equivalent
Transmission modesWeb browser (computer) and Microsoft HoloLens 2 connectWeb browser (computer) and Microsoft HoloLens 2 connectSubstantially equivalent
Device
characteristicsSubject devicePredicate deviceComparison analysis
connection to cloud
environment.connection to cloud
environment.
Verification and
validationSoftware verification and
validation was performed
and demonstrates that the
LumiNE US software
performs as intended in the
specified use conditions.
Documentation is provided
as recommended by FDA's
Guidance for Industry and
FDA Staff 'Content of
Premarket Submissions for
Device Software Functions'.
In addition, non-clinical
testing was performed to
evaluate the performance of
the semi-automated
segmentation algorithm
against manual
segmentation data.
Visual quality testing on
software using the Microsoft
HoloLens 2 Head-Mounted
Display has been performed.
Non-clinical and clinical data
demonstrate that the
LumiNE US software is as
safe, as effective, and
performs as well as the
legally marketed device
predicate.Visual quality testing on
software using the Microsoft
HoloLens Headset has been
performed.
Non-clinical and clinical data
demonstrate that VSI
Holomedicine is as safe, as
effective, and performs as well
as the legally marketed device
predicate. Software
verification and validation
demonstrate that the VSI
Holomedicine should perform
as intended in the specified
use conditions.Substantially equivalent

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Image /page/7/Picture/0 description: The image contains the logo for Augmedit. The logo consists of a stylized graphic above the word "AUGMEDIT" in bold, sans-serif font. The graphic is made up of three overlapping arrow shapes, creating a sense of forward movement or progress.

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Image /page/8/Picture/0 description: The image contains the logo for AUGMEDIT. The logo consists of a stylized graphic above the word "AUGMEDIT" in a bold, sans-serif font. The graphic is composed of three overlapping arrow-like shapes, creating a sense of forward movement or progress.

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Image /page/9/Picture/0 description: The image contains the logo for Augmedit. The logo consists of a stylized graphic above the word "AUGMEDIT" in a bold, sans-serif font. The graphic is made up of three overlapping arrow-like shapes, creating a sense of movement and direction.

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Image /page/10/Picture/0 description: The image contains the logo for Augmedit. The logo consists of a stylized arrow pointing to the right, made up of three overlapping arrow shapes. Below the arrow is the word "AUGMEDIT" in a bold, sans-serif font. The logo appears to be in a dark teal color.

5.2 Similarities between the Subject Device and the Predicate Device

Both the subject device and the predicate device share indications for use. Both devices are intended for the visualization of medical images in preoperative planning. They enable the conversion of 2D imaging information into 3D and virtually visualize the 3D models, and as such provide additional insights into anatomy and patholoqy. Both devices are intended for visualization purposes only and are not intended for diagnostic use.

Thus, both the subject and predicate device include surgical planning tools which allow for the preparation of surgical treatment.

The subject device as well as the predicate device make use of a secure cloud environment to store original image data and visualization settings. In addition, for both devices, the cloud platform connects with Microsoft HoloLens 2 which allows visualization of 3D virtual images.

5.3 Differences between the Subject Device and the Predicate Device

The subject device is different from the predicate device, in that the predicate device allows the use of a broader range of imaging modalities, has no restrictions regarding patient population and supports video streaming in addition to DICOM and 3D format type data. These differences do not impact the safety and effectiveness of the subject device.

The subject device uses a different method for visualization of 2D where the predicate device uses volume rendering, the subject device allows image segmentation. This difference does not impact the safety and effectiveness of the subject device compared to the predicate. Reference is made to performance testing provided in the Performance section of this submission where results of the semi-automatic image segmentation algorithm are compared to manual segmentation data, created and reviewed by an expert panel of clinical specialists.

Summary of Performance Testing o

Aside from the verification testing conducted as part of the software life cycle development process, additional performance testing was performed on key elements of our software that the device is safe and effective. A total of 9 nonclinical tests were performed as part of this submission. This section provides a summary of the tests.

    1. The performance of the semi-automatic segmentation function (T1cSF) was tested on a representative dataset, including data from the U.S. and outside the U.S. Analysis showed clinically acceptable accuracy for both the total test set and the U.S. subset (a more detailed summary is provided in Paragraph 8 of this 510(k) Summary).
    1. The manual segmentation function was compared to 3D models generated using a third party software program. A high similarity was found between the systems.
    1. In accordance with the IEC standards (IEC63145-20-20 and 63145-20-10) on contrast, optical distortion, luminance and spatial resolution, the visual quality of the head mounted display was tested to ensure that the device provides users with authentic and reliable virtual images.
    1. DICOM visualization tests were performed to evaluate the features related to the manipulation of scans in the software.
    1. The latency of the Multiplayer feature was tested to ensure it stays within acceptable limits, providing users with reliable and timely updates when using this function.
    1. Multiple DICOM variants and scanners were tested to identify which DICOM variations are supported by the LumiNE US software, and which are not.
    1. Testing that the dimensions of 3D virtual images, displayed using the Microsoft HoloLens 2 head mounted display, correspond with their real-world counterparts.
    1. Testing the ability of the head mounted display to render colors accurately.
  • g. Testing the usability of the software by means of performing a Moderated Task Analysis (MTA).
    1. Testing the STL import functionality to demonstrate users can safely upload and associate 3D models .in STL format to the exact same scan from which they were created

7 Validation of Machine Learning Algorithms

This section provides a summary of the validation of machine learned algorithms used in our submission as requested by FDA during review of the 510(k). The LumiNE US MRI T1 tumor segmentation function (T1cSF)

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Image /page/11/Picture/0 description: The image shows the logo for Augmedit. The logo consists of a stylized graphic of three overlapping arrows pointing to the right, above the word "AUGMEDIT" in bold, sans-serif font. The arrows and the text are in a dark teal color.

transforms contrast enhanced T1-weighted MR images (MRI-T1) of the head into 3D models of the skin, brain, tumor and ventricles, and therefore contains 4 algorithms.

The algorithms were originally trained using machine learning (nnUnet). To validate the T1cSF for application in the U.S., and incorporation in the Augmedit LumiNE US software, a specific independent U.S. test dataset of MRI-T1 scans was created with each scan belonging to a unique patient. This set was not used for training of the T1cSF algorithms. The inclusion criteria for this dataset were:

  • Patient age of minimally 22 years
  • T1 weighted, contrast-enhanced MRI scan
  • ന് Scan of the cranium from vertex to minimally foramen magnum level and maximally C2 level
    1. Scan with more than 100 slices
    1. Scan with maximum slice thickness of 2 mm
    1. Scan with maximum slice interval of 2mm
  • Scan contains minimally 1 and maximum 4 intracranial lesions which are diagnosed as Glioblastoma, Meningioma, or Metastasis by a neurosurgeon or neuroradiologist with a minimal volume of 0.5 cc (0.06 in3), and a minimal diameter in any direction 0.5 cm (0.20 inch)

The selected U.S. data were collected from institutions covering a wide range of regions across the U.S., from the West Coast to the East Coast and the Southern region. The U.S. data includes a diverse set of patients from different regions and ethnic backgrounds. When compared to the U.S. Census Bureau 2023 data, the demographic distribution of the test set reflected the U.S. general population. Each U.S. center contributed to the ethnic diversity of the dataset.

The Dice Similarity Coefficient (DSC) and the 95% Hausdorff Distance (95% HD) were chosen as evaluation metrics because the DSC and the 95% HD are among the most commonly used metrics for evaluating the quality of medical image segmentation algorithms. The Dice score measures the overlap between the predicted segmentation and the ground truth, providing a straightforward way to assess segmentation accuracy. The 95% HD, on the other hand, measures the boundaries of the predicted and actual seqmentations, focusing on the worst-case errors while mitigating the impact of outliers.

First the required sample size for the U.S. test was determined for each structure (skin, brain, tumor and ventricle). Using the DSC, the required number of scans was calculated to establish non-inferiority compared to the European dataset (publicly available (https://doi.org/10.1007/s00701-024-05973-8). Thereby also minimally acceptable criteria per structure were determined. Thereby the following acceptance criteria were chosen:

    1. DSC: For tumor segmentation, a DSC above 0.80 was considered acceptable. For skin and brain, a DSC above 0.90 was considered acceptable. For ventricles a DSC above 0.85 was considered acceptable.
    1. 95% HD: For brain, skin and ventricle seqmentation a 95% HD of below 10 mm was considered as acceptable. For tumor, a 95%HD of 15 mm or below was considered as acceptable.

The U.S data was individually truthed by 3 U.S. based neurosurgeons with relevant experience including fellowships. The definitive US ground truth test set was established by mutual agreement after internal discussion and signed off per scan per truther.

Results were analyzed using the median dependent on data distribution in the subgroup. For each structure, all results were statistically non-inferior compared to the European test set data. Thereby all DSC and 95% HD results were shown to be within preset limits:

  1. DSC: median values including 95% Cl were above the acceptance criterium in all structures; For brain, the 95% Cl of the median Dice (0.96, 95% Cl 0.95-0.97) was totally above the established criterium (Dice 0.9). For skin, the 95% Cl of the median Dice (0.99, 95% Cl 0.99-0.1) was totally above the established criterium (Dice 0.9). For tumor, the 95% Cl of the median Dice (0.93, 95% Cl 0.92-0.94) was totally above the established criterium (Dice 0.8). For ventricles, the 95% Cl of the median Dice (0.89, 95% Cl 0.85-0.91) was totally above the established criterium (Dice 0.85).

  2. 95% HD: median values including 95% Cl were below the acceptance criterium in all structures. For brain, the 95% Cl of the median 95% HD (5.88, 95% Cl 4.75-8.39) was totally below the established criterium (10 mm). For skin, the 95% Cl of the median 95% HD (3.36, 95% Cl 0.99- 5.51) was totally below the established criterium (10 mm). For tumor, the 95% Cl of the median 95% HD (2.85, 95% Cl 1.82- 4.12) was totally below the established criterium (15 mm) and also below 10 mm. For ventricles, the 95% Cl of the median 95% HD (1.93, 95% Cl 1.70-2.92) was totally below the established criterium (10 mm).

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Image /page/12/Picture/0 description: The image contains the logo for Augmedit. The logo consists of a stylized graphic above the company name. The graphic is made up of three overlapping arrow shapes pointing to the right. The company name, "AUGMEDIT", is written in a bold, sans-serif font below the graphic.

An analysis was performed to compare an EU sample, and this demonstrated non-inferiority for DSC and HD95 across the four applicable segmented structures.

We subsequently performed a more detailed subgroup analysis of the general T1cSF segmentation performance in all 4 categories (brain, skin, tumor, ventricles) according to gender, race/ethnicity, tumor type, scanner model, magnetic field strength, scan quality and institution. This did not show any influence to T1cSF segmentation quality in this U.S. test set.

We subsequently performed a more detailed subgroup analysis of the T1cSF tumor seqmentation performance according to Size/Volume, Number of lesions and Location.

  • Size/Volume: We observed that the subgroups with 'Tumor Volume = 0-2cc' and 'Biggest Lesion's Max नं Diameter = 0-15mm' showed DSC and/or 95% HD results below the acceptance criteria. These subgroups also contained many of the outliers. We thereby found insufficient data for tumors larger than 100cc or with a max diameter exceeding 75mm.
    1. Number of Lesions: We also observed a lack of sufficient data to validate the performance of scans with multiple lesions.
    1. Location: We observed an equally distributed performance across regions and side.

Based on the results above, the LumiNE US T1cSF can thereby be used for tumor segmentation only in case of a single intracranial contrast enhancing tumor, diaqnosed by a neuroradiologist or a neurosurgeon, with a minimal volume of 2.0 cc (0.1 in³) and a minimal diameter in any direction of 15 mm (0.6 inch), and a maximum volume of 100cc (6.1 in3) and a maximal diameter in any direction of 75 mm (3.0 inch).

8 Application of Standards

The following standards are applicable to the LumiNE US software:

  • EN ISO 13485:2016/A11:2021 Medical devices Quality management systems ●
  • ISO 14971:2019 Medical devices – Application of Risk Management to Medical Devices (Recognition number: 5-125)
  • EN 62304:2006+A1:2015 Medical Device software Life-Cycle Processes (Recognition number: 13-79)

LumiNE US software passed all testing. Details and reports are included in Section Software/Firmware and Cybersecurity and Interoperability and Section Performance Testing performed demonstrates that the subject device, LumiNE US software, meets all requirements. It meets the requirements of international and US standards for safety and performance.

The Declarations of Conformity to the above listed standards are provided in the Administrative Section of this submission.

There is no additional Electrical safety information applicable for this submission.

Finally, the following FDA quidance Documents were used during preparation of this 510(k) submission:

  • Content of Premarket Submissions for Device Software Functions, Guidance for Industry and Food and Drug Administration Staff; June 2023
  • Cybersecurity in Medical Devices: Quality System Considerations and Content of Premarket -Submissions, Guidance for Industry and Food and Drug Administration Staff; September 27, 2023