K Number
K233260
Device Name
Univers Revers CA Head and Adapter
Manufacturer
Date Cleared
2024-02-12

(136 days)

Product Code
Regulation Number
888.3690
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP Authorized
Intended Use
The Univers Revers CA humeral head and adapters are indicated for: • salvage of a failed reverse total shoulder, with an irreparable rotator cuff tear and a well-fixed humeral stem, to an anatomic hemi-shoulder replacement; or • conversion of a primary reverse total shoulder, for the relief of pain secondary to severe rotator cuff arthropathy and an irreparable rotator cuff tear, to anatomic hemi-shoulder replacement when insufficient glenoid bone stock is encountered intraoperatively after the humeral stem has been implanted. The patient's joint must be anatomically and structurally suited to receive the selected implant(s), and a functional deltoid muscle is necessary to use the device.
Device Description
The subject device is a line extension to the Arthrex Univers Revers CA Heads and Adapters cleared in K151527. The subject device components are smaller and are made of the same materials (cobalt chromium, titanium, and UHMWPE) as the predicate. The subject devices are designed for use with the Arthrex implantable devices cleared in K221232, K230366, K161782, K142863 and K170414. The subject devices are labeled with MRI conditional claims in accordance with Arthrex labeling cleared under K230513.
More Information

No
The summary describes a line extension of a shoulder implant, focusing on materials, size, and mechanical testing. There is no mention of AI or ML in the intended use, device description, or performance studies.

Yes
The device is an implantable component for shoulder replacement surgery, intended to alleviate pain and restore function in patients with specific shoulder conditions.

No

The device is an implantable humeral head and adapter used in shoulder replacement surgery to salvage failed reverse total shoulders or convert primary reverse total shoulders. It is a prosthetic device, not one that identifies or diagnoses a condition.

No

The device description explicitly states the components are made of materials like cobalt chromium, titanium, and UHMWPE, indicating it is a physical implantable device, not software.

Based on the provided text, this device is not an IVD (In Vitro Diagnostic).

Here's why:

  • Intended Use: The intended use clearly describes a surgical implant for replacing parts of the shoulder joint. This is a therapeutic device, not a diagnostic one.
  • Device Description: The description details physical components made of materials like cobalt chromium, titanium, and UHMWPE, designed for implantation. This aligns with a surgical implant.
  • Performance Studies: The performance studies mentioned (fatigue testing, corrosion assessment, biocompatibility) are typical for implantable medical devices, not IVDs.
  • Lack of IVD Characteristics: There is no mention of analyzing biological samples (blood, urine, tissue, etc.) or providing information for diagnosis, monitoring, or screening.

Therefore, this device falls under the category of a surgical implant or prosthesis, not an In Vitro Diagnostic device.

N/A

Intended Use / Indications for Use

The Univers Revers CA humeral head and adapters are indicated for:
· salvage of a failed reverse total shoulder, with an irreparable rotator cuff tear and a well-fixed humeral stem, to an anatomic hemi-shoulder replacement; or
· conversion of a primary reverse total shoulder, for the relief of pain secondary to severe rotator cuff arthropathy and an irreparable rotator cuff tear, to anatomic hemi-shoulder replacement when insufficient glenoid bone stock is encountered intraoperatively after the humeral stem has been implanted.
The patient's joint must be anatomically suited to receive the selected implant(s), and a functional deltoid muscle is necessary to use the device.

Product codes

HSD

Device Description

The subject device is a line extension to the Arthrex Univers Revers CA Heads and Adapters cleared in K151527. The subject device components are smaller and are made of the same materials (cobalt chromium, titanium, and UHMWPE) as the predicate. The subject devices are designed for use with the Arthrex implantable devices cleared in K221232, K230366, K161782, K142863 and K170414. The subject devices are labeled with MRI conditional claims in accordance with Arthrex labeling cleared under K230513.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

Shoulder joint

Indicated Patient Age Range

Not Found

Intended User / Care Setting

Prescription Use

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies (study type, sample size, AUC, MRMC, standalone performance, key results)

Dynamic fatigue testing followed by corrosion assessment per ASTM F1875, metal ion analysis, and disassembly testing per ASTM F1820 was performed. All samples met the acceptance criteria. Biocompatibility testing was conducted to demonstrate no impact to the final finished device due to the change of supplier. Bacterial Endotoxin per EP 2.6.14/USP demonstrates that the subject device meets pyrogen limit specifications.

Key Metrics (Sensitivity, Specificity, PPV, NPV, etc.)

Not Found

Predicate Device(s)

K151527: Arthrex Univers Revers CA Heads and Adapters

Reference Device(s)

K071032: Arthrex Univers II Shoulder Prosthesis, K221232: Univers Revers Humeral Cup Implant, K230366: Arthrex Univers Revers Monoblock Stem Size 4/33, K161782: Arthrex Univers Revers Shoulder Prosthesis System, K230513: Arthrex Univers Apex OptiFit Humeral Stems

Predetermined Change Control Plan (PCCP) - All Relevant Information

Not Found

§ 888.3690 Shoulder joint humeral (hemi-shoulder) metallic uncemented prosthesis.

(a)
Identification. A shoulder joint humeral (hemi-shoulder) metallic uncemented prosthesis is a device made of alloys, such as cobalt-chromium-molybdenum. It has an intramedullary stem and is intended to be implanted to replace the articular surface of the proximal end of the humerus and to be fixed without bone cement (§ 888.3027). This device is not intended for biological fixation.(b)
Classification. Class II.

0

February 12, 2024

Image /page/0/Picture/1 description: The image shows the logo of the U.S. Food and Drug Administration (FDA). The logo consists of two parts: the Department of Health and Human Services logo on the left and the FDA logo on the right. The FDA logo includes a blue square with the letters "FDA" in white, followed by the words "U.S. FOOD & DRUG ADMINISTRATION" in blue.

Arthrex Inc. Ivette Galmez Regulatory Affairs Principal Specialist 1370 Creekside Boulevard Naples, Florida 34108-1945

Re: K233260

Trade/Device Name: Univers Revers CA Head and Adapter Regulation Number: 21 CFR 888.3690 Regulation Name: Shoulder joint humeral (hemi-shoulder) metallic uncemented prosthesis Regulatory Class: Class II Product Code: HSD Dated: January 10, 2024 Received: January 10, 2024

Dear Ivette Galmez:

We have reviewed your section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (the Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database available at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Additional information about changes that may require a new premarket notification are provided in the FDA guidance documents entitled "Deciding When to Submit a 510(k) for a Change to an Existing Device" (https://www.fda.gov/media/99812/download) and "Deciding When to Submit a 510(k) for a Software Change to an Existing Device" (https://www.fda.gov/media/99785/download).

1

Your device is also subject to, among other requirements, the Quality System (QS) regulation (21 CFR Part 820), which includes, but is not limited to, 21 CFR 820.30, Design controls; 21 CFR 820.90, Nonconforming product; and 21 CFR 820.100, Corrective and preventive action. Please note that regardless of whether a change requires premarket review, the QS regulation requires device manufacturers to review and approve changes to device design and production (21 CFR 820.30 and 21 CFR 820.70) and document changes and approvals in the device master record (21 CFR 820.181).

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR Part 803) for devices or postmarketing safety reporting (21 CFR Part 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (QS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR Part 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR Parts 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

Image /page/1/Picture/6 description: The image shows the name "Joseph P. Russell -S" in a large, bold font. The text is stacked vertically, with "Joseph P." on the first line and "Russell -S" on the second line. The background is white.

Digitally signed by Joseph P. Russell -S Date: 2024.02.12 11:08:41 -05'00'

for: Farzana Sharmin, PhD Assistant Director DHT6A: Division of Joint Arthroplasty Devices OHT6: Office of Orthopedic Devices Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

2

Indications for Use

510(k) Number (if known) K233260

Device Name

Univers Revers CA Head and Adapter

Indications for Use (Describe)

The Univers Revers CA humeral head and adapters are indicated for:

· salvage of a failed reverse total shoulder, with an irreparable rotator cuff tear and a well-fixed humeral stem, to an anatomic hemi-shoulder replacement; or

· conversion of a primary reverse total shoulder, for the relief of pain secondary to severe rotator cuff arthropathy and an irreparable rotator cuff tear, to anatomic hemi-shoulder replacement when insufficient glenoid bone stock is encountered intraoperatively after the humeral stem has been implanted.

The patient's joint must be anatomically suited to receive the selected implant(s), and a functional deltoid muscle is necessary to use the device.

Type of Use (Select one or both, as applicable)
-------------------------------------------------

X Prescription Use (Part 21 CFR 801 Subpart D)

| Over-The-Counter Use (21 CFR 801 Subpart C)

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3

510(k) Summary

Date PreparedFebruary 9, 2024
SubmitterArthrex Inc.
1370 Creekside Boulevard
Naples, FL 34108-1945
Contact PersonIvette Galmez
Regulatory Affairs Principal Specialist
1 (239) 643-5553 x 71263
ivette.galmez@arthrex.com
Trade NameUnivers Revers CA Head and Adapter
Common NameShoulder Prosthesis
Product CodeHSD
Classification Name21 CFR 888.3690: Shoulder joint humeral (hemi-shoulder) metallic uncemented prosthesis
Regulatory ClassII
Predicate DeviceK151527: Arthrex Univers Revers CA Heads and Adapters
Reference DevicesK071032: Arthrex Univers II Shoulder Prosthesis
K221232: Univers Revers Humeral Cup Implant
K230366: Arthrex Univers Revers Monoblock Stem Size 4/33
K161782: Arthrex Univers Revers Shoulder Prosthesis System
K230513: Arthrex Univers Apex OptiFit Humeral Stems
Purpose of
SubmissionThis 510(k) premarket notification is submitted to obtain clearance for the Univers Revers CA Head and
Adapter which is smaller than the predicate device.
Device DescriptionThe subject device is a line extension to the Arthrex Univers Revers CA Heads and Adapters cleared in
K151527. The subject device components are smaller and are made of the same materials (cobalt
chromium, titanium, and UHMWPE) as the predicate. The subject devices are designed for use with the
Arthrex implantable devices cleared in K221232, K230366, K161782, K142863 and K170414. The
subject devices are labeled with MRI conditional claims in accordance with Arthrex labeling cleared
under K230513.
Indications for UseThe Univers Revers CA humeral head and adapters are indicated for:
• salvage of a failed reverse total shoulder, with an irreparable rotator cuff tear and a well-fixed
humeral stem, to an anatomic hemi-shoulder replacement; or
• conversion of a primary reverse total shoulder, for the relief of pain secondary to severe rotator
cuff arthropathy and an irreparable rotator cuff tear, to anatomic hemi-shoulder replacement
when insufficient glenoid bone stock is encountered intraoperatively after the humeral stem has
been implanted.
The patient's joint must be anatomically and structurally suited to receive the selected implant(s), and
a functional deltoid muscle is necessary to use the device.
Performance DataDynamic fatigue testing followed by corrosion assessment per ASTM F1875, metal ion analysis, and
disassembly testing per ASTM F1820 was performed. All samples met the acceptance criteria.
Biocompatibility testing was conducted to demonstrate no impact to the final finished device due to
the change of supplier. Bacterial Endotoxin per EP 2.6.14/USP demonstrates that the subject
device meets pyrogen limit specifications.
Technological
ComparisonThis submission expands the size range of the Univers Revers CA Heads and Adapters by introducing
smaller size implants but with identical design features to the predicate. The subject device
components are made of the same materials as the predicate. The subject devices have the same
intended use/indications, packaging, shelf life and sterilization as the predicate.
ConclusionThe subject device is substantially equivalent to the predicate in which the basic design features and
intended use/indications are the same. The mechanical testing data demonstrates that the subject
device performance is equivalent to the predicate device for the desired indications. Any differences
between the subject and the predicate device are considered minor and do not raise different
questions regarding safety or effectiveness.
Based on the indications for use, technological characteristics, and the summary of data submitted,
Arthrex Inc. has determined that the subject device is substantially equivalent to the currently
marketed predicate device.