K Number
K211246
Device Name
LEGION CR Porous Plus HA Femoral Components
Date Cleared
2021-05-24

(28 days)

Product Code
Regulation Number
888.3565
AI/MLSaMDIVD (In Vitro Diagnostic)TherapeuticDiagnosticis PCCP AuthorizedThirdparty
Intended Use
Total Knee components are indicated for rheumatoid arthritis, osteoarthritis, osteoarthritis, or degenerative arthritis; failed osteotomies, unicompartmental replacement, or total knee replacement. The Smith & Nephew Legion CR Porous Plus HA Femoral components are indicated for use without bone cement and are single use devices.
Device Description
The subject of this Special 510(k) is to seek clearance for an additional hydroxyapatite (HA) coating supplier for Smith & Nephew's LEGION CR Porous Plus HA Femoral Components. The LEGION Porous Plus HA Primary Femoral Components were previously cleared for market via premarket notification K091543 (S.E. 12/21/2009). The subject device is used in total knee arthroplasty procedures and is available in sizes 2-8 in both left and right configurations. Like the predicate LEGION Porous Plus HA Primary Femoral Components, the subject device is manufactured from cast cobalt-chrome-molybdenum alloy (ASTM F75) with a cobalt-chromemolybdenum (ASTM F75) sintered bead porous coating (ROUGHCOAT). Additionally, the LEGION CR Porous Plus HA Femoral Components are coated with a thin layer of plasmasprayed hydroxyapatite (HA). There has been no change in femoral size, substrate material, porous coating, or device design as a result of this submission. The only modification of the previously cleared LEGION CR Porous Plus HA Femoral Components is the addition of an alternate supplier to administer the HA coating process. The device design, principle of operation, substrate material, dimensional characteristics, and indications for use for the subject device will not change as a result of the implementation of an alternate HA coating supplier.
More Information

Not Found

No
The document describes a physical orthopedic implant (total knee component) and a change in the supplier of a coating process. There is no mention of software, algorithms, data processing, or any terms related to AI/ML. The performance studies focus on material properties and fatigue testing, not algorithmic performance.

Yes
The device is a knee implant indicated for conditions like osteoarthritis and rheumatoid arthritis, which are treated by physically alleviating symptoms or correcting structural issues, thus serving a therapeutic purpose.

No
Explanation: The device described is a total knee component used in arthroplasty procedures for conditions like arthritis. It is an implantable medical device, not one designed to diagnose medical conditions.

No

The device is a physical implant (femoral component for total knee replacement) and not a software-only device. The submission is for a change in the supplier of a coating for this physical device.

Based on the provided text, this device is not an IVD (In Vitro Diagnostic).

Here's why:

  • Intended Use: The intended use is for total knee replacement procedures to treat conditions like arthritis and failed previous surgeries. This is a surgical implant, not a diagnostic test performed on samples from the body.
  • Device Description: The device is a femoral component for a total knee replacement, made of metal with coatings. This is a physical implant.
  • Lack of IVD Characteristics: The description does not mention any of the typical characteristics of an IVD, such as:
    • Analyzing samples (blood, urine, tissue, etc.)
    • Detecting or measuring substances in samples
    • Providing information for diagnosis, monitoring, or screening

The device is clearly an orthopedic implant used in a surgical procedure.

N/A

Intended Use / Indications for Use

Total Knee components are indicated for rheumatoid arthritis; post-traumatic arthritis, osteoarthritis, or degenerative arthritis; failed osteotomies, unicompartmental replacement, or total knee replacement.

The Smith & Nephew Legion CR Porous Plus HA Femoral components are indicated for use without bone cement and are single use devices.

Product codes (comma separated list FDA assigned to the subject device)

MBH

Device Description

The subject of this Special 510(k) is to seek clearance for an additional hydroxyapatite (HA) coating supplier for Smith & Nephew's LEGION CR Porous Plus HA Femoral Components. The LEGION Porous Plus HA Primary Femoral Components were previously cleared for market via premarket notification K091543 (S.E. 12/21/2009). The subject device is used in total knee arthroplasty procedures and is available in sizes 2-8 in both left and right configurations. Like the predicate LEGION Porous Plus HA Primary Femoral Components, the subject device is manufactured from cast cobalt-chrome-molybdenum alloy (ASTM F75) with a cobalt-chromemolybdenum (ASTM F75) sintered bead porous coating (ROUGHCOAT). Additionally, the LEGION CR Porous Plus HA Femoral Components are coated with a thin layer of plasmasprayed hydroxyapatite (HA). There has been no change in femoral size, substrate material, porous coating, or device design as a result of this submission.

The only modification of the previously cleared LEGION CR Porous Plus HA Femoral Components is the addition of an alternate supplier to administer the HA coating process. The device design, principle of operation, substrate material, dimensional characteristics, and indications for use for the subject device will not change as a result of the implementation of an alternate HA coating supplier.

Mentions image processing

Not Found

Mentions AI, DNN, or ML

Not Found

Input Imaging Modality

Not Found

Anatomical Site

Knee

Indicated Patient Age Range

Not Found

Intended User / Care Setting

Not Found

Description of the training set, sample size, data source, and annotation protocol

Not Found

Description of the test set, sample size, data source, and annotation protocol

Not Found

Summary of Performance Studies (study type, sample size, AUC, MRMC, standalone performance, key results)

Smith & Nephew conducted non-clinical fatigue testing of the dual-layer coating (ROUGHCOAT and HA) with the HA coating applied by the subject alternate supplier. The results of this testing demonstrated that the coating properties, via subject alternate supplier, perform equivalent to the predicate LEGION Porous Plus HA Primary Femoral Components (K091543).

Fatigue testing and coating characterization was completed in line with FDA's guidance document entitled, "510(k) Information Needed for Hydroxyapatite Coated Orthopedic Implants," dated March 10, 1995 (revised 2/20/1997). A review of this testing has demonstrated that there are no new risks related to the safety and effectiveness of the subject device with HA coating process performed by the subject alternate HA coating supplier. Precise HA coating characterizations (static shear, shear fatigue, and HA powder values) are discussed in detail in the supplier's Master File.

Key Metrics (Sensitivity, Specificity, PPV, NPV, etc.)

Not Found

Predicate Device(s): If the device was cleared using the 510(k) pathway, identify the Predicate Device(s) K/DEN number used to claim substantial equivalence and list them here in a comma separated list exactly as they appear in the text. List the primary predicate first in the list.

K091543

Reference Device(s): Identify the Reference Device(s) K/DEN number and list them here in a comma separated list exactly as they appear in the text.

Not Found

Predetermined Change Control Plan (PCCP) - All Relevant Information for the subject device only (e.g. presence / absence, what scope was granted / cleared under the PCCP, any restrictions, etc).

Not Found

§ 888.3565 Knee joint patellofemorotibial metal/polymer porous-coated uncemented prosthesis.

(a)
Identification. A knee joint patellofemorotibial metal/polymer porous-coated uncemented prosthesis is a device intended to be implanted to replace a knee joint. The device limits translation and rotation in one or more planes via the geometry of its articulating surfaces. It has no linkage across-the-joint. This generic type of device is designed to achieve biological fixation to bone without the use of bone cement. This identification includes fixed-bearing knee prostheses where the ultra high molecular weight polyethylene tibial bearing is rigidly secured to the metal tibial base plate.(b)
Classification. Class II (special controls). The special control is FDA's guidance: “Class II Special Controls Guidance Document: Knee Joint Patellofemorotibial and Femorotibial Metal/Polymer Porous-Coated Uncemented Prostheses; Guidance for Industry and FDA.” See § 888.1 for the availability of this guidance.

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May 24, 2021

Image /page/0/Picture/1 description: The image shows the logo of the U.S. Food and Drug Administration (FDA). The logo consists of two parts: the Department of Health & Human Services logo on the left and the FDA logo on the right. The FDA logo features the letters "FDA" in a blue square, followed by the words "U.S. FOOD & DRUG ADMINISTRATION" in blue text.

Smith & Nephew, Inc. Leah Hawkins Regulatory Affairs Specialist 7135 Goodlett Farms Parkway Cordova, Tennessee 38016

Re: K211246

Trade/Device Name: LEGION CR Porous Plus HA Femoral Components Regulation Number: 21 CFR 888.3565 Regulation Name: Knee Joint Patellofemorotibial Metal/Polymer Porous-Coated Uncemented Prosthesis Regulatory Class: Class II Product Code: MBH Dated: April 23, 2021 Received: April 26, 2021

Dear Leah Hawkins:

We have reviewed your Section 510(k) premarket notification of intent to market the device referenced above and have determined the device is substantially equivalent (for the indications for use stated in the enclosure) to legally marketed predicate devices marketed in interstate commerce prior to May 28, 1976, the enactment date of the Medical Device Amendments, or to devices that have been reclassified in accordance with the provisions of the Federal Food, Drug, and Cosmetic Act (Act) that do not require approval of a premarket approval application (PMA). You may, therefore, market the device, subject to the general controls provisions of the Act. Although this letter refers to your product as a device, please be aware that some cleared products may instead be combination products. The 510(k) Premarket Notification Database located at https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfpmn/pmn.cfm identifies combination product submissions. The general controls provisions of the Act include requirements for annual registration, listing of devices, good manufacturing practice, labeling, and prohibitions against misbranding and adulteration. Please note: CDRH does not evaluate information related to contract liability warranties. We remind you, however, that device labeling must be truthful and not misleading.

If your device is classified (see above) into either class II (Special Controls) or class III (PMA), it may be subject to additional controls. Existing major regulations affecting your device can be found in the Code of Federal Regulations, Title 21, Parts 800 to 898. In addition, FDA may publish further announcements concerning your device in the Federal Register.

Please be advised that FDA's issuance of a substantial equivalence determination does not mean that FDA has made a determination that your device complies with other requirements of the Act or any Federal statutes and regulations administered by other Federal agencies. You must comply with all the Act's

1

requirements, including, but not limited to: registration and listing (21 CFR Part 807); labeling (21 CFR Part 801); medical device reporting of medical device-related adverse events) (21 CFR 803) for devices or postmarketing safety reporting (21 CFR 4, Subpart B) for combination products (see https://www.fda.gov/combination-products/guidance-regulatory-information/postmarketing-safety-reportingcombination-products); good manufacturing practice requirements as set forth in the quality systems (OS) regulation (21 CFR Part 820) for devices or current good manufacturing practices (21 CFR 4, Subpart A) for combination products; and, if applicable, the electronic product radiation control provisions (Sections 531-542 of the Act); 21 CFR 1000-1050.

Also, please note the regulation entitled, "Misbranding by reference to premarket notification" (21 CFR Part 807.97). For questions regarding the reporting of adverse events under the MDR regulation (21 CFR Part 803), please go to https://www.fda.gov/medical-device-safety/medical-device-reportingmdr-how-report-medical-device-problems.

For comprehensive regulatory information about mediation-emitting products, including information about labeling regulations, please see Device Advice (https://www.fda.gov/medicaldevices/device-advice-comprehensive-regulatory-assistance) and CDRH Learn (https://www.fda.gov/training-and-continuing-education/cdrh-learn). Additionally, you may contact the Division of Industry and Consumer Education (DICE) to ask a question about a specific regulatory topic. See the DICE website (https://www.fda.gov/medical-device-advice-comprehensive-regulatoryassistance/contact-us-division-industry-and-consumer-education-dice) for more information or contact DICE by email (DICE@fda.hhs.gov) or phone (1-800-638-2041 or 301-796-7100).

Sincerely,

Ting Song, Ph.D., R.A.C. Assistant Director DHT6A: Division of Joint Arthroplasty Devices OHT6: Office of Orthopedic Devices Office of Product Evaluation and Quality Center for Devices and Radiological Health

Enclosure

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Indications for Use

510(k) Number (if known) K211246

Device Name

LEGION CR Porous Plus HA Femoral Components

Indications for Use (Describe)

Total Knee components are indicated for rheumatoid arthritis, osteoarthritis, osteoarthritis, or degenerative arthritis; failed osteotomies, unicompartmental replacement, or total knee replacement.

The Smith & Nephew Legion CR Porous Plus HA Femoral components are indicated for use without bone cement and are single use devices.

Type of Use (Select one or both, as applicable)

2 Prescription Use (Part 21 CFR 801 Subpart D)

Over-The-Counter Use (21 CFR 801 Subpart C)

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Smith & Nephew – LEGION CR Porous Plus HA Femoral Components

| 510(k)Submitted by: | Smith & Nephew, Inc.
Orthopaedic Division
1450 East Brooks Road
Memphis, Tennessee 38116 |
|----------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| Date of Submission: | April 23, 2021 |
| Contact Person: | Leah Hawkins, Regulatory Affairs Specialist
T (901) 800-3355
M (901) 463-8447
Additional Contact:
Michelle Huettner, Director of Regulatory Affairs
T (901) 800-3241
M (765) 426-6070 |
| Name of Device: | LEGION CR Porous Plus HA Femoral
Components |
| Common Name: | Femoral Knee Prosthesis |
| Device Classification Name and
Reference: | 21 CFR 888.3565 - Knee joint patellofemorotibial
metal/polymer porous-coated uncemented
prosthesis |
| Device Class: | Class II |
| Panel Code: | Orthopaedics/87 |
| Product Code: | MBH - Prosthesis, Knee, Patello/Femorotibial,
Semi-Constrained, Uncemented, Porous, Coated,
Polymer/Metal/Polymer |
| Predicate Device: | LEGION Porous Plus HA Primary Femoral
Components – K091543 (S.E. 12/21/2009) |

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510(k) SUMMARY Smith & Nephew - LEGION CR Porous Plus HA Femoral Components

Device Description

The subject of this Special 510(k) is to seek clearance for an additional hydroxyapatite (HA) coating supplier for Smith & Nephew's LEGION CR Porous Plus HA Femoral Components. The LEGION Porous Plus HA Primary Femoral Components were previously cleared for market via premarket notification K091543 (S.E. 12/21/2009). The subject device is used in total knee arthroplasty procedures and is available in sizes 2-8 in both left and right configurations. Like the predicate LEGION Porous Plus HA Primary Femoral Components, the subject device is manufactured from cast cobalt-chrome-molybdenum alloy (ASTM F75) with a cobalt-chromemolybdenum (ASTM F75) sintered bead porous coating (ROUGHCOAT). Additionally, the LEGION CR Porous Plus HA Femoral Components are coated with a thin layer of plasmasprayed hydroxyapatite (HA). There has been no change in femoral size, substrate material, porous coating, or device design as a result of this submission.

The only modification of the previously cleared LEGION CR Porous Plus HA Femoral Components is the addition of an alternate supplier to administer the HA coating process. The device design, principle of operation, substrate material, dimensional characteristics, and indications for use for the subject device will not change as a result of the implementation of an alternate HA coating supplier.

Indications for Use

Total Knee components are indicated for rheumatoid arthritis; post-traumatic arthritis, osteoarthritis, or degenerative arthritis; failed osteotomies, unicompartmental replacement, or total knee replacement.

The Smith & Nephew Legion CR Porous Plus HA Femoral components are indicated for use without bone cement and are single use devices.

Technological Characteristics

The HA coating process from the previous supplier to the subject alternate supplier remains unchanged and the new HA coating characteristics meet or exceed the applicable FDA Guidance and ISO Standards. Device comparisons and non-clinical testing show that the subject device LEGION CR Porous Plus HA Femoral Components are substantially equivalent

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510(k) SUMMARY Smith & Nephew - LEGION CR Porous Plus HA Femoral Components

to the predicate LEGION Porous Plus HA Primary Femoral Components (K091543) in terms of intended use, indications for use, design, materials, performance characteristics, and operational principles.

Substantial Equivalence Information

The Smith & Nephew LEGION CR Porous Plus HA Femoral Components are identical in function, design features, intended use, indications for use, operational principles, manufacturing processes, and similar in materials as the commercially available predicate devices listed below in Table 6.1.

Table 6.1: Predicate Device

| Manufacturer | Description | Submission
Number | Clearance Date |
|-------------------------|-------------------------------------------------------|----------------------|----------------|
| Smith & Nephew,
Inc. | LEGION Porous Plus
HA Primary Femoral
Component | K091543 | 12/21/2009 |

Performance Testing

Smith & Nephew conducted non-clinical fatigue testing of the dual-layer coating (ROUGHCOAT and HA) with the HA coating applied by the subject alternate supplier. The results of this testing demonstrated that the coating properties, via subject alternate supplier, perform equivalent to the predicate LEGION Porous Plus HA Primary Femoral Components (K091543).

Fatigue testing and coating characterization was completed in line with FDA's guidance document entitled, "510(k) Information Needed for Hydroxyapatite Coated Orthopedic Implants," dated March 10, 1995 (revised 2/20/1997). A review of this testing has demonstrated that there are no new risks related to the safety and effectiveness of the subject device with HA coating process performed by the subject alternate HA coating supplier. Precise HA coating characterizations (static shear, shear fatigue, and HA powder values) are discussed in detail in the supplier's Master File.

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510(k) SUMMARY Smith & Nephew - LEGION CR Porous Plus HA Femoral Components

Based on the testing within this premarket notification, there are no new issues related to the safety and effectiveness of the subject device. Clinical data was not needed to support the safety and effectiveness of the subject device.

Conclusion

As previously noted, this Special 510(k) Premarket Notification is to seek clearance of the addition of alternate hydroxyapatite (HA) coating supplier for the LEGION CR Porous Plus HA Femoral Components. Based on the similarities to the predicate device and HA coating testing justifications, there are no new risks related to the safety and effectiveness and the subject device is substantially equivalent to the commercially available cleared predicate device.